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Nasdaq · USD

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Digital Turbine, Inc.

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4815
SEC CIK
0000317788
Parsed reports
407

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2023 Filed Jun 2, 2023 23:43 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 5,554 $9.11 $50,596.94
Disclosure

SEC source: 0001628280-23-020726 · wk-form4_1685749428.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,694

F1 · price: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023.

Read SEC document
May 30, 2023 Filed Jun 2, 2023 23:43 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Exercise / conversionCommon Stock 22,836 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020726 · wk-form4_1685749428.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023.

Read SEC document
May 30, 2023 Filed Jun 2, 2023 23:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 57,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020725 · wk-form4_1685749392.xml · derivative · entry 8

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F1 · derivative.exercise_price: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023.

F1 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023.

F5 · derivative.expiration_date: Not applicable

Read SEC document
May 30, 2023 Filed Jun 2, 2023 23:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,838 $9.11 $126,064.18
Disclosure

SEC source: 0001628280-23-020725 · wk-form4_1685749392.xml · nonDerivative · entry 5

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,681,138

Read SEC document
May 30, 2023 Filed Jun 2, 2023 23:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 22,466 $9.11 $204,665.26
Disclosure

SEC source: 0001628280-23-020725 · wk-form4_1685749392.xml · nonDerivative · entry 4

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,694,976

Read SEC document
May 30, 2023 Filed Jun 2, 2023 23:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 57,091 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020725 · wk-form4_1685749392.xml · nonDerivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,717,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023.

Read SEC document
May 30, 2023 Filed Jun 2, 2023 23:42 UTC Tax withholdingCommon Stock 2,186 $9.11 $19,914.46
Disclosure

SEC source: 0001628280-23-020724 · wk-form4_1685749355.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,854

Read SEC document
May 27, 2023 Filed Jun 6, 2023 22:06 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 4,279 $9.11 $38,981.69
Disclosure

SEC source: 0001628280-23-021138 · wk-form4_1686089186.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 418,237

Read SEC document
May 26, 2023 Filed Jun 2, 2023 23:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 100,699 $8.23 $828,752.77
Disclosure

SEC source: 0001628280-23-020725 · wk-form4_1685749392.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,660,351

Read SEC document
May 26, 2023 Filed Jun 2, 2023 23:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 150,000 $3.77 $565,500.00
Disclosure

SEC source: 0001628280-23-020725 · wk-form4_1685749392.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,761,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2023 Filed May 25, 2023 22:42 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
GrantPerformance Stock Units · Derivative 43,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019850 · wf-form4_168505454602444.xml · derivative · entry 3

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,524

Underlying: Common Stock · 43,524 shares

Expires not disclosed

F5 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F6 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 87,047 (subject to any subsequent stock splits and the like).

F7 · derivative.expiration_date: Not applicable

F6 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 87,047 (subject to any subsequent stock splits and the like).

F6 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 87,047 (subject to any subsequent stock splits and the like).

Read SEC document
May 22, 2023 Filed May 25, 2023 22:42 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
GrantEmployee Stock Options (right to buy) · Derivative 32,145 $14.36 Strike: $14.36 $461,602.20
Disclosure

SEC source: 0001628280-23-019850 · wf-form4_168505454602444.xml · derivative · entry 2

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,145

Underlying: Common Stock · 32,145 shares

Expires 2033-05-22

F3 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · security: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter over the remaining three years.

F4 · derivative.exercise_date: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter over the remaining three years.

Read SEC document
May 22, 2023 Filed May 25, 2023 22:42 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
GrantCommon Stock 21,762 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019850 · wf-form4_168505454602444.xml · nonDerivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,897

F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F1 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: RSUs vest over four years. One-fourth of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter over the remaining three years.

Read SEC document
May 22, 2023 Filed May 25, 2023 22:42 UTC GrantPerformance Stock Units · Derivative 52,228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019849 · wf-form4_168505453131964.xml · derivative · entry 3

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,228

Underlying: Common Stock · 52,228 shares

Expires not disclosed

F5 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F6 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 104,457 (subject to any subsequent stock splits and the like).

