Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2021 Filed Feb 18, 2021 02:01 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
GrantRestricted Stock Unit · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-21-000142 · gross.xml · derivative · entry 2 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units (the "RSUs") convert into shares of the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests in three approximately equal annual installments beginning on January 29, 2022. F3 · derivative.expiration_date: The RSU vests in three approximately equal annual installments beginning on January 29, 2022. Read SEC document |
| January 29, 2021 Filed Feb 18, 2021 02:01 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $33.50 | $0.00 |
DisclosureSEC source: 0001019056-21-000142 · gross.xml · derivative · entry 1 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2031-01-29 F1 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on January 29, 2022. Read SEC document |
| January 29, 2021 Filed Feb 18, 2021 02:03 UTC |
White Marvin LDirector · President and CEO
|
GrantRestricted Stock Unit · Derivative | 14,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-21-000147 · white.xml · derivative · entry 2 White Marvin L · CIK 0001493324 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,375 Underlying: Common Stock · 14,375 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units (the "RSUs") convert into shares of the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests in three approximately equal annual installments beginning on January 29, 2022. F3 · derivative.expiration_date: The RSU vests in three approximately equal annual installments beginning on January 29, 2022. Read SEC document |
| January 29, 2021 Filed Feb 18, 2021 02:03 UTC |
White Marvin LDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 43,125 | $0.00 Strike: $33.50 | $0.00 |
DisclosureSEC source: 0001019056-21-000147 · white.xml · derivative · entry 1 White Marvin L · CIK 0001493324 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,125 Underlying: Common Stock · 43,125 shares Expires 2031-01-29 F1 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on January 29, 2022. Read SEC document |
| January 29, 2021 Filed Feb 18, 2021 02:02 UTC |
Lamothe Jeffrey G.SVP and CFO
|
GrantRestricted Stock Unit · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-21-000145 · lamothe.xml · derivative · entry 2 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units (the "RSUs") convert into shares of the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests in three approximately equal annual installments beginning on January 29, 2022. F3 · derivative.expiration_date: The RSU vests in three approximately equal annual installments beginning on January 29, 2022. Read SEC document |
| January 29, 2021 Filed Feb 18, 2021 02:02 UTC |
Lamothe Jeffrey G.SVP and CFO
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $33.50 | $0.00 |
DisclosureSEC source: 0001019056-21-000145 · lamothe.xml · derivative · entry 1 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2031-01-29 F1 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on January 29, 2022. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 2,650 | $23.87 | $63,255.50 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 16 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,760,000 F17 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $23.85 to $23.87. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 107,901 | $23.48 | $2,533,515.48 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 15 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,757,350 F16 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $22.85 to $23.84. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 29,682 | $22.33 | $662,799.06 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 14 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,649,449 F15 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $21.85 to $22.84. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 34,044 | $20.63 | $702,327.72 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 13 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,619,767 F14 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $20.10 to $21.00. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 8,482 | $20.94 | $177,613.08 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 12 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,585,723 F13 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $20.86 to $21.00. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 137,241 | $20.78 | $2,851,867.98 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 11 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,577,241 F12 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $20.18 to $21.00. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 171,626 | $23.79 | $4,082,982.54 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 10 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,440,000 F11 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $23.09 to $24.00. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 71,241 | $15.32 | $1,091,412.12 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 9 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,268,374 F10 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $14.98 to $15.50. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 77,133 | $14.22 | $1,096,831.26 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 8 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,197,133 F9 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $13.98 to $14.93. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 160,000 | $15.31 | $2,449,600.00 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 7 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,120,000 F8 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $14.74 to $15.50. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 160,000 | $16.84 | $2,694,400.00 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 6 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 960,000 F7 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $16.33 to $17.00. