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ARES

Ares Management Corp

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Tapewire entity
3048
SEC CIK
0001176948
Parsed reports
448

Last 12 months

Inside the activity.

2 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 202506
Jan 202603
Feb 202627
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2024 Filed Aug 20, 2024 01:36 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 9,831 $144.43 $1,419,891.33
Disclosure

SEC source: 0001628280-24-037825 · wk-form4_1724117805.xml · nonDerivative · entry 7

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 191,938

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 19, 2024 in multiple transactions at prices ranging from $143.94 to $144.90.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 01:35 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 3,552 $145.32 $516,176.64
Disclosure

SEC source: 0001628280-24-037824 · wk-form4_1724117740.xml · nonDerivative · entry 6

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 201,784

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 16, 2024 in multiple transactions at prices ranging from $145.09 to $145.85.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 01:35 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 17,596 $144.87 $2,549,132.52
Disclosure

SEC source: 0001628280-24-037824 · wk-form4_1724117740.xml · nonDerivative · entry 5

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 205,336

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 16, 2024 in multiple transactions at prices ranging from $144.09 to $145.08.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 01:38 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 2,930 $145.37 $425,934.10
Disclosure

SEC source: 0001628280-24-037826 · wk-form4_1724117876.xml · nonDerivative · entry 6

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 201,662

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 16, 2024 in multiple transactions at prices ranging from $145.14 to $145.85.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 01:38 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 18,236 $144.87 $2,641,849.32
Disclosure

SEC source: 0001628280-24-037826 · wk-form4_1724117876.xml · nonDerivative · entry 5

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 204,592

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 16, 2024 in multiple transactions at prices ranging from $144.14 to $145.13.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 01:36 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 2,976 $145.36 $432,591.36
Disclosure

SEC source: 0001628280-24-037825 · wk-form4_1724117805.xml · nonDerivative · entry 6

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 201,769

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 16, 2024 in multiple transactions at prices ranging from $145.14 to $145.79.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 01:36 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 18,135 $144.87 $2,627,217.45
Disclosure

SEC source: 0001628280-24-037825 · wk-form4_1724117805.xml · nonDerivative · entry 5

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 204,745

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 16, 2024 in multiple transactions at prices ranging from $144.14 to $145.13.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:35 UTC
KAPLAN DAVID BDirector · Co-Founder
ConversionAres Operating Group Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-037824 · wk-form4_1724117740.xml · derivative · entry 10

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 8,671,596

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F11 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:35 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 5,200 $146.21 $760,292.00
Disclosure

SEC source: 0001628280-24-037824 · wk-form4_1724117740.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 222,932

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2024 in multiple transactions at prices ranging from $146.03 to $146.40.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:35 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 20,668 $145.61 $3,009,467.48
Disclosure

SEC source: 0001628280-24-037824 · wk-form4_1724117740.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 228,132

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2024 in multiple transactions at prices ranging from $145.03 to $146.02.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:35 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 1,200 $144.39 $173,268.00
Disclosure

SEC source: 0001628280-24-037824 · wk-form4_1724117740.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 248,800

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2024 in multiple transactions at prices ranging from $144.01 to $144.52. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5, 6, 7 and 8.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:35 UTC
KAPLAN DAVID BDirector · Co-Founder
ConversionClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-037824 · wk-form4_1724117740.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:39 UTC
deVeer R. KippDirector · Head of Credit Group
ConversionAres Operating Group Units · Derivative 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-037827 · wk-form4_1724117935.xml · derivative · entry 2

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 1,210,409

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F2 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F3 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:39 UTC
deVeer R. KippDirector · Head of Credit Group
ConversionClass A Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-037827 · wk-form4_1724117935.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,375,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,075,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:38 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
ConversionAres Operating Group Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-037826 · wk-form4_1724117876.xml · derivative · entry 10

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 8,671,596

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F11 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:38 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 3,891 $146.24 $569,019.84
Disclosure

SEC source: 0001628280-24-037826 · wk-form4_1724117876.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 222,828

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2024 in multiple transactions at prices ranging from $146.16 to $146.35.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:38 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 21,180 $145.66 $3,085,078.80
Disclosure

SEC source: 0001628280-24-037826 · wk-form4_1724117876.xml · nonDerivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 226,719

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2024 in multiple transactions at prices ranging from $145.15 to $146.14.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:38 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 2,101 $144.66 $303,930.66
Disclosure

SEC source: 0001628280-24-037826 · wk-form4_1724117876.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 247,899

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2024 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2024 in multiple transactions at prices ranging from $144.13 to $145.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5, 6, 7 and 8.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:38 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
ConversionClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-037826 · wk-form4_1724117876.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:36 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
ConversionAres Operating Group Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-037825 · wk-form4_1724117805.xml · derivative · entry 10

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 9,271,596

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F10 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement (the "Exchange Agreement"), dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the Exchange Agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F11 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:36 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 3,466 $146.26 $506,937.16
Disclosure

