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ALEXANDRIA REAL ESTATE EQUITIES, INC.

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419
SEC CIK
0001035443
Parsed reports
1,056

Last 12 months

Inside the activity.

12 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202621
Mar 202600
Apr 202611
May 202660
Jun 202601
Jul 202600
Aug 202611
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2019 Filed Apr 2, 2019 20:47 UTC
MARCUS JOEL SDirector · Executive Chairman
GrantCommon Stock 21,900 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000100 · wf-form4_155423802324933.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,212

Read SEC document
March 28, 2019 Filed Mar 29, 2019 20:34 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 10,000 $142.83 $1,428,300.00
Disclosure

SEC source: 0001035443-19-000079 · wf-form4_155389166932117.xml · nonDerivative · entry 3

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,312

F3 · price: The shares were sold at prices ranging from $142.78 to $142.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 20:34 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 10,000 $142.00 $1,420,000.00
Disclosure

SEC source: 0001035443-19-000079 · wf-form4_155389166932117.xml · nonDerivative · entry 2

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,312

F2 · price: The shares were sold at prices ranging from $141.89 to $142.22. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:39 UTC SaleCommon Stock 1,103 $142.50 $157,177.50
Disclosure

SEC source: 0001035443-19-000087 · wf-form4_155415114008212.xml · nonDerivative · entry 1

KLEIN RICHARD HUNTER · CIK 0001274646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,617

F1 · price: The shares were sold at prices ranging from $142.48 to $142.52. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 20:40 UTC
Diamond Lawrence JCo-Chief Operating Officer
SaleCommon Stock 1,000 $142.58 $142,580.00
Disclosure

SEC source: 0001035443-19-000080 · wf-form4_155389203488855.xml · nonDerivative · entry 1

Diamond Lawrence J · CIK 0001735945 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,217

Read SEC document
March 27, 2019 Filed Mar 29, 2019 20:34 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 25,000 $142.39 $3,559,750.00
Disclosure

SEC source: 0001035443-19-000079 · wf-form4_155389166932117.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,312

F1 · price: The shares were sold at prices ranging from $142.31 to $142.51. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:23 UTC
Moglia Peter MCo-Chief Executive Officer
SaleCommon Stock 3,000 $139.89 $419,670.00
Disclosure

SEC source: 0001035443-19-000073 · wf-form4_155319976696273.xml · nonDerivative · entry 1

Moglia Peter M · CIK 0001545076 · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,133

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:04 UTC
Moglia Peter MCo-Chief Executive Officer
SaleCommon Stock 3,721 $141.44 $526,298.24
Disclosure

SEC source: 0001035443-19-000070 · wf-form4_155302759441673.xml · nonDerivative · entry 1

Moglia Peter M · CIK 0001545076 · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,133

F1 · price: The shares were sold at prices ranging from $141.44 to $141.47. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:09 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000071 · wf-form4_155302974524782.xml · nonDerivative · entry 1

RICHARDSON JAMES H · CIK 0001216956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:44 UTC SaleCommon Stock 3,000 $141.46 $424,380.00
Disclosure

SEC source: 0001035443-19-000067 · wf-form4_155268263668853.xml · nonDerivative · entry 2

RICHARDSON JAMES H · CIK 0001216956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · price: The shares were sold at prices ranging from $141.39 to $141.54. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2019 Filed Mar 15, 2019 20:44 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000067 · wf-form4_155268263668853.xml · nonDerivative · entry 1

RICHARDSON JAMES H · CIK 0001216956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:00 UTC
Richardson StephenCo-Chief Executive Officer
GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000063 · wf-form4_155173682960512.xml · nonDerivative · entry 1

Richardson Stephen · CIK 0001533566 · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,875

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:52 UTC
Ryan Daniel JCo-Chief Investment Officer
SaleCommon Stock 7,000 $136.84 $957,880.00
Disclosure

SEC source: 0001035443-19-000061 · wf-form4_155121791781485.xml · nonDerivative · entry 1

Ryan Daniel J · CIK 0001573506 · Co-Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,781

F1 · price: The shares were sold at prices ranging from $136.81 to $136.89. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:23 UTC
Richardson StephenCo-Chief Executive Officer
SaleCommon Stock 10,000 $135.37 $1,353,700.00
Disclosure

SEC source: 0001035443-19-000059 · wf-form4_155078419267778.xml · nonDerivative · entry 1

Richardson Stephen · CIK 0001533566 · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,475

F1 · price: The shares were sold at prices ranging from $135.19 to $135.47. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:41 UTC
Shigenaga Dean ACo-President and CFO
SaleCommon Stock 15,000 $134.47 $2,017,050.00
Disclosure

SEC source: 0001035443-19-000058 · wf-form4_155069887189053.xml · nonDerivative · entry 1

Shigenaga Dean A · CIK 0001311833 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,565