F7 · derivative.expiration_date: not applicable.

F6 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 104,457 (subject to any subsequent stock splits and the like).

F6 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 104,457 (subject to any subsequent stock splits and the like).

Read SEC document
May 22, 2023 Filed May 25, 2023 22:42 UTC GrantEmployee Stock Options (right to buy) · Derivative 38,575 $14.36 Strike: $14.36 $553,937.00
Disclosure

SEC source: 0001628280-23-019849 · wf-form4_168505453131964.xml · derivative · entry 2

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,575

Underlying: Common Stock · 38,575 shares

Expires 2033-05-22

F3 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · security: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter during the remaining three years.

F4 · derivative.exercise_date: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter during the remaining three years.

Read SEC document
May 22, 2023 Filed May 25, 2023 22:42 UTC GrantCommon Stock 26,114 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019849 · wf-form4_168505453131964.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,040

F1 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: RSUs vest over four years. One-fourth of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter over the remaining three years.

Read SEC document
May 22, 2023 Filed May 25, 2023 22:40 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 69,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019846 · wf-form4_168505443678313.xml · derivative · entry 4

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,638

Underlying: Common Stock · 69,638 shares

Expires not disclosed

F5 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F8 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 139,276 (subject to any subsequent stock splits and the like).

F7 · derivative.expiration_date: Not applicable

F8 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 139,276 (subject to any subsequent stock splits and the like).

F8 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 139,276 (subject to any subsequent stock splits and the like).

Read SEC document
May 22, 2023 Filed May 25, 2023 22:40 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 212,396 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019846 · wf-form4_168505443678313.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,396

Underlying: Common Stock · 212,396 shares

Expires not disclosed

F5 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F6 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 424,791 (subject to any subsequent stock splits and the like).

F7 · derivative.expiration_date: Not applicable

F6 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 424,791 (subject to any subsequent stock splits and the like).

F6 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 424,791 (subject to any subsequent stock splits and the like).

Read SEC document
May 22, 2023 Filed May 25, 2023 22:40 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantEmployee Stock Options (right to buy) · Derivative 156,893 $14.36 Strike: $14.36 $2,252,983.48
Disclosure

SEC source: 0001628280-23-019846 · wf-form4_168505443678313.xml · derivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,893

Underlying: Common Stock · 156,893 shares

Expires 2033-05-25

F3 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · security: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter over the remaining three years.

F4 · derivative.exercise_date: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter over the remaining three years.

Read SEC document
May 22, 2023 Filed May 25, 2023 22:40 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantCommon Stock 106,198 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019846 · wf-form4_168505443678313.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,717,248

F1 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: RSUs vest over four years. One-fourth of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter during the remaining three years.

Read SEC document
May 22, 2023 Filed May 25, 2023 22:37 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantPerformance Stock Units · Derivative 34,819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019844 · wk-form4_1685054243.xml · derivative · entry 4

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,819

Underlying: Common Stock · 34,819 shares

Expires not disclosed

F5 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F8 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 69,638 (subject to any subsequent stock splits and the like).

F7 · derivative.expiration_date: Not applicable

F8 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 69,638 (subject to any subsequent stock splits and the like).

F8 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 69,638 (subject to any subsequent stock splits and the like).

Read SEC document
May 22, 2023 Filed May 25, 2023 22:37 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantPerformance Stock Units · Derivative 87,047 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019844 · wk-form4_1685054243.xml · derivative · entry 3

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,407

Underlying: Common Stock · 87,047 shares

Expires not disclosed

F5 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F6 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 174,094 (subject to any subsequent stock splits and the like).

F7 · derivative.expiration_date: Not applicable

F6 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 174,094 (subject to any subsequent stock splits and the like).

F6 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 174,094 (subject to any subsequent stock splits and the like).

Read SEC document
May 22, 2023 Filed May 25, 2023 22:37 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantEmployee Stock Options (right to buy) · Derivative 64,291 $0.00 Strike: $14.36 $0.00
Disclosure

SEC source: 0001628280-23-019844 · wk-form4_1685054243.xml · derivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,291

Underlying: Common Stock · 64,291 shares

Expires 2033-05-23

F3 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · security: Options vest over four years. One-fourth of the options vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter over the remaining three years.

