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Nasdaq · USD

ARQT

Arcutis Biotherapeutics, Inc.

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Tapewire entity
4236
SEC CIK
0001787306
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202505
Jan 202602
Feb 2026011
Mar 2026013
Apr 202601
May 202608
Jun 202603
Jul 202601
Aug 2026010
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2022 Filed Jun 3, 2022 20:56 UTC GrantCommon Stock 4,312 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012319 · doc1.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,312

F1 · balance_after: Includes 4,312 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:55 UTC GrantStock Option (Right to Buy) · Derivative 11,796 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0001567619-22-012317 · doc1.xml · derivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,796

Underlying: Common Stock · 11,796 shares

Expires 2032-06-01

F3 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 1, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:55 UTC GrantCommon Stock 4,312 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012317 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,208

F1 · balance_after: Includes 8,812 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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June 01, 2022 Filed Jun 3, 2022 20:54 UTC
LIN SUE-JEANDirector
GrantStock Option (Right to Buy) · Derivative 11,796 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0001567619-22-012315 · doc1.xml · derivative · entry 2

LIN SUE-JEAN · CIK 0001867788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,796

Underlying: Common Stock · 11,796 shares

Expires 2032-06-01

F2 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% on the first anniversary of June 1, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:54 UTC
LIN SUE-JEANDirector
GrantCommon Stock 4,312 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012315 · doc1.xml · nonDerivative · entry 1

LIN SUE-JEAN · CIK 0001867788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612

F1 · balance_after: Includes 4,612 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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May 27, 2022 Filed Jun 2, 2022 20:48 UTC
Matsuda MasaruSVP and General Counsel
GrantCommon Stock 4,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012149 · doc1.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,175

F1 · shares: Represents performance stock units ("PSUs") initially granted on January 3, 2022 that were subject to a performance-based vesting condition. The vesting condition was determined to be satisfied on May 27, 2022. The PSUs will vest fully on May 27, 2025, subject to the Reporting Person's continued service to the Issuer on such vesting date.

F2 · balance_after: Includes 13,300 RSUs.

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May 05, 2022 Filed May 5, 2022 21:31 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 1,000 $21.76 $21,760.00
Disclosure

SEC source: 0001567619-22-009639 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,667

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 109,925 restricted stock units.

Read SEC document
May 02, 2022 Filed May 3, 2022 21:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,004 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-22-009441 · doc1.xml · derivative · entry 6

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,978

Underlying: Common Stock · 1,004 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option began vesting on March 13, 2019 and will vest monthly over a four year period, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
May 02, 2022 Filed May 3, 2022 21:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,496 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001567619-22-009441 · doc1.xml · derivative · entry 5

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

Underlying: Common Stock · 1,496 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option began vesting monthly over 48 months beginning July 11, 2018, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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May 02, 2022 Filed May 3, 2022 21:14 UTC SaleCommon Stock 2,500 $20.44 $51,112.00
Disclosure

SEC source: 0001567619-22-009441 · doc1.xml · nonDerivative · entry 3

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $20.13 to $20.695, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 4,500 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
May 02, 2022 Filed May 3, 2022 21:14 UTC Exercise / conversionCommon Stock 1,004 $1.68 $1,687.32
Disclosure

SEC source: 0001567619-22-009441 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 4,500 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
May 02, 2022 Filed May 3, 2022 21:14 UTC Exercise / conversionCommon Stock 1,496 $0.58 $867.98
Disclosure

SEC source: 0001567619-22-009441 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 4,500 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
April 21, 2022 Filed Apr 21, 2022 18:32 UTC
OSBORNE DAVID WChief Technical Officer
SaleCommon Stock 2,197 $20.42 $44,872.19
Disclosure

SEC source: 0001567619-22-008817 · doc1.xml · nonDerivative · entry 1

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,229

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $20.125 to $20.925, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 24,925 RSUs.

Read SEC document
April 08, 2022 Filed Apr 8, 2022 22:06 UTC SaleCommon Stock 102,800 $20.71 $2,128,988.00
Disclosure

SEC source: 0000947871-22-000450 · ownership.xml · nonDerivative · entry 6

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

ORBIMED CAPITAL LLC · CIK 0001157524 · 10% owner

OrbiMed Capital GP VII LLC · CIK 0001760648 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 451,086

F3 · price: These shares of the Issuer's common stock ("Shares") were sold in a block at a price of $20.71

F5 · ownership.nature: The Shares are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPM.

