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APVO

Aptevo Therapeutics Inc.

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8337
SEC CIK
0001671584
Parsed reports
238

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2017 Filed Feb 8, 2017 23:31 UTC
Stromatt Scott CChief Medical Officer and SVP
Exercise / conversionRestricted Stock Unit · Derivative 27,381 $0.00 $0.00
Disclosure

SEC source: 0001019056-17-000113 · stromatt_4.xml · derivative · entry 2

Stromatt Scott C · CIK 0001679975 · Chief Medical Officer and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,941

Underlying: Common Stock · 27,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU converts into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2016, the reporting person was granted 54,762 RSUs, vesting in two equal installments on February 3, 2017 and February 3, 2018.

F2 · derivative.expiration_date: On August 3, 2016, the reporting person was granted 54,762 RSUs, vesting in two equal installments on February 3, 2017 and February 3, 2018.

Read SEC document
February 03, 2017 Filed Feb 8, 2017 23:31 UTC
Stromatt Scott CChief Medical Officer and SVP
Exercise / conversionCommon Stock 27,381 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000113 · stromatt_4.xml · nonDerivative · entry 1

Stromatt Scott C · CIK 0001679975 · Chief Medical Officer and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU converts into the Issuer's common stock on a one-for-one basis.

Read SEC document
February 03, 2017 Filed Feb 8, 2017 23:28 UTC
Lamothe Jeffrey G.SVP, CFO and Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 25,340 $0.00 $0.00
Disclosure

SEC source: 0001019056-17-000111 · lamothe_4.xml · derivative · entry 3

Lamothe Jeffrey G. · CIK 0001679967 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,654

Underlying: Common Stock · 25,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU converts into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2016, the reporting person was granted 50,680 RSUs, vesting in two equal installments on February 3, 2017 and February 3, 2018.

F2 · derivative.expiration_date: On August 3, 2016, the reporting person was granted 50,680 RSUs, vesting in two equal installments on February 3, 2017 and February 3, 2018.

Read SEC document
February 03, 2017 Filed Feb 8, 2017 23:28 UTC
Lamothe Jeffrey G.SVP, CFO and Treasurer
Tax withholdingCommon Stock 8,274 $1.92 $15,886.08
Disclosure

SEC source: 0001019056-17-000111 · lamothe_4.xml · nonDerivative · entry 2

Lamothe Jeffrey G. · CIK 0001679967 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,066

Read SEC document
February 03, 2017 Filed Feb 8, 2017 23:28 UTC
Lamothe Jeffrey G.SVP, CFO and Treasurer
Exercise / conversionCommon Stock 25,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000111 · lamothe_4.xml · nonDerivative · entry 1

Lamothe Jeffrey G. · CIK 0001679967 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU converts into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 03, 2016 Filed Sep 27, 2016 19:43 UTC Amendment
Stromatt Scott CChief Medical Officer and SVP
GrantRestricted Stock Unit · Derivative 78,123 $0.00 $0.00
Disclosure

SEC source: 0001019056-16-001559 · stromatt_4a.xml · derivative · entry 3

Stromatt Scott C · CIK 0001679975 · Chief Medical Officer and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,322

Underlying: Common Stock · 78,123 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right of the reporting person to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: This report has been amended to reflect that the RSUs will vest on August 1, 2017.

F4 · derivative.expiration_date: This report has been amended to reflect that the RSUs will vest on August 1, 2017.

F5 · balance_after: This report has been amended to reflect the 101,437 RSUs that were originally issued by Emergent and, as a result of the spin-off of the Issuer from Emergent effective on August 1, 2016, were adjusted and assumed by the Issuer under its Converted Equity Awards Incentive Plan.

Read SEC document
August 03, 2016 Filed Sep 27, 2016 19:43 UTC Amendment
Stromatt Scott CChief Medical Officer and SVP
GrantRestricted Stock Unit · Derivative 54,762 $0.00 $0.00
Disclosure

SEC source: 0001019056-16-001559 · stromatt_4a.xml · derivative · entry 2

Stromatt Scott C · CIK 0001679975 · Chief Medical Officer and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,762

Underlying: Common Stock · 54,762 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right of the reporting person to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: This report has been amended to reflect that the RSUs will vest in two equal installments on February 3, 2017 and February 3, 2018.

F3 · derivative.expiration_date: This report has been amended to reflect that the RSUs will vest in two equal installments on February 3, 2017 and February 3, 2018.

Read SEC document
August 03, 2016 Filed Sep 27, 2016 19:45 UTC Amendment
White Marvin LDirector · President and CEO
GrantStock Option (right to buy) · Derivative 200,475 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001019056-16-001561 · white_4a.xml · derivative · entry 2

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,118

Underlying: Common Stock · 200,475 shares

Expires 2026-08-03

F2 · derivative.exercise_date: The stock options were granted on August 3, 2016 and vest in three equal installments on August 3, 2017, August 3, 2018 and August 3, 2019.

F3 · balance_after: This report has been amended to reflect the 35,643 options that were originally issued by Emergent and, as a result of the spin-off of the Issuer from Emergent effective on August 1, 2016, were adjusted and assumed by the Issuer under its Converted Equity Awards Incentive Plan.

Read SEC document
August 03, 2016 Filed Sep 27, 2016 19:42 UTC Amendment
Lamothe Jeffrey G.SVP, CFO and Treasurer
GrantRestricted Stock Unit · Derivative 50,680 $0.00 $0.00
Disclosure

SEC source: 0001019056-16-001557 · lamothe_4a.xml · derivative · entry 2

Lamothe Jeffrey G. · CIK 0001679967 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,994

Underlying: Common Stock · 50,680 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right of the reporting person to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: This report has been amended to reflect that the RSUs will vest in two equal installments on February 3, 2017 and February 3, 2018.

F3 · derivative.expiration_date: This report has been amended to reflect that the RSUs will vest in two equal installments on February 3, 2017 and February 3, 2018.

F4 · balance_after: This report has been amended to reflect the 35,451 RSUs that were originally issued by Emergent BioSolutions, Inc. ("Emergent") and, as a result of the spin-off of the Issuer from Emergent effective on August 1, 2016, were adjusted and assumed by the Issuer under its Converted Equity Awards Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.