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AMPHENOL CORP /DE/

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2846
SEC CIK
0000820313
Parsed reports
1,200

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202614
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2023 Filed May 23, 2023 14:05 UTC
Silverman David MSenior VP, Human Resources
GrantStock Option · Derivative 72,530 $0.00 Strike: $75.80 $0.00
Disclosure

SEC source: 0001127602-23-016540 · form4.xml · derivative · entry 2

Silverman David M · CIK 0001609767 · Senior VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,530

Underlying: Class A Common Stock · 72,530 shares

Expires 2033-05-19

F1 · shares: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant.

Read SEC document
May 19, 2023 Filed Mar 25, 2024 14:41 UTC Amendment
Lampo Craig ASR VP & CFO
GrantStock Option · Derivative 136,626 $0.00 Strike: $75.80 $0.00
Disclosure

SEC source: 0001127602-24-011036 · form4a.xml · derivative · entry 1

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,626

Underlying: Class A Common Stock · 136,626 shares

Expires 2033-05-19

F1 · shares: On May 23, 2023, the Reporting Person filed a Form 4 incorrectly reporting an award of 139,576 stock options. This amendment correctly states the Reporting Person's stock option award.

F2 · derivative.exercise_date: The option vests in five substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 12, 2023 Filed May 15, 2023 15:04 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionStock Option · Derivative 66,300 $0.00 Strike: $45.11 $0.00
Disclosure

SEC source: 0001127602-23-015493 · form4.xml · derivative · entry 9

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,700

Underlying: Class A Common Stock · 66,300 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 15, 2023 15:04 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionStock Option · Derivative 67,800 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001127602-23-015493 · form4.xml · derivative · entry 8

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,200

Underlying: Class A Common Stock · 67,800 shares

Expires 2029-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 15, 2023 15:04 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $43.99 $0.00
Disclosure

SEC source: 0001127602-23-015493 · form4.xml · derivative · entry 7

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2028-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 15, 2023 15:04 UTC
Gavelle Jean-LucPresident, ISS Division
SaleClass A Common Stock 66,300 $74.67 $4,950,660.78
Disclosure

SEC source: 0001127602-23-015493 · form4.xml · nonDerivative · entry 6

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $74.43 to $74.94.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 12, 2023 Filed May 15, 2023 15:04 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionClass A Common Stock 66,300 $45.10 $2,990,130.00
Disclosure

SEC source: 0001127602-23-015493 · form4.xml · nonDerivative · entry 5

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 15, 2023 15:04 UTC
Gavelle Jean-LucPresident, ISS Division
SaleClass A Common Stock 67,800 $74.67 $5,062,666.68
Disclosure

SEC source: 0001127602-23-015493 · form4.xml · nonDerivative · entry 4

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $74.43 to $74.94.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 12, 2023 Filed May 15, 2023 15:04 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionClass A Common Stock 67,800 $44.74 $3,033,372.00
Disclosure

SEC source: 0001127602-23-015493 · form4.xml · nonDerivative · entry 3

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 15, 2023 15:04 UTC
Gavelle Jean-LucPresident, ISS Division
SaleClass A Common Stock 50,000 $74.67 $3,733,530.00
Disclosure

SEC source: 0001127602-23-015493 · form4.xml · nonDerivative · entry 2

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 12, 2023 Filed May 15, 2023 15:04 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionClass A Common Stock 50,000 $43.99 $2,199,500.00
Disclosure

SEC source: 0001127602-23-015493 · form4.xml · nonDerivative · entry 1

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction was executed in multiple trades ranging from $74.43 to $74.94.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2023 Filed May 24, 2023 16:17 UTC GrantPhantom Stock · Derivative 94.8 $80.68 Strike: $0.00 $7,648.46
Disclosure

SEC source: 0001127602-23-016684 · form5.xml · derivative · entry 1

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,515.63

Underlying: Class A Common Stock · 94.8 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
March 01, 2023 Filed Apr 4, 2023 13:58 UTC
WALTER LUCPresident, HES Division
GiftClass A Common Stock 6,450 $81.14 $523,353.00
Disclosure