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 60,146 | $16.33 | $982,184.18 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 5 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 800,000 F6 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $16.18 to $16.45. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 99,854 | $13.65 | $1,363,007.10 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 4 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 739,854 F5 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $13.18 to $14.00. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 160,000 | $13.83 | $2,212,800.00 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 3 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 640,000 F4 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $13.33 to $14.00. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 88,379 | $13.11 | $1,158,648.69 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 2 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 480,000 F3 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $12.88 to $13.44. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:47 UTC |
TANG KEVIN10% owner
TANG CAPITAL MANAGEMENT LLC10% owner
TANG CAPITAL PARTNERS LP10% owner
|
PurchaseCommon Stock | 68,296 | $10.63 | $725,986.48 |
DisclosureSEC source: 0001209191-20-057304 · doc4.xml · nonDerivative · entry 1 TANG KEVIN C · CIK 0001178579 · 10% owner TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 391,621 F1 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $10.11 to $11.00. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in footnotes 1 and 3 through 17 herein. F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 2,140 | Not disclosed Strike: $8.56 | Not disclosed |
DisclosureSEC source: 0001019056-20-000451 · gross.xml · derivative · entry 9 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140 Underlying: Common Stock · 2,140 shares Expires 2030-07-26 F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F11 · derivative.exercise_date: These options will vest in three approximately equal annual installments beginning on the one year anniversary of the date of grant. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 7,784 | Not disclosed Strike: $8.56 | Not disclosed |
DisclosureSEC source: 0001019056-20-000451 · gross.xml · derivative · entry 8 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,784 Underlying: Common Stock · 7,784 shares Expires 2030-07-26 F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F10 · derivative.exercise_date: These options vest in full on the one year anniversary of the date of grant. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 4,814 | Not disclosed Strike: $21.28 | Not disclosed |
DisclosureSEC source: 0001019056-20-000451 · gross.xml · derivative · entry 7 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,814 shares Expires 2029-02-28 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F9 · derivative.exercise_date: This stock option award provides for vesting in three approximately equal annual installments beginning on February 28, 2020. Prior to July 27, 2020, all but 3,210 shares of the issuer's common stock underlying this stock option had vested. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 4,814 | Not disclosed Strike: $43.82 | Not disclosed |
DisclosureSEC source: 0001019056-20-000451 · gross.xml · derivative · entry 6 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,814 shares Expires 2028-03-09 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F8 · derivative.exercise_date: This stock option award provides for vesting in three approximately equal annual installments beginning on March 9, 2019. Prior to July 27, 2020, all but 1,605 shares of the issuer's common stock underlying this stock option had vested. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 2,407 | Not disclosed Strike: $30.10 | Not disclosed |
DisclosureSEC source: 0001019056-20-000451 · gross.xml · derivative · entry 5 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,407 shares Expires 2027-06-01 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F7 · derivative.exercise_date: This stock option award vested over three years, and the final one-third vested on June 1, 2020. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 2,407 | Not disclosed Strike: $27.44 | Not disclosed |
DisclosureSEC source: 0001019056-20-000451 · gross.xml · derivative · entry 4 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,407 shares Expires 2027-02-24 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F6 · derivative.exercise_date: This stock option award vested over three years, and the final one-third vested on February 24, 2020. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 3,908 | Not disclosed Strike: $41.58 | Not disclosed |
DisclosureSEC source: 0001019056-20-000451 · gross.xml · derivative · entry 3 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,908 shares Expires 2026-02-28 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F5 · derivative.exercise_date: This stock option award vested over three years, and the final one-third vested on March 1, 2019. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 2,779 | Not disclosed Strike: $35.70 | Not disclosed |
DisclosureSEC source: 0001019056-20-000451 · gross.xml · derivative · entry 2 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,779 shares Expires 2022-03-09 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F4 · derivative.exercise_date: This stock option award vested on March 10, 2018. This award was originally part of a grant from Emergent dated March 11, 2015, of which two-thirds were vested at the time of conversion to the issuer's equity pool. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Gross Jane ASVP & Chief Scientific Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 2,072 | Not disclosed Strike: $34.58 | Not disclosed |
DisclosureSEC source: 0001019056-20-000451 · gross.xml · derivative · entry 1 Gross Jane A · CIK 0001684258 · SVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,072 shares Expires 2021-03-10 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F2 · derivative.exercise_date: This stock option award vested on March 10, 2017. This award was originally part of a grant from Emergent BioSolutions Inc. ("Emergent") dated March 11, 2014, of which two-thirds were vested at the time of conversion to the issuer's equity pool. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 21:37 UTC |
