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Nasdaq · USD

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Digital Turbine, Inc.

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4815
SEC CIK
0000317788
Parsed reports
407

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2022 Filed Sep 1, 2022 21:33 UTC GrantCommon Stock 9,069 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024173 · wf-form4_166206798271231.xml · nonDerivative · entry 1

Chestnutt Roy H · CIK 0001566223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,610

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2022 through July 31, 2023.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2022, January 31, 2023, April 30, 2023, and July 31, 2023. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
August 02, 2022 Filed Sep 1, 2022 21:31 UTC GrantCommon Stock 9,189 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024171 · wf-form4_166206789397123.xml · nonDerivative · entry 1

GYANI MOHAN S · CIK 0001182428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,213

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2022 through July 31, 2023.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2022, January 31, 2023, April 30, 2023, and July 31, 2023. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
August 02, 2022 Filed Sep 1, 2022 21:30 UTC
Karish JeffDirector
GrantCommon Stock 9,165 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024169 · wf-form4_166206782596152.xml · nonDerivative · entry 1

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,781

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2022 through July 31, 2023.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2022, January 31, 2023, April 30, 2023, and July 31, 2023. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 21:30 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 286 $20.10 $5,748.60
Disclosure

SEC source: 0001628280-22-021159 · wf-form4_165964859065537.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,500

Read SEC document
August 01, 2022 Filed Aug 4, 2022 21:29 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 805 $20.10 $16,180.50
Disclosure

SEC source: 0001628280-22-021157 · wf-form4_165964849699266.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606,864

Read SEC document
July 12, 2022 Filed Jul 14, 2022 18:18 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 50,000 $5.89 Strike: $5.89 $294,500.00
Disclosure

SEC source: 0001628280-22-018909 · wf-form4_165782267985638.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 18:18 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 24,391 $16.33 $398,305.03
Disclosure

SEC source: 0001628280-22-018909 · wf-form4_165782267985638.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607,669

Read SEC document
July 12, 2022 Filed Jul 14, 2022 18:18 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $5.89 $294,500.00
Disclosure

SEC source: 0001628280-22-018909 · wf-form4_165782267985638.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2022 Filed Jul 11, 2022 13:35 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 100,000 $1.43 Strike: $1.43 $143,000.00
Disclosure

SEC source: 0001628280-22-018773 · wf-form4_165754650285369.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over four years: 50% vest on the 2-year anniversary of the grant date (i.e., the date indicated), and remaining 50% vest on the 4-year anniversary of the grant date.

Read SEC document
July 06, 2022 Filed Jul 11, 2022 13:35 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 44,214 $17.83 $788,335.62
Disclosure

SEC source: 0001628280-22-018773 · wf-form4_165754650285369.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582,060

Read SEC document
July 06, 2022 Filed Jul 11, 2022 13:35 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $1.43 $143,000.00
Disclosure

SEC source: 0001628280-22-018773 · wf-form4_165754650285369.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:25 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 393 $17.19 $6,755.67
Disclosure

SEC source: 0001628280-22-018466 · wf-form4_165705268663716.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526,274

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:24 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 120 $17.19 $2,062.80
Disclosure

SEC source: 0001628280-22-018464 · wf-form4_165705266652752.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,786

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:25 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 412 $17.47 $7,197.64
Disclosure

SEC source: 0001628280-22-018466 · wf-form4_165705268663716.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526,667

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:24 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 165 $17.47 $2,882.55
Disclosure

SEC source: 0001628280-22-018464 · wf-form4_165705266652752.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,906

Read SEC document
June 16, 2022 Filed Jun 16, 2022 22:38 UTC GrantCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-017386 · wf-form4_165541908666264.xml · nonDerivative · entry 1

Groos Holyce Hess · CIK 0001860797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,706

F1 · kind: Grant of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period October 1, 2021, through July 31, 2022.

F2 · shares: The Shares granted for the applicable service period vest in four equal quarterly increments on October 31, 2021, January 31, 2022, April 30, 2022, and July 31, 2022, as a result of which seventy-five percent (75%) of such award has vested as of the grant date and the remaining twenty-five percent (25%) will vest on July 31, 2022. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election and the annual meeting occurs before the final vesting date of the award.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:05 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 75,000 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001628280-22-017505 · wf-form4_165550713061389.xml · derivative · entry 6

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 75,000 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F3 · derivative.exercise_date: Options vest over four years. 50% vest on the 2-year anniversary of the grant date (i.e., the date indicated), and the remaining 50% vest on the 4-year anniversary of the grant date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:05 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 100,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001628280-22-017505 · wf-form4_165550713061389.xml · derivative · entry 5