SEC source: 0001127602-23-012032 · form4.xml · nonDerivative · entry 1

WALTER LUC · CIK 0001276468 · President, HES Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,962

Read SEC document
February 09, 2023 Filed Feb 10, 2023 19:01 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionStock Option · Derivative 75,000 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001127602-23-004348 · form4.xml · derivative · entry 6

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2029-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 19:01 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionStock Option · Derivative 54,800 $0.00 Strike: $38.31 $0.00
Disclosure

SEC source: 0001127602-23-004348 · form4.xml · derivative · entry 5

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 54,800 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 19:01 UTC
Gavelle Jean-LucPresident, ISS Division
SaleClass A Common Stock 75,000 $81.64 $6,122,632.50
Disclosure

SEC source: 0001127602-23-004348 · form4.xml · nonDerivative · entry 4

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $81.37 to $82.00.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 19:01 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionClass A Common Stock 75,000 $44.74 $3,355,500.00
Disclosure

SEC source: 0001127602-23-004348 · form4.xml · nonDerivative · entry 3

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 19:01 UTC
Gavelle Jean-LucPresident, ISS Division
SaleClass A Common Stock 54,800 $81.64 $4,473,603.48
Disclosure

SEC source: 0001127602-23-004348 · form4.xml · nonDerivative · entry 2

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $81.37 to $82.00.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 19:01 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionClass A Common Stock 54,800 $38.31 $2,099,388.00
Disclosure

SEC source: 0001127602-23-004348 · form4.xml · nonDerivative · entry 1

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 13:46 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 650,000 $0.00 Strike: $29.00 $0.00
Disclosure

SEC source: 0001127602-23-003601 · form4.xml · derivative · entry 5

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Class A Common Stock · 650,000 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 13:46 UTC
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock 650,000 $81.72 $53,115,790.00
Disclosure

SEC source: 0001127602-23-003601 · form4.xml · nonDerivative · entry 2

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,424

F1 · price: This transaction was executed in multiple trades at prices ranging from $81.43 to $82.23.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 13:46 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock 650,000 $28.99 $18,843,500.00
Disclosure

SEC source: 0001127602-23-003601 · form4.xml · nonDerivative · entry 1

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 13:49 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001127602-23-003603 · form4.xml · derivative · entry 3

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 13:49 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
SaleClass A Common Stock 25,000 $82.19 $2,054,727.50
Disclosure

SEC source: 0001127602-23-003603 · form4.xml · nonDerivative · entry 2

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,700

Read SEC document
February 03, 2023 Filed Feb 7, 2023 13:49 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionClass A Common Stock 25,000 $36.45 $911,250.00
Disclosure

SEC source: 0001127602-23-003603 · form4.xml · nonDerivative · entry 1

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 14:01 UTC GrantRestricted Stock 768 $80.90 $62,131.20
Disclosure

SEC source: 0001127602-23-001432 · form4.xml · nonDerivative · entry 1

Singh Prahlad R. · CIK 0001684136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

F1 · shares: Stock awards granted pursuant to the terms of the 2012 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
January 02, 2023 Filed Jan 11, 2023 15:53 UTC GrantPhantom Stock · Derivative 108.15 $67.15 Strike: $0.00 $7,262.27
Disclosure

SEC source: 0001127602-23-001261 · form5.xml · derivative · entry 4

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,420.83

Underlying: Class A Common Stock · 108.15 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 13:23 UTC
Silverman David MSenior VP, Human Resources
Exercise / conversionStock Option · Derivative 75,000 $0.00 Strike: $28.99 $0.00
Disclosure

SEC source: 0001127602-22-026298 · form4.xml · derivative · entry 3

Silverman David M · CIK 0001609767 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2025-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 13:23 UTC
Silverman David MSenior VP, Human Resources
SaleClass A Common Stock 75,000 $80.02 $6,001,522.50
Disclosure

SEC source: 0001127602-22-026298 · form4.xml · nonDerivative · entry 2

Silverman David M · CIK 0001609767 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · price: This transaction was executed in multiple trades ranging from $80.00 to $80.0750.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 13:23 UTC
Silverman David MSenior VP, Human Resources
Exercise / conversionClass A Common Stock 75,000 $28.98 $2,173,500.00
Disclosure

