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ANTERO RESOURCES Corp

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3448
SEC CIK
0001433270
Parsed reports
562

Last 12 months

Inside the activity.

2 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2020 Filed Feb 4, 2021 21:15 UTC
Warren Glen C JrDirector · See Remarks
GiftCommon stock, par value $0.01 per share 803,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-012244 · a5.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,521,526

F1 · shares: Effective December 28, 2020, the Reporting Person transferred 803,000 shares of common stock of the Issuer ("Common Stock") to his spouse, who then transferred such shares to the Warren 2020 Family Trust (the "Warren 2020 Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Warren 2020 Trust. The Reporting Person disclaims beneficial ownership of all shares held by the Warren 2020 Trust except to the extent of his pecuniary interest therein. This transaction was undertaken by the Reporting Person for estate planning purposes.

F2 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton and the Reporting Peron's spouse owns the remaining 50%. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes 143,917 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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November 24, 2020 Filed Nov 25, 2020 11:04 UTC
Pearce SheriSee Remarks
SaleCommon stock, par value $0.01 per share 1,501 $4.43 $6,644.93
Disclosure

SEC source: 0001104659-20-129201 · a4.xml · nonDerivative · entry 1

Pearce Sheri · CIK 0001808080 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,201

F1 · balance_after: Includes 69,201 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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October 10, 2020 Filed Jan 12, 2021 16:02 UTC GrantCommon stock, par value $0.01 per share 13,477 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003415 · a4.xml · nonDerivative · entry 1

CLARK ROBERT J · CIK 0000020769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,881

Read SEC document
October 10, 2020 Filed Jan 12, 2021 21:04 UTC
Sutil VickyDirector
GrantCommon stock, par value $0.01 per share 13,477 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003420 · a4.xml · nonDerivative · entry 1

Sutil Vicky · CIK 0001508550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,804

Read SEC document
October 10, 2020 Filed Jan 12, 2021 21:04 UTC GrantCommon stock, par value $0.01 per share 13,477 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003422 · a4.xml · nonDerivative · entry 1

Tyree Thomas B JR · CIK 0001309347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,804

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October 10, 2020 Filed Jan 12, 2021 21:03 UTC GrantCommon stock, par value $0.01 per share 13,477 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003419 · a4.xml · nonDerivative · entry 1

Mutschler Jacqueline C · CIK 0001793080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,083

Read SEC document
October 10, 2020 Filed Jan 12, 2021 21:03 UTC
KORUS PAULDirector
GrantCommon stock, par value $0.01 per share 13,477 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003418 · a4.xml · nonDerivative · entry 1

KORUS PAUL · CIK 0001196776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,730

Read SEC document
October 10, 2020 Filed Jan 12, 2021 21:03 UTC GrantCommon stock, par value $0.01 per share 13,477 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003417 · a4.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,314

Read SEC document
October 10, 2020 Filed Jan 12, 2021 21:02 UTC GrantCommon stock, par value $0.01 per share 13,477 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003416 · a4.xml · nonDerivative · entry 1

Hardesty Benjamin A. · CIK 0001587768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,715

Read SEC document
July 15, 2020 Filed Jul 17, 2020 10:00 UTC
Pearce SheriSee Remarks
GrantCommon stock, par value $0.01 per share 62,345 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084242 · a4.xml · nonDerivative · entry 1

Pearce Sheri · CIK 0001808080 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,702

F1 · shares: Common stock of the Issuer ("Common Stock") subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of April 15, 2020.

F2 · balance_after: Includes 6,856 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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July 15, 2020 Filed Jul 17, 2020 10:01 UTC
Warren Glen C JrDirector · See Remarks
GrantPerformance Share Units · Derivative 67,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084245 · a4.xml · derivative · entry 3

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 67,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: Vesting of the PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. The performance component measures absolute total shareholder return over each of four performance periods: Performance Period One beginning on the grant date and ending on April 15, 2021, Performance Period Two beginning on April 15, 2021 and ending on April 15, 2022, Performance Period Three beginning on April 15, 2022 and ending on April 15, 2023, and Performance Period Four beginning on the grant date and ending on April 15, 2023.

