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Nasdaq · USD

APRE

Aprea Therapeutics, Inc.

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Tapewire entity
7948
SEC CIK
0001781983
Parsed reports
180

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202620
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2022 Filed Jun 7, 2022 21:00 UTC
Attar Eyal C.Director · SVP, Chief Medical Officer
Tax withholdingCommon Stock 32,667 $0.81 $26,296.94
Disclosure

SEC source: 0001104659-22-068995 · tm2217848-1_4seq1.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · Director · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,233

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 89,900 restricted stock units.

Read SEC document
May 18, 2022 Filed May 19, 2022 20:30 UTC
SCHADE CHRISTIAN SDirector · Chairman & CEO
PurchaseCommon Stock 37,500 $0.64 $24,123.75
Disclosure

SEC source: 0001104659-22-062916 · tm2216022-1_4seq1.xml · nonDerivative · entry 1

SCHADE CHRISTIAN S · CIK 0001214496 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,616

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.6245 to $0.6675, inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2022 Filed May 19, 2022 20:31 UTC PurchaseCommon Stock 50,000 $0.71 $35,500.00
Disclosure

SEC source: 0001104659-22-062920 · tm2216022d2_4seq1.xml · nonDerivative · entry 1

Seizinger Bernd R. · CIK 0001789042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,580

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:03 UTC
SCHADE CHRISTIAN SDirector · Chairman & CEO
GrantStock Option (right to Buy) · Derivative 427,700 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001104659-22-033393 · tm229119-5_4seq1.xml · derivative · entry 9

SCHADE CHRISTIAN S · CIK 0001214496 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,700

Underlying: Common Stock · 427,700 shares

Expires 2032-03-10

F2 · derivative.exercise_date: Twenty-five percent of these options vest on March 10, 2023, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:03 UTC
SCHADE CHRISTIAN SDirector · Chairman & CEO
GrantCommon Stock 100,100 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033393 · tm229119-5_4seq1.xml · nonDerivative · entry 1

SCHADE CHRISTIAN S · CIK 0001214496 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,116

F1 · shares: These shares represent restricted stock units which were granted on March 10, 2022, and which will vest and be settled in common stock as follows: (i) 33,366 shares on March 10, 2023, (ii) 33,367 shares on March 10, 2024 and (iii) 33,367 shares on March 10, 2025, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:01 UTC
Attar Eyal C.Director · SVP, Chief Medical Officer
GrantStock Option (right to Buy) · Derivative 185,900 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001104659-22-033390 · tm229119-2_4seq1.xml · derivative · entry 4

Attar Eyal C. · CIK 0001789076 · Director · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,900

Underlying: Common Stock · 185,900 shares

Expires 2032-03-10

F2 · derivative.exercise_date: Twenty-five percent of these options vest on March 10, 2023, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:01 UTC
Attar Eyal C.Director · SVP, Chief Medical Officer
GrantCommon Stock 42,900 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033390 · tm229119-2_4seq1.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · Director · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · shares: These shares represent restricted stock units which were granted on March 10, 2022, and which will vest and be settled in common stock as follows: (i) 14,300 shares on March 10, 2023, (ii) 14,300 shares on March 10, 2024 and (iii) 14,300 shares on March 10, 2025, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:02 UTC
Coiante Scott MDirector · SVP, Chief Financial Officer
GrantStock Option (right to Buy) · Derivative 185,900 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001104659-22-033391 · tm229119-3_4seq1.xml · derivative · entry 2

Coiante Scott M · CIK 0001608536 · Director · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,900

Underlying: Common Stock · 185,900 shares

Expires 2032-03-10

F2 · derivative.exercise_date: Twenty-five percent of these options vest on March 10, 2023, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:02 UTC
Coiante Scott MDirector · SVP, Chief Financial Officer
GrantCommon Stock 42,900 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033391 · tm229119-3_4seq1.xml · nonDerivative · entry 1

Coiante Scott M · CIK 0001608536 · Director · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,549

F1 · shares: These shares represent restricted stock units which were granted on March 10, 2022, and which will vest and be settled in common stock as follows: (i) 14,300 shares on March 10, 2023, (ii) 14,300 shares on March 10, 2024 and (iii) 14,300 shares on March 10, 2025, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:03 UTC
Korbel Gregory AlanDirector · SVP, Chief Business Officer
GrantStock Option (right to Buy) · Derivative 72,600 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001104659-22-033392 · tm229119-4_4seq1.xml · derivative · entry 3

Korbel Gregory Alan · CIK 0001789032 · Director · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,600