Maddux Randy JoeSVP of Operations, CMO
|
GrantStock Option (right to buy) · Derivative | 2,140 | Not disclosed Strike: $8.56 | Not disclosed |
DisclosureSEC source: 0001019056-20-000439 · maddux.xml · derivative · entry 7 Maddux Randy Joe · CIK 0001683826 · SVP of Operations, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140 Underlying: Common Stock · 2,140 shares Expires 2030-07-26 F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F9 · derivative.exercise_date: These options will vest in three approximately equal annual installments beginning on the one-year anniversary of the date of grant. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 21:37 UTC |
Maddux Randy JoeSVP of Operations, CMO
|
GrantStock Option (right to buy) · Derivative | 6,423 | Not disclosed Strike: $8.56 | Not disclosed |
DisclosureSEC source: 0001019056-20-000439 · maddux.xml · derivative · entry 6 Maddux Randy Joe · CIK 0001683826 · SVP of Operations, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,423 Underlying: Common Stock · 6,423 shares Expires 2030-07-26 F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F8 · derivative.exercise_date: These options vest in full on the one year anniversary of the date of grant. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 21:37 UTC |
Maddux Randy JoeSVP of Operations, CMO
|
Disposition to issuerStock Option (right to buy) · Derivative | 4,814 | Not disclosed Strike: $21.28 | Not disclosed |
DisclosureSEC source: 0001019056-20-000439 · maddux.xml · derivative · entry 5 Maddux Randy Joe · CIK 0001683826 · SVP of Operations, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,814 shares Expires 2029-02-28 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F7 · derivative.exercise_date: These options provide for vesting in three approximately equal annual installments beginning on February 28. 2020. Prior to July 27, 2020, all but 3,210 shares of the issuer's common stock underlying this stock option had vested. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 21:37 UTC |
Maddux Randy JoeSVP of Operations, CMO
|
Disposition to issuerStock Option (right to buy) · Derivative | 4,814 | Not disclosed Strike: $43.82 | Not disclosed |
DisclosureSEC source: 0001019056-20-000439 · maddux.xml · derivative · entry 4 Maddux Randy Joe · CIK 0001683826 · SVP of Operations, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,814 shares Expires 2028-03-09 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F6 · derivative.exercise_date: These options provide for vesting in three approximately equal annual installments beginning on March 9, 2018. Prior to July 27, 2020, all but 1,605 shares of the issuer's common stock underlying this stock option had vested. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 21:37 UTC |
Maddux Randy JoeSVP of Operations, CMO
|
Disposition to issuerStock Option (right to buy) · Derivative | 2,407 | Not disclosed Strike: $30.10 | Not disclosed |
DisclosureSEC source: 0001019056-20-000439 · maddux.xml · derivative · entry 3 Maddux Randy Joe · CIK 0001683826 · SVP of Operations, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,407 shares Expires 2027-06-01 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F5 · derivative.exercise_date: This stock option award vested over three years, and the final one-third vested on June 1, 2020. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 21:37 UTC |
Maddux Randy JoeSVP of Operations, CMO
|
Disposition to issuerStock Option (right to buy) · Derivative | 2,407 | Not disclosed Strike: $27.44 | Not disclosed |
DisclosureSEC source: 0001019056-20-000439 · maddux.xml · derivative · entry 2 Maddux Randy Joe · CIK 0001683826 · SVP of Operations, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,407 shares Expires 2027-02-24 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F4 · derivative.exercise_date: This stock option award vested over three years, and the final one-third vested on February 24, 2020. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 21:37 UTC |
Maddux Randy JoeSVP of Operations, CMO
|
Disposition to issuerStock Option (right to buy) · Derivative | 5,357 | Not disclosed Strike: $41.16 | Not disclosed |
DisclosureSEC source: 0001019056-20-000439 · maddux.xml · derivative · entry 1 Maddux Randy Joe · CIK 0001683826 · SVP of Operations, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,357 shares Expires 2026-08-03 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F2 · derivative.exercise_date: This stock option award vested over three years, and the final one-third vested on August 3, 2020. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:51 UTC |
Lamothe Jeffrey G.SVP and CFO
|
GrantStock Option (right to buy) · Derivative | 2,140 | Not disclosed Strike: $8.56 | Not disclosed |
DisclosureSEC source: 0001019056-20-000454 · lamothe.xml · derivative · entry 9 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140 Underlying: Common Stock · 2,140 shares Expires 2030-07-26 F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F11 · derivative.exercise_date: These options will vest in three approximately equal annual installments beginning on the one year anniversary of the date of grant. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:51 UTC |
Lamothe Jeffrey G.SVP and CFO
|
GrantStock Option (right to buy) · Derivative | 7,380 | Not disclosed Strike: $8.56 | Not disclosed |
DisclosureSEC source: 0001019056-20-000454 · lamothe.xml · derivative · entry 8 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,380 Underlying: Common Stock · 7,380 shares Expires 2030-07-26 F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F10 · derivative.exercise_date: These options vest in full on the one year anniversary of the date of grant. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:51 UTC |
Lamothe Jeffrey G.SVP and CFO
|
Disposition to issuerStock Option (right to buy) · Derivative | 4,814 | Not disclosed Strike: $21.28 | Not disclosed |
