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Nasdaq · USD

ARQT

Arcutis Biotherapeutics, Inc.

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4236
SEC CIK
0001787306
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202505
Jan 202602
Feb 2026011
Mar 2026013
Apr 202601
May 202608
Jun 202603
Jul 202601
Aug 2026010
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2023 Filed Mar 8, 2023 21:28 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 851 $15.26 $12,989.15
Disclosure

SEC source: 0001567619-23-004670 · doc1.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,962

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.120 to $15.440, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:29 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 2,435 $15.26 $37,167.35
Disclosure

SEC source: 0001567619-23-004672 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,657

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.120 to $15.440, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:26 UTC
Turney Patricia A.SVP, Operations
SaleCommon Stock 831 $15.26 $12,683.97
Disclosure

SEC source: 0001567619-23-004669 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,862

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.120 to $15.440, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:25 UTC
Lock Kenneth A.Chief Commercial Officer
SaleCommon Stock 831 $15.26 $12,684.05
Disclosure

SEC source: 0001567619-23-004667 · doc1.xml · nonDerivative · entry 1

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,429

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.120 to $15.440, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 00:05 UTC
Burrows Scott LChief Financial Officer
SaleCommon Stock 18 $16.52 $297.36
Disclosure

SEC source: 0001567619-23-004270 · doc1.xml · nonDerivative · entry 3

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,406

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 00:05 UTC
Burrows Scott LChief Financial Officer
SaleCommon Stock 1,416 $15.82 $22,398.71
Disclosure

SEC source: 0001567619-23-004270 · doc1.xml · nonDerivative · entry 2

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,424

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: The transaction was executed in multiple trades in prices ranging from $15.470 to $16.460, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Mar 2, 2023 19:03 UTC
OSBORNE DAVID WChief Technical Officer
SaleCommon Stock 15 $16.52 $247.80
Disclosure

SEC source: 0001567619-23-004268 · doc1.xml · nonDerivative · entry 3

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,644

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 2, 2023 19:03 UTC
OSBORNE DAVID WChief Technical Officer
SaleCommon Stock 1,198 $15.82 $18,950.56
Disclosure

SEC source: 0001567619-23-004268 · doc1.xml · nonDerivative · entry 2

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,659

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: The transaction was executed in multiple trades in prices ranging from $15.470 to $16.460, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 00:07 UTC
Turney Patricia A.SVP, Operations
SaleCommon Stock 18 $16.52 $297.36
Disclosure

SEC source: 0001567619-23-004274 · doc1.xml · nonDerivative · entry 3

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,693

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 00:07 UTC
Turney Patricia A.SVP, Operations
SaleCommon Stock 1,414 $15.82 $22,367.08
Disclosure

SEC source: 0001567619-23-004274 · doc1.xml · nonDerivative · entry 2

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,711

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F4 · price: The transaction was executed in multiple trades in prices ranging from $15.470 to $16.460, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 00:06 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 69 $16.52 $1,139.88
Disclosure

SEC source: 0001567619-23-004272 · doc1.xml · nonDerivative · entry 3

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,092

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 00:06 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 5,403 $15.82 $85,465.73
Disclosure

SEC source: 0001567619-23-004272 · doc1.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,161

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: The transaction was executed in multiple trades in prices ranging from $15.470 to $16.460, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 00:04 UTC
Lock Kenneth A.Chief Commercial Officer
SaleCommon Stock 18 $16.52 $297.36
Disclosure

SEC source: 0001567619-23-004269 · doc1.xml · nonDerivative · entry 3

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,260

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 00:04 UTC
Lock Kenneth A.Chief Commercial Officer
SaleCommon Stock 1,414 $15.82 $22,366.93
Disclosure

SEC source: 0001567619-23-004269 · doc1.xml · nonDerivative · entry 2

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,278

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F4 · price: The transaction was executed in multiple trades in prices ranging from $15.470 to $16.460, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:58 UTC
Burrows Scott LChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 55,800 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001567619-23-004547 · doc1.xml · derivative · entry 2

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,800

Underlying: Common Stock · 55,800 shares

Expires 2033-03-02

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 2, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:58 UTC
Burrows Scott LChief Financial Officer
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004547 · doc1.xml · nonDerivative · entry 1

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,406

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 2 of each year, beginning March 2, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:52 UTC
Matsuda MasaruSee Remarks
GrantStock Option (Right to Buy) · Derivative 55,800 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001567619-23-004542 · doc1.xml · derivative · entry 4