Underlying: Common Stock · 72,600 shares

Expires 2032-03-10

F3 · derivative.exercise_date: Twenty-five percent of these options vest on March 10, 2023, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:03 UTC
Korbel Gregory AlanDirector · SVP, Chief Business Officer
Tax withholdingCommon Stock 1,989 $1.82 $3,619.98
Disclosure

SEC source: 0001104659-22-033392 · tm229119-4_4seq1.xml · nonDerivative · entry 2

Korbel Gregory Alan · CIK 0001789032 · Director · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,852

F2 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 5,000 restricted stock units

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:03 UTC
Korbel Gregory AlanDirector · SVP, Chief Business Officer
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033392 · tm229119-4_4seq1.xml · nonDerivative · entry 1

Korbel Gregory Alan · CIK 0001789032 · Director · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,841

F1 · shares: These shares represent restricted stock units which were granted on March 10, 2022, and which will vest and be settled in common stock as follows: (i) 5,333 shares on March 10, 2023, (ii) 5,333 shares on March 10, 2024 and (iii) 5,334 shares on March 10, 2025, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:01 UTC
Abrahmsen Lars B.SVP, Chief Scientific Officer
GrantStock Option (right to Buy) · Derivative 100,000 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001104659-22-033389 · tm229119-1_4seq1.xml · derivative · entry 2

Abrahmsen Lars B. · CIK 0001789039 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-03-10

F2 · derivative.exercise_date: Twenty-five percent of these options vest on March 10, 2023, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:01 UTC
Abrahmsen Lars B.SVP, Chief Scientific Officer
GrantCommon Stock 24,700 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033389 · tm229119-1_4seq1.xml · nonDerivative · entry 1

Abrahmsen Lars B. · CIK 0001789039 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,700

F1 · shares: These shares represent restricted stock units which were granted on March 10, 2022, and which will vest and be settled in common stock as follows: (i) 8,233 shares on March 10, 2023, (ii) 8,233 shares on March 10, 2024 and (iii) 8,234 shares on March 10, 2025, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 22:01 UTC
Attar Eyal C.SVP, Chief Medical Officer
SaleCommon Stock 36,000 $1.73 $62,280.00
Disclosure

SEC source: 0001104659-22-028757 · tm227953-1_4seq1.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $1.77 inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:02 UTC
SCHADE CHRISTIAN SDirector · Chairman & CEO
Tax withholdingCommon Stock 21,644 $1.74 $37,660.56
Disclosure

SEC source: 0001104659-22-028767 · tm227953-4_4seq1.xml · nonDerivative · entry 1

SCHADE CHRISTIAN S · CIK 0001214496 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,016

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 55,166 restricted stock units.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 17:01 UTC
Coiante Scott MSVP, Chief Financial Officer
Tax withholdingCommon Stock 14,817 $1.74 $25,781.58
Disclosure

SEC source: 0001104659-22-028760 · tm227953-2_4seq1.xml · nonDerivative · entry 1

Coiante Scott M · CIK 0001608536 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,649

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 32,167 restricted stock units.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:02 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Tax withholdingCommon Stock 1,326 $1.74 $2,307.24
Disclosure

SEC source: 0001104659-22-028761 · tm227953-3_4seq1.xml · nonDerivative · entry 1

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,841

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 3,333 restricted stock units.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Exercise / conversionStock Option (right to Buy) · Derivative 27,500 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001104659-21-146396 · tm2134490-1_4seq1.xml · derivative · entry 3

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335

Underlying: Common Stock · 27,500 shares

Expires 2027-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on February 26, 2017 and is fully exercisable.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
SaleCommon Stock 27,500 $3.96 $108,900.00
Disclosure

SEC source: 0001104659-21-146396 · tm2134490-1_4seq1.xml · nonDerivative · entry 2

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,167

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.81 to $4.12 inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Exercise / conversionCommon Stock 27,500 $0.92 $25,300.00
Disclosure

SEC source: 0001104659-21-146396 · tm2134490-1_4seq1.xml · nonDerivative · entry 1

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:34 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Exercise / conversionStock Option (right to Buy) · Derivative 2,255 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001104659-21-133785 · tm2131764-1_4seq1.xml · derivative · entry 4

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,835

Underlying: Common Stock · 2,255 shares

Expires 2027-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on February 26, 2017 and is fully exercisable.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:34 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Exercise / conversionStock Option (right to Buy) · Derivative 25,245 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001104659-21-133785 · tm2131764-1_4seq1.xml · derivative · entry 3

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,245 shares

Expires 2026-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on September 14, 2016 and is fully exercisable.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:34 UTC
Korbel Gregory AlanSVP, Chief Business Officer
SaleCommon Stock 27,500 $5.00 $137,500.00
Disclosure

