Last 12 months
Inside the activity.
2 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 12 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 2 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2020 Filed Nov 14, 2020 01:02 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 400 | $45.25 | $18,100.00 |
DisclosureSEC source: 0001628280-20-016453 · wf-form4_160531570610796.xml · nonDerivative · entry 1 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 454,710 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:00 UTC |
McFerran Michael RCOO & CFO
|
GrantClass A Common Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-016452 · wf-form4_160531563150179.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,240 F1 · shares: Granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on November 1, 2022, 2023, 2024 and 2025. F2 · balance_after: Includes 746,052 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:00 UTC |
Berry RyanChief Mktg. & Strategy Officer
|
GrantClass A Common Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-016451 · wf-form4_160531558291297.xml · nonDerivative · entry 1 Berry Ryan · CIK 0001493586 · Chief Mktg. & Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,140 F1 · shares: Granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on November 1, 2022, 2023, 2024 and 2025. F2 · balance_after: Includes 663,140 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 02:19 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 200 | $46.34 | $9,268.00 |
DisclosureSEC source: 0001628280-20-016144 · wf-form4_160497475291725.xml · nonDerivative · entry 4 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 455,110 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 9, 2020 in multiple transactions at prices ranging from $46.33 to $46.34. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 02:19 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 24,271 | $45.08 | $1,094,136.68 |
DisclosureSEC source: 0001628280-20-016144 · wf-form4_160497475291725.xml · nonDerivative · entry 3 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 455,310 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 9, 2020 in multiple transactions at prices ranging from $45.00 to $45.97. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 02:19 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 1,000 | $45.00 | $45,000.00 |
DisclosureSEC source: 0001628280-20-016144 · wf-form4_160497475291725.xml · nonDerivative · entry 2 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 479,581 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 6, 2020 in multiple transactions at prices ranging from $45.00 to $45.01. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 02:19 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 3,700 | $45.03 | $166,611.00 |
DisclosureSEC source: 0001628280-20-016144 · wf-form4_160497475291725.xml · nonDerivative · entry 1 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 480,581 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 5, 2020 in multiple transactions at prices ranging from $45.00 to $45.12. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4 and 5. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 02:04 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 31,113 | $42.82 | $1,332,258.66 |
DisclosureSEC source: 0001628280-20-015582 · wf-form4_160454187175071.xml · nonDerivative · entry 4 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 484,281 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2020 in multiple transactions at prices ranging from $42.61 to $43.23. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 02:04 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 65,885 | $41.95 | $2,763,875.75 |
DisclosureSEC source: 0001628280-20-015582 · wf-form4_160454187175071.xml · nonDerivative · entry 3 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 515,394 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2020 in multiple transactions at prices ranging from $41.61 to $42.60. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 02:04 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 6,861 | $43.04 | $295,297.44 |
DisclosureSEC source: 0001628280-20-015582 · wf-form4_160454187175071.xml · nonDerivative · entry 2 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 581,279 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 2, 2020 in multiple transactions at prices ranging from $42.96 to $43.08. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 02:04 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 96,141 | $42.38 | $4,074,455.58 |
DisclosureSEC source: 0001628280-20-015582 · wf-form4_160454187175071.xml · nonDerivative · entry 1 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 588,140 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 2, 2020 in multiple transactions at prices ranging from $41.96 to $42.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4 and 5. Read SEC document |
| November 01, 2020 Filed Nov 4, 2020 00:08 UTC |
Berry RyanChief Mktg. & Strategy Officer
|
Tax withholdingClass A Common Stock | 30,988 | $42.30 | $1,310,792.40 |
DisclosureSEC source: 0001628280-20-015412 · wf-form4_160444849887378.xml · nonDerivative · entry 1 Berry Ryan · CIK 0001493586 · Chief Mktg. & Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,140 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). F2 · balance_after: Includes 538,140 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 01, 2020 Filed Nov 4, 2020 00:07 UTC |
McFerran Michael RCOO & CFO
|
Tax withholdingClass A Common Stock | 30,988 | $42.30 | $1,310,792.40 |
DisclosureSEC source: 0001628280-20-015411 · wf-form4_160444844035976.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,240 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). F2 · balance_after: Includes 621,052 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| October 23, 2020 Filed Oct 24, 2020 00:35 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 300 | $45.00 | $13,500.00 |
