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Nasdaq · USD

ARKR

ARK RESTAURANTS CORP

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7665
SEC CIK
0000779544
Parsed reports
27

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2026 Filed Sep 28, 2026 17:39 UTC
WEINSTEIN MICHAEL LAWRENCEDirector · Chairman & CEO · 10% owner
SaleCommon Stock 176,701 $4.57 $807,523.57
Disclosure

SEC source: 0001628280-26-063694 · wk-form4_1790617195.xml · nonDerivative · entry 1

WEINSTEIN MICHAEL LAWRENCE · CIK 0000902827 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SamEmma Ventures, LLC

Disclosed balance after: 856,111

F1 · balance_after: Includes: (i) 1,650 shares held by The Weinstein Foundation, a private foundation for which the Reporting Person acts as a trustee and has shared investment and voting power, (ii) 392,538 shares directly owed by the Reporting Person; (iii) 35, 000 shares directly owned by the Reporting Person and are held in an IRA; and (iv) 4000,000 shares beneficially owned indirectly by the Reporting Person through a limited liability company for the benefit of certain family members of the Reporting Person, in which the Reporting Person has a 10% interest and sole voting power and does not include 6,250 shares issuable to the Reporting Person pursuant to stock options that are currently exercisable.

F2 · balance_after: The Reporting Person has a 50% interest (53,844 shares) with respect to the securities held in this limited liability company.

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August 18, 2025 Filed Aug 19, 2025 20:05 UTC
WEINSTEIN MICHAEL LAWRENCEDirector · Chairman & CEO · 10% owner
PurchaseCommon Stock 3,000 $7.50 $22,500.00
Disclosure

SEC source: 0001628280-25-040781 · wk-form4_1755633924.xml · nonDerivative · entry 1

WEINSTEIN MICHAEL LAWRENCE · CIK 0000902827 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SamEmma Ventures, LLC

Disclosed balance after: 944,461

F1 · balance_after: Includes: (i) 1,650 shares held by The Weinstein Foundation, a private foundation for which the Reporting Person acts as a trustee and has shared investment and voting power; (ii) 392,538 shares directly owned by the Reporting Person; (iii) 35,000 shares directly owned by the Reporting Person and are held in an IRA; and (iv) 400,000 shares beneficially owned indirectly by the Reporting Person through a limited liability company for the benefit of certain family members of the Reporting Person, in which the Reporting Person has a 10% interest and sole voting power and does not include 6,250 shares issuable to the reporting person pursuant to stock options that are currently exercisable.

F2 · balance_after: The Reporting Person has a 50% interest (115,273 shares) with respect to the securities held in this limited liability company.

F2 · ownership.nature: The Reporting Person has a 50% interest (115,273 shares) with respect to the securities held in this limited liability company.

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August 14, 2025 Filed Aug 18, 2025 20:07 UTC
WEINSTEIN MICHAEL LAWRENCEDirector · Chairman & CEO · 10% owner
PurchaseCommon Stock 545 $7.30 $3,978.50
Disclosure

SEC source: 0001628280-25-040654 · wk-form4_1755547651.xml · nonDerivative · entry 1

WEINSTEIN MICHAEL LAWRENCE · CIK 0000902827 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SamEmma Ventures, LLC

Disclosed balance after: 942,961

F1 · balance_after: Includes: (i) 1,650 shares held by The Weinstein Foundation, a private foundation for which the Reporting Person acts as a trustee and has shared investment and voting power; (ii) 392,538 shares directly owned by the Reporting Person; (iii) 35,000 shares directly owned by the Reporting Person and are held in an IRA; and (iv) 400,000 shares beneficially owned indirectly by the Reporting Person through a limited liability company for the benefit of certain family members of the Reporting Person, in which the Reporting Person has a 10% interest and sole voting power and does not include 6,250 shares issuable to the reporting person pursuant to stock options that are currently exercisable.

F2 · ownership.nature: The Reporting Person has a 50% interest (113,773 shares) with respect to the securities held in this limited liability company.