F6 · ownership.nature: This report on Form 4 is filed by OrbiMed Advisors, OrbiMed GP VII, and OrbiMed Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 08, 2022 Filed Apr 8, 2022 22:06 UTC SaleCommon Stock 97,200 $20.71 $2,013,012.00
Disclosure

SEC source: 0000947871-22-000450 · ownership.xml · nonDerivative · entry 5

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

ORBIMED CAPITAL LLC · CIK 0001157524 · 10% owner

OrbiMed Capital GP VII LLC · CIK 0001760648 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,840,564

F3 · price: These shares of the Issuer's common stock ("Shares") were sold in a block at a price of $20.71

F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments VII, LP ("OPI VII"). OrbiMed Capital GP VII LLC ("OrbiMed GP VII") is the general partner of OPI VII and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of OrbiMed GP VII. OrbiMed GP VII and OrbiMed Advisors may be deemed to have voting and investment power over the securities held by OPI VII and may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VII.

F6 · ownership.nature: This report on Form 4 is filed by OrbiMed Advisors, OrbiMed GP VII, and OrbiMed Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 22:06 UTC SaleCommon Stock 177,196 $20.66 $3,660,869.36
Disclosure

SEC source: 0000947871-22-000450 · ownership.xml · nonDerivative · entry 4

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

ORBIMED CAPITAL LLC · CIK 0001157524 · 10% owner

OrbiMed Capital GP VII LLC · CIK 0001760648 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 553,886

F2 · price: These shares of the Issuer's common stock ("Shares") were sold in a block at a price of $20.66.

F5 · ownership.nature: The Shares are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPM.

F6 · ownership.nature: This report on Form 4 is filed by OrbiMed Advisors, OrbiMed GP VII, and OrbiMed Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 22:06 UTC SaleCommon Stock 167,800 $20.66 $3,466,748.00
Disclosure

SEC source: 0000947871-22-000450 · ownership.xml · nonDerivative · entry 3

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

ORBIMED CAPITAL LLC · CIK 0001157524 · 10% owner

OrbiMed Capital GP VII LLC · CIK 0001760648 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,937,764

F2 · price: These shares of the Issuer's common stock ("Shares") were sold in a block at a price of $20.66.

F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments VII, LP ("OPI VII"). OrbiMed Capital GP VII LLC ("OrbiMed GP VII") is the general partner of OPI VII and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of OrbiMed GP VII. OrbiMed GP VII and OrbiMed Advisors may be deemed to have voting and investment power over the securities held by OPI VII and may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VII.

F6 · ownership.nature: This report on Form 4 is filed by OrbiMed Advisors, OrbiMed GP VII, and OrbiMed Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 22:06 UTC SaleCommon Stock 171,204 $20.69 $3,542,210.76
Disclosure

SEC source: 0000947871-22-000450 · ownership.xml · nonDerivative · entry 2

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

ORBIMED CAPITAL LLC · CIK 0001157524 · 10% owner

OrbiMed Capital GP VII LLC · CIK 0001760648 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 731,082

F1 · price: These shares of the Issuer's common stock ("Shares") were sold in a block at a price of $20.69.

F5 · ownership.nature: The Shares are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPM.

F6 · ownership.nature: This report on Form 4 is filed by OrbiMed Advisors, OrbiMed GP VII, and OrbiMed Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 22:06 UTC SaleCommon Stock 162,000 $20.69 $3,351,780.00
Disclosure

SEC source: 0000947871-22-000450 · ownership.xml · nonDerivative · entry 1

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

ORBIMED CAPITAL LLC · CIK 0001157524 · 10% owner

OrbiMed Capital GP VII LLC · CIK 0001760648 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,105,564

F1 · price: These shares of the Issuer's common stock ("Shares") were sold in a block at a price of $20.69.

F4 · ownership.nature: The Shares are held of record by OrbiMed Private Investments VII, LP ("OPI VII"). OrbiMed Capital GP VII LLC ("OrbiMed GP VII") is the general partner of OPI VII and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of OrbiMed GP VII. OrbiMed GP VII and OrbiMed Advisors may be deemed to have voting and investment power over the securities held by OPI VII and may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VII.