F1 · price: The shares were sold at prices ranging from $134.22 to $134.75. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:36 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 10,000 $134.41 $1,344,100.00
Disclosure

SEC source: 0001035443-19-000057 · wf-form4_155069859881005.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,312

F1 · price: The shares were sold at prices ranging from $134.31 to $134.58. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:37 UTC
Andrews Thomas JCo-President
SaleCommon Stock 25,000 $134.18 $3,354,500.00
Disclosure

SEC source: 0001035443-19-000055 · wf-form4_155061223202585.xml · nonDerivative · entry 1

Andrews Thomas J · CIK 0001573511 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,916

F1 · price: The shares were sold at prices ranging from $133.90 to $134.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:42 UTC
Cunningham John HEVP - Regional Market Director
SaleCommon Stock 5,000 $132.26 $661,300.00
Disclosure

SEC source: 0001035443-19-000051 · wf-form4_155009412938440.xml · nonDerivative · entry 1

Cunningham John H · CIK 0001736057 · EVP - Regional Market Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,045

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:49 UTC
CIRUZZI VINCENTChief Development Officer
SaleCommon Stock 6,621 $132.07 $874,435.47
Disclosure

SEC source: 0001035443-19-000050 · wf-form4_155000816942138.xml · nonDerivative · entry 1

CIRUZZI VINCENT · CIK 0001214268 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,800

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:48 UTC SaleCommon Stock 5,000 $132.03 $660,150.00
Disclosure

SEC source: 0001035443-19-000049 · wf-form4_155000806843224.xml · nonDerivative · entry 1

RICHARDSON JAMES H · CIK 0001216956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The shares were sold at prices ranging from $132.00 to $132.09. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:46 UTC
Banks JenniferCo-Chief Operating Officer
SaleCommon Stock 5,000 $131.92 $659,600.00
Disclosure

SEC source: 0001035443-19-000048 · wf-form4_155000795067049.xml · nonDerivative · entry 1

Banks Jennifer · CIK 0001588056 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,976

F1 · price: The shares were sold at prices ranging from $131.91 to $131.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 21:41 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 10,000 $130.01 $1,300,100.00
Disclosure

SEC source: 0001035443-19-000043 · wf-form4_154992125404979.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,312

F1 · price: The shares were sold at prices ranging from $130.00 to $130.14. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 21:44 UTC
Moglia Peter MCo-Chief Executive Officer
GrantCommon Stock 49,183 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000024 · wf-form4_154784784383834.xml · nonDerivative · entry 1

Moglia Peter M · CIK 0001545076 · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,854

Read SEC document
January 16, 2019 Filed Jan 18, 2019 21:41 UTC
Richardson StephenCo-Chief Executive Officer
GrantCommon Stock 49,183 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000023 · wf-form4_154784769056948.xml · nonDerivative · entry 1

Richardson Stephen · CIK 0001533566 · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,475

Read SEC document
January 16, 2019 Filed Jan 18, 2019 21:38 UTC
MARCUS JOEL SDirector · Executive Chairman
GrantCommon Stock 30,057 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000022 · wf-form4_154784748286795.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,312

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:02 UTC
Cain James PDirector
GrantCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000019 · wf-form4_154776250471636.xml · nonDerivative · entry 1

Cain James P · CIK 0001660432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:59 UTC
Hash SteveDirector
GrantCommon Stock 926 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000018 · wf-form4_154776237118651.xml · nonDerivative · entry 1

Hash Steve · CIK 0001594073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,428

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:57 UTC GrantCommon Stock 926 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000017 · wf-form4_154776222604515.xml · nonDerivative · entry 1

Woronoff Michael A · CIK 0001711289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:54 UTC GrantCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000016 · wf-form4_154776206723276.xml · nonDerivative · entry 1

Atkins John L III · CIK 0001392881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,770

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:50 UTC GrantCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000015 · wf-form4_154776182986245.xml · nonDerivative · entry 1

Freire Maria C · CIK 0001547999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,254

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:47 UTC GrantCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000014 · wf-form4_154776163817951.xml · nonDerivative · entry 1

KLEIN RICHARD HUNTER · CIK 0001274646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,720

Read SEC document
January 15, 2019 Filed Jan 10, 2020 21:33 UTC
Hash SteveDirector
OtherCommon Stock 20 $119.42 $2,388.40
Disclosure

SEC source: 0001035443-20-000009 · wf-form5_157869199292902.xml · nonDerivative · entry 1

Hash Steve · CIK 0001594073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,302

F1 · kind: Represents the open market purchase of shares upon the automatic reinvestment of cash dividends on the Issuer's common stock, pursuant to an election the reporting person made with his broker.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:43 UTC GrantCommon Stock 295 $0.00 $0.00
Disclosure

SEC source: 0001035443-19-000002 · wf-form4_154655177818467.xml · nonDerivative · entry 1