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,800

Underlying: Common Stock · 55,800 shares

Expires 2033-03-02

F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 2, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:52 UTC
Matsuda MasaruSee Remarks
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004542 · doc1.xml · nonDerivative · entry 3

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,101

F3 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 2 of each year, beginning March 2, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:52 UTC
Matsuda MasaruSee Remarks
SaleCommon Stock 18 $16.52 $297.36
Disclosure

SEC source: 0001567619-23-004542 · doc1.xml · nonDerivative · entry 2

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,101

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:52 UTC
Matsuda MasaruSee Remarks
SaleCommon Stock 1,416 $15.82 $22,398.43
Disclosure

SEC source: 0001567619-23-004542 · doc1.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,119

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.470 to $16.460, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 18:56 UTC
OSBORNE DAVID WChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 39,500 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001567619-23-004545 · doc1.xml · derivative · entry 2

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Common Stock · 39,500 shares

Expires 2033-03-02

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 2, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 18:56 UTC
OSBORNE DAVID WChief Technical Officer
GrantCommon Stock 14,900 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004545 · doc1.xml · nonDerivative · entry 1

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,544

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 2 of each year, beginning March 2, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:51 UTC
Burnett PatrickSee Remarks
GrantStock Option (Right to Buy) · Derivative 55,800 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001567619-23-004541 · doc1.xml · derivative · entry 4

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,800

Underlying: Common Stock · 55,800 shares

Expires 2033-03-02

F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 2, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:51 UTC
Burnett PatrickSee Remarks
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004541 · doc1.xml · nonDerivative · entry 3

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,813

F3 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 2 of each year, beginning March 2, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:51 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 23 $16.52 $379.96
Disclosure

SEC source: 0001567619-23-004541 · doc1.xml · nonDerivative · entry 2

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,813

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:51 UTC
Burnett PatrickSee Remarks
SaleCommon Stock 1,728 $15.82 $27,333.16
Disclosure

SEC source: 0001567619-23-004541 · doc1.xml · nonDerivative · entry 1

Burnett Patrick · CIK 0001741987 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,836

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.470 to $16.460, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:57 UTC
Lock Kenneth A.Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 55,800 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001567619-23-004546 · doc1.xml · derivative · entry 2

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,800

Underlying: Common Stock · 55,800 shares

Expires 2033-03-02

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 2, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer..

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:57 UTC
Lock Kenneth A.Chief Commercial Officer
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004546 · doc1.xml · nonDerivative · entry 1

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,260

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 2 of each year, beginning March 2, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:55 UTC
Turney Patricia A.SVP, Operations
GrantStock Option (Right to Buy) · Derivative 47,600 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001567619-23-004544 · doc1.xml · derivative · entry 2

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,600

Underlying: Common Stock · 47,600 shares

Expires 2033-03-02

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 2, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:55 UTC
Turney Patricia A.SVP, Operations
GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004544 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,693

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 2 of each year, beginning March 2, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:54 UTC GrantStock Option (Right to Buy) · Derivative 39,500 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001567619-23-004543 · doc1.xml · derivative · entry 4

Moore Matthew Richard · CIK 0001840191 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Common Stock · 39,500 shares

Expires 2033-03-02

F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 2, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:54 UTC GrantCommon Stock 14,900 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004543 · doc1.xml · nonDerivative · entry 3

Moore Matthew Richard · CIK 0001840191 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,590

F3 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 25% of the RSUs vest annually on March 2 of each year, beginning March 2, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:54 UTC SaleCommon Stock 21 $16.52 $346.92
Disclosure

SEC source: 0001567619-23-004543 · doc1.xml · nonDerivative · entry 2

Moore Matthew Richard · CIK 0001840191 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,690

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:54 UTC SaleCommon Stock 1,589 $15.82 $25,134.33
Disclosure

SEC source: 0001567619-23-004543 · doc1.xml · nonDerivative · entry 1

Moore Matthew Richard · CIK 0001840191 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,711

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.470 to $16.460, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2023 Filed Apr 1, 2023 01:54 UTC Amendment
Watanabe ToddDirector · See Remarks
GrantStock Option (right to buy) · Derivative 232,000 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001787306-23-000025 · wf-form4a_168031405519295.xml · derivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,000

Underlying: Common Stock · 232,000 shares

Expires 2033-03-02

F3 · derivative.exercise_date: Amendment filed to add RSUs and Stock Options granted to Reporting Person on March 2, 2023. 1/48th of the shares subject to the option vest on each monthly anniversary measured from March 2, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer.

