Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2019 Filed Nov 23, 2019 01:05 UTC |
McKee LynnEVP, Human Resources
|
GrantCommon Stock | 7,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000234 · wf-form4_157447109029811.xml · nonDerivative · entry 2 MCKEE LYNN · CIK 0001278866 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,614.629 F2 · shares: Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 00:51 UTC |
ZILLMER JOHN JDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 300,399 | $0.00 Strike: $42.43 | $0.00 |
DisclosureSEC source: 0001584509-19-000228 · wf-form4_157447029642347.xml · derivative · entry 3 ZILLMER JOHN J · CIK 0001188262 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,399 Underlying: Common Stock · 300,399 shares Expires 2029-11-21 F3 · derivative.exercise_date: These options to purchase shares of common stock vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 00:51 UTC |
ZILLMER JOHN JDirector · Chief Executive Officer
|
PurchaseCommon Stock | 35,000 | $42.68 | $1,493,852.50 |
DisclosureSEC source: 0001584509-19-000228 · wf-form4_157447029642347.xml · nonDerivative · entry 2 ZILLMER JOHN J · CIK 0001188262 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,030 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $42.55 to $42.71, inclusive. The reporting person undertakes to provide to Aramark, any security holder of Aramark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 00:51 UTC |
ZILLMER JOHN JDirector · Chief Executive Officer
|
GrantCommon Stock | 44,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000228 · wf-form4_157447029642347.xml · nonDerivative · entry 1 ZILLMER JOHN J · CIK 0001188262 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,030 F1 · shares: Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 00:44 UTC |
Bramlage Stephen P JRExecutive VP and CFO
|
GrantStock Option (Right to Buy) · Derivative | 94,863 | $0.00 Strike: $42.43 | $0.00 |
DisclosureSEC source: 0001584509-19-000224 · wf-form4_157446985738387.xml · derivative · entry 3 Bramlage Stephen P JR · CIK 0001551683 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,863 Underlying: Common Stock · 94,863 shares Expires 2029-11-21 F3 · derivative.exercise_date: These options to purchase shares of common stock vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 00:44 UTC |
Bramlage Stephen P JRExecutive VP and CFO
|
GrantCommon Stock | 14,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000224 · wf-form4_157446985738387.xml · nonDerivative · entry 2 Bramlage Stephen P JR · CIK 0001551683 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,483.09 F2 · shares: Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 00:54 UTC |
Harrington Lauren ASVP and General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 47,432 | $0.00 Strike: $42.43 | $0.00 |
DisclosureSEC source: 0001584509-19-000230 · wf-form4_157447046928118.xml · derivative · entry 3 Harrington Lauren A · CIK 0001769488 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,432 Underlying: Common Stock · 47,432 shares Expires 2029-11-21 F3 · derivative.exercise_date: These options to purchase shares of common stock vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 00:54 UTC |
Harrington Lauren ASVP and General Counsel
|
GrantCommon Stock | 7,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000230 · wf-form4_157447046928118.xml · nonDerivative · entry 2 Harrington Lauren A · CIK 0001769488 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,185.544 F2 · shares: Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 01:01 UTC |
Bethel KeithChief Growth Officer
|
GrantStock Option (Right to Buy) · Derivative | 47,432 | $0.00 Strike: $42.43 | $0.00 |
DisclosureSEC source: 0001584509-19-000232 · wf-form4_157447087166371.xml · derivative · entry 3 Bethel Keith · CIK 0001784784 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,432 Underlying: Common Stock · 47,432 shares Expires 2029-11-21 F3 · derivative.exercise_date: These options to purchase shares of common stock vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 01:01 UTC |
Bethel KeithChief Growth Officer
|
GrantCommon Stock | 7,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000232 · wf-form4_157447087166371.xml · nonDerivative · entry 2 Bethel Keith · CIK 0001784784 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,150.708 F2 · shares: Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 00:48 UTC |
Bruno Marc ACOO, U.S. Food & Facilities
|
GrantStock Option (Right to Buy) · Derivative | 47,432 | $0.00 Strike: $42.43 | $0.00 |
DisclosureSEC source: 0001584509-19-000226 · wf-form4_157447008240284.xml · derivative · entry 3 Bruno Marc A · CIK 0001738789 · COO, U.S. Food & Facilities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,432 Underlying: Common Stock · 0 shares Expires 2029-11-21 F3 · derivative.exercise_date: These options to purchase shares of common stock vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 21, 2019 Filed Nov 23, 2019 00:48 UTC |
Bruno Marc ACOO, U.S. Food & Facilities
|