SEC source: 0001104659-21-133785 · tm2131764-1_4seq1.xml · nonDerivative · entry 2

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,167

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $5.09 inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:34 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Exercise / conversionCommon Stock 27,500 $0.92 $25,300.00
Disclosure

SEC source: 0001104659-21-133785 · tm2131764-1_4seq1.xml · nonDerivative · entry 1

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:01 UTC
Abrahmsen Lars B.SVP, Chief Scientific Officer
Exercise / conversionStock Option (right to Buy) · Derivative 50,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001104659-21-123186 · tm2129205-2_4seq1.xml · derivative · entry 3

Abrahmsen Lars B. · CIK 0001789039 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,587

Underlying: Common Stock · 50,000 shares

Expires 2026-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on September 14, 2016 and is fully exercisable.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:01 UTC
Abrahmsen Lars B.SVP, Chief Scientific Officer
SaleCommon Stock 50,000 $4.89 $244,500.00
Disclosure

SEC source: 0001104659-21-123186 · tm2129205-2_4seq1.xml · nonDerivative · entry 2

Abrahmsen Lars B. · CIK 0001789039 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.79 to $5.05 inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:01 UTC
Abrahmsen Lars B.SVP, Chief Scientific Officer
Exercise / conversionCommon Stock 50,000 $0.92 $46,000.00
Disclosure

SEC source: 0001104659-21-123186 · tm2129205-2_4seq1.xml · nonDerivative · entry 1

Abrahmsen Lars B. · CIK 0001789039 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Exercise / conversionStock Option (right to Buy) · Derivative 27,500 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001104659-21-123185 · tm2129205-1_4seq1.xml · derivative · entry 3

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,245

Underlying: Common Stock · 27,500 shares

Expires 2026-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on September 14, 2016 and is fully exercisable.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
SaleCommon Stock 27,500 $4.89 $134,475.00
Disclosure

SEC source: 0001104659-21-123185 · tm2129205-1_4seq1.xml · nonDerivative · entry 2

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,167

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $5.06 inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Exercise / conversionCommon Stock 27,500 $0.92 $25,300.00
Disclosure

SEC source: 0001104659-21-123185 · tm2129205-1_4seq1.xml · nonDerivative · entry 1

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 21:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Exercise / conversionStock Option (right to Buy) · Derivative 27,500 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001104659-21-118363 · tm2127534-4_4seq1.xml · derivative · entry 4

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,745

Underlying: Common Stock · 27,500 shares

Expires 2026-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on September 14, 2016 and is fully exercisable.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 21:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
SaleCommon Stock 27,500 $4.97 $136,675.00
Disclosure

SEC source: 0001104659-21-118363 · tm2127534-4_4seq1.xml · nonDerivative · entry 3

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,167

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $5.54 inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 21:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
Exercise / conversionCommon Stock 27,500 $0.92 $25,300.00
Disclosure

SEC source: 0001104659-21-118363 · tm2127534-4_4seq1.xml · nonDerivative · entry 2

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 21:01 UTC
Korbel Gregory AlanSVP, Chief Business Officer
SaleCommon Stock 5,460 $4.98 $27,190.80
Disclosure

SEC source: 0001104659-21-118363 · tm2127534-4_4seq1.xml · nonDerivative · entry 1

Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,167

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.76 to $5.48 inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 20, 2021 Filed Sep 22, 2021 21:00 UTC
Abrahmsen Lars B.SVP, Chief Scientific Officer
Exercise / conversionStock Option (right to Buy) · Derivative 25,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001104659-21-118360 · tm2127534-3_4seq1.xml · derivative · entry 3

Abrahmsen Lars B. · CIK 0001789039 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,587

Underlying: Common Stock · 25,000 shares

Expires 2026-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on September 14, 2016 and is fully exercisable.

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September 20, 2021 Filed Sep 22, 2021 21:00 UTC
Abrahmsen Lars B.SVP, Chief Scientific Officer
SaleCommon Stock 25,000 $4.97 $124,250.00
Disclosure

SEC source: 0001104659-21-118360 · tm2127534-3_4seq1.xml · nonDerivative · entry 2

Abrahmsen Lars B. · CIK 0001789039 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $5.57 inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 20, 2021 Filed Sep 22, 2021 21:00 UTC
Abrahmsen Lars B.SVP, Chief Scientific Officer
Exercise / conversionCommon Stock 25,000 $0.92 $23,000.00
Disclosure

SEC source: 0001104659-21-118360 · tm2127534-3_4seq1.xml · nonDerivative · entry 1