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August 06, 2025 Filed Aug 7, 2025 20:05 UTC PurchaseCommon Stock 12,125 $7.48 $90,695.00
Disclosure

SEC source: 0001104659-25-075174 · tm2522515-3_4seq1.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 183,041

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.36 to $7.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

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August 05, 2025 Filed Aug 7, 2025 20:05 UTC PurchaseCommon Stock 20,916 $6.82 $142,647.12
Disclosure

SEC source: 0001104659-25-075174 · tm2522515-3_4seq1.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 170,916

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.42 to $7.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

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August 05, 2025 Filed Aug 7, 2025 20:05 UTC PurchaseCommon Stock 25,000 $6.71 $167,750.00
Disclosure

SEC source: 0001104659-25-075174 · tm2522515-3_4seq1.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 225,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.60 to $6.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 21, 2024 Filed May 22, 2024 20:05 UTC PurchaseCommon Stock 3,301 $15.73 $51,924.73
Disclosure

SEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 57,301

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.50 to $16.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 20, 2024 Filed May 22, 2024 20:05 UTC PurchaseCommon Stock 4,000 $15.40 $61,600.00
Disclosure

SEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 54,000

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.20 to $15.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 20, 2024 Filed May 22, 2024 20:05 UTC PurchaseCommon Stock 10,000 $15.23 $152,300.00
Disclosure

SEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 200,000

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.56 to $15.37. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 20, 2024 Filed May 22, 2024 20:05 UTC PurchaseCommon Stock 1,578 $14.56 $22,975.68
Disclosure

SEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,500

F1 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

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May 15, 2024 Filed May 16, 2024 22:00 UTC PurchaseCommon Stock 1,549 $15.00 $23,235.00
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 6

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 150,000

F7 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.94 to $15.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

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May 15, 2024 Filed May 16, 2024 22:00 UTC PurchaseCommon Stock 3,322 $15.30 $50,826.60
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 5

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,922

F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.10 to $15.43. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:00 UTC PurchaseCommon Stock 3,451 $14.64 $50,522.64
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 148,451

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.44 to $14.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:00 UTC PurchaseCommon Stock 5,393 $14.30 $77,119.90
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 190,000

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.00 to $14.44. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 14, 2024 Filed May 16, 2024 22:00 UTC PurchaseCommon Stock 1,000 $14.63 $14,630.00
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,600

F2 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:00 UTC PurchaseCommon Stock 5,100 $13.86 $70,686.00
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,600

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.59 to $14.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

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January 18, 2024 Filed Apr 12, 2024 20:09 UTC
Sirica AnthonyDirector · Chief Financial Officer · President
GrantOption (Right to Buy) · Derivative 25,000 Not disclosed Strike: $14.80 Not disclosed
Disclosure

SEC source: 0000779544-24-000023 · wk-form4_1712952552.xml · derivative · entry 1

Sirica Anthony · CIK 0001755389 · Director · Chief Financial Officer · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 25,000 shares

Expires 2034-01-18

F1 · price: Stock Option Grant to purchase 25,000 shares of common stock, one-quarter of which shall vest and become exercisable on the first anniversary date from the date of grant (1/18/25) with an additional one-quarter vesting and becoming exercisable each anniversary thereafter until fully vested.

F1 · derivative.exercise_date: Stock Option Grant to purchase 25,000 shares of common stock, one-quarter of which shall vest and become exercisable on the first anniversary date from the date of grant (1/18/25) with an additional one-quarter vesting and becoming exercisable each anniversary thereafter until fully vested.

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December 21, 2022 Filed Dec 22, 2022 22:43 UTC PurchaseCommon Stock 4,607 $17.51 $80,668.57
Disclosure

SEC source: 0001209191-22-062488 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 184,607

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.13 to $17.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2022 Filed Dec 22, 2022 22:43 UTC PurchaseCommon Stock 10,165 $16.74 $170,162.10
Disclosure

SEC source: 0001209191-22-062488 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 123,450

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.56 to $17.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's brother (15,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:43 UTC PurchaseCommon Stock 10,335 $16.36 $169,080.60
Disclosure

SEC source: 0001209191-22-062488 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 113,285

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.26 to $16.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to these securities.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:38 UTC GrantCommon Stock 10,000 $21.01 $210,100.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 8

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 180,000

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:38 UTC GrantCommon Stock 4,979 $20.91 $104,110.89
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 7

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 145,000

F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:38 UTC GrantCommon Stock 6,000 $20.95 $125,700.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 6

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 50,000

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:38 UTC GrantCommon Stock 1,500 $20.94 $31,410.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 5

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,500

F1 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:38 UTC GrantCommon Stock 8,930 $19.99 $178,510.70
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 170,000