GrantCommon Stock | 7,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000226 · wf-form4_157447008240284.xml · nonDerivative · entry 2 Bruno Marc A · CIK 0001738789 · COO, U.S. Food & Facilities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,283.578 F2 · shares: Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 01:05 UTC |
McKee LynnEVP, Human Resources
|
Tax withholdingCommon Stock | 1,179 | $45.12 | $53,196.48 |
DisclosureSEC source: 0001584509-19-000234 · wf-form4_157447109029811.xml · nonDerivative · entry 1 MCKEE LYNN · CIK 0001278866 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,543.629 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · price: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:44 UTC |
Bramlage Stephen P JRExecutive VP and CFO
|
Tax withholdingCommon Stock | 1,179 | $45.12 | $53,196.48 |
DisclosureSEC source: 0001584509-19-000224 · wf-form4_157446985738387.xml · nonDerivative · entry 1 Bramlage Stephen P JR · CIK 0001551683 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,342.09 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · price: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:54 UTC |
Harrington Lauren ASVP and General Counsel
|
Tax withholdingCommon Stock | 69 | $45.12 | $3,113.28 |
DisclosureSEC source: 0001584509-19-000230 · wf-form4_157447046928118.xml · nonDerivative · entry 1 Harrington Lauren A · CIK 0001769488 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,114.544 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · price: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 01:01 UTC |
Bethel KeithChief Growth Officer
|
Tax withholdingCommon Stock | 370 | $45.12 | $16,694.40 |
DisclosureSEC source: 0001584509-19-000232 · wf-form4_157447087166371.xml · nonDerivative · entry 1 Bethel Keith · CIK 0001784784 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,079.708 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · price: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:48 UTC |
Bruno Marc ACOO, U.S. Food & Facilities
|
Tax withholdingCommon Stock | 628 | $45.12 | $28,335.36 |
DisclosureSEC source: 0001584509-19-000226 · wf-form4_157447008240284.xml · nonDerivative · entry 1 Bruno Marc A · CIK 0001738789 · COO, U.S. Food & Facilities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,212.578 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · price: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 00:25 UTC |
McKee LynnEVP, Human Resources
|
Tax withholdingCommon Stock | 1,116 | $43.66 | $48,724.56 |
DisclosureSEC source: 0001584509-19-000219 · wf-form4_157420949695585.xml · nonDerivative · entry 2 MCKEE LYNN · CIK 0001278866 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,722.629 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 00:24 UTC |
Bramlage Stephen P JRExecutive VP and CFO
|
Tax withholdingCommon Stock | 1,116 | $43.66 | $48,724.56 |
DisclosureSEC source: 0001584509-19-000216 · wf-form4_157420943343479.xml · nonDerivative · entry 2 Bramlage Stephen P JR · CIK 0001551683 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,521.09 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 00:24 UTC |
Bethel KeithChief Growth Officer
|
Tax withholdingCommon Stock | 593 | $43.66 | $25,890.38 |
DisclosureSEC source: 0001584509-19-000218 · wf-form4_157420947670031.xml · nonDerivative · entry 2 Bethel Keith · CIK 0001784784 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,449.708 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 00:24 UTC |
Harrington Lauren ASVP and General Counsel
|
Tax withholdingCommon Stock | 64 | $43.66 | $2,794.24 |
DisclosureSEC source: 0001584509-19-000217 · wf-form4_157420945697099.xml · nonDerivative · entry 2 Harrington Lauren A · CIK 0001769488 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,183.544 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 16, 2019 Filed Nov 20, 2019 00:25 UTC |
McKee LynnEVP, Human Resources
|
Tax withholdingCommon Stock | 923 | $43.66 | $40,298.18 |
DisclosureSEC source: 0001584509-19-000219 · wf-form4_157420949695585.xml · nonDerivative · entry 1 MCKEE LYNN · CIK 0001278866 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,838.629 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 16, 2019 Filed Nov 20, 2019 00:24 UTC |
Bramlage Stephen P JRExecutive VP and CFO
|
Tax withholdingCommon Stock | 1,212 | $43.66 | $52,915.92 |
DisclosureSEC source: 0001584509-19-000216 · wf-form4_157420943343479.xml · nonDerivative · entry 1 Bramlage Stephen P JR · CIK 0001551683 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,637.09 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 16, 2019 Filed Nov 20, 2019 00:24 UTC |
Bethel KeithChief Growth Officer
|
Tax withholdingCommon Stock | 693 | $43.66 | $30,256.38 |
DisclosureSEC source: 0001584509-19-000218 · wf-form4_157420947670031.xml · nonDerivative · entry 1 Bethel Keith · CIK 0001784784 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,042.708 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 16, 2019 Filed Nov 20, 2019 00:24 UTC |
Harrington Lauren ASVP and General Counsel
|
Tax withholdingCommon Stock | 78 | $43.66 | $3,405.48 |
DisclosureSEC source: 0001584509-19-000217 · wf-form4_157420945697099.xml · nonDerivative · entry 1 Harrington Lauren A · CIK 0001769488 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,247.544 F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 23:15 UTC |
