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ARES

Ares Management Corp

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Tapewire entity
3048
SEC CIK
0001176948
Parsed reports
448

Last 12 months

Inside the activity.

2 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 202506
Jan 202603
Feb 202627
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2020 Filed Jan 23, 2021 02:42 UTC Exercise / conversionClass A Common Stock 30,000 $18.35 $550,500.00
Disclosure

SEC source: 0001628280-21-000740 · wf-form4_161136974097071.xml · nonDerivative · entry 5

McFerran Michael R · CIK 0001464431 · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: The price in column 4 reported in this Form 4 corrects a scriveners' error in previously reported Forms 4 (filed on May 8, 2020, August 31, 2020 and September 3, 2020).

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August 10, 2020 Filed Aug 12, 2020 00:50 UTC
Sagati Aghili NaseemGeneral Counsel
SaleClass A Common Stock 8,452 $42.16 $356,336.32
Disclosure

SEC source: 0001628280-20-012459 · wf-form4_159719338714430.xml · nonDerivative · entry 3

Sagati Aghili Naseem · CIK 0001779014 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,622

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 10, 2020 in multiple transactions at prices ranging from $42.02 to $42.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 137,428 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 10, 2020 Filed Aug 12, 2020 00:49 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 200 $42.00 $8,400.00
Disclosure

SEC source: 0001628280-20-012458 · wf-form4_159719333654772.xml · nonDerivative · entry 3

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,938

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 10, 2020 Filed Aug 12, 2020 00:49 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 30,166 $41.40 $1,248,872.40
Disclosure

SEC source: 0001628280-20-012458 · wf-form4_159719333654772.xml · nonDerivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,138

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 10, 2020 in multiple transactions at prices ranging from $41.00 to $41.98.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 07, 2020 Filed Aug 12, 2020 00:50 UTC
Sagati Aghili NaseemGeneral Counsel
Exercise / conversionOptions (Right to Buy) · Derivative 26,420 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001628280-20-012459 · wf-form4_159719338714430.xml · derivative · entry 4

Sagati Aghili Naseem · CIK 0001779014 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,262

Underlying: Class A Common Stock · 26,420 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested as of May 1, 2019.

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August 07, 2020 Filed Aug 12, 2020 00:50 UTC
Sagati Aghili NaseemGeneral Counsel
Tax withholdingClass A Common Stock 17,968 $40.81 $733,274.08
Disclosure

SEC source: 0001628280-20-012459 · wf-form4_159719338714430.xml · nonDerivative · entry 2

Sagati Aghili Naseem · CIK 0001779014 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,074

F1 · balance_after: Includes 137,428 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 07, 2020 Filed Aug 12, 2020 00:50 UTC
Sagati Aghili NaseemGeneral Counsel
Exercise / conversionClass A Common Stock 26,420 $19.00 $501,980.00
Disclosure

SEC source: 0001628280-20-012459 · wf-form4_159719338714430.xml · nonDerivative · entry 1

Sagati Aghili Naseem · CIK 0001779014 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 137,428 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 07, 2020 Filed Aug 12, 2020 00:49 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 400 $41.01 $16,404.00
Disclosure

SEC source: 0001628280-20-012458 · wf-form4_159719333654772.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,304

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 7, 2020 in multiple transactions at prices ranging from $41.00 to $41.03. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 05, 2020 Filed Aug 7, 2020 23:58 UTC GrantClass A Common Stock 3,144 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012207 · wf-form4_159684459340062.xml · nonDerivative · entry 1

BUSH ANTOINETTE COOK · CIK 0001209364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289

F1 · shares: Granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are schedule to lapse in three equal installments on August 5, 2021, 2022 and 2023.

F2 · balance_after: Includes 5,014 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 05, 2020 Filed Aug 7, 2020 23:18 UTC GrantClass A Common Stock 3,144 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012201 · wf-form4_159684201497733.xml · nonDerivative · entry 1

Lynton Michael · CIK 0001606115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,657

F1 · shares: Granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are schedule to lapse in three equal installments on August 5, 2021, 2022 and 2023.