F6 · ownership.nature: This report on Form 4 is filed by OrbiMed Advisors, OrbiMed GP VII, and OrbiMed Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 05, 2022 Filed Apr 5, 2022 22:45 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 1,000 $21.43 $21,430.00
Disclosure

SEC source: 0001567619-22-008131 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,667

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 109,925 restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 20:55 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001567619-22-007865 · doc1.xml · derivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,606

Underlying: Common Stock · 7,500 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option began vesting monthly over 48 months beginning July 11, 2018, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 20:55 UTC SaleCommon Stock 7,500 $20.02 $150,183.75
Disclosure

SEC source: 0001567619-22-007865 · doc1.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $20.00 to $20.135, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 4,500 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 20:55 UTC Exercise / conversionCommon Stock 7,500 $0.58 $4,351.50
Disclosure

SEC source: 0001567619-22-007865 · doc1.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 4,500 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:11 UTC
Turney Patricia A.SVP, Operations
Disposition to issuerStock Option (Right to Buy) · Derivative 25,328 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001567619-22-007534 · doc1.xml · derivative · entry 2

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,615

Underlying: Common Stock · 25,328 shares

Expires 2029-11-20

F2 · derivative.exercise_date: The option vests as to 1/4 of the total shares on November 14, 2020, and then 1/48 of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on November 14, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:11 UTC
Turney Patricia A.SVP, Operations
GrantCommon Stock 25,328 $6.52 $165,138.56
Disclosure

SEC source: 0001567619-22-007534 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,441

F1 · balance_after: Includes 24,925 restricted stock units.

Read SEC document
March 23, 2022 Filed Mar 31, 2022 00:02 UTC Amendment
Turney Patricia A.SVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 25,328 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001567619-22-007727 · doc1.xml · derivative · entry 2

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,615

Underlying: Common Stock · 25,328 shares

Expires 2029-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as to 1/4 of the total shares on November 14, 2020, and then 1/48 of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on November 14, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
March 23, 2022 Filed Mar 31, 2022 00:02 UTC Amendment
Turney Patricia A.SVP, Operations
Exercise / conversionCommon Stock 25,328 $6.52 $165,138.56
Disclosure

SEC source: 0001567619-22-007727 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 24,925 restricted stock units.

Read SEC document
March 23, 2022 Filed Aug 5, 2022 00:42 UTC Amendment
Turney Patricia A.SVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 15,331 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001567619-22-014989 · doc1.xml · derivative · entry 2

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,612

Underlying: Common Stock · 15,331 shares

Expires 2029-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as to 1/4 of the total shares on November 14, 2020, and then 1/48 of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on November 14, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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March 23, 2022 Filed Aug 5, 2022 00:42 UTC Amendment
Turney Patricia A.SVP, Operations
Exercise / conversionCommon Stock 15,331 $6.52 $99,958.12
Disclosure

SEC source: 0001567619-22-014989 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 24,925 restricted stock units.

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March 09, 2022 Filed Mar 12, 2022 02:42 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 300 $17.00 $5,100.00
Disclosure

SEC source: 0000899243-22-010801 · doc4.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,667

F1 · shares: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 109,925 restricted stock units "RSUs". The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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March 07, 2022 Filed Mar 8, 2022 01:49 UTC
Burrows Scott LChief Financial Officer
SaleCommon Stock 10 $16.44 $164.45
Disclosure

SEC source: 0001567619-22-006494 · doc1.xml · nonDerivative · entry 3

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,256

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F4 · price: The transaction was executed in multiple trades in prices ranging from $16.44 to $16.45, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5 · balance_after: Includes 17,400 RSUs.

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March 07, 2022 Filed Mar 7, 2022 20:47 UTC
OSBORNE DAVID WChief Technical Officer
SaleCommon Stock 28 $16.44 $460.46
Disclosure

SEC source: 0001567619-22-006492 · doc1.xml · nonDerivative · entry 3

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,426

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F4 · price: The transaction was executed in multiple trades in prices ranging from $16.44 to $16.45, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5 · balance_after: Includes 24,925 RSUs.

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March 07, 2022 Filed Mar 8, 2022 01:53 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 30 $16.44 $493.35
Disclosure

SEC source: 0001567619-22-006497 · doc1.xml · nonDerivative · entry 3

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,039

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F4 · price: The transaction was executed in multiple trades in prices ranging from $16.44 to $16.45, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5 · balance_after: Includes 41,675 RSUs.

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March 07, 2022 Filed Mar 8, 2022 01:48 UTC
Turney Patricia A.SVP, Operations
SaleCommon Stock 30 $16.44 $493.35
Disclosure

SEC source: 0001567619-22-006493 · doc1.xml · nonDerivative · entry 3

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,113

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F4 · price: The transaction was executed in multiple trades in prices ranging from $16.44 to $16.45, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5 · balance_after: Includes 24,925 RSUs.