DisclosureSEC source: 0001628280-20-014754 · wf-form4_160349970916004.xml · nonDerivative · entry 1 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 684,281 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. Read SEC document |
| October 23, 2020 Filed Oct 24, 2020 00:34 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 1,143 | $44.47 | $50,829.21 |
DisclosureSEC source: 0001628280-20-014753 · wf-form4_160349962446423.xml · nonDerivative · entry 3 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 525,000 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 23, 2020 in multiple transactions at prices ranging from $44.36 to $44.67. Read SEC document |
| October 22, 2020 Filed Oct 24, 2020 00:34 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 13,807 | $44.41 | $613,168.87 |
DisclosureSEC source: 0001628280-20-014753 · wf-form4_160349962446423.xml · nonDerivative · entry 2 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 526,143 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 22, 2020 in multiple transactions at prices ranging from $44.29 to $44.68. Read SEC document |
| October 22, 2020 Filed Oct 24, 2020 00:34 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 10,274 | $43.94 | $451,439.56 |
DisclosureSEC source: 0001628280-20-014753 · wf-form4_160349962446423.xml · nonDerivative · entry 1 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 539,950 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 22, 2020 in multiple transactions at prices ranging from $43.29 to $44.27. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4. Read SEC document |
| October 21, 2020 Filed Oct 22, 2020 00:26 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 500 | $44.86 | $22,430.00 |
DisclosureSEC source: 0001628280-20-014671 · wf-form4_160332634677229.xml · nonDerivative · entry 5 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 550,224 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 21, 2020 in multiple transactions at prices ranging from $44.79 to $44.99. Read SEC document |
| October 21, 2020 Filed Oct 22, 2020 00:26 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 24,177 | $44.15 | $1,067,414.55 |
DisclosureSEC source: 0001628280-20-014671 · wf-form4_160332634677229.xml · nonDerivative · entry 4 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 550,724 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 21, 2020 in multiple transactions at prices ranging from $43.79 to $44.75. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 00:26 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 28,623 | $44.62 | $1,277,158.26 |
DisclosureSEC source: 0001628280-20-014671 · wf-form4_160332634677229.xml · nonDerivative · entry 3 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 574,901 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 20, 2020 in multiple transactions at prices ranging from $44.25 to $44.95. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 00:25 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 15,419 | $45.11 | $695,551.09 |
DisclosureSEC source: 0001628280-20-014670 · wf-form4_160332630242136.xml · nonDerivative · entry 1 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 684,581 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 19, 2020 in multiple transactions at prices ranging from $45.00 to $45.43. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 00:26 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 400 | $45.43 | $18,172.00 |
DisclosureSEC source: 0001628280-20-014671 · wf-form4_160332634677229.xml · nonDerivative · entry 2 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 603,524 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 00:26 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 46,076 | $44.78 | $2,063,283.28 |
DisclosureSEC source: 0001628280-20-014671 · wf-form4_160332634677229.xml · nonDerivative · entry 1 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 603,924 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 19, 2020 in multiple transactions at prices ranging from $44.34 to $45.28. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4 and 5. Read SEC document |
| October 02, 2020 Filed Oct 2, 2020 22:07 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 37,217 | $41.07 | $1,528,502.19 |
DisclosureSEC source: 0001628280-20-014213 · wf-form4_160167645630735.xml · nonDerivative · entry 3 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 700,000 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 2, 2020 in multiple transactions at prices ranging from $40.95 to $41.26. Read SEC document |
| October 02, 2020 Filed Oct 2, 2020 22:07 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 27,951 | $40.65 | $1,136,208.15 |
DisclosureSEC source: 0001628280-20-014213 · wf-form4_160167645630735.xml · nonDerivative · entry 2 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 737,217 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 2, 2020 in multiple transactions at prices ranging from $39.95 to $40.94. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:07 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 134,832 | $40.43 | $5,451,257.76 |
DisclosureSEC source: 0001628280-20-014213 · wf-form4_160167645630735.xml · nonDerivative · entry 1 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 765,168 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 1, 2020 in multiple transactions at prices ranging from $40.04 to $40.90. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 00:33 UTC |
Arougheti Michael JDirector · Co-Founder, CEO and President
|
SaleClass A Common Stock | 65,347 | $40.50 | $2,646,553.50 |
DisclosureSEC source: 0001628280-20-014078 · wf-form4_160151238517406.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,999 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 30, 2020 in multiple transactions at prices ranging from $40.14 to $40.68. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 00:32 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 7,895 | $40.27 | $317,931.65 |