Read SEC document
May 22, 2023 Filed May 25, 2023 22:37 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantCommon Stock 43,524 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019844 · wk-form4_1685054243.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,412

F1 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: RSUs vest over four years. One-fourth of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter over the remaining three years.

Read SEC document
May 22, 2023 Filed Sep 19, 2023 21:25 UTC Amendment
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 212,396 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-032543 · wk-form4a_1695158690.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,396

Underlying: Common Stock · 212,396 shares

Expires not disclosed

F5 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F6 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 236,909 (subject to any subsequent stock splits and the like).

F7 · derivative.expiration_date: Not applicable

F6 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 236,909 (subject to any subsequent stock splits and the like).

F6 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2026. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 236,909 (subject to any subsequent stock splits and the like).

Read SEC document
May 22, 2023 Filed Sep 19, 2023 21:25 UTC Amendment
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantEmployee Stock Options (right to buy) · Derivative 156,893 $14.36 Strike: $14.36 $2,252,983.48
Disclosure

SEC source: 0001628280-23-032543 · wk-form4a_1695158690.xml · derivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,893

Underlying: Common Stock · 156,893 shares

Expires 2033-05-25

F3 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · security: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter over the remaining three years.

F4 · derivative.exercise_date: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter over the remaining three years.

Read SEC document
May 22, 2023 Filed Sep 19, 2023 21:25 UTC Amendment
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantCommon Stock 106,198 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-032543 · wk-form4a_1695158690.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,717,248

F1 · shares: RSUs vest over four years. One-fourth of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter during the remaining three years.

F2 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

Read SEC document
May 05, 2023 Filed May 9, 2023 20:47 UTC Tax withholdingCommon Stock 209 $11.84 $2,474.56
Disclosure

SEC source: 0001628280-23-016868 · wf-form4_168366524827792.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,926

Read SEC document
May 01, 2023 Filed May 3, 2023 13:14 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 394 $11.71 $4,613.74
Disclosure

SEC source: 0001628280-23-015027 · wf-form4_168311964494795.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611,050

Read SEC document
May 01, 2023 Filed May 3, 2023 13:12 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 72 $11.71 $843.12
Disclosure

SEC source: 0001628280-23-015025 · wf-form4_168311956206502.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,888

Read SEC document
April 30, 2023 Filed May 3, 2023 13:14 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 413 $11.73 $4,844.49
Disclosure

SEC source: 0001628280-23-015027 · wf-form4_168311964494795.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611,444

Read SEC document
April 30, 2023 Filed May 3, 2023 13:12 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 125 $11.73 $1,466.25
Disclosure

SEC source: 0001628280-23-015025 · wf-form4_168311956206502.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,960

Read SEC document
April 14, 2023 Filed Jul 6, 2023 22:03 UTC
Miller Michael BenjaminChief Accounting Officer
GrantRestricted Stock Units · Derivative 25,265 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024493 · wk-form4_1688680992.xml · derivative · entry 1

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,265

Underlying: Common Stock · 25,265 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · derivative.exercise_date: RSUs vest quarterly over three years.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
April 14, 2023 Filed Jul 14, 2023 20:05 UTC
Miller Michael BenjaminChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,052 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024918 · wk-form4_1689365092.xml · derivative · entry 6

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,105

Underlying: Common Stock · 2,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Not applicable

Read SEC document
April 14, 2023 Filed Jul 14, 2023 20:05 UTC
Miller Michael BenjaminChief Accounting Officer
Tax withholdingCommon Stock 609 $12.27 $7,472.43
Disclosure

SEC source: 0001628280-23-024918 · wk-form4_1689365092.xml · nonDerivative · entry 4

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,513

Read SEC document
April 14, 2023 Filed Jul 14, 2023 20:05 UTC
Miller Michael BenjaminChief Accounting Officer
Exercise / conversionCommon Stock 2,052 $12.27 $25,178.04
Disclosure

SEC source: 0001628280-23-024918 · wk-form4_1689365092.xml · nonDerivative · entry 3

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 21:48 UTC
Miller Michael BenjaminChief Accounting Officer
GrantRestricted Stock Units · Derivative 5,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011678 · wf-form4_168150891026324.xml · derivative · entry 1

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,411

Underlying: Common Stock · 5,411 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · derivative.exercise_date: RSUs vest over six months. One-half of the RSUs vest on July 12, 2023. The balance vest on October 12, 2023.