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March 07, 2022 Filed Mar 8, 2022 01:59 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 700 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001567619-22-006498 · doc1.xml · derivative · entry 11

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,935

Underlying: Common Stock · 700 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F13 · derivative.exercise_date: The option began vesting monthly over a four year period beginning upon the achievement of certain company milestones, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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March 07, 2022 Filed Mar 8, 2022 01:59 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 700 $17.11 $11,974.06
Disclosure

SEC source: 0001567619-22-006498 · doc1.xml · nonDerivative · entry 5

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,967

F5 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The transaction was executed in multiple trades in prices ranging from $17.02 to $17.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F7 · balance_after: Includes 109,925 restricted stock units.

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March 07, 2022 Filed Mar 8, 2022 01:59 UTC
Watanabe ToddDirector · President and CEO
Exercise / conversionCommon Stock 700 $1.68 $1,176.42
Disclosure

SEC source: 0001567619-22-006498 · doc1.xml · nonDerivative · entry 4

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 01:59 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 70 $16.44 $1,151.14
Disclosure

SEC source: 0001567619-22-006498 · doc1.xml · nonDerivative · entry 3

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,967

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F4 · price: The transaction was executed in multiple trades in prices ranging from $16.44 to $16.45, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 01:49 UTC
Lock Kenneth A.Chief Commercial Officer
SaleCommon Stock 30 $16.44 $493.35
Disclosure

SEC source: 0001567619-22-006495 · doc1.xml · nonDerivative · entry 3

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,011

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F4 · price: The transaction was executed in multiple trades in prices ranging from $16.44 to $16.45, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5 · balance_after: Includes 24,925 RSUs.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 01:49 UTC
Burrows Scott LChief Financial Officer
SaleCommon Stock 293 $16.86 $4,939.72
Disclosure

SEC source: 0001567619-22-006494 · doc1.xml · nonDerivative · entry 2

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,266

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.63 to $17.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 20:47 UTC
OSBORNE DAVID WChief Technical Officer
SaleCommon Stock 828 $16.86 $13,959.33
Disclosure

SEC source: 0001567619-22-006492 · doc1.xml · nonDerivative · entry 2

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,454

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.63 to $17.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 01:53 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 981 $16.86 $16,538.78
Disclosure

SEC source: 0001567619-22-006497 · doc1.xml · nonDerivative · entry 2

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,069

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.63 to $17.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 01:48 UTC
Turney Patricia A.SVP, Operations
SaleCommon Stock 993 $16.86 $16,741.09
Disclosure

SEC source: 0001567619-22-006493 · doc1.xml · nonDerivative · entry 2

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,143

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.63 to $17.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 01:59 UTC
Watanabe ToddDirector · President and CEO
SaleCommon Stock 2,489 $16.86 $41,962.30
Disclosure

SEC source: 0001567619-22-006498 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,037

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.63 to $17.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 01:49 UTC
Lock Kenneth A.Chief Commercial Officer
SaleCommon Stock 993 $16.86 $16,741.09
Disclosure

SEC source: 0001567619-22-006495 · doc1.xml · nonDerivative · entry 2

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,041

F2 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.63 to $17.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:49 UTC
Burrows Scott LChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 35,300 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001567619-22-006494 · doc1.xml · derivative · entry 4

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,300

Underlying: Common Stock · 35,300 shares

Expires 2032-03-03

F6 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

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March 03, 2022 Filed Mar 8, 2022 01:49 UTC
Burrows Scott LChief Financial Officer
GrantCommon Stock 13,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006494 · doc1.xml · nonDerivative · entry 1

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,559

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2023, subject to the Reporting Person's continued service to the Issuer.

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March 03, 2022 Filed Mar 8, 2022 01:52 UTC
Matsuda MasaruSVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 35,300 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001567619-22-006496 · doc1.xml · derivative · entry 2

Matsuda Masaru · CIK 0001798679 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,300

Underlying: Common Stock · 35,300 shares

Expires 2032-03-03

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

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March 03, 2022 Filed Mar 8, 2022 01:52 UTC
Matsuda MasaruSVP and General Counsel
GrantCommon Stock 13,300 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006496 · doc1.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 3 of each year, beginning March 3, 2023, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 13,300 RSUs.

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March 03, 2022 Filed Mar 7, 2022 20:47 UTC
OSBORNE DAVID WChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 35,300 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001567619-22-006492 · doc1.xml · derivative · entry 4

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,300

Underlying: Common Stock · 35,300 shares

Expires 2032-03-03

F6 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 3, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.