Abrahmsen Lars B. · CIK 0001789039 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 16, 2021 Filed Sep 20, 2021 21:29 UTC
Attar Eyal C.SVP, Chief Medical Officer
SaleCommon Stock 15,968 $4.68 $74,730.24
Disclosure

SEC source: 0001104659-21-117446 · tm2127534-2_4seq1.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.55 to $4.85 inclusive. The reporting person undertakes to provide Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 10, 2021 Filed Sep 14, 2021 21:01 UTC
Korbel Gregory AlanChief Business Officer
Tax withholdingCommon Stock 1,724 $4.59 $7,913.16
Disclosure

SEC source: 0001104659-21-115547 · tm2127534-1_4seq1.xml · nonDerivative · entry 1

Korbel Gregory Alan · CIK 0001789032 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,627

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 5,000 restricted stock units.

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August 25, 2021 Filed Aug 27, 2021 17:01 UTC
Coiante Scott MSVP, Chief Financial Officer
Tax withholdingCommon Stock 7,534 $3.98 $29,985.32
Disclosure

SEC source: 0001104659-21-110596 · tm2126037-2_4seq1.xml · nonDerivative · entry 1

Coiante Scott M · CIK 0001608536 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,466

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 21,166 restricted stock units.

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August 25, 2021 Filed Aug 27, 2021 21:02 UTC
Korbel Gregory AlanChief Business Officer
Tax withholdingCommon Stock 1,149 $3.98 $4,573.02
Disclosure

SEC source: 0001104659-21-110599 · tm2126037-3_4seq1.xml · nonDerivative · entry 1

Korbel Gregory Alan · CIK 0001789032 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,351

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 3,333 restricted stock units.

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August 25, 2021 Filed Aug 27, 2021 21:00 UTC
Attar Eyal C.SVP, Chief Medical Officer
Tax withholdingCommon Stock 9,032 $3.98 $35,947.36
Disclosure

SEC source: 0001104659-21-110595 · tm2126037-1_4seq1.xml · nonDerivative · entry 1

Attar Eyal C. · CIK 0001789076 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,968

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 25,000 restricted stock units

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June 30, 2021 Filed Jul 1, 2021 18:58 UTC GrantStock Option (Right to Buy) · Derivative 22,750 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001567619-21-012871 · doc1.xml · derivative · entry 2

Namouni Fouad · CIK 0001815851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: Common Stock · 22,750 shares

Expires 2031-06-30

F2 · derivative.exercise_date: The option vests in full on June 30, 2022, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions.

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June 30, 2021 Filed Jul 1, 2021 18:58 UTC GrantCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012871 · doc1.xml · nonDerivative · entry 1

Namouni Fouad · CIK 0001815851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610

F1 · shares: These shares represent restricted stock units which were granted on June 30, 2021, and which will vest and be settled in common stock on June 30, 2022, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions.

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June 30, 2021 Filed Jul 1, 2021 23:09 UTC GrantStock Option (Right to Buy) · Derivative 22,750 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001567619-21-012875 · doc1.xml · derivative · entry 2

HENNEMAN JOHN B III · CIK 0001187572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: Common Stock · 22,750 shares

Expires 2031-06-30

F2 · derivative.exercise_date: The option vests in full on June 30, 2022, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions.

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June 30, 2021 Filed Jul 1, 2021 23:09 UTC GrantCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012875 · doc1.xml · nonDerivative · entry 1

HENNEMAN JOHN B III · CIK 0001187572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,610

F1 · shares: These shares represent restricted stock units which were granted on June 30, 2021, and which will vest and be settled in common stock on June 30, 2022, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions.

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June 30, 2021 Filed Jul 1, 2021 23:02 UTC GrantStock Option (Right to Buy) · Derivative 22,750 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001567619-21-012873 · doc1.xml · derivative · entry 2

Peters Richard · CIK 0001697628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: Common Stock · 22,750 shares

Expires 2031-06-30

F2 · derivative.exercise_date: The option vests in full on June 30, 2022, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions.

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June 30, 2021 Filed Jul 1, 2021 23:02 UTC GrantCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012873 · doc1.xml · nonDerivative · entry 1

Peters Richard · CIK 0001697628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610

F1 · shares: These shares represent restricted stock units which were granted on June 30, 2021, and which will vest and be settled in common stock on June 30, 2022, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions.

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June 30, 2021 Filed Jul 1, 2021 23:07 UTC GrantStock Option (Right to Buy) · Derivative 22,750 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001567619-21-012874 · doc1.xml · derivative · entry 2

Kelly Michael Aaron · CIK 0001769668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: Common Stock · 22,750 shares

Expires 2031-06-30

F2 · derivative.exercise_date: The option vests in full on June 30, 2022, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.