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March 02, 2023 Filed Apr 1, 2023 01:54 UTC Amendment
Watanabe ToddDirector · See Remarks
GrantCommon Stock 87,500 $0.00 $0.00
Disclosure

SEC source: 0001787306-23-000025 · wf-form4a_168031405519295.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,592

F1 · shares: Constitute Restricted Stock Units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting, 25% of the RSUs vest annually on March 2 of each year, beginning on March 2, 2024, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Reflects amount of securities beneficially owned as of March 2, 2023.

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February 28, 2023 Filed Mar 3, 2023 00:05 UTC
Burrows Scott LChief Financial Officer
SaleCommon Stock 416 $16.17 $6,725.18
Disclosure

SEC source: 0001567619-23-004270 · doc1.xml · nonDerivative · entry 1

Burrows Scott L · CIK 0001853327 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,840

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.990 to $16.320, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 28, 2023 Filed Mar 2, 2023 19:03 UTC
OSBORNE DAVID WChief Technical Officer
SaleCommon Stock 792 $16.17 $12,803.71
Disclosure

SEC source: 0001567619-23-004268 · doc1.xml · nonDerivative · entry 1

OSBORNE DAVID W · CIK 0001252999 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,857

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.990 to $16.320, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 28, 2023 Filed Mar 3, 2023 00:07 UTC
Turney Patricia A.SVP, Operations
SaleCommon Stock 936 $16.17 $15,131.66
Disclosure

SEC source: 0001567619-23-004274 · doc1.xml · nonDerivative · entry 1

Turney Patricia A. · CIK 0001801045 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,125

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.990 to $16.320, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 1,617 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2022.

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February 28, 2023 Filed Mar 3, 2023 00:06 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 2,343 $16.17 $37,877.64
Disclosure

SEC source: 0001567619-23-004272 · doc1.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,564

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.990 to $16.320, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 28, 2023 Filed Mar 3, 2023 00:04 UTC
Lock Kenneth A.Chief Commercial Officer
SaleCommon Stock 936 $16.17 $15,131.66
Disclosure

SEC source: 0001567619-23-004269 · doc1.xml · nonDerivative · entry 1

Lock Kenneth A. · CIK 0001801047 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,692

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.990 to $16.320, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 1,617 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2022.

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February 15, 2023 Filed Feb 21, 2023 12:20 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001787306-23-000010 · wf-form4_167698204256036.xml · derivative · entry 4

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,458

Underlying: Common Stock · 8,500 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option began vesting on March 13, 2019 and will vest monthly over a four year period, subject to the Reporting Person's continuous provision of services to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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February 15, 2023 Filed Feb 21, 2023 12:20 UTC SaleCommon Stock 8,500 $16.98 $144,352.10
Disclosure

SEC source: 0001787306-23-000010 · wf-form4_167698204256036.xml · nonDerivative · entry 2

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,825

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $16.84 to $17.10, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 15, 2023 Filed Feb 21, 2023 12:20 UTC Exercise / conversionCommon Stock 8,500 $1.68 $14,285.10
Disclosure

SEC source: 0001787306-23-000010 · wf-form4_167698204256036.xml · nonDerivative · entry 1

Welgus Howard G. · CIK 0001801050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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February 14, 2023 Filed Feb 16, 2023 00:09 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 100 $17.03 $1,703.00
Disclosure

SEC source: 0001787306-23-000008 · wf-form4_167650612269186.xml · nonDerivative · entry 4

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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February 14, 2023 Filed Feb 16, 2023 00:09 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 417 $17.02 $7,097.34
Disclosure

SEC source: 0001787306-23-000008 · wf-form4_167650612269186.xml · nonDerivative · entry 3

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,007

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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February 13, 2023 Filed Feb 16, 2023 00:09 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 42 $17.01 $714.42
Disclosure

SEC source: 0001787306-23-000008 · wf-form4_167650612269186.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,424

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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February 13, 2023 Filed Feb 16, 2023 00:09 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 441 $17.00 $7,497.00
Disclosure

SEC source: 0001787306-23-000008 · wf-form4_167650612269186.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,466

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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February 01, 2023 Filed Feb 3, 2023 21:26 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 382 $17.00 $6,494.00
Disclosure

SEC source: 0001787306-23-000006 · wf-form4_167545953621023.xml · nonDerivative · entry 2

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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February 01, 2023 Filed Feb 3, 2023 21:26 UTC
Watanabe ToddDirector · See Remarks
SaleCommon Stock 618 $17.00 $10,508.72
Disclosure

SEC source: 0001787306-23-000006 · wf-form4_167545953621023.xml · nonDerivative · entry 1

Watanabe Todd Franklin · CIK 0001801061 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,289

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.