F2 · balance_after: Includes 9,601 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 05, 2020 Filed Aug 7, 2020 23:02 UTC GrantClass A Common Stock 3,144 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012195 · wf-form4_159684094918526.xml · nonDerivative · entry 1

Joubert Paul G. · CIK 0001438584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,657

F1 · shares: Granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are schedule to lapse in three equal installments on August 5, 2021, 2022 and 2023.

F2 · balance_after: Includes 9,601 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 05, 2020 Filed Aug 7, 2020 22:40 UTC GrantClass A Common Stock 3,144 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012191 · wf-form4_159683991993078.xml · nonDerivative · entry 1

Olian Judy D. · CIK 0001605729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,457

F1 · shares: Granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are schedule to lapse in three equal installments on August 5, 2021, 2022 and 2023.

F2 · balance_after: Includes 9,601 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 04, 2020 Filed Aug 6, 2020 01:10 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 1,590 $40.13 $63,806.70
Disclosure

SEC source: 0001628280-20-011862 · wf-form4_159667620285783.xml · nonDerivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,704

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 4, 2020 in multiple transactions at prices ranging from $40.00 to $40.34.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 03, 2020 Filed Aug 6, 2020 01:10 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 53,994 $40.63 $2,193,776.22
Disclosure

SEC source: 0001628280-20-011862 · wf-form4_159667620285783.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,294

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 3, 2020 in multiple transactions at prices ranging from $40.00 to $40.94. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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July 31, 2020 Filed Jul 31, 2020 22:08 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 637 $40.02 $25,492.74
Disclosure

SEC source: 0001628280-20-011376 · wf-form4_159623327743350.xml · nonDerivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,288

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 31, 2020 in multiple transactions at prices ranging from $40.00 to $40.05.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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July 30, 2020 Filed Jul 31, 2020 22:08 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 9,729 $40.06 $389,743.74
Disclosure

SEC source: 0001628280-20-011376 · wf-form4_159623327743350.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,925

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 30, 2020 in multiple transactions at prices ranging from $40.00 to $40.22. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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July 29, 2020 Filed Jul 30, 2020 00:55 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 33,497 $40.37 $1,352,273.89
Disclosure

SEC source: 0001628280-20-010898 · wf-form4_159607041031284.xml · nonDerivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,654

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 29, 2020 in multiple transactions at prices ranging from $40.02 to $40.56.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
July 27, 2020 Filed Jul 30, 2020 00:55 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 6,515 $39.40 $256,691.00
Disclosure

SEC source: 0001628280-20-010898 · wf-form4_159607041031284.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,151

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 27, 2020 in multiple transactions at prices ranging from $38.91 to $39.64. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
July 24, 2020 Filed Jul 24, 2020 23:04 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 6,913 $39.56 $273,478.28
Disclosure

SEC source: 0001628280-20-010612 · wf-form4_159563187007531.xml · nonDerivative · entry 3

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,666

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 24, 2020 in multiple transactions at prices ranging from $39.25 to $40.13.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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July 24, 2020 Filed Jul 24, 2020 23:04 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 87,125 $38.82 $3,382,192.50
Disclosure

SEC source: 0001628280-20-010612 · wf-form4_159563187007531.xml · nonDerivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,579

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 24, 2020 in multiple transactions at prices ranging from $38.22 to $39.17.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 23:04 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 8,346 $41.09 $342,937.14
Disclosure

SEC source: 0001628280-20-010612 · wf-form4_159563187007531.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,704

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 23, 2020 in multiple transactions at prices ranging from $41.00 to $41.26. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4 and 5.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
July 22, 2020 Filed Jul 22, 2020 23:59 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 1,848 $41.03 $75,823.44
Disclosure

SEC source: 0001628280-20-010559 · wf-form4_159546235518331.xml · nonDerivative · entry 3

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,050

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 22, 2020 in multiple transactions at prices ranging from $41.00 to $41.12.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:59 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 5,665 $41.03 $232,434.95
Disclosure

SEC source: 0001628280-20-010559 · wf-form4_159546235518331.xml · nonDerivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043,898

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 21, 2020 in multiple transactions at prices ranging from $41.00 to $41.19.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 23:59 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 53,375 $41.11 $2,194,246.25
Disclosure

SEC source: 0001628280-20-010559 · wf-form4_159546235518331.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,563

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 20, 2020 in multiple transactions at prices ranging from $41.00 to $41.41. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4 and 5.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 23:32 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 368 $40.23 $14,804.64
Disclosure

SEC source: 0001628280-20-010387 · wf-form4_159502874328726.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,938

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 00:04 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 34,464 $40.29 $1,388,554.56
Disclosure

SEC source: 0001628280-20-010354 · wf-form4_159485786082048.xml · nonDerivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103,306

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 15, 2020 in multiple transactions at prices ranging from $40.00 to $40.51.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
July 13, 2020 Filed Jul 16, 2020 00:04 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 1,390 $40.01 $55,613.90
Disclosure

SEC source: 0001628280-20-010354 · wf-form4_159485786082048.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137,770

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 13, 2020 in multiple transactions at prices ranging from $40.00 to $40.05. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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July 02, 2020 Filed Jul 7, 2020 01:14 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 100 $40.02 $4,002.00
Disclosure

SEC source: 0001628280-20-010231 · wf-form4_159408444683115.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,160

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 23:08 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 78,682 $38.46 $3,026,109.72
Disclosure

SEC source: 0001628280-20-010045 · wf-form4_159347207922428.xml · nonDerivative · entry 1

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 25, 2020 in multiple transactions at prices ranging from $38.00 to $38.82. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 00:30 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 74,490 $38.11 $2,838,813.90
Disclosure

SEC source: 0001628280-20-009902 · wf-form4_159304498770780.xml · nonDerivative · entry 6

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 78,682

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 24, 2020 in multiple transactions at prices ranging from $38.00 to $38.37.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 00:30 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 400 $40.65 $16,260.00
Disclosure

SEC source: 0001628280-20-009902 · wf-form4_159304498770780.xml · nonDerivative · entry 5

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 153,172

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 23, 2020 in multiple transactions at prices ranging from $40.60 to $40.73.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 00:30 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 13,783 $39.89 $549,803.87
Disclosure

SEC source: 0001628280-20-009902 · wf-form4_159304498770780.xml · nonDerivative · entry 4

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 153,572

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 23, 2020 in multiple transactions at prices ranging from $39.57 to $40.56.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 00:30 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 289,872 $39.02 $11,310,805.44
Disclosure

SEC source: 0001628280-20-009902 · wf-form4_159304498770780.xml · nonDerivative · entry 3

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 167,355

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 23, 2020 in multiple transactions at prices ranging from $38.57 to $39.56.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 00:27 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 3,250 $40.21 $130,682.50
Disclosure

SEC source: 0001628280-20-009900 · wf-form4_159304480473770.xml · nonDerivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,260

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 23, 2020 in multiple transactions at prices ranging from $40.05 to $40.73.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
June 22, 2020 Filed Jun 25, 2020 00:30 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 235,909 $39.95 $9,424,564.55
Disclosure

SEC source: 0001628280-20-009902 · wf-form4_159304498770780.xml · nonDerivative · entry 2

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 457,227

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 22, 2020 in multiple transactions at prices ranging from $39.46 to $40.22.

Read SEC document
June 22, 2020 Filed Jun 25, 2020 00:30 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 35,477 $39.22 $1,391,407.94
Disclosure

SEC source: 0001628280-20-009902 · wf-form4_159304498770780.xml · nonDerivative · entry 1

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 693,136

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 22, 2020 in multiple transactions at prices ranging from $38.46 to $39.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4, 5, 6 and 7.

Read SEC document
June 22, 2020 Filed Jun 25, 2020 00:27 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 81,393 $40.05 $3,259,789.65
Disclosure

SEC source: 0001628280-20-009900 · wf-form4_159304480473770.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,510

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 22, 2020 in multiple transactions at prices ranging from $40.00 to $40.23. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4.