F7 · derivative.exercise_date: The performance component for one quarter of the PSUs is determined following the completion of each respective performance period. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 150% of the target number of PSUs, as shown in column 5. Irrespective of the performance achieved during each performance period, the PSUs generally will not vest unless the Reporting Person also remains employed from the grant date through April 15, 2023.

F6 · derivative.expiration_date: Vesting of the PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. The performance component measures absolute total shareholder return over each of four performance periods: Performance Period One beginning on the grant date and ending on April 15, 2021, Performance Period Two beginning on April 15, 2021 and ending on April 15, 2022, Performance Period Three beginning on April 15, 2022 and ending on April 15, 2023, and Performance Period Four beginning on the grant date and ending on April 15, 2023.

F7 · derivative.expiration_date: The performance component for one quarter of the PSUs is determined following the completion of each respective performance period. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 150% of the target number of PSUs, as shown in column 5. Irrespective of the performance achieved during each performance period, the PSUs generally will not vest unless the Reporting Person also remains employed from the grant date through April 15, 2023.

F6 · derivative.underlying_shares: Vesting of the PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. The performance component measures absolute total shareholder return over each of four performance periods: Performance Period One beginning on the grant date and ending on April 15, 2021, Performance Period Two beginning on April 15, 2021 and ending on April 15, 2022, Performance Period Three beginning on April 15, 2022 and ending on April 15, 2023, and Performance Period Four beginning on the grant date and ending on April 15, 2023.

F7 · derivative.underlying_shares: The performance component for one quarter of the PSUs is determined following the completion of each respective performance period. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 150% of the target number of PSUs, as shown in column 5. Irrespective of the performance achieved during each performance period, the PSUs generally will not vest unless the Reporting Person also remains employed from the grant date through April 15, 2023.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 10:01 UTC
Warren Glen C JrDirector · See Remarks
GrantCommon stock, par value $0.01 per share 134,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084245 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,324,526

F1 · shares: Common stock of the Issuer ("Common Stock") subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of April 15, 2020.

F2 · balance_after: Includes 9,917 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of Common Stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 10:01 UTC
RADY PAUL MDirector · See Remarks
GrantPerformance Share Units · Derivative 167,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084244 · a4.xml · derivative · entry 3

RADY PAUL M · CIK 0001234637 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,500

Underlying: Common Stock · 167,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: Vesting of the PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. The performance component measures absolute total shareholder return over each of four performance periods: Performance Period One beginning on the grant date and ending on April 15, 2021, Performance Period Two beginning on April 15, 2021 and ending on April 15, 2022, Performance Period Three beginning on April 15, 2022 and ending on April 15, 2023, and Performance Period Four beginning on the grant date and ending on April 15, 2023.

F6 · derivative.exercise_date: The performance component for one quarter of the PSUs is determined following the completion of each respective performance period. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 150% of the target number of PSUs, as shown in column 5. Irrespective of the performance achieved during each performance period, the PSUs generally will not vest unless the Reporting Person also remains continuously employed from the grant date through April 15, 2023.

F5 · derivative.expiration_date: Vesting of the PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. The performance component measures absolute total shareholder return over each of four performance periods: Performance Period One beginning on the grant date and ending on April 15, 2021, Performance Period Two beginning on April 15, 2021 and ending on April 15, 2022, Performance Period Three beginning on April 15, 2022 and ending on April 15, 2023, and Performance Period Four beginning on the grant date and ending on April 15, 2023.

F6 · derivative.expiration_date: The performance component for one quarter of the PSUs is determined following the completion of each respective performance period. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 150% of the target number of PSUs, as shown in column 5. Irrespective of the performance achieved during each performance period, the PSUs generally will not vest unless the Reporting Person also remains continuously employed from the grant date through April 15, 2023.