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:38 UTC GrantCommon Stock 3,021 $20.51 $61,960.71
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 140,021

F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:38 UTC GrantCommon Stock 1,500 $20.38 $30,570.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 44,000

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:38 UTC GrantCommon Stock 1,500 $20.49 $30,735.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 20:10 UTC PurchaseCommon Stock 6,500 $19.29 $125,385.00
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 6

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $19.24 to $19.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F7 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

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July 08, 2022 Filed Jul 11, 2022 20:10 UTC PurchaseCommon Stock 24,070 $19.08 $459,255.60
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 5

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 161,070

Read SEC document
July 08, 2022 Filed Jul 11, 2022 20:10 UTC PurchaseCommon Stock 16,000 $18.97 $303,520.00
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 137,000

F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 20:10 UTC PurchaseCommon Stock 7,500 $18.90 $141,750.00
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 42,500

Read SEC document
July 08, 2022 Filed Jul 11, 2022 20:10 UTC PurchaseCommon Stock 5,067 $18.85 $95,512.95
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 102,950

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.76 to $18.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (22,500 shares); the reporting person's brother (11,000 shares); the reporting person's sister (25,000 shares); the reporting person's brother-in-law (8,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (4,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).

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July 07, 2022 Filed Jul 11, 2022 20:10 UTC PurchaseCommon Stock 13,700 $18.05 $247,285.00
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 97,883

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.50 to $18.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to these securities.

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June 27, 2022 Filed Jun 28, 2022 23:29 UTC PurchaseCommon Stock 8,707 $18.21 $158,554.47
Disclosure

SEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 84,183

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.67 to $18.28. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (15,000 shares); the reporting person's brother (7,133 shares); the reporting person's sister (25,000 shares); the reporting person's brother-in-law (8,000 shares); Rita Phifer (5,000 shares); the reporting person's second brother-in-law (2,500 shares); the reporting person's nephew (600 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (1,500 shares); the reporting person's third step-sister and spouse (3,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).

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June 24, 2022 Filed Jun 28, 2022 23:29 UTC PurchaseCommon Stock 10,313 $17.67 $182,230.71
Disclosure

SEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related

Disclosed balance after: 75,476

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.11 to $17.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the parties set forth in footnote 6.

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June 24, 2022 Filed Jun 28, 2022 23:29 UTC PurchaseCommon Stock 1,000 $16.32 $16,320.00
Disclosure

SEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,000

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June 24, 2022 Filed Jun 28, 2022 23:29 UTC PurchaseCommon Stock 5,500 $16.73 $92,015.00
Disclosure

SEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.33 to $17.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Includes 7,000 shares held jointly with the reporting person's spouse.

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June 13, 2022 Filed Jun 14, 2022 20:05 UTC PurchaseCommon Stock 1,618 $16.60 $26,858.80
Disclosure

SEC source: 0000899243-22-022371 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 137,000

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June 13, 2022 Filed Jun 14, 2022 20:05 UTC PurchaseCommon Stock 1,998 $16.60 $33,166.80
Disclosure

SEC source: 0000899243-22-022371 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 35,000

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June 10, 2022 Filed Jun 14, 2022 20:05 UTC PurchaseCommon Stock 4,502 $16.94 $76,263.88
Disclosure

SEC source: 0000899243-22-022371 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 33,002

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.39 to $17.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 19, 2020 Filed Jan 19, 2021 18:40 UTC
Sirica AnthonyDirector · Chief Financial Officer
GrantStock Option Right to Buy · Derivative 7,500 Not disclosed Strike: $10.65 Not disclosed
Disclosure

SEC source: 0000930413-21-000051 · ownership.xml · derivative · entry 2

Sirica Anthony · CIK 0001755389 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F2 · security: Stock Option Grant to purchase 7,500 shares of common stock, 3,750 of which shall vest on the second anniversary of the grant (11/19/22) and the remaining 3,750 shall vest on the fourth anniversary of the grant (11/19/24).

F2 · price: Stock Option Grant to purchase 7,500 shares of common stock, 3,750 of which shall vest on the second anniversary of the grant (11/19/22) and the remaining 3,750 shall vest on the fourth anniversary of the grant (11/19/24).