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining three years.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:05 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 33,867 $14.94 $505,972.98
Disclosure

SEC source: 0001628280-22-017505 · wf-form4_165550713061389.xml · nonDerivative · entry 4

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,079

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:05 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 43,654 $14.94 $652,190.76
Disclosure

SEC source: 0001628280-22-017505 · wf-form4_165550713061389.xml · nonDerivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,946

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:05 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 75,000 $1.43 $107,250.00
Disclosure

SEC source: 0001628280-22-017505 · wf-form4_165550713061389.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 23:05 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $1.06 $106,000.00
Disclosure

SEC source: 0001628280-22-017505 · wf-form4_165550713061389.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,529,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:34 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 219,500 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001628280-22-016460 · wf-form4_165463403604643.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 219,500 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over four years: 50% vest on the 2-year anniversary of the grant date and remaining 50% vest on the 4-year anniversary of the grant date.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:34 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 91,064 $20.15 $1,834,939.60
Disclosure

SEC source: 0001628280-22-016460 · wf-form4_165463403604643.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429,600

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:34 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 219,500 $0.71 $155,845.00
Disclosure

SEC source: 0001628280-22-016460 · wf-form4_165463403604643.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 21:03 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Exercise / conversionPerformance Stock Units · Derivative 43,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016200 · wf-form4_165429017211338.xml · derivative · entry 4

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F1 · derivative.exercise_price: PSUs vested based on the satisfaction of certain performance criteria determined after the close of FY2022.

F1 · shares: PSUs vested based on the satisfaction of certain performance criteria determined after the close of FY2022.

F3 · derivative.expiration_date: Not applicable

Read SEC document
June 03, 2022 Filed Jun 3, 2022 21:03 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 17,824 $25.43 $453,264.32
Disclosure

SEC source: 0001628280-22-016200 · wf-form4_165429017211338.xml · nonDerivative · entry 3

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,071

F1 · price: PSUs vested based on the satisfaction of certain performance criteria determined after the close of FY2022.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 21:03 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Exercise / conversionCommon Stock 43,104 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016200 · wf-form4_165429017211338.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: PSUs vested based on the satisfaction of certain performance criteria determined after the close of FY2022.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 21:02 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 66,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016199 · wf-form4_165429011060176.xml · derivative · entry 4

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F1 · derivative.exercise_price: PSUs vested based on the satisfaction of certain performance criteria determined after the close of FY2022.

F1 · shares: PSUs vested based on the satisfaction of certain performance criteria determined after the close of FY2022.

F3 · derivative.expiration_date: Not applicable

Read SEC document
June 03, 2022 Filed Jun 3, 2022 21:02 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 37,069 $25.43 $942,664.67
Disclosure

SEC source: 0001628280-22-016199 · wf-form4_165429011060176.xml · nonDerivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,164

F1 · price: PSUs vested based on the satisfaction of certain performance criteria determined after the close of FY2022.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 21:02 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 66,312 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016199 · wf-form4_165429011060176.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: PSUs vested based on the satisfaction of certain performance criteria determined after the close of FY2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:03 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 1,449 $19.68 $28,516.32
Disclosure

SEC source: 0001628280-22-016200 · wf-form4_165429017211338.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,791

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:02 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,722 $19.68 $92,928.96
Disclosure

SEC source: 0001628280-22-016199 · wf-form4_165429011060176.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271,921

Read SEC document
May 31, 2022 Filed Jun 1, 2022 21:19 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 774 $25.43 $19,682.82
Disclosure

SEC source: 0001628280-22-015942 · wf-form4_165411837562787.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276,643

Read SEC document
May 31, 2022 Filed Jun 1, 2022 21:17 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 391 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015939 · wf-form4_165411824012663.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,240

Read SEC document
May 27, 2022 Filed Jun 1, 2022 21:19 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantEmployee Stock Options (right to buy) · Derivative 113,436 $29.33 Strike: $29.33 $3,327,077.88
Disclosure

SEC source: 0001628280-22-015942 · wf-form4_165411837562787.xml · derivative · entry 4

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,436

Underlying: Common Stock · 113,436 shares

Expires 2032-05-27

F6 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F7 · security: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter over the remaining three years.

F7 · derivative.exercise_date: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter over the remaining three years.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 21:19 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 70,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015942 · wf-form4_165411837562787.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,330

Underlying: Common Stock · 70,330 shares

Expires not disclosed

F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria determined after the close of FY2025. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 140,660 (subject to any subsequent stock splits and the like).

