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Nasdaq · USD

APYX

Apyx Medical Corp

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6609
SEC CIK
0000719135
Parsed reports
138

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2021 Filed Aug 11, 2021 18:57 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $9.42 $0.00
Disclosure

SEC source: 0000719135-21-000056 · wf-form4_162870820398973.xml · derivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2031-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 06, 2021 Filed Aug 11, 2021 17:57 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $9.42 $0.00
Disclosure

SEC source: 0000719135-21-000053 · wf-form4_162870464267107.xml · derivative · entry 1

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2031-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 06, 2021 Filed Aug 11, 2021 16:25 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $9.42 $0.00
Disclosure

SEC source: 0000719135-21-000051 · wf-form4_162869909025342.xml · derivative · entry 1

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2031-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 06, 2021 Filed Aug 11, 2021 16:13 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $9.42 $0.00
Disclosure

SEC source: 0000719135-21-000049 · wf-form4_162869836691272.xml · derivative · entry 1

Andres John C. · CIK 0001618896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2031-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 06, 2021 Filed Aug 11, 2021 15:55 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $9.42 $0.00
Disclosure

SEC source: 0000719135-21-000047 · wf-form4_162869727728129.xml · derivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2031-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 20:09 UTC OtherStock Option (Option to Buy) · Derivative 7,500 $2.81 Strike: $2.81 $21,075.00
Disclosure

SEC source: 0000719135-21-000021 · wf-form4_161523415612140.xml · derivative · entry 2

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-03-18

F1 · kind: The transactions reported reflect the net exercise of stock options.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 20:09 UTC Exercise / conversionCommon Stock 5,563 $2.81 $15,632.03
Disclosure

SEC source: 0000719135-21-000021 · wf-form4_161523415612140.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported reflect the net exercise of stock options.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 20:08 UTC OtherStock Option (Option to Buy) · Derivative 7,500 $2.81 Strike: $2.81 $21,075.00
Disclosure

SEC source: 0000719135-21-000020 · wf-form4_161523410014566.xml · derivative · entry 2

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-03-18

F1 · kind: The transactions reported reflect the exercise of stock options.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 20:08 UTC Exercise / conversionCommon Stock 7,500 $2.81 $21,075.00
Disclosure

SEC source: 0000719135-21-000020 · wf-form4_161523410014566.xml · nonDerivative · entry 1

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported reflect the exercise of stock options.

Read SEC document
January 29, 2021 Filed Feb 9, 2021 21:55 UTC
Hornsby ToddExecutive Vice President
GrantStock Option (Option to Buy) · Derivative 50,000 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0000719135-21-000010 · wf-form4_161290773178337.xml · derivative · entry 1

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-01-29

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

Read SEC document
January 29, 2021 Filed Feb 9, 2021 16:35 UTC
Goodwin Charles D. IIDirector · Chief Executive Officer
GrantCommon Stock · Derivative 121,500 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0000719135-21-000008 · wf-form4_161288853061139.xml · derivative · entry 1

Goodwin Charles D. II · CIK 0001726988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,500

Underlying: Common Stock · 121,500 shares

Expires 2031-01-29

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

Read SEC document
January 29, 2021 Filed Feb 9, 2021 15:32 UTC
Semb TaraChief Financial Officer
GrantStock Option (Option to Buy) · Derivative 48,000 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0000719135-21-000006 · wf-form4_161288472777700.xml · derivative · entry 1

Semb Tara · CIK 0001764238 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2031-01-29

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

Read SEC document
January 29, 2021 Filed Feb 10, 2021 15:13 UTC
CITRONOWICZ MOSHESr. V.P. of Operations
GrantStock Option (Option to Buy) · Derivative 36,000 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0000719135-21-000012 · wf-form4_161296999537077.xml · derivative · entry 1

CITRONOWICZ MOSHE · CIK 0001280851 · Sr. V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2031-01-29

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

Read SEC document
October 07, 2020 Filed Feb 12, 2021 17:36 UTC Exercise / conversionStock Option (Option to Buy) · Derivative 7,084 $7.28 Strike: $7.28 $51,571.52
Disclosure

SEC source: 0000719135-21-000015 · wf-form5_161315136281956.xml · derivative · entry 4

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,084 shares

Expires 2029-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported reflect the exercise of stock options.

Read SEC document
October 07, 2020 Filed Feb 12, 2021 17:36 UTC Exercise / conversionCommon Stock 7,084 $7.28 $51,571.52
Disclosure

SEC source: 0000719135-21-000015 · wf-form5_161315136281956.xml · nonDerivative · entry 2

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported reflect the exercise of stock options.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:22 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $4.98 Strike: $4.98 $84,660.00
Disclosure

SEC source: 0000719135-20-000063 · wf-form4_159709453893549.xml · derivative · entry 1

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2030-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:22 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $4.98 Strike: $4.98 $84,660.00
Disclosure

SEC source: 0000719135-20-000061 · wf-form4_159709450745295.xml · derivative · entry 1

Baylor-Henry Minnie · CIK 0001747260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2030-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:22 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $4.98 Strike: $4.98 $84,660.00
Disclosure