F2 · derivative.exercise_date: Stock Option Grant to purchase 7,500 shares of common stock, 3,750 of which shall vest on the second anniversary of the grant (11/19/22) and the remaining 3,750 shall vest on the fourth anniversary of the grant (11/19/24).

F2 · derivative.expiration_date: Stock Option Grant to purchase 7,500 shares of common stock, 3,750 of which shall vest on the second anniversary of the grant (11/19/22) and the remaining 3,750 shall vest on the fourth anniversary of the grant (11/19/24).

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February 03, 2020 Filed Jan 19, 2021 18:40 UTC
Sirica AnthonyDirector · Chief Financial Officer
GrantStock Option Right to Buy · Derivative 15,000 Not disclosed Strike: $21.90 Not disclosed
Disclosure

SEC source: 0000930413-21-000051 · ownership.xml · derivative · entry 1

Sirica Anthony · CIK 0001755389 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · security: Stock Option Grant to purchase 15,000 shares of common stock, 7,500 of which shall vest on the second anniversary of the grant (2/3/22) and the remaining 7,500 shall vest on the fourth anniversary of the grant (2/3/24).

F1 · price: Stock Option Grant to purchase 15,000 shares of common stock, 7,500 of which shall vest on the second anniversary of the grant (2/3/22) and the remaining 7,500 shall vest on the fourth anniversary of the grant (2/3/24).

F1 · derivative.exercise_date: Stock Option Grant to purchase 15,000 shares of common stock, 7,500 of which shall vest on the second anniversary of the grant (2/3/22) and the remaining 7,500 shall vest on the fourth anniversary of the grant (2/3/24).

F1 · derivative.expiration_date: Stock Option Grant to purchase 15,000 shares of common stock, 7,500 of which shall vest on the second anniversary of the grant (2/3/22) and the remaining 7,500 shall vest on the fourth anniversary of the grant (2/3/24).

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January 16, 2020 Filed Jan 17, 2020 19:06 UTC
WEINSTEIN MICHAEL LAWRENCEDirector · Chairman & CEO · 10% owner
SaleCommon Stock 500 $22.50 $11,250.00
Disclosure

SEC source: 0000930413-20-000108 · ownership.xml · nonDerivative · entry 2

WEINSTEIN MICHAEL LAWRENCE · CIK 0000902827 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · The Weinstein Foundation

Disclosed balance after: 942,728

F1 · security: The 2,000 collective shares were sold by The Weinstein Foundation, a private foundation for which Mr. Weinsten acts as a trustee and has shared investment and voting power. As a result, The Weinstein Foundation owns 1,700 shares included in the above table.

F2 · security: Includes a 50% interest (113,500 shares) held by Mr. Weinstein in a limited liability company account maintained by his adult children; however, does not include 21,375 shares issuable to Michael Weinstein pursuant to stock options all of which options are currently exercisable.

F1 · balance_after: The 2,000 collective shares were sold by The Weinstein Foundation, a private foundation for which Mr. Weinsten acts as a trustee and has shared investment and voting power. As a result, The Weinstein Foundation owns 1,700 shares included in the above table.

F2 · balance_after: Includes a 50% interest (113,500 shares) held by Mr. Weinstein in a limited liability company account maintained by his adult children; however, does not include 21,375 shares issuable to Michael Weinstein pursuant to stock options all of which options are currently exercisable.

F1 · ownership.nature: The 2,000 collective shares were sold by The Weinstein Foundation, a private foundation for which Mr. Weinsten acts as a trustee and has shared investment and voting power. As a result, The Weinstein Foundation owns 1,700 shares included in the above table.

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January 16, 2020 Filed Jan 17, 2020 19:06 UTC
WEINSTEIN MICHAEL LAWRENCEDirector · Chairman & CEO · 10% owner
SaleCommon Stock 1,500 $22.50 $33,750.15
Disclosure

SEC source: 0000930413-20-000108 · ownership.xml · nonDerivative · entry 1

WEINSTEIN MICHAEL LAWRENCE · CIK 0000902827 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · The Weinstein Foundation

Disclosed balance after: 942,728

F1 · security: The 2,000 collective shares were sold by The Weinstein Foundation, a private foundation for which Mr. Weinsten acts as a trustee and has shared investment and voting power. As a result, The Weinstein Foundation owns 1,700 shares included in the above table.