Woronoff Michael A · CIK 0001711289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,019

Read SEC document
December 20, 2018 Filed Dec 26, 2018 21:38 UTC
Richardson StephenCo-Chief Executive Officer
GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001035443-18-000241 · wf-form4_154586029492426.xml · nonDerivative · entry 1

Richardson Stephen · CIK 0001533566 · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,292

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:47 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 10,000 $126.26 $1,262,600.00
Disclosure

SEC source: 0001035443-18-000239 · wf-form4_154473763913421.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,255

F1 · price: The shares were sold at prices ranging from $126.00 to $126.52. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:31 UTC
Richardson StephenCo-Chief Executive Officer
SaleCommon Stock 7,500 $125.09 $938,175.00
Disclosure

SEC source: 0001035443-18-000237 · wf-form4_154413189877660.xml · nonDerivative · entry 1

Richardson Stephen · CIK 0001533566 · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,892

F1 · price: The shares were sold at prices ranging from $125.00 to $125.19. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 21:45 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 5,000 $125.00 $625,000.00
Disclosure

SEC source: 0001035443-18-000234 · wf-form4_154395988283556.xml · nonDerivative · entry 2

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,255

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:29 UTC
Moglia Peter MCo-Chief Executive Officer
SaleCommon Stock 5,000 $124.67 $623,350.00
Disclosure

SEC source: 0001035443-18-000236 · wf-form4_154413172438965.xml · nonDerivative · entry 1

Moglia Peter M · CIK 0001545076 · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,671

F1 · price: The shares were sold at prices ranging from $124.67 to $124.68. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:45 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 5,000 $124.25 $621,250.00
Disclosure

SEC source: 0001035443-18-000234 · wf-form4_154395988283556.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,255

F1 · price: The shares were sold at prices ranging from $124.24 to $124.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 21:49 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001035443-18-000231 · wf-form4_154387375529934.xml · nonDerivative · entry 1

RICHARDSON JAMES H · CIK 0001216956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:38 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 5,000 $122.81 $614,050.00
Disclosure

SEC source: 0001035443-18-000223 · wf-form4_154171306452147.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,255

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:54 UTC
Ryan Daniel JCo-Chief Investment Officer
SaleCommon Stock 10,000 $119.55 $1,195,500.00
Disclosure

SEC source: 0001035443-18-000221 · wf-form4_154154127498600.xml · nonDerivative · entry 1

Ryan Daniel J · CIK 0001573506 · Co-Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,781

F1 · price: The shares were sold at prices ranging from $119.35 to $119.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:33 UTC
MARCUS JOEL SDirector · Executive Chairman
SaleCommon Stock 10,000 $123.02 $1,230,200.00
Disclosure

SEC source: 0001035443-18-000219 · wf-form4_154145358067940.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,255

F1 · price: The shares were sold at prices ranging from $123.00 to $123.13. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:37 UTC
Cain James PDirector
SaleCommon Stock 450 $122.23 $55,003.50
Disclosure

SEC source: 0001035443-18-000220 · wf-form4_154145380865179.xml · nonDerivative · entry 1

Cain James P · CIK 0001660432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:35 UTC
Hash SteveDirector
GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001035443-18-000200 · wf-form4_153980851649873.xml · nonDerivative · entry 1

Hash Steve · CIK 0001594073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,502

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:37 UTC GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001035443-18-000201 · wf-form4_153980865773711.xml · nonDerivative · entry 1

Woronoff Michael A · CIK 0001711289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:34 UTC GrantCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001035443-18-000195 · wf-form4_153851244211250.xml · nonDerivative · entry 1

Woronoff Michael A · CIK 0001711289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:26 UTC
Shigenaga Dean ACo-President and CFO
GiftCommon Stock 80 $0.00 $0.00
Disclosure

SEC source: 0001035443-18-000193 · wf-form4_153730240191166.xml · nonDerivative · entry 1

Shigenaga Dean A · CIK 0001311833 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,565

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:31 UTC
Ryan Daniel JCo-Chief Investment Officer
SaleCommon Stock 7,000 $127.66 $893,620.00
Disclosure

SEC source: 0001035443-18-000191 · wf-form4_153678430214862.xml · nonDerivative · entry 1

Ryan Daniel J · CIK 0001573506 · Co-Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,781

F1 · price: The shares were sold at prices ranging from $127.64 to $127.67. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 29, 2018 Filed Aug 30, 2018 20:31 UTC
Andrews Thomas JCo-President
SaleCommon Stock 5,000 $128.04 $640,200.00
Disclosure

SEC source: 0001035443-18-000188 · wf-form4_153566110293576.xml · nonDerivative · entry 2

Andrews Thomas J · CIK 0001573511 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,916

F2 · price: The shares were sold at prices ranging from $128.00 to $128.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.