F5 · derivative.expiration_date: Not applicable

F4 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria determined after the close of FY2025. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 140,660 (subject to any subsequent stock splits and the like).

F4 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria determined after the close of FY2025. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 140,660 (subject to any subsequent stock splits and the like).

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May 27, 2022 Filed Jun 1, 2022 21:19 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantCommon Stock 140,660 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015942 · wf-form4_165411837562787.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277,417

F1 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: RSUs vest over four years. 25% of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter over the remaining three years.

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May 27, 2022 Filed Jun 1, 2022 21:17 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantEmployee Stock Options (right to buy) · Derivative 42,349 $29.33 Strike: $29.33 $1,242,096.17
Disclosure

SEC source: 0001628280-22-015939 · wf-form4_165411824012663.xml · derivative · entry 4

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,349

Underlying: Common Stock · 42,349 shares

Expires 2032-05-27

F6 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F7 · security: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter over the remaining three years.

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May 27, 2022 Filed Jun 1, 2022 21:17 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantPerformance Stock Units · Derivative 26,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015939 · wf-form4_165411824012663.xml · derivative · entry 3

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,257

Underlying: Common Stock · 26,257 shares

Expires not disclosed

F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria determined after the close of FY2025. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 52,514 (subject to any subsequent stock splits and the like).

F5 · derivative.expiration_date: Not applicable

F4 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria determined after the close of FY2025. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 52,514 (subject to any subsequent stock splits and the like).

F4 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria determined after the close of FY2025. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 52,514 (subject to any subsequent stock splits and the like).

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May 27, 2022 Filed Jun 1, 2022 21:17 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantCommon Stock 70,330 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015939 · wf-form4_165411824012663.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,631

F1 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: RSUs vest over four years. 25% of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter over the remaining three years.

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May 11, 2022 Filed May 11, 2022 21:47 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 28,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001628280-22-013896 · wf-form4_165230563830314.xml · derivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,500

Underlying: Common Stock · 28,000 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over four years: 50% vest on the 2-year anniversary of the grant date and remaining 50% vest on the 4-year anniversary of the grant date.

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May 11, 2022 Filed May 11, 2022 21:47 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 28,000 $0.71 $19,880.00
Disclosure

SEC source: 0001628280-22-013896 · wf-form4_165230563830314.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 02, 2022 Filed May 3, 2022 21:33 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 774 $31.65 $24,497.10
Disclosure

SEC source: 0001628280-22-012059 · wf-form4_165161360042799.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108,757

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May 02, 2022 Filed May 3, 2022 21:32 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 391 $31.65 $12,375.15
Disclosure

SEC source: 0001628280-22-012057 · wf-form4_165161351592004.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,301

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April 18, 2022 Filed Apr 19, 2022 01:24 UTC
Miller Michael BenjaminChief Accounting Officer
GrantRestricted Stock Units · Derivative 6,339 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-009489 · wf-form4_165033144401121.xml · derivative · entry 2

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,339

Underlying: Common Stock · 6,339 shares

Expires not disclosed

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F3 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · derivative.exercise_date: RSUs vest over three years. One-third of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter during the remaining two years.

F5 · derivative.expiration_date: Not applicable

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April 14, 2022 Filed Apr 19, 2022 01:24 UTC
Miller Michael BenjaminChief Accounting Officer
GrantEmployee Stock Options (right to buy) · Derivative 7,808 $0.00 Strike: $36.98 $0.00
Disclosure

SEC source: 0001628280-22-009489 · wf-form4_165033144401121.xml · derivative · entry 1

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

Underlying: Common Stock · 7,808 shares

Expires 2032-04-14

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over three years. Vesting occurs monthly, in equal installments, over a period of thirty-six months beginning one month after date of grant (i.e., the date indicated).

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April 01, 2022 Filed Apr 15, 2022 21:47 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 454 $43.81 $19,889.74
Disclosure

SEC source: 0001628280-22-009408 · wf-form4_165005925836132.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,692

Read SEC document
April 01, 2022 Filed Apr 15, 2022 21:46 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 774 $43.81 $33,908.94
Disclosure

SEC source: 0001628280-22-009402 · wf-form4_165005916096943.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,531

Read SEC document
March 14, 2022 Filed Mar 15, 2022 19:35 UTC PurchaseCommon Stock 15,000 $31.66 $474,900.00
Disclosure

SEC source: 0001628280-22-006228 · wf-form4_164737291569995.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,044

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.