F2 · security: Includes a 50% interest (113,500 shares) held by Mr. Weinstein in a limited liability company account maintained by his adult children; however, does not include 21,375 shares issuable to Michael Weinstein pursuant to stock options all of which options are currently exercisable.

F1 · balance_after: The 2,000 collective shares were sold by The Weinstein Foundation, a private foundation for which Mr. Weinsten acts as a trustee and has shared investment and voting power. As a result, The Weinstein Foundation owns 1,700 shares included in the above table.

F2 · balance_after: Includes a 50% interest (113,500 shares) held by Mr. Weinstein in a limited liability company account maintained by his adult children; however, does not include 21,375 shares issuable to Michael Weinstein pursuant to stock options all of which options are currently exercisable.

F1 · ownership.nature: The 2,000 collective shares were sold by The Weinstein Foundation, a private foundation for which Mr. Weinsten acts as a trustee and has shared investment and voting power. As a result, The Weinstein Foundation owns 1,700 shares included in the above table.

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January 08, 2020 Filed Jan 10, 2020 19:20 UTC
WEINSTEIN MICHAEL LAWRENCEDirector · Chairman & CEO · 10% owner
SaleCommon Stock 500 $22.30 $11,150.00
Disclosure

SEC source: 0000930413-20-000059 · ownership.xml · nonDerivative · entry 1

WEINSTEIN MICHAEL LAWRENCE · CIK 0000902827 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · The Weinstein Foundation

Disclosed balance after: 944,728

F1 · security: The 500 shares were sold by The Weinstein Foundation, a private foundation for which Mr. Weinsten acts as a trustee and has shared investment and voting power. As a result, The Weinstein Foundation owns 3,700 shares included in the above table.

F2 · security: Includes a 50% interest (113,500) held by Mr. Weinstein in a limited liability company account maintained by his adult children; however, does not include 21,375 shares issuable to Michael Weinstein pursuant to stock options all of which options are currently exercisable.

F1 · balance_after: The 500 shares were sold by The Weinstein Foundation, a private foundation for which Mr. Weinsten acts as a trustee and has shared investment and voting power. As a result, The Weinstein Foundation owns 3,700 shares included in the above table.

F2 · balance_after: Includes a 50% interest (113,500) held by Mr. Weinstein in a limited liability company account maintained by his adult children; however, does not include 21,375 shares issuable to Michael Weinstein pursuant to stock options all of which options are currently exercisable.

F1 · ownership.nature: The 500 shares were sold by The Weinstein Foundation, a private foundation for which Mr. Weinsten acts as a trustee and has shared investment and voting power. As a result, The Weinstein Foundation owns 3,700 shares included in the above table.

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June 05, 2018 Filed Jun 7, 2018 19:04 UTC
GORDON PAULDirector · Senior Vice President
Exercise / conversionStock Options · Derivative 19,500 $12.04 Strike: $12.04 $234,780.00
Disclosure

SEC source: 0000930413-18-001970 · c91350_4.xml · derivative · entry 2

GORDON PAUL · CIK 0001218101 · Director · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,875

Underlying: Common Stock · 19,500 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 05, 2018 Filed Jun 7, 2018 19:04 UTC
GORDON PAULDirector · Senior Vice President
SaleCommon Stock 19,500 $12.04 $234,780.00
Disclosure

SEC source: 0000930413-18-001970 · c91350_4.xml · nonDerivative · entry 1

GORDON PAUL · CIK 0001218101 · Director · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were issued and sold pursuant to the Reporting Person's exercise of an option to purchase 19,500 shares on a cashless basis on this date.

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April 24, 2018 Filed Apr 26, 2018 20:38 UTC
PASCAL VINCENTDirector · Chief Operating Officer · Senior Vice President
Exercise / conversionStock Option · Derivative 9,500 $0.00 Strike: $12.04 $0.00
Disclosure

SEC source: 0000950117-18-000140 · cfp_24392.xml · derivative · entry 3

PASCAL VINCENT · CIK 0001216088 · Director · Chief Operating Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 9,500 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 24, 2018 Filed Apr 26, 2018 20:38 UTC
PASCAL VINCENTDirector · Chief Operating Officer · Senior Vice President
SaleCommon Stock 9,500 $24.03 $228,314.45
Disclosure

SEC source: 0000950117-18-000140 · cfp_24392.xml · nonDerivative · entry 2

PASCAL VINCENT · CIK 0001216088 · Director · Chief Operating Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.