SEC source: 0001127602-22-026298 · form4.xml · nonDerivative · entry 1

Silverman David M · CIK 0001609767 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 13:07 UTC
WALTER LUCPresident, HES Division
Exercise / conversionStock Option · Derivative 82,400 $0.00 Strike: $29.00 $0.00
Disclosure

SEC source: 0001127602-22-025361 · form4.xml · derivative · entry 3

WALTER LUC · CIK 0001276468 · President, HES Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 82,400 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 13:07 UTC
WALTER LUCPresident, HES Division
SaleClass A Common Stock 82,400 $79.82 $6,577,398.72
Disclosure

SEC source: 0001127602-22-025361 · form4.xml · nonDerivative · entry 2

WALTER LUC · CIK 0001276468 · President, HES Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,412

F2 · price: This transaction of direct owned shares was executed in multiple trades at prices ranging from $79.54 to $79.92.

F3 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 13:07 UTC
WALTER LUCPresident, HES Division
Exercise / conversionClass A Common Stock 82,400 $28.99 $2,388,776.00
Disclosure

SEC source: 0001127602-22-025361 · form4.xml · nonDerivative · entry 1

WALTER LUC · CIK 0001276468 · President, HES Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Options exercised and held with a cost basis of $79.32.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 13:09 UTC
Doherty William JPresident, CS Division
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $43.99 $0.00
Disclosure

SEC source: 0001127602-22-025363 · form4.xml · derivative · entry 6

Doherty William J · CIK 0001662750 · President, CS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2028-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 13:09 UTC
Doherty William JPresident, CS Division
Exercise / conversionStock Option · Derivative 77,000 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001127602-22-025363 · form4.xml · derivative · entry 5

Doherty William J · CIK 0001662750 · President, CS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 77,000 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 13:09 UTC
Doherty William JPresident, CS Division
SaleClass A Common Stock 50,000 $79.82 $3,991,140.00
Disclosure

SEC source: 0001127602-22-025363 · form4.xml · nonDerivative · entry 4

Doherty William J · CIK 0001662750 · President, CS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $79.72 to $79.91.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 13:09 UTC
Doherty William JPresident, CS Division
Exercise / conversionClass A Common Stock 50,000 $43.99 $2,199,500.00
Disclosure

SEC source: 0001127602-22-025363 · form4.xml · nonDerivative · entry 3

Doherty William J · CIK 0001662750 · President, CS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 13:09 UTC
Doherty William JPresident, CS Division
SaleClass A Common Stock 77,000 $79.82 $6,146,355.60
Disclosure

SEC source: 0001127602-22-025363 · form4.xml · nonDerivative · entry 2

Doherty William J · CIK 0001662750 · President, CS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $79.72 to $79.91.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 13:09 UTC
Doherty William JPresident, CS Division
Exercise / conversionClass A Common Stock 77,000 $36.45 $2,806,650.00
Disclosure

SEC source: 0001127602-22-025363 · form4.xml · nonDerivative · entry 1

Doherty William J · CIK 0001662750 · President, CS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 13:12 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionStock Option · Derivative 40,000 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001127602-22-025365 · form4.xml · derivative · entry 3

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2022 Filed Nov 14, 2022 13:12 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
SaleClass A Common Stock 40,000 $78.79 $3,151,508.00
Disclosure

SEC source: 0001127602-22-025365 · form4.xml · nonDerivative · entry 2

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,700

F1 · price: This transaction was executed in multiple trades ranging from $78.74 to $78.87.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 10, 2022 Filed Nov 14, 2022 13:12 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionClass A Common Stock 40,000 $36.45 $1,458,000.00
Disclosure

SEC source: 0001127602-22-025365 · form4.xml · nonDerivative · entry 1

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 04, 2022 Filed Oct 5, 2022 15:56 UTC
WALTER LUCPresident, HES Division
GiftClass A Common Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-023626 · form4.xml · nonDerivative · entry 1

WALTER LUC · CIK 0001276468 · