APYX

SEC source: 0001493152-23-028918 · ownership.xml · derivative · entry 1

Levine Wendy Lauren · CIK 0001881038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2033-08-10

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0001493152-23-028921 · ownership.xml · derivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2033-08-10

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0001493152-23-028917 · ownership.xml · derivative · entry 1

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2033-08-10

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0001493152-23-028919 · ownership.xml · derivative · entry 1

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2033-08-10

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0001493152-23-028915 · ownership.xml · derivative · entry 1

Andres John C. · CIK 0001618896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2033-08-10

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0001493152-23-024899 · ownership.xml · derivative · entry 3

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-23-024899 · ownership.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 5,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a "net exercise" of outstanding stock options. The Reporting Person received 5,338 shares of common stock on net exercise of an option to purchase 12,000 shares of common stock.

F2 · balance_after: The Reporting Person transferred this option to a Spousal Lifetime Access Trust (the "SLAT"). The Reporting Person's spouse and children are trustees of the SLAT.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by the SLAT, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein, if any.

SEC source: 0000719135-23-000036 · wk-form4_1687975277.xml · derivative · entry 3

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-23-000036 · wk-form4_1687975277.xml · nonDerivative · entry 2

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The reported sale occurred automatically pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on March 21, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $7.30 to $7.70. The reported price in Column 4 is a weighted average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000719135-23-000036 · wk-form4_1687975277.xml · nonDerivative · entry 1

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-23-000040 · wk-form4a_1688071316.xml · derivative · entry 3

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 15,000 shares

Expires 2025-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-23-000040 · wk-form4a_1688071316.xml · nonDerivative · entry 2

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported sale occurred automatically pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on March 21, 2023

F2 · price: This transaction was executed in multiple trades at prices ranging from $7.30 to $7.70. The reported price in Column 4 is a weighted average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: The original Form 4 is hereby amended to correct the amount of securities beneficially owned by the Reporting Person (as set forth in Column 5 of Table I) following the previously reported transactions

SEC source: 0000719135-23-000040 · wk-form4a_1688071316.xml · nonDerivative · entry 1

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-23-000030 · wk-form4_1686326764.xml · derivative · entry 2

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-23-000030 · wk-form4_1686326764.xml · nonDerivative · entry 1

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-23-000006 · wf-form4_167364467757016.xml · derivative · entry 1

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-01-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

SEC source: 0000719135-23-000005 · wf-form4_167364463889129.xml · derivative · entry 1

CITRONOWICZ MOSHE · CIK 0001280851 · Sr. V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2033-01-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

SEC source: 0000719135-23-000004 · wf-form4_167364459379504.xml · derivative · entry 1

Semb Tara · CIK 0001764238 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 96,000 shares

Expires 2033-01-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

SEC source: 0000719135-23-000003 · wf-form4_167364454886580.xml · derivative · entry 1

Goodwin Charles D. II · CIK 0001726988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

Underlying: Common Stock · 243,000 shares

Expires 2033-01-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

SEC source: 0000719135-22-000084 · wf-form4_166197908352652.xml · nonDerivative · entry 2

Goodwin Charles D. II · CIK 0001726988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.90 to $5.99. The reported price in Column 4 is a weighted average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

SEC source: 0000719135-22-000084 · wf-form4_166197908352652.xml · nonDerivative · entry 1

Goodwin Charles D. II · CIK 0001726988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,250

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.92 to $5.93. The reported price in Column 4 is a weighted average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

SEC source: 0000719135-22-000082 · wf-form4_166076815906396.xml · derivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2032-08-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0000719135-22-000077 · wf-form4_166076550885302.xml · derivative · entry 1

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2032-08-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0000719135-22-000073 · wf-form4_166076498208563.xml · derivative · entry 1

Andres John C. · CIK 0001618896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2032-08-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0000719135-22-000069 · wf-form4_166076477650839.xml · derivative · entry 1

Baylor-Henry Minnie · CIK 0001747260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2032-08-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0000719135-22-000071 · wf-form4_166076485754314.xml · derivative · entry 1

Levine Wendy Lauren · CIK 0001881038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2032-08-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0000719135-22-000067 · wf-form4_166076468748790.xml · derivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2032-08-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0000719135-22-000065 · wf-form4_166076461523529.xml · derivative · entry 1

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2032-08-11

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.

SEC source: 0000719135-22-000053 · wf-form4_165757287331904.xml · derivative · entry 2

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reporting Person was granted a stock option that vested and became exercisable over 3 years at a rate of 33.33% of the option on the anniversary date of each succeeding year.

SEC source: 0000719135-22-000053 · wf-form4_165757287331904.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000055 · wf-form4_165764139992819.xml · derivative · entry 2

CITRONOWICZ MOSHE · CIK 0001280851 · Sr. V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reporting Person was granted a stock option that vested and became exercisable over 5 years at a rate of 20% of the option on the anniversary date of each succeeding year.

SEC source: 0000719135-22-000055 · wf-form4_165764139992819.xml · nonDerivative · entry 1

CITRONOWICZ MOSHE · CIK 0001280851 · Sr. V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000050 · wf-form4_165754933810176.xml · derivative · entry 2

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reporting Person was granted a stock option that vested and became exercisable over 3 years at a rate of 33.33% of the option on the anniversary date of each succeeding year.

SEC source: 0000719135-22-000050 · wf-form4_165754933810176.xml · nonDerivative · entry 1

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000052 · wf-form4_165756924065310.xml · derivative · entry 3

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reporting Person was granted a stock option that vested and became exercisable over 5 years at a rate of 20% of the option on the anniversary date of each year.

SEC source: 0000719135-22-000052 · wf-form4_165756924065310.xml · nonDerivative · entry 2

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,389

F1 · kind: Represents a "net exercise" of outstanding stock options.

SEC source: 0000719135-22-000052 · wf-form4_165756924065310.xml · nonDerivative · entry 1

MAKRIDES ANDREW · CIK 0001280517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000037 · wf-form4_165331595436282.xml · derivative · entry 2

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000037 · wf-form4_165331595436282.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000035 · wf-form4_165298097538280.xml · derivative · entry 2

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000035 · wf-form4_165298097538280.xml · nonDerivative · entry 1

Geraghty Michael · CIK 0001516359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000024 · wf-form4_164796456612508.xml · derivative · entry 2

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2030-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000024 · wf-form4_164796456612508.xml · nonDerivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-22-000008 · wf-form4_164367424996384.xml · derivative · entry 1

Goodwin Charles D. II · CIK 0001726988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

Underlying: Common Stock · 243,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

SEC source: 0000719135-22-000006 · wf-form4_164367063565756.xml · derivative · entry 1

Semb Tara · CIK 0001764238 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 96,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

SEC source: 0000719135-22-000012 · wf-form4_164373490876736.xml · derivative · entry 1

Hornsby Todd · CIK 0001764505 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

SEC source: 0000719135-22-000010 · wf-form4_164372986171290.xml · derivative · entry 1

CITRONOWICZ MOSHE · CIK 0001280851 · Sr. V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a thirty six (36) month period and shall become fully vested and fully exercisable on the third anniversary of the date of grant.

SEC source: 0000719135-23-000020 · wf-form4_167951690302990.xml · derivative · entry 2

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,173 shares

Expires 2031-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-23-000020 · wf-form4_167951690302990.xml · nonDerivative · entry 1

Swandal Craig A. · CIK 0001736883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000719135-21-000058 · wf-form4_162871048053719.xml · derivative · entry 1

Baylor-Henry Minnie · CIK 0001747260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2031-08-06

F1 · derivative.exercise_date: Reporting person was granted a stock option which shall vest ratably over a twelve (12) month period and shall become fully vested and fully exercisable on the first anniversary of the date of grant.