SEC source: 0001628280-24-037825 · wk-form4_1724117805.xml · nonDerivative · entry 4

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 222,880

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2024 in multiple transactions at prices ranging from $146.19 to $146.48.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:36 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 21,419 $145.67 $3,120,105.73
Disclosure

SEC source: 0001628280-24-037825 · wk-form4_1724117805.xml · nonDerivative · entry 3

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 226,346

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2024 in multiple transactions at prices ranging from $145.19 to $146.19.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:36 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
SaleClass A Common Stock 2,235 $144.72 $323,449.20
Disclosure

SEC source: 0001628280-24-037825 · wk-form4_1724117805.xml · nonDerivative · entry 2

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 247,765

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on December 14, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2024 in multiple transactions at prices ranging from $144.19 to $145.18. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5, 6, 7 and 8.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:36 UTC
Arougheti Michael JDirector · Co-Founder, CEO and President
ConversionClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-037825 · wk-form4_1724117805.xml · nonDerivative · entry 1

Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Atticus Enterprises LLC

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 00:07 UTC GrantClass A Common Stock 1,173 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034894 · wk-form4_1722902862.xml · nonDerivative · entry 1

BHUTANI ASHISH · CIK 0001287727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,905

F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date.

F2 · balance_after: Includes 1,173 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 01, 2024 Filed Aug 6, 2024 00:06 UTC GrantClass A Common Stock 1,173 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034893 · wk-form4_1722902759.xml · nonDerivative · entry 1

BUSH ANTOINETTE COOK · CIK 0001209364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,274

F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date.

F2 · balance_after: Includes 1,173 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 01, 2024 Filed Aug 6, 2024 00:04 UTC GrantClass A Common Stock 1,173 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034892 · wk-form4_1722902637.xml · nonDerivative · entry 1

Joubert Paul G. · CIK 0001438584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,302

F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date.

F2 · balance_after: Includes 1,173 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 01, 2024 Filed Aug 6, 2024 00:02 UTC GrantClass A Common Stock 1,173 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034891 · wk-form4_1722902527.xml · nonDerivative · entry 1

Lynton Michael · CIK 0001606115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,302

F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date.

F2 · balance_after: Includes 1,173 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 01, 2024 Filed Aug 6, 2024 00:00 UTC GrantClass A Common Stock 1,173 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034890 · wk-form4_1722902430.xml · nonDerivative · entry 1

Naughton Eileen · CIK 0001378072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,692

F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date.

F2 · balance_after: Includes 1,173 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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August 01, 2024 Filed Aug 5, 2024 23:58 UTC GrantClass A Common Stock 1,173 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034887 · wk-form4_1722902277.xml · nonDerivative · entry 1

Olian Judy D. · CIK 0001605729 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,485

F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date.

F2 · balance_after: Includes 1,173 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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July 22, 2024 Filed Jul 24, 2024 00:15 UTC
deVeer R. KippDirector · Head of Credit Group
SaleClass A Common Stock 41,676 $150.21 $6,260,151.96
Disclosure

SEC source: 0001628280-24-032665 · wk-form4_1721780139.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Head of Credit Group

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,075,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 28, 2024 by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 22, 2024 in multiple transactions at prices ranging from $150.00 to $150.54. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents 1,075,000 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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July 01, 2024 Filed Jul 3, 2024 01:29 UTC
Phillips JarrodChief Financial Officer
Tax withholdingClass A Common Stock 2,583 $136.20 $351,804.60
Disclosure

SEC source: 0001628280-24-030979 · wk-form4_1719970146.xml · nonDerivative · entry 1

Phillips Jarrod · CIK 0001832049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,231

F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under an equity plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

F2 · balance_after: Includes 133,158 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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June 21, 2024 Filed Jun 26, 2024 00:41 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 921 $134.06 $123,469.26
Disclosure

SEC source: 0001628280-24-029962 · wk-form4_1719362466.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2024 in multiple transactions at prices ranging from $133.75 to $134.21.

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June 21, 2024 Filed Jun 26, 2024 00:41 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 21,119 $133.10 $2,810,938.90
Disclosure

SEC source: 0001628280-24-029962 · wk-form4_1719362466.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 921

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2024 in multiple transactions at prices ranging from $132.68 to $133.66.

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June 21, 2024 Filed Jun 26, 2024 00:41 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 68,915 $131.82 $9,084,375.30
Disclosure

SEC source: 0001628280-24-029962 · wk-form4_1719362466.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 22,040

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2024 in multiple transactions at prices ranging from $131.68 to $132.65.

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June 21, 2024 Filed Jun 26, 2024 00:41 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 34,045 $131.41 $4,473,853.45
Disclosure

SEC source: 0001628280-24-029962 · wk-form4_1719362466.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 90,955

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2024 in multiple transactions at prices ranging from $130.68 to $131.68. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4 and 5.