McKee LynnEVP, Human Resources
|
Tax withholdingCommon Stock | 950 | $43.31 | $41,144.50 |
DisclosureSEC source: 0001584509-19-000209 · wf-form4_157411893465325.xml · nonDerivative · entry 3 MCKEE LYNN · CIK 0001278866 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,761.629 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of performance restricted stock and/or restricted stock units. F2 · shares: Represents shares withheld to pay taxes applicable to vesting of performance restricted stock and/or restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 23:14 UTC |
Bramlage Stephen P JRExecutive VP and CFO
|
Tax withholdingCommon Stock | 1,899 | $43.31 | $82,245.69 |
DisclosureSEC source: 0001584509-19-000206 · wf-form4_157411887674453.xml · nonDerivative · entry 3 Bramlage Stephen P JR · CIK 0001551683 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,849.09 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of performance restricted stock and/or restricted stock units. F2 · shares: Represents shares withheld to pay taxes applicable to vesting of performance restricted stock and/or restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 23:15 UTC |
Bethel KeithChief Growth Officer
|
Tax withholdingCommon Stock | 950 | $43.31 | $41,144.50 |
DisclosureSEC source: 0001584509-19-000208 · wf-form4_157411891513628.xml · nonDerivative · entry 3 Bethel Keith · CIK 0001784784 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,735.708 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of performance stock units and/or restricted stock units. F2 · shares: Represents shares withheld to pay taxes applicable to vesting of performance stock units and/or restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 23:15 UTC |
Harrington Lauren ASVP and General Counsel
|
Tax withholdingCommon Stock | 58 | $43.31 | $2,511.98 |
DisclosureSEC source: 0001584509-19-000207 · wf-form4_157411889596880.xml · nonDerivative · entry 3 Harrington Lauren A · CIK 0001769488 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,325.544 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of performance stock units and/or restricted stock units. F2 · shares: Represents shares withheld to pay taxes applicable to vesting of performance stock units and/or restricted stock units. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:15 UTC |
McKee LynnEVP, Human Resources
|
Tax withholdingCommon Stock | 13,979 | $43.24 | $604,451.96 |
DisclosureSEC source: 0001584509-19-000209 · wf-form4_157411893465325.xml · nonDerivative · entry 2 MCKEE LYNN · CIK 0001278866 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,711.629 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of performance restricted stock and/or restricted stock units. F2 · shares: Represents shares withheld to pay taxes applicable to vesting of performance restricted stock and/or restricted stock units. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:15 UTC |
McKee LynnEVP, Human Resources
|
GrantCommon Stock | 30,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000209 · wf-form4_157411893465325.xml · nonDerivative · entry 1 MCKEE LYNN · CIK 0001278866 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,690.629 F1 · shares: Represents common stock earned and delivered on a performance restricted stock award previously granted in November 2016 based upon the satisfaction of certain financial performance criteria of such award. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:14 UTC |
Bramlage Stephen P JRExecutive VP and CFO
|
Tax withholdingCommon Stock | 13,979 | $43.24 | $604,451.96 |
DisclosureSEC source: 0001584509-19-000206 · wf-form4_157411887674453.xml · nonDerivative · entry 2 Bramlage Stephen P JR · CIK 0001551683 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,748.09 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of performance restricted stock and/or restricted stock units. F2 · shares: Represents shares withheld to pay taxes applicable to vesting of performance restricted stock and/or restricted stock units. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:14 UTC |
Bramlage Stephen P JRExecutive VP and CFO
|
GrantCommon Stock | 30,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000206 · wf-form4_157411887674453.xml · nonDerivative · entry 1 Bramlage Stephen P JR · CIK 0001551683 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,727.09 F1 · shares: Represents common stock earned and delivered on a performance restricted stock award previously granted in November 2016 based upon the satisfaction of certain financial performance criteria of such award. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:15 UTC |
Bethel KeithChief Growth Officer
|
Tax withholdingCommon Stock | 6,766 | $43.24 | $292,561.84 |
DisclosureSEC source: 0001584509-19-000208 · wf-form4_157411891513628.xml · nonDerivative · entry 2 Bethel Keith · CIK 0001784784 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,685.708 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of performance stock units and/or restricted stock units. F2 · shares: Represents shares withheld to pay taxes applicable to vesting of performance stock units and/or restricted stock units. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:15 UTC |