DisclosureSEC source: 0001019056-20-000454 · lamothe.xml · derivative · entry 7 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,814 shares Expires 2029-02-28 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F9 · derivative.exercise_date: This stock option award provides for vesting in three approximately equal annual installments beginning on February 28, 2020. Prior to July 27, 2020, all but 3,210 shares of the issuer's common stock underlying this stock option had vested. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:51 UTC |
Lamothe Jeffrey G.SVP and CFO
|
Disposition to issuerStock Option (right to buy) · Derivative | 4,814 | Not disclosed Strike: $43.82 | Not disclosed |
DisclosureSEC source: 0001019056-20-000454 · lamothe.xml · derivative · entry 6 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,814 shares Expires 2028-03-09 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F8 · derivative.exercise_date: This stock option award provides for vesting in three approximately equal annual installments beginning on March 9, 2019. Prior to July 27, 2020, all but 1,605 shares of the issuer's common stock underlying this stock option had vested. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:51 UTC |
Lamothe Jeffrey G.SVP and CFO
|
Disposition to issuerStock Option (right to buy) · Derivative | 2,407 | Not disclosed Strike: $30.10 | Not disclosed |
DisclosureSEC source: 0001019056-20-000454 · lamothe.xml · derivative · entry 5 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,407 shares Expires 2027-06-01 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F7 · derivative.exercise_date: This stock option award vested over three years, and the final one-third vested on June 1, 2020. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:51 UTC |
Lamothe Jeffrey G.SVP and CFO
|
Disposition to issuerStock Option (right to buy) · Derivative | 2,407 | Not disclosed Strike: $27.44 | Not disclosed |
DisclosureSEC source: 0001019056-20-000454 · lamothe.xml · derivative · entry 4 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,407 shares Expires 2027-02-24 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F6 · derivative.exercise_date: This stock option award vested over three years, and the final one-third vested on February 24, 2020. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:51 UTC |
Lamothe Jeffrey G.SVP and CFO
|
Disposition to issuerStock Option (right to buy) · Derivative | 3,128 | Not disclosed Strike: $41.58 | Not disclosed |
DisclosureSEC source: 0001019056-20-000454 · lamothe.xml · derivative · entry 3 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,128 shares Expires 2026-02-28 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F5 · derivative.exercise_date: This stock option award vested over three years, and the final one-third vested on March 1, 2019. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:51 UTC |
Lamothe Jeffrey G.SVP and CFO
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Disposition to issuerStock Option (right to buy) · Derivative | 1,928 | Not disclosed Strike: $35.70 | Not disclosed |
DisclosureSEC source: 0001019056-20-000454 · lamothe.xml · derivative · entry 2 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,928 shares Expires 2022-03-09 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F4 · derivative.exercise_date: This stock option award vested in full on March 10, 2018. This award was originally part of a grant from Emergent dated March 11, 2015, of which two-thirds were vested at the time of conversion to the issuer's equity pool. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:51 UTC |
Lamothe Jeffrey G.SVP and CFO
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Disposition to issuerStock Option (right to buy) · Derivative | 2,695 | Not disclosed Strike: $34.58 | Not disclosed |
DisclosureSEC source: 0001019056-20-000454 · lamothe.xml · derivative · entry 1 Lamothe Jeffrey G. · CIK 0001679967 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,695 shares Expires 2021-03-10 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F2 · derivative.exercise_date: This stock option award vested on March 10, 2017. This award was originally part of a grant from Emergent BioSolutions Inc. ("Emergent") dated March 11, 2014, of which two-thirds were vested at the time of conversion to the issuer's equity pool. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Harsanyi ZsoltDirector
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GrantStock Option (right to buy) · Derivative | 170 | Not disclosed Strike: $8.56 | Not disclosed |
DisclosureSEC source: 0001019056-20-000452 · harsanyi.xml · derivative · entry 5 Harsanyi Zsolt · CIK 0001380184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170 Underlying: Common Stock · 170 shares Expires 2030-07-26 F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F7 · derivative.exercise_date: These options will vest in three approximately equal annual installments beginning on the one year anniversary of the date of grant. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Harsanyi ZsoltDirector
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GrantStock Option (right to buy) · Derivative | 1,322 | Not disclosed Strike: $8.56 | Not disclosed |
DisclosureSEC source: 0001019056-20-000452 · harsanyi.xml · derivative · entry 4 Harsanyi Zsolt · CIK 0001380184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 Underlying: Common Stock · 1,322 shares Expires 2030-07-26 F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F6 · derivative.exercise_date: These options vest in full on the one year anniversary of the date of grant. Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 20:50 UTC |
Harsanyi ZsoltDirector
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Disposition to issuerStock Option (right to buy) · Derivative | 1,785 | Not disclosed Strike: $76.86 | Not disclosed |
DisclosureSEC source: 0001019056-20-000452 · harsanyi.xml · derivative · entry 3 Harsanyi Zsolt · CIK 0001380184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,785 shares Expires 2028-06-01 F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4. F5 · derivative.exercise_date: These options provide for vesting in three approximately equal annual installments beginning on May 31, 2019. Prior to July 27, 2020, all but 595 shares of the issuer's common stock underlying this stock option had vested. F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.