F5 · derivative.underlying_shares: Vesting of the PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. The performance component measures absolute total shareholder return over each of four performance periods: Performance Period One beginning on the grant date and ending on April 15, 2021, Performance Period Two beginning on April 15, 2021 and ending on April 15, 2022, Performance Period Three beginning on April 15, 2022 and ending on April 15, 2023, and Performance Period Four beginning on the grant date and ending on April 15, 2023.

F6 · derivative.underlying_shares: The performance component for one quarter of the PSUs is determined following the completion of each respective performance period. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 150% of the target number of PSUs, as shown in column 5. Irrespective of the performance achieved during each performance period, the PSUs generally will not vest unless the Reporting Person also remains continuously employed from the grant date through April 15, 2023.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 10:01 UTC
RADY PAUL MDirector · See Remarks
GrantCommon stock, par value $0.01 per share 335,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084244 · a4.xml · nonDerivative · entry 1

RADY PAUL M · CIK 0001234637 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,943,174

F1 · shares: Common stock of the Issuer ("Common Stock") subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of April 15, 2020.

F2 · balance_after: Includes 14,875 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 16:03 UTC GrantCommon stock, par value $0.01 per share 17,606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-083418 · a4.xml · nonDerivative · entry 1

CLARK ROBERT J · CIK 0000020769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,404

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:05 UTC
Sutil VickyDirector
GrantCommon stock, par value $0.01 per share 17,606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-083425 · a4.xml · nonDerivative · entry 1

Sutil Vicky · CIK 0001508550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,327

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:05 UTC GrantCommon stock, par value $0.01 per share 17,606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-083430 · a4.xml · nonDerivative · entry 1

Tyree Thomas B JR · CIK 0001309347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,327

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:04 UTC GrantCommon stock, par value $0.01 per share 17,606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-083423 · a4.xml · nonDerivative · entry 1

Mutschler Jacqueline C · CIK 0001793080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,606

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:04 UTC
KORUS PAULDirector
GrantCommon stock, par value $0.01 per share 17,606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-083422 · a4.xml · nonDerivative · entry 1

KORUS PAUL · CIK 0001196776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,253

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:04 UTC GrantCommon stock, par value $0.01 per share 17,606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-083421 · a4.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,837

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:03 UTC GrantCommon stock, par value $0.01 per share 17,606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-083419 · a4.xml · nonDerivative · entry 1

Hardesty Benjamin A. · CIK 0001587768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,238

Read SEC document
April 15, 2020 Filed Apr 17, 2020 07:30 UTC
Ash W PatrickSee Remarks
Tax withholdingCommon stock, par value $0.01 per share 1,687 $1.38 $2,328.06
Disclosure

SEC source: 0001104659-20-047894 · a4.xml · nonDerivative · entry 1

Ash W Patrick · CIK 0001673454 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,302

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 15, 2020.

F2 · balance_after: Includes 1,073,555 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 11:30 UTC Tax withholdingCommon stock, par value $0.01 per share 3,088 $1.38 $4,261.44
Disclosure

SEC source: 0001104659-20-047896 · a4.xml · nonDerivative · entry 1

Kennedy Michael N. · CIK 0001477679 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,149

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 15, 2020.

F2 · balance_after: Includes 1,342,582 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 11:30 UTC
RADY PAUL MDirector · See Remarks
Tax withholdingCommon stock, par value $0.01 per share 12,409 $1.38 $17,124.42
Disclosure

SEC source: 0001104659-20-047900 · a4.xml · nonDerivative · entry 1

RADY PAUL M · CIK 0001234637 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,608,174

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 15, 2020.

F2 · balance_after: Includes 14,875 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 11:30 UTC
Schopp Alvyn A.See Remarks
Tax withholdingCommon stock, par value $0.01 per share 3,088 $1.38 $4,261.44
Disclosure

SEC source: 0001104659-20-047899 · a4.xml · nonDerivative · entry 1

Schopp Alvyn A. · CIK 0001586799 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,187,696

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 15, 2020.

F2 · balance_after: Includes 2,095,721 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 11:30 UTC
Warren Glen C JrDirector · See Remarks
Tax withholdingCommon stock, par value $0.01 per share 8,273 $1.38 $11,416.74
Disclosure

SEC source: 0001104659-20-047898 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,190,526

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 15, 2020.

F2 · balance_after: Includes 9,917 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 11:30 UTC
Yoo K. PhilSee Remarks
Tax withholdingCommon stock, par value $0.01 per share 3,075 $1.38 $4,243.50
Disclosure

SEC source: 0001104659-20-047897 · a4.xml · nonDerivative · entry 1

Yoo K. Phil · CIK 0001587503 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,598

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 15, 2020.

F2 · balance_after: Includes 21,898 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 20, 2020 Filed Jan 21, 2020 17:02 UTC
Ash W PatrickSee Remarks
GrantCommon stock, par value $0.01 per share 1,046,026 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-005593 · a4.xml · nonDerivative · entry 1

Ash W Patrick · CIK 0001673454 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,989

F1 · shares: Common stock subject to Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that will vest in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Includes 33,349 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 20, 2020 Filed Jan 21, 2020 22:01 UTC GrantCommon stock, par value $0.01 per share 1,338,913 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-005590 · a4.xml · nonDerivative · entry 1

Kennedy Michael N. · CIK 0001477679 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,353,237

F1 · shares: Common stock subject to Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that will vest in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Includes 14,324 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 20, 2020 Filed Jan 21, 2020 22:02 UTC
Schopp Alvyn A.See Remarks
GrantCommon stock, par value $0.01 per share 2,092,051 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-005591 · a4.xml · nonDerivative · entry 1

Schopp Alvyn A. · CIK 0001586799 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,190,784

F1 · shares: Common stock subject to Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vests on the following schedule: (i) 1,046,025 vest on the one-year anniversary of the grant date, (ii) 523,013 vest on the 18-month anniversary of the grant date and (iii) 523,013 vest on the two-year anniversary of the grant date.

F2 · balance_after: Includes 14,325 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:00 UTC
Ash W PatrickSee Remarks
Tax withholdingCommon stock, par value $0.01 per share 1,726 $2.54 $4,384.04
Disclosure

SEC source: 0001104659-20-005163 · a4.xml · nonDerivative · entry 1

Ash W Patrick · CIK 0001673454 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,963

F1 · balance_after: Includes 33,349 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 19:26 UTC GrantCommon stock, par value $0.01 per share 31,909 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-004040 · a4.xml · nonDerivative · entry 1

CLARK ROBERT J · CIK 0000020769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,798

Read SEC document
January 10, 2020 Filed Jan 15, 2020 00:26 UTC
Sutil VickyDirector
GrantCommon stock, par value $0.01 per share 19,721 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-004043 · a4.xml · nonDerivative · entry 1

Sutil Vicky · CIK 0001508550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,721

Read SEC document
January 10, 2020 Filed Jan 15, 2020 00:26 UTC GrantCommon stock, par value $0.01 per share 19,721 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-004042 · a4.xml · nonDerivative · entry 1

Tyree Thomas B JR · CIK 0001309347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,721

Read SEC document
January 10, 2020 Filed Jan 15, 2020 00:26 UTC GrantCommon stock, par value $0.01 per share 21,097 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-004041 · a4.xml · nonDerivative · entry 1

McConnell Joyce E. · CIK 0001732579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,988

Read SEC document
January 10, 2020 Filed Jan 15, 2020 00:26 UTC GrantCommon stock, par value $0.01 per share 21,097 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-004039 · a4.xml · nonDerivative · entry 1

Hardesty Benjamin A. · CIK 0001587768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,632

Read SEC document
January 10, 2020 Filed Jan 15, 2020 00:26 UTC GrantCommon stock par value $0.01 per share 21,097 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-004038 · a4.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,231

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January 10, 2020 Filed Jan 15, 2020 00:25 UTC
KORUS PAULDirector
GrantCommon stock, par value $0.01 per share 21,097 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-004037 · a4.xml · nonDerivative · entry 1

KORUS PAUL · CIK 0001196776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,647

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December 30, 2019 Filed Dec 31, 2019 21:16 UTC SaleCommon stock, par value $0.01 per share 138,098 $2.77 $383,028.61
Disclosure

SEC source: 0001104659-19-077321 · a4.xml · nonDerivative · entry 1

Kennedy Michael N. · CIK 0001477679 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,324

F1 · kind: This transaction was undertaken by the Reporting Person for tax planning purposes.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.685 to $2.855, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4 · balance_after: Includes 14,324 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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November 08, 2019 Filed Nov 12, 2019 07:45 UTC GrantCommon stock, par value $0.01 per share 178,000 $2.79 $496,353.00
Disclosure

SEC source: 0001104659-19-062063 · a4.xml · nonDerivative · entry 1

CLARK ROBERT J · CIK 0000020769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,889

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.72 to $2.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

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November 08, 2019 Filed Dec 2, 2019 16:03 UTC Amendment PurchaseCommon stock, par value $0.01 per share 178,000 $2.79 $496,353.00
Disclosure

SEC source: 0001104659-19-068957 · a4a.xml · nonDerivative · entry 1

CLARK ROBERT J · CIK 0000020769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,889

F1 · kind: This amendment is being filed solely to correct the Reporting Person's Form 4 filed on November 12, 2019, which inadvertently disclosed a transaction code of "A" in Column 3 of Table 1 for his purchase of shares rather than a transaction code of "P."

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.72 to $2.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

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October 10, 2019 Filed Oct 15, 2019 07:35 UTC GrantCommon stock, par value $0.01 per share 20,243 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-053919 · a4.xml · nonDerivative · entry 1

CLARK ROBERT J · CIK 0000020769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,889

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October 10, 2019 Filed Oct 15, 2019 11:35 UTC GrantCommon stock par value $0.01 per share 20,243 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-053920 · a4.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,134

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October 10, 2019 Filed Oct 15, 2019 11:34 UTC
KORUS PAULDirector
GrantCommon stock, par value $0.01 per share 20,243 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-053917 · a4.xml · nonDerivative · entry 1

KORUS PAUL · CIK 0001196776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,550

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October 10, 2019 Filed Oct 15, 2019 11:34 UTC GrantCommon stock, par value $0.01 per share 20,243 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-053916 · a4.xml · nonDerivative · entry 1

McConnell Joyce E. · CIK 0001732579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,891

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October 10, 2019 Filed Oct 15, 2019 11:34 UTC GrantCommon stock, par value $0.01 per share 20,243 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-053915 · a4.xml · nonDerivative · entry 1

Hardesty Benjamin A. · CIK 0001587768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,535

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July 10, 2019 Filed Jul 12, 2019 16:15 UTC GrantCommon stock, par value $0.01 per share 9,191 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-040176 · a4.xml · nonDerivative · entry 1

CLARK ROBERT J · CIK 0000020769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,646

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July 10, 2019 Filed Jul 12, 2019 20:17 UTC GrantCommon stock, par value $0.01 per share 9,191 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-040178 · a4.xml · nonDerivative · entry 1

Hardesty Benjamin A. · CIK 0001587768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,292

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July 10, 2019 Filed Jul 12, 2019 20:19 UTC GrantCommon stock, par value $0.01 per share 9,191 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-040182 · a4.xml · nonDerivative · entry 1

McConnell Joyce E. · CIK 0001732579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,648

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July 10, 2019 Filed Jul 12, 2019 20:18 UTC GrantCommon stock, par value $0.01 per share 9,191 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-040179 · a4.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,891

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.