Bethel KeithChief Growth Officer
|
GrantCommon Stock | 16,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000208 · wf-form4_157411891513628.xml · nonDerivative · entry 1 Bethel Keith · CIK 0001784784 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,451.708 F1 · shares: Represents common stock earned and delivered on a performance stock unit award previously granted in November 2016 based upon the satisfaction of certain financial performance criteria of such award. Also includes dividend equivalents accrued on such award since the date of grant calculated based upon the number of underlying shares of common stock earned. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:15 UTC |
Harrington Lauren ASVP and General Counsel
|
Tax withholdingCommon Stock | 822 | $43.24 | $35,543.28 |
DisclosureSEC source: 0001584509-19-000207 · wf-form4_157411889596880.xml · nonDerivative · entry 2 Harrington Lauren A · CIK 0001769488 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,383.544 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of performance stock units and/or restricted stock units. F2 · shares: Represents shares withheld to pay taxes applicable to vesting of performance stock units and/or restricted stock units. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:15 UTC |
Harrington Lauren ASVP and General Counsel
|
GrantCommon Stock | 2,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001584509-19-000207 · wf-form4_157411889596880.xml · nonDerivative · entry 1 Harrington Lauren A · CIK 0001769488 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,205.544 F1 · shares: Represents common stock earned and delivered on a performance stock unit award previously granted in November 2016 based upon the satisfaction of certain financial performance criteria of such award. Also includes dividend equivalents accrued on such award since the date of grant calculated based upon the number of underlying shares of common stock earned. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherCash Settled Forward Contracts · Derivative | 1 | $17.42 Strike: $35.37 | $17.42 |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 24 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1 Underlying: Common Stock · 56,000 shares Expires 2024-10-09 F7 · security: Pursuant to the transaction referenced in footnote 6, certain of the Mantle Ridge Funds are now party to cash-settled forward transactions (the "Cash Settled Forward Agreements"). Under the terms of the Cash Settled Forward Agreements, such Mantle Ridge Fund will pay to the counterparty any decrease in, and receive from the counterparty any increase in, the market price of the referenced notional number of shares of Common Stock during a period determined in accordance with the Cash Settled Forward Agreement around each valuation date compared with a forward price (which includes a financing charge) agreed by the parties, as adjusted. The forward price is subject to adjustment to account for any cash dividends or distributions declared by the Issuer. Such Mantle Ridge Fund may elect to terminate the Cash Settled Forward Agreement early, in which case the valuation date will occur on such early termination date. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherCash Settled Forward Contracts · Derivative | 1 | $17.66 Strike: $35.84 | $17.66 |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 23 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1 Underlying: Common Stock · 164,700 shares Expires 2024-10-09 F7 · security: Pursuant to the transaction referenced in footnote 6, certain of the Mantle Ridge Funds are now party to cash-settled forward transactions (the "Cash Settled Forward Agreements"). Under the terms of the Cash Settled Forward Agreements, such Mantle Ridge Fund will pay to the counterparty any decrease in, and receive from the counterparty any increase in, the market price of the referenced notional number of shares of Common Stock during a period determined in accordance with the Cash Settled Forward Agreement around each valuation date compared with a forward price (which includes a financing charge) agreed by the parties, as adjusted. The forward price is subject to adjustment to account for any cash dividends or distributions declared by the Issuer. Such Mantle Ridge Fund may elect to terminate the Cash Settled Forward Agreement early, in which case the valuation date will occur on such early termination date. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherCash Settled Forward Contracts · Derivative | 1 | $17.68 Strike: $35.89 | $17.68 |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 22 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1 Underlying: Common Stock · 144,000 shares Expires 2024-10-09 F7 · security: Pursuant to the transaction referenced in footnote 6, certain of the Mantle Ridge Funds are now party to cash-settled forward transactions (the "Cash Settled Forward Agreements"). Under the terms of the Cash Settled Forward Agreements, such Mantle Ridge Fund will pay to the counterparty any decrease in, and receive from the counterparty any increase in, the market price of the referenced notional number of shares of Common Stock during a period determined in accordance with the Cash Settled Forward Agreement around each valuation date compared with a forward price (which includes a financing charge) agreed by the parties, as adjusted. The forward price is subject to adjustment to account for any cash dividends or distributions declared by the Issuer. Such Mantle Ridge Fund may elect to terminate the Cash Settled Forward Agreement early, in which case the valuation date will occur on such early termination date. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherCash Settled Forward Contracts · Derivative | 1 | $17.72 Strike: $35.98 | $17.72 |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 21 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1 Underlying: Common Stock · 898,000 shares Expires 2024-10-09 F7 · security: Pursuant to the transaction referenced in footnote 6, certain of the Mantle Ridge Funds are now party to cash-settled forward transactions (the "Cash Settled Forward Agreements"). Under the terms of the Cash Settled Forward Agreements, such Mantle Ridge Fund will pay to the counterparty any decrease in, and receive from the counterparty any increase in, the market price of the referenced notional number of shares of Common Stock during a period determined in accordance with the Cash Settled Forward Agreement around each valuation date compared with a forward price (which includes a financing charge) agreed by the parties, as adjusted. The forward price is subject to adjustment to account for any cash dividends or distributions declared by the Issuer. Such Mantle Ridge Fund may elect to terminate the Cash Settled Forward Agreement early, in which case the valuation date will occur on such early termination date. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherCash Settled Forward Contracts · Derivative | 1 | $17.68 Strike: $35.89 | $17.68 |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 20 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1 Underlying: Common Stock · 866,000 shares Expires 2024-10-09 F7 · security: Pursuant to the transaction referenced in footnote 6, certain of the Mantle Ridge Funds are now party to cash-settled forward transactions (the "Cash Settled Forward Agreements"). Under the terms of the Cash Settled Forward Agreements, such Mantle Ridge Fund will pay to the counterparty any decrease in, and receive from the counterparty any increase in, the market price of the referenced notional number of shares of Common Stock during a period determined in accordance with the Cash Settled Forward Agreement around each valuation date compared with a forward price (which includes a financing charge) agreed by the parties, as adjusted. The forward price is subject to adjustment to account for any cash dividends or distributions declared by the Issuer. Such Mantle Ridge Fund may elect to terminate the Cash Settled Forward Agreement early, in which case the valuation date will occur on such early termination date. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherCash Settled Forward Contracts · Derivative | 1 | $17.69 Strike: $35.91 | $17.69 |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 19 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1 Underlying: Common Stock · 677,366 shares Expires 2024-10-09 F7 · security: Pursuant to the transaction referenced in footnote 6, certain of the Mantle Ridge Funds are now party to cash-settled forward transactions (the "Cash Settled Forward Agreements"). Under the terms of the Cash Settled Forward Agreements, such Mantle Ridge Fund will pay to the counterparty any decrease in, and receive from the counterparty any increase in, the market price of the referenced notional number of shares of Common Stock during a period determined in accordance with the Cash Settled Forward Agreement around each valuation date compared with a forward price (which includes a financing charge) agreed by the parties, as adjusted. The forward price is subject to adjustment to account for any cash dividends or distributions declared by the Issuer. Such Mantle Ridge Fund may elect to terminate the Cash Settled Forward Agreement early, in which case the valuation date will occur on such early termination date. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherOption for Cash Settled Forward Contracts · Derivative | 1 | Not disclosed Strike: $35.37 | Not disclosed |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 18 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 56,000 shares Expires 2019-10-14 F6 · security: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherOption for Cash Settled Forward Contracts · Derivative | 1 | Not disclosed Strike: $35.84 | Not disclosed |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 17 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 164,700 shares Expires 2019-10-11 F6 · security: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherOption for Cash Settled Forward Contracts · Derivative | 1 | Not disclosed Strike: $35.89 | Not disclosed |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 16 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 144,000 shares Expires 2019-10-10 F6 · security: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherOption for Cash Settled Forward Contracts · Derivative | 1 | Not disclosed Strike: $35.98 | Not disclosed |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 15 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 898,000 shares Expires 2019-10-07 F6 · security: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherOption for Cash Settled Forward Contracts · Derivative | 1 | Not disclosed Strike: $35.89 | Not disclosed |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 14 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 866,000 shares Expires 2019-10-07 F6 · security: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
OtherOption for Cash Settled Forward Contracts · Derivative | 1 | Not disclosed Strike: $35.91 | Not disclosed |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 13 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 677,366 shares Expires 2019-10-07 F6 · security: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F6 · price: Certain of the Mantle Ridge Funds were party to American-style call options on cash-settled forwards, (the "CSF Option Agreements"). Under the terms of the CSF Option Agreements, such Mantle Ridge Fund exercised an option and such Mantle Ridge Fund elected to settle such option for a net number of exercised forward agreements, upon paying the strike price. Such Mantle Ridge Fund and its counterparty were deemed to have entered into cash-settled forward transactions on terms substantially similar to those of the Cash Settled Forward Agreements (as defined below) referencing an aggregate number of shares of Common Stock equal to the number of options underlying the CSF Option Agreements. The strike price plus a previously paid premium for the relevant CSF Option Agreement equals the forward price of the Cash Settled Forward Agreement subject to any adjustment of such forward price as described in footnote 7. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 01:29 UTC |
Mantle Ridge LPDirector by deputization
MR BridgeStone Advisor LLCDirector by deputization
Hilal Paul CDirector
|
ConversionPhysically Settled Forward Contracts(obligation to purchase) · Derivative | 1 | Not disclosed Strike: $35.48 | Not disclosed |
DisclosureSEC source: 0000899243-19-025389 · doc4.xml · derivative · entry 12 Mantle Ridge LP · CIK 0001695459 · Director by deputization MR BridgeStone Advisor LLC · CIK 0001785605 · Director by deputization Hilal Paul C · CIK 0001413084 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 210,634 shares Expires 2022-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Certain of the Mantle Ridge Funds were party to forwards which were physically settled (the "Physically Settled Forward Agreements") having an average net purchase price of $34.95 per share. On the applicable valuation date, the counterparty delivered to Mantle Ridge Fund a number of shares equal to the number of shares of Common Stock referenced in such Physically Settled Forward Agreement, in exchange for cash equal to the then-applicable forward price plus a financing amount. Such Mantle Ridge Fund elected to exercise the Physically Settled Forward Agreement early, thus the valuation date occurred on such exercise date. F5 · price: Certain of the Mantle Ridge Funds were party to forwards which were physically settled (the "Physically Settled Forward Agreements") having an average net purchase price of $34.95 per share. On the applicable valuation date, the counterparty delivered to Mantle Ridge Fund a number of shares equal to the number of shares of Common Stock referenced in such Physically Settled Forward Agreement, in exchange for cash equal to the then-applicable forward price plus a financing amount. Such Mantle Ridge Fund elected to exercise the Physically Settled Forward Agreement early, thus the valuation date occurred on such exercise date. F1 · ownership.nature: In addition to Mantle Ridge LP, a Delaware limited partnership ("Mantle Ridge"), this Form 4 is being filed jointly by MR BridgeStone Advisor LLC, a Delaware limited liability company ("MR BridgeStone") and Paul C. Hilal, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Mantle Ridge and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). All Subject Securities reported on this Form 4 are rounded up to the nearest whole share. F2 · ownership.nature: MR BridgeStone, a wholly owned subsidiary of Mantle Ridge, advises the accounts of MR BridgeStone Offshore Fund AB Ltd and MR BridgeStone Offshore Fund CA 01 Ltd, each a Cayman Islands exempted company (all such funds and their subsidiaries together, the "Mantle Ridge Funds"). F3 · ownership.nature: MR BridgeStone, as the investment adviser to the Mantle Ridge Funds, and Mantle Ridge, as the sole member of MR BridgeStone, each may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Paul C. Hilal's position as ultimately controlling MR BridgeStone and Mantle Ridge, Paul C. Hilal may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Paul C. Hilal is a member of the board of directors of the Issuer, and as a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.