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ARES

Ares Management Corp

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Tapewire entity
3048
SEC CIK
0001176948
Parsed reports
448

Last 12 months

Inside the activity.

2 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 202506
Jan 202603
Feb 202627
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 1,431 $130.08 $186,144.48
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 9

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 188,211

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 19, 2024 in multiple transactions at prices ranging from $129.51 to $130.42.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 01:49 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 800 $132.71 $106,168.00
Disclosure

SEC source: 0001628280-24-012048 · wk-form4_1710899341.xml · nonDerivative · entry 8

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 96,144

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 19, 2024 in multiple transactions at prices ranging from $132.52 to $132.87.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 01:49 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 11,579 $132.05 $1,529,006.95
Disclosure

SEC source: 0001628280-24-012048 · wk-form4_1710899341.xml · nonDerivative · entry 7

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 96,944

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 19, 2024 in multiple transactions at prices ranging from $131.52 to $132.45.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 01:49 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 3,547 $130.97 $464,550.59
Disclosure

SEC source: 0001628280-24-012048 · wk-form4_1710899341.xml · nonDerivative · entry 6

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 108,523

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 19, 2024 in multiple transactions at prices ranging from $130.51 to $131.49.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 01:49 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 1,542 $130.10 $200,614.20
Disclosure

SEC source: 0001628280-24-012048 · wk-form4_1710899341.xml · nonDerivative · entry 5

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 112,070

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 19, 2024 in multiple transactions at prices ranging from $129.51 to $130.49.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:50 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 218 $132.88 $28,967.84
Disclosure

SEC source: 0001628280-24-012051 · wk-form4_1710899416.xml · nonDerivative · entry 8

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 188,797

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $132.76 to $133.03.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:50 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 1,175 $131.81 $154,876.75
Disclosure

SEC source: 0001628280-24-012051 · wk-form4_1710899416.xml · nonDerivative · entry 7

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 189,015

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $131.60 to $132.46.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:50 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 13,238 $131.12 $1,735,766.56
Disclosure

SEC source: 0001628280-24-012051 · wk-form4_1710899416.xml · nonDerivative · entry 6

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 190,190

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $130.60 to $131.59.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:50 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 7,484 $130.14 $973,967.76
Disclosure

SEC source: 0001628280-24-012051 · wk-form4_1710899416.xml · nonDerivative · entry 5

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 203,428

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $129.60 to $130.59.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:53 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 418 $132.61 $55,430.98
Disclosure

SEC source: 0001628280-24-012057 · wk-form4_1710899592.xml · nonDerivative · entry 7

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 73,982

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 15, 2023 by the reporting person, or a vehicle controlled by him.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $132.20 to $133.00.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:53 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 6,901 $131.42 $906,929.42
Disclosure

SEC source: 0001628280-24-012057 · wk-form4_1710899592.xml · nonDerivative · entry 6

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 74,400

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 15, 2023 by the reporting person, or a vehicle controlled by him.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $131.19 to $131.85.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:53 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 8,707 $130.85 $1,139,310.95
Disclosure

SEC source: 0001628280-24-012057 · wk-form4_1710899592.xml · nonDerivative · entry 5

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 81,301

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 15, 2023 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $130.19 to $131.18.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:53 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 6,077 $130.10 $790,617.70
Disclosure

SEC source: 0001628280-24-012057 · wk-form4_1710899592.xml · nonDerivative · entry 4

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 90,008

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 15, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $129.18 to $130.17.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 218 $132.82 $28,954.76
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 8

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 189,642

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $132.76 to $132.94.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 1,300 $131.78 $171,314.00
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 7

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 189,860

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $131.60 to $132.46.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 13,377 $131.10 $1,753,724.70
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 6

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 191,160

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $130.60 to $131.58.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 7,260 $130.15 $944,889.00
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 5

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 204,537

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $129.60 to $130.58.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:49 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 218 $132.81 $28,952.58
Disclosure

SEC source: 0001628280-24-012048 · wk-form4_1710899341.xml · nonDerivative · entry 4

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 113,612

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $132.76 to $132.88.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:49 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 1,348 $131.77 $177,625.96
Disclosure

SEC source: 0001628280-24-012048 · wk-form4_1710899341.xml · nonDerivative · entry 3

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 113,830

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $131.59 to $132.46.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:49 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 13,029 $131.12 $1,708,362.48
Disclosure

SEC source: 0001628280-24-012048 · wk-form4_1710899341.xml · nonDerivative · entry 2