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June 21, 2024 Filed Jun 26, 2024 00:39 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 692 $134.21 $92,873.32
Disclosure

SEC source: 0001628280-24-029961 · wk-form4_1719362341.xml · nonDerivative · entry 4

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

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June 21, 2024 Filed Jun 26, 2024 00:39 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 24,740 $133.11 $3,293,141.40
Disclosure

SEC source: 0001628280-24-029961 · wk-form4_1719362341.xml · nonDerivative · entry 3

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 692

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2024 in multiple transactions at prices ranging from $132.71 to $133.55.

Read SEC document
June 21, 2024 Filed Jun 26, 2024 00:39 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 82,625 $131.83 $10,892,453.75
Disclosure

SEC source: 0001628280-24-029961 · wk-form4_1719362341.xml · nonDerivative · entry 2

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 25,432

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2024 in multiple transactions at prices ranging from $131.71 to $132.70.

Read SEC document
June 21, 2024 Filed Jun 26, 2024 00:39 UTC
Rosenthal BennettDirector · Co-Founder & Chairman of PEG
SaleClass A Common Stock 41,943 $131.42 $5,512,149.06
Disclosure

SEC source: 0001628280-24-029961 · wk-form4_1719362341.xml · nonDerivative · entry 1

Rosenthal Bennett · CIK 0001304465 · Director · Co-Founder & Chairman of PEG

10b5-1 filing: Plan reported

Ownership: Indirect · By BAR Holdings, LLC

Disclosed balance after: 108,057

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2024 in multiple transactions at prices ranging from $130.71 to $131.70. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3 and 4.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 01:48 UTC SaleClass A Common Stock 3,417 $134.00 $457,864.67
Disclosure

SEC source: 0001628280-24-027600 · wk-form4_1718070513.xml · nonDerivative · entry 1

Olian Judy D. · CIK 0001605729 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,312

F1 · balance_after: Includes 2,383 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.

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June 03, 2024 Filed Jun 4, 2024 22:45 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 100 $140.51 $14,051.00
Disclosure

SEC source: 0001628280-24-026718 · wk-form4_1717541092.xml · nonDerivative · entry 11

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 125,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 3, 2024 in multiple transactions at prices ranging from $140.51 to $140.54.

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June 03, 2024 Filed Jun 4, 2024 22:45 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 879 $139.82 $122,901.78
Disclosure

SEC source: 0001628280-24-026718 · wk-form4_1717541092.xml · nonDerivative · entry 10

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 125,100

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 3, 2024 in multiple transactions at prices ranging from $139.41 to $140.37.

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June 03, 2024 Filed Jun 4, 2024 22:45 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 2,110 $138.87 $293,015.70
Disclosure

SEC source: 0001628280-24-026718 · wk-form4_1717541092.xml · nonDerivative · entry 9

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 125,979

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 3, 2024 in multiple transactions at prices ranging from $138.41 to $139.32.

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June 03, 2024 Filed Jun 4, 2024 22:45 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 9,229 $138.02 $1,273,786.58
Disclosure

SEC source: 0001628280-24-026718 · wk-form4_1717541092.xml · nonDerivative · entry 8

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 128,089

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 3, 2024 in multiple transactions at prices ranging from $137.41 to $138.37.

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June 03, 2024 Filed Jun 4, 2024 22:45 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 2,341 $137.05 $320,834.05
Disclosure

SEC source: 0001628280-24-026718 · wk-form4_1717541092.xml · nonDerivative · entry 7

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 137,318

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 3, 2024 in multiple transactions at prices ranging from $136.41 to $137.40.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:45 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 600 $144.33 $86,598.00
Disclosure

SEC source: 0001628280-24-026718 · wk-form4_1717541092.xml · nonDerivative · entry 6

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 139,659

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 31, 2024 in multiple transactions at prices ranging from $144.14 to $144.88.

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May 31, 2024 Filed Jun 4, 2024 22:45 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 4,049 $143.44 $580,788.56
Disclosure

SEC source: 0001628280-24-026718 · wk-form4_1717541092.xml · nonDerivative · entry 5

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 140,259

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 31, 2024 in multiple transactions at prices ranging from $143.13 to $144.08.

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May 31, 2024 Filed Jun 4, 2024 22:45 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 5,308 $142.44 $756,071.52
Disclosure

SEC source: 0001628280-24-026718 · wk-form4_1717541092.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 144,308

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 31, 2024 in multiple transactions at prices ranging from $142.12 to $143.10.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:45 UTC
KAPLAN DAVID BDirector · Co-Founder
SaleClass A Common Stock 6,915 $141.79 $980,477.85
Disclosure

SEC source: 0001628280-24-026718 · wk-form4_1717541092.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 149,616

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on March 1, 2024 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 31, 2024 in multiple transactions at prices ranging from $141.12 to $142.11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.