F3 · derivative.expiration_date: Not applicable

Read SEC document
April 12, 2023 Filed Apr 14, 2023 21:48 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
GrantRestricted Stock Units · Derivative 3,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011677 · wf-form4_168150889358306.xml · derivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,279

Underlying: Common Stock · 3,279 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · derivative.exercise_date: RSUs vest over six months. One-half of the RSUs vest on July 12, 2023. The balance vest on October 12, 2023.

F3 · derivative.expiration_date: Not applicable

Read SEC document
April 12, 2023 Filed Apr 14, 2023 21:47 UTC GrantRestricted Stock Units · Derivative 16,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011674 · wf-form4_168150881335761.xml · derivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,393

Underlying: Common Stock · 16,393 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · derivative.exercise_date: RSUs vest over six months. One-half of the RSUs vest on July 12, 2023. The balance vest on October 12, 2023.

F3 · derivative.expiration_date: Not applicable

Read SEC document
April 05, 2023 Filed Apr 6, 2023 19:44 UTC Tax withholdingCommon Stock 276 $11.91 $3,287.16
Disclosure

SEC source: 0001628280-23-010992 · wf-form4_168081027863385.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,135

Read SEC document
April 01, 2023 Filed Apr 4, 2023 13:26 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 455 $12.36 $5,623.80
Disclosure

SEC source: 0001628280-23-010477 · wf-form4_168061476330893.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611,857

Read SEC document
April 01, 2023 Filed Apr 4, 2023 13:24 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 103 $12.36 $1,273.08
Disclosure

SEC source: 0001628280-23-010473 · wf-form4_168061463710606.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,085

Read SEC document
March 31, 2023 Filed Apr 4, 2023 13:26 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 477 $12.36 $5,895.72
Disclosure

SEC source: 0001628280-23-010477 · wf-form4_168061476330893.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,612,312

Read SEC document
March 31, 2023 Filed Apr 4, 2023 13:24 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 187 $12.36 $2,311.32
Disclosure

SEC source: 0001628280-23-010473 · wf-form4_168061463710606.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,188

Read SEC document
March 17, 2023 Filed Mar 20, 2023 23:25 UTC Amendment PurchaseCommon Stock 5,000 $10.30 $51,500.00
Disclosure

SEC source: 0001628280-23-008661 · wf-form4a_167935469634916.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,017

F1 · shares: This form has been updated to show the number of shares purchased, which were excluded from the initial filing. All other information on this form is unchanged.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 21:24 UTC PurchaseCommon Stock 0 $10.30 $0.00
Disclosure

SEC source: 0001628280-23-008633 · wf-form4_167934743952812.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,017

Read SEC document
March 16, 2023 Filed Mar 17, 2023 21:15 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 35,000 $10.26 $359,100.00
Disclosure

SEC source: 0001628280-23-008517 · wf-form4_167908769972408.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,789

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:15 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 35,000 $10.54 $368,900.00
Disclosure

SEC source: 0001628280-23-008517 · wf-form4_167908769972408.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647,789

Read SEC document
March 14, 2023 Filed Mar 15, 2023 15:19 UTC PurchaseCommon Stock 5,000 $10.24 $51,200.00
Disclosure

SEC source: 0001628280-23-007995 · wf-form4_167889354395994.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,017

Read SEC document
March 13, 2023 Filed Mar 14, 2023 16:51 UTC PurchaseCommon Stock 15,000 $9.80 $147,000.00
Disclosure

SEC source: 0001628280-23-007801 · wf-form4_167881267131975.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,017

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.