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 115,178

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $130.59 to $131.58.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:49 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 7,601 $130.14 $989,194.14
Disclosure

SEC source: 0001628280-24-012048 · wk-form4_1710899341.xml · nonDerivative · entry 1

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 128,207

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 18, 2024 in multiple transactions at prices ranging from $129.58 to $130.57. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4, 5, 6, 7, 8 and 9.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 01:47 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
ConversionAres Operating Group Units · Derivative 175,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-011787 · wk-form4_1710812816.xml · derivative · entry 8

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 9,771,596

Underlying: Class A Common Stock · 175,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F9 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F9 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F9 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 01:47 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 800 $134.19 $107,352.00
Disclosure

SEC source: 0001628280-24-011787 · wk-form4_1710812816.xml · nonDerivative · entry 7

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 135,808

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $134.00 to $134.33.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 01:47 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 8,066 $133.34 $1,075,520.44
Disclosure

SEC source: 0001628280-24-011787 · wk-form4_1710812816.xml · nonDerivative · entry 6

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 136,608

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $132.99 to $133.98.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 01:47 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 30,326 $132.18 $4,008,490.68
Disclosure

SEC source: 0001628280-24-011787 · wk-form4_1710812816.xml · nonDerivative · entry 5

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 144,674

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $131.99 to $132.98.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 01:47 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
ConversionClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011787 · wk-form4_1710812816.xml · nonDerivative · entry 4

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 175,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:50 UTC
KAPLAN DAVID BDirector · Co-Founder
ConversionAres Operating Group Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-012051 · wk-form4_1710899416.xml · derivative · entry 14

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 9,171,596

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F15 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:50 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 908 $134.16 $121,817.28
Disclosure

SEC source: 0001628280-24-012051 · wk-form4_1710899416.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 210,912

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $134.00 to $134.33.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:50 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 7,893 $133.34 $1,052,452.62
Disclosure

SEC source: 0001628280-24-012051 · wk-form4_1710899416.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 211,820

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $132.99 to $133.98.

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March 15, 2024 Filed Mar 20, 2024 01:50 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 30,287 $132.19 $4,003,638.53
Disclosure

SEC source: 0001628280-24-012051 · wk-form4_1710899416.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 219,713

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $131.99 to $132.98. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5, 6, 7, 8, 9, 10, 11 and 12.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:50 UTC
KAPLAN DAVID BDirector · Co-Founder
ConversionClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-012051 · wk-form4_1710899416.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2024 Filed Mar 20, 2024 01:53 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 591 $134.23 $79,329.93
Disclosure

SEC source: 0001628280-24-012057 · wk-form4_1710899592.xml · nonDerivative · entry 3

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 96,085

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 15, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $134.05 to $134.35.

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March 15, 2024 Filed Mar 20, 2024 01:53 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 7,309 $133.39 $974,947.51
Disclosure

SEC source: 0001628280-24-012057 · wk-form4_1710899592.xml · nonDerivative · entry 2

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 96,676

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 15, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $133.03 to $134.02.

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March 15, 2024 Filed Mar 20, 2024 01:53 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 31,015 $132.21 $4,100,493.15
Disclosure

SEC source: 0001628280-24-012057 · wk-form4_1710899592.xml · nonDerivative · entry 1

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 103,985

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 15, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $132.03 to $133.02. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 4, 5, 6, 7, 8, 9, 10, 11, 12 and 13.

F3 · balance_after: The shares of Class A Common Stock reported as sold and the number of shares owned after such sale includes 135,000 shares of Class A Common Stock previously reported as indirectly held by the reporting person through Ares Owners Holdings L.P. ("AOH"), which shares were transferred to the reporting person or a vehicle controlled by him.

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March 15, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
ConversionAres Operating Group Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · derivative · entry 14

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 9,171,596

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F15 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

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March 15, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 700 $134.22 $93,954.00
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 211,797

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $134.00 to $134.33.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 8,366 $133.33 $1,115,438.78
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 212,497

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $132.99 to $133.98.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 29,137 $132.19 $3,851,620.03
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 220,863

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 15, 2024 in multiple transactions at prices ranging from $131.99 to $132.98. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5, 6, 7, 8, 9, 10, 11 and 12.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:51 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
ConversionClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-012054 · wk-form4_1710899498.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 01:47 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 10,370 $133.99 $1,389,476.30
Disclosure

SEC source: 0001628280-24-011787 · wk-form4_1710812816.xml · nonDerivative · entry 3

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,375,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 14, 2024 in multiple transactions at prices ranging from $133.85 to $134.24.