DisclosureSEC source: 0001628280-20-014077 · wf-form4_160151234221092.xml · nonDerivative · entry 2 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 900,000 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 29, 2020 in multiple transactions at prices ranging from $39.91 to $40.57. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 00:33 UTC |
Arougheti Michael JDirector · Co-Founder, CEO and President
|
SaleClass A Common Stock | 108,648 | $40.23 | $4,370,909.04 |
DisclosureSEC source: 0001628280-20-014078 · wf-form4_160151238517406.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,346 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 29, 2020 in multiple transactions at prices ranging from $40.00 to $40.67. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 28, 2020 Filed Oct 1, 2020 00:32 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 57,099 | $40.53 | $2,314,222.47 |
DisclosureSEC source: 0001628280-20-014077 · wf-form4_160151234221092.xml · nonDerivative · entry 1 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 907,895 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 28, 2020 in multiple transactions at prices ranging from $40.08 to $40.85. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3. Read SEC document |
| September 28, 2020 Filed Oct 1, 2020 00:33 UTC |
Arougheti Michael JDirector · Co-Founder, CEO and President
|
SaleClass A Common Stock | 57,127 | $40.53 | $2,315,357.31 |
DisclosureSEC source: 0001628280-20-014078 · wf-form4_160151238517406.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,994 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 28, 2020 in multiple transactions at prices ranging from $40.08 to $40.82. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4 and 5. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 25, 2020 Filed Sep 26, 2020 00:09 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 17,961 | $39.68 | $712,692.48 |
DisclosureSEC source: 0001628280-20-013922 · wf-form4_160107892884322.xml · nonDerivative · entry 2 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 964,994 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 25, 2020 in multiple transactions at prices ranging from $39.44 to $39.86. F3 · balance_after: Includes 600,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to a vehicle controlled by him. Read SEC document |
| September 25, 2020 Filed Sep 26, 2020 00:09 UTC |
KAPLAN DAVID BDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 17,045 | $38.79 | $661,175.55 |
DisclosureSEC source: 0001628280-20-013922 · wf-form4_160107892884322.xml · nonDerivative · entry 1 KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By Trently Holdings, LLC Disclosed balance after: 982,955 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 25, 2020 in multiple transactions at prices ranging from $38.38 to $39.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 600,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to a vehicle controlled by him. Read SEC document |
| September 23, 2020 Filed Sep 26, 2020 00:10 UTC |
Arougheti Michael JDirector · Co-Founder, CEO and President
|
SaleClass A Common Stock | 19,335 | $40.11 | $775,526.85 |
DisclosureSEC source: 0001628280-20-013923 · wf-form4_160107899329689.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,121 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 23, 2020 in multiple transactions at prices ranging from $40.00 to $40.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. F4 · balance_after: Includes 250,457 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to the reporting person. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 01:20 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 15,204 | $38.88 | $591,131.52 |
DisclosureSEC source: 0001628280-20-013844 · wf-form4_160082400448391.xml · nonDerivative · entry 3 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 650,000 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 22, 2020 in multiple transactions at prices ranging from $38.66 to $39.18. F5 · balance_after: Includes 375,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to a vehicle controlled by him. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 01:20 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 44,788 | $38.84 | $1,739,565.92 |
DisclosureSEC source: 0001628280-20-013844 · wf-form4_160082400448391.xml · nonDerivative · entry 2 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 209,204 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 21, 2020 in multiple transactions at prices ranging from $38.52 to $39.42. Read SEC document |
| September 18, 2020 Filed Sep 23, 2020 01:20 UTC |
Rosenthal BennettDirector · Co-Founder & Co-Chair of PEG
|
SaleClass A Common Stock | 65,008 | $39.71 | $2,581,467.68 |
DisclosureSEC source: 0001628280-20-013844 · wf-form4_160082400448391.xml · nonDerivative · entry 1 Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Co-Chair of PEG 10b5-1 filing: Not disclosed Ownership: Indirect · By BAR Holdings, LLC Disclosed balance after: 334,992 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 18, 2020 in multiple transactions at prices ranging from $39.39 to $40.05. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:52 UTC |
deVeer R. KippDirector · Head of Credit Group
|
SaleClass A Common Stock | 7,245 | $40.17 | $291,031.65 |
DisclosureSEC source: 0001628280-20-013677 · wf-form4_160029676598904.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,806 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 15, 2020 in multiple transactions at prices ranging from $40.15 to $40.21. F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:52 UTC |
deVeer R. KippDirector · Head of Credit Group
|
SaleClass A Common Stock | 20,000 | $40.50 | $810,000.00 |
DisclosureSEC source: 0001628280-20-013677 · wf-form4_160029676598904.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,051 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 14, 2020 in multiple transactions at prices ranging from $40.40 to $40.72. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3. F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 23:07 UTC |
McFerran Michael REVP, COO & CFO
|
SaleClass A Common Stock | 30,000 | $38.58 | $1,157,400.00 |
DisclosureSEC source: 0001628280-20-013417 · wf-form4_159969284082101.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · EVP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,228 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 8, 2020 in multiple transactions at prices ranging from $38.25 to $38.92. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 683,552 restricted units granted under Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 22:10 UTC |
deVeer R. KippDirector · Head of Credit Group
|
SaleClass A Common Stock | 6,910 | $41.00 | $283,310.00 |
DisclosureSEC source: 0001628280-20-013236 · wf-form4_159908458529148.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,051 F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 00:06 UTC |
McFerran Michael REVP, COO & CFO
|
Exercise / conversionOptions (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001628280-20-013317 · wf-form4_159917798013604.xml · derivative · entry 3 McFerran Michael R · CIK 0001464431 · EVP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,453 Underlying: Class A Common Stock · 30,000 shares Expires 2025-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are fully vested as of March 23, 2020. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 00:06 UTC |
McFerran Michael REVP, COO & CFO
|
Exercise / conversionClass A Common Stock | 30,000 | $19.00 | $570,000.00 |
DisclosureSEC source: 0001628280-20-013317 · wf-form4_159917798013604.xml · nonDerivative · entry 2 McFerran Michael R · CIK 0001464431 · EVP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 683,552 restricted units granted under Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 02, 2020 Filed Jan 23, 2021 02:42 UTC |
McFerran Michael RCOO & CFO
|
Exercise / conversionOptions (Right to Buy) · Derivative | 30,000 | $18.35 Strike: $18.35 | $550,500.00 |
DisclosureSEC source: 0001628280-21-000740 · wf-form4_161136974097071.xml · derivative · entry 11 McFerran Michael R · CIK 0001464431 · COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,453 Underlying: Class A Common Stock · 30,000 shares Expires 2025-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: The price in column 2 and column 8 reported in this Form 4 corrects a scriveners' error in previously reported Forms 4 (filed on May 8, 2020, August 31, 2020 and September 3, 2020). F10 · price: The price in column 2 and column 8 reported in this Form 4 corrects a scriveners' error in previously reported Forms 4 (filed on May 8, 2020, August 31, 2020 and September 3, 2020). F11 · derivative.exercise_date: The options are fully vested as of March 23, 2020. Read SEC document |
| September 02, 2020 Filed Jan 23, 2021 02:42 UTC |
McFerran Michael RCOO & CFO
|
Exercise / conversionClass A Common Stock | 30,000 | $18.35 | $550,500.00 |
DisclosureSEC source: 0001628280-21-000740 · wf-form4_161136974097071.xml · nonDerivative · entry 6 McFerran Michael R · CIK 0001464431 · COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: The price in column 4 reported in this Form 4 corrects a scriveners' error in previously reported Forms 4 (filed on May 8, 2020, August 31, 2020 and September 3, 2020). Read SEC document |
| September 01, 2020 Filed Sep 4, 2020 00:06 UTC |
McFerran Michael REVP, COO & CFO
|
SaleClass A Common Stock | 30,000 | $40.40 | $1,212,000.00 |
DisclosureSEC source: 0001628280-20-013317 · wf-form4_159917798013604.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · EVP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,228 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 1, 2020 in multiple transactions at prices ranging from $40.25 to $40.57. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 683,552 restricted units granted under Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 22:10 UTC |
deVeer R. KippDirector · Head of Credit Group
|
SaleClass A Common Stock | 24,977 | $40.60 | $1,014,066.20 |
DisclosureSEC source: 0001628280-20-013236 · wf-form4_159908458529148.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,961 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 31, 2020 in multiple transactions at prices ranging from $40.50 to $40.78. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 27, 2020 Filed Sep 1, 2020 00:22 UTC |
McFerran Michael REVP, COO & CFO
|
Exercise / conversionOptions (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001628280-20-013153 · wf-form4_159891974794769.xml · derivative · entry 2 McFerran Michael R · CIK 0001464431 · EVP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,453 Underlying: Class A Common Stock · 30,000 shares Expires 2025-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are fully vested as of March 23, 2020. Read SEC document |
| August 27, 2020 Filed Sep 1, 2020 00:22 UTC |
McFerran Michael REVP, COO & CFO
|
Exercise / conversionClass A Common Stock | 30,000 | $19.00 | $570,000.00 |
DisclosureSEC source: 0001628280-20-013153 · wf-form4_159891974794769.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · EVP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 683,552 restricted units granted under Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 27, 2020 Filed Jan 23, 2021 02:42 UTC |
McFerran Michael RCOO & CFO
|
Exercise / conversionOptions (Right to Buy) · Derivative | 30,000 | $18.35 Strike: $18.35 | $550,500.00 |
DisclosureSEC source: 0001628280-21-000740 · wf-form4_161136974097071.xml · derivative · entry 10 McFerran Michael R · CIK 0001464431 · COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,453 Underlying: Class A Common Stock · 30,000 shares Expires 2025-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: The price in column 2 and column 8 reported in this Form 4 corrects a scriveners' error in previously reported Forms 4 (filed on May 8, 2020, August 31, 2020 and September 3, 2020). F10 · price: The price in column 2 and column 8 reported in this Form 4 corrects a scriveners' error in previously reported Forms 4 (filed on May 8, 2020, August 31, 2020 and September 3, 2020). F11 · derivative.exercise_date: The options are fully vested as of March 23, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.