F3 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 22:48 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 11,055 $39.43 $435,898.65
Disclosure

SEC source: 0001628280-20-009737 · wf-form4_159260691536551.xml · nonDerivative · entry 4

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 728,613

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 19, 2020 in multiple transactions at prices ranging from $39.38 to $39.79.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 22:48 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 121,158 $38.92 $4,715,469.36
Disclosure

SEC source: 0001628280-20-009737 · wf-form4_159260691536551.xml · nonDerivative · entry 3

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 739,668

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 19, 2020 in multiple transactions at prices ranging from $38.38 to $39.37.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 22:48 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 900 $39.47 $35,523.00
Disclosure

SEC source: 0001628280-20-009737 · wf-form4_159260691536551.xml · nonDerivative · entry 2

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 860,826

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 18, 2020 in multiple transactions at prices ranging from $39.46 to $39.48.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 22:48 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 82,652 $39.19 $3,239,131.88
Disclosure

SEC source: 0001628280-20-009737 · wf-form4_159260691536551.xml · nonDerivative · entry 1

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 861,726

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 18, 2020 in multiple transactions at prices ranging from $38.46 to $39.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4 and 5.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 00:08 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 890 $39.73 $35,359.70
Disclosure

SEC source: 0001628280-20-009625 · wf-form4_159243890523985.xml · nonDerivative · entry 5

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 944,378

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 17, 2020 in multiple transactions at prices ranging from $39.68 to $39.76.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 00:08 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 91,959 $39.07 $3,592,838.13
Disclosure

SEC source: 0001628280-20-009625 · wf-form4_159243890523985.xml · nonDerivative · entry 4

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 945,268

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 17, 2020 in multiple transactions at prices ranging from $38.68 to $39.67.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 00:08 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 14,078 $39.54 $556,644.12
Disclosure

SEC source: 0001628280-20-009625 · wf-form4_159243890523985.xml · nonDerivative · entry 3

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 1,037,227

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 16, 2020 in multiple transactions at prices ranging from $39.46 to $39.74.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 00:08 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 80,434 $39.04 $3,140,143.36
Disclosure

SEC source: 0001628280-20-009625 · wf-form4_159243890523985.xml · nonDerivative · entry 2

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 1,051,305

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 16, 2020 in multiple transactions at prices ranging from $38.46 to $39.45.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:08 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 207,760 $38.11 $7,917,733.60
Disclosure

SEC source: 0001628280-20-009625 · wf-form4_159243890523985.xml · nonDerivative · entry 1

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 1,131,739

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 15, 2020 in multiple transactions at prices ranging from $38.00 to $38.33. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4, 5 and 6.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 21:41 UTC
RESSLER ANTONY PDirector · C-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 48,561 $38.23 $1,856,487.03
Disclosure

SEC source: 0001628280-20-009361 · wf-form4_159199806189037.xml · nonDerivative · entry 1

RESSLER ANTONY P · CIK 0001025978 · Director · C-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 1,339,499

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 12, 2020 in multiple transactions at prices ranging from $38.00 to $38.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 01:24 UTC
RESSLER ANTONY PDirector · C-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 10,939 $38.13 $417,104.07
Disclosure

SEC source: 0001628280-20-009298 · wf-form4_159192503702539.xml · nonDerivative · entry 4

RESSLER ANTONY P · CIK 0001025978 · Director · C-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 1,388,060

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 11, 2020 in multiple transactions at prices ranging from $38.00 to $38.41.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 01:24 UTC
RESSLER ANTONY PDirector · C-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 65,651 $39.17 $2,571,549.67
Disclosure

SEC source: 0001628280-20-009298 · wf-form4_159192503702539.xml · nonDerivative · entry 3

RESSLER ANTONY P · CIK 0001025978 · Director · C-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 1,398,999

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 10, 2020 in multiple transactions at prices ranging from $39.01 to $39.50.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 01:24 UTC
RESSLER ANTONY PDirector · C-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 174,252 $38.73 $6,748,779.96
Disclosure

SEC source: 0001628280-20-009298 · wf-form4_159192503702539.xml · nonDerivative · entry 2

RESSLER ANTONY P · CIK 0001025978 · Director · C-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 1,464,650

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 10, 2020 in multiple transactions at prices ranging from $38.01 to $39.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.