SEC source: 0000719135-20-000062 · wf-form4_159709452405554.xml · derivative · entry 1

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2030-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:21 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $4.98 Strike: $4.98 $84,660.00
Disclosure

SEC source: 0000719135-20-000060 · wf-form4_159709448957336.xml · derivative · entry 1

Andres John C. · CIK 0001618896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2030-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:21 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $4.98 Strike: $4.98 $84,660.00
Disclosure

SEC source: 0000719135-20-000059 · wf-form4_159709447359246.xml · derivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2030-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 06, 2020 Filed Feb 12, 2021 19:39 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $4.98 Strike: $4.98 $84,660.00
Disclosure

SEC source: 0000719135-21-000017 · wf-form5_161315874265844.xml · derivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2030-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
May 13, 2020 Filed May 14, 2020 17:27 UTC
Goodwin Charles D. IIDirector · Chief Executive Officer
PurchaseCommon Stock 28,250 $3.30 $93,196.75
Disclosure

SEC source: 0000719135-20-000045 · wf-form4_158947721868646.xml · nonDerivative · entry 1

Goodwin Charles D. II · CIK 0001726988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,250

F1 · price: Average price of shares purchased on the open market on May 13, 2020, ranging from $3.06 to $3.33 per share.

Read SEC document
March 04, 2020 Filed Feb 12, 2021 17:36 UTC Exercise / conversionStock Option (Option to Buy) · Derivative 9,916 $7.28 Strike: $7.28 $72,188.48
Disclosure

SEC source: 0000719135-21-000015 · wf-form5_161315136281956.xml · derivative · entry 3

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,916 shares

Expires 2029-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported reflect the exercise of stock options.

Read SEC document
March 04, 2020 Filed Feb 12, 2021 17:36 UTC Exercise / conversionCommon Stock 9,916 $7.28 $72,188.48
Disclosure

SEC source: 0000719135-21-000015 · wf-form5_161315136281956.xml · nonDerivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported reflect the exercise of stock options.

Read SEC document
January 15, 2020 Filed Jan 22, 2020 22:17 UTC
Hornsby ToddExecutive Vice President
GrantStock Option (Option to Buy) · Derivative 100,000 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000719135-20-000010 · wf-form4_157973142556336.xml · derivative · entry 1

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

Read SEC document
January 15, 2020 Filed Jan 22, 2020 22:17 UTC
Goodwin Charles D. IIDirector · Chief Executive Officer
GrantStock Option (Option to Buy) · Derivative 243,000 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000719135-20-000009 · wf-form4_157973140374028.xml · derivative · entry 1

Goodwin Charles D. II · CIK 0001726988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

Underlying: Common Stock · 243,000 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

Read SEC document
January 15, 2020 Filed Jan 22, 2020 22:16 UTC
Semb TaraChief Financial Officer
GrantStock Option (Option to Buy) · Derivative 96,000 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000719135-20-000008 · wf-form4_157973137956678.xml · derivative · entry 1

Semb Tara · CIK 0001764238 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 96,000 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

Read SEC document
January 15, 2020 Filed Jan 22, 2020 22:16 UTC
CITRONOWICZ MOSHESr. V.P. of Operations
GrantStock Option (Option to Buy) · Derivative 72,000 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000719135-20-000007 · wf-form4_157973135780945.xml · derivative · entry 1

CITRONOWICZ MOSHE · CIK 0001280851 · Sr. V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

Read SEC document
October 01, 2019 Filed Mar 5, 2020 15:22 UTC OtherStock Option (Option to Buy) · Derivative 10,000 $5.30 Strike: $5.30 $53,000.00
Disclosure

SEC source: 0000719135-20-000016 · wf-form4_158342170855064.xml · derivative · entry 2

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2028-08-29

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
October 01, 2019 Filed Mar 5, 2020 15:22 UTC OtherCommon Stock 10,000 $5.30 $53,000.00
Disclosure

SEC source: 0000719135-20-000016 · wf-form4_158342170855064.xml · nonDerivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:39 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0000719135-19-000033 · wf-form4_156503754982992.xml · derivative · entry 1

Andres John C. · CIK 0001618896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Reporting person was granted a stock option in accordance with the director compensation plan which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:47 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0000719135-19-000037 · wf-form4_156503801000441.xml · derivative · entry 1

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Reporting person was granted a stock option under the director compensation plan which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:40 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0000719135-19-000035 · wf-form4_156503763899241.xml · derivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Reporting person was granted a stock option in accordance with the director compensation plan which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:38 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0000719135-19-000031 · wf-form4_156503746803331.xml · derivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Reporting person was granted a stock option in accordance with director compensation plan which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:34 UTC GrantStock Option (Option to Buy) · Derivative 17,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0000719135-19-000029 · wf-form4_156503723764738.xml · derivative · entry 1

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Reporting person was granted a stock option in accordance with the director compensation plan which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
April 04, 2019 Filed Mar 5, 2020 15:19 UTC OtherStock Option (Option to Buy) · Derivative 6,000 $5.30 Strike: $5.30 $31,800.00
Disclosure

SEC source: 0000719135-20-000014 · wf-form4_158342154285088.xml · derivative · entry 4

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 6,000 shares

Expires 2028-08-29

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
April 04, 2019 Filed Mar 5, 2020 15:19 UTC OtherStock Option (Option to Buy) · Derivative 2,000 $2.37 Strike: $2.37 $4,740.00
Disclosure

SEC source: 0000719135-20-000014 · wf-form4_158342154285088.xml · derivative · entry 3

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2028-03-09

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

Read SEC document
April 04, 2019 Filed Mar 5, 2020 15:19 UTC OtherCommon Stock 6,000 $5.30 $31,800.00
Disclosure

SEC source: 0000719135-20-000014 · wf-form4_158342154285088.xml · nonDerivative · entry 2

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Read SEC document
April 04, 2019 Filed Mar 5, 2020 15:19 UTC OtherCommon Stock 2,000 $2.37 $4,740.00
Disclosure

SEC source: 0000719135-20-000014 · wf-form4_158342154285088.xml · nonDerivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
January 10, 2019 Filed Mar 5, 2020 15:17 UTC OtherStock Option (Option to Buy) · Derivative 8,000 $5.30 Strike: $5.30 $42,400.00
Disclosure

SEC source: 0000719135-20-000012 · wf-form4_158342144753457.xml · derivative · entry 4

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 8,000 shares

Expires 2028-08-29

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

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January 10, 2019 Filed Mar 5, 2020 15:17 UTC OtherStock Option (Option to Buy) · Derivative 10,000 $2.37 Strike: $2.37 $23,700.00
Disclosure

SEC source: 0000719135-20-000012 · wf-form4_158342144753457.xml · derivative · entry 3

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 10,000 shares

Expires 2028-03-09

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

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January 10, 2019 Filed Mar 5, 2020 15:17 UTC OtherCommon Stock 8,000 $5.30 $42,400.00
Disclosure

SEC source: 0000719135-20-000012 · wf-form4_158342144753457.xml · nonDerivative · entry 2

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

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January 10, 2019 Filed Mar 5, 2020 15:17 UTC OtherCommon Stock 10,000 $2.37 $23,700.00
Disclosure

SEC source: 0000719135-20-000012 · wf-form4_158342144753457.xml · nonDerivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

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January 09, 2019 Filed Feb 12, 2019 00:11 UTC
CITRONOWICZ MOSHESr. V.P. of Operations
GrantStock Option (Option to Buy) · Derivative 72,000 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0000719135-19-000010 · wf-form4_154993024872488.xml · derivative · entry 1

CITRONOWICZ MOSHE · CIK 0001280851 · Sr. V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2029-01-09

F1 · derivative.exercise_price: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

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January 09, 2019 Filed Feb 12, 2019 00:19 UTC
Semb TaraChief Financial Officer
GrantStock Option (Option to Buy) · Derivative 65,000 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0000719135-19-000016 · wf-form4_154993078378658.xml · derivative · entry 1

Semb Tara · CIK 0001764238 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2029-01-09

F1 · derivative.exercise_price: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

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January 09, 2019 Filed Feb 12, 2019 00:17 UTC
Goodwin Charles D. IIDirector · Chief Executive Officer
GrantStock Option (Option to Buy) · Derivative 236,000 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0000719135-19-000014 · wf-form4_154993062663073.xml · derivative · entry 1

Goodwin Charles D. II · CIK 0001726988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,000

Underlying: Common Stock · 236,000 shares

Expires 2029-01-09

F1 · derivative.exercise_price: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

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January 09, 2019 Filed Feb 12, 2019 00:13 UTC
Hornsby ToddExecutive Vice President
GrantStock Option (Option to Buy) · Derivative 76,000 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0000719135-19-000012 · wf-form4_154993038675597.xml · derivative · entry 1

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 76,000 shares

Expires 2029-01-09

F1 · derivative.exercise_price: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

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November 08, 2018 Filed Nov 9, 2018 20:03 UTC GiftCommon Stock 2,000 $6.84 $13,680.00
Disclosure

SEC source: 0000719135-18-000078 · wf-form4_154179376796057.xml · nonDerivative · entry 3

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,972

F1 · balance_after: The reporting person owns an aggregate of 605,972 shares of the issuer's Common Stock following all of the transactions reported on this Form 4.

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November 08, 2018 Filed Nov 9, 2018 20:03 UTC GiftCommon Stock 2,000 $6.84 $13,680.00
Disclosure

SEC source: 0000719135-18-000078 · wf-form4_154179376796057.xml · nonDerivative · entry 2

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,972

F1 · balance_after: The reporting person owns an aggregate of 605,972 shares of the issuer's Common Stock following all of the transactions reported on this Form 4.

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November 08, 2018 Filed Nov 9, 2018 20:03 UTC GiftCommon Stock 2,000 $6.84 $13,680.00
Disclosure

SEC source: 0000719135-18-000078 · wf-form4_154179376796057.xml · nonDerivative · entry 1

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,972

F1 · balance_after: The reporting person owns an aggregate of 605,972 shares of the issuer's Common Stock following all of the transactions reported on this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.