F3 · balance_after: Includes 1,375,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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March 14, 2024 Filed Mar 19, 2024 01:47 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 24,457 $133.26 $3,259,139.82
Disclosure

SEC source: 0001628280-24-011787 · wk-form4_1710812816.xml · nonDerivative · entry 2

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,385,370

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 14, 2024 in multiple transactions at prices ranging from $132.85 to $133.84.

F3 · balance_after: Includes 1,375,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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March 14, 2024 Filed Mar 19, 2024 01:47 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 39,758 $132.53 $5,269,127.74
Disclosure

SEC source: 0001628280-24-011787 · wk-form4_1710812816.xml · nonDerivative · entry 1

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,409,827

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on March 14, 2024 in multiple transactions at prices ranging from $131.85 to $132.84. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6, 7 and 8.

F3 · balance_after: Includes 1,375,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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March 07, 2024 Filed Mar 8, 2024 21:18 UTC
RESSLER ANTONY PDirector · Co-Founder & Exec. Chairman · 10% owner
SaleClass A Common Stock 3,000,000 $130.30 $390,900,000.00
Disclosure

SEC source: 0001628280-24-009981 · wk-form4_1709932711.xml · nonDerivative · entry 1

RESSLER ANTONY P · CIK 0001025978 · Director · Co-Founder & Exec. Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TJ Capital Investors, LLC

Disclosed balance after: 0

F1 · shares: Represents 3,000,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to the reporting person or a vehicle controlled by him.

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February 16, 2024 Filed Feb 17, 2024 01:44 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 34,679 $135.55 $4,700,738.45
Disclosure

SEC source: 0001628280-24-005431 · wk-form4_1708134279.xml · nonDerivative · entry 6

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,116,676

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 16, 2024 in multiple transactions at prices ranging from $135.28 to $136.10.

F2 · balance_after: Includes 1,075,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
February 16, 2024 Filed Feb 17, 2024 01:44 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 45,958 $135.02 $6,205,249.16
Disclosure

SEC source: 0001628280-24-005431 · wk-form4_1708134279.xml · nonDerivative · entry 5

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,151,355

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 16, 2024 in multiple transactions at prices ranging from $134.28 to $135.27.

F2 · balance_after: Includes 1,075,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
February 15, 2024 Filed Feb 17, 2024 01:44 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 403 $136.69 $55,086.07
Disclosure

SEC source: 0001628280-24-005431 · wk-form4_1708134279.xml · nonDerivative · entry 4

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,197,313

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 15, 2024 in multiple transactions at prices ranging from $136.66 to $136.76.

F2 · balance_after: Includes 1,075,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
February 15, 2024 Filed Feb 17, 2024 01:44 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 6,940 $136.00 $943,840.00
Disclosure

SEC source: 0001628280-24-005431 · wk-form4_1708134279.xml · nonDerivative · entry 3

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,197,716

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 15, 2024 in multiple transactions at prices ranging from $135.65 to $136.58.

F2 · balance_after: Includes 1,075,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
February 15, 2024 Filed Feb 17, 2024 01:44 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 41,073 $135.28 $5,556,355.44
Disclosure

SEC source: 0001628280-24-005431 · wk-form4_1708134279.xml · nonDerivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,204,656

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 15, 2024 in multiple transactions at prices ranging from $134.65 to $135.65.

F2 · balance_after: Includes 1,075,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 01:44 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 82,796 $136.47 $11,299,170.12
Disclosure

SEC source: 0001628280-24-005431 · wk-form4_1708134279.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,245,729

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 14, 2024 in multiple transactions at prices ranging from $135.94 to $136.85. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4, 5, 6 and 7.

F2 · balance_after: Includes 1,075,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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January 31, 2024 Filed Feb 3, 2024 02:14 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
Tax withholdingClass A Common Stock 75,415 $121.48 $9,161,414.20
Disclosure

SEC source: 0001628280-24-003153 · wk-form4_1706926486.xml · nonDerivative · entry 3

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,449,585

F5 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of previously granted and reported restricted units representing the right to receive one share of Class A Common Stock under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

F6 · balance_after: Includes (i) the 400,000 restricted units reported in footnote one herein, (ii) the 300,000 restricted units reported in footnote three herein and (iii) 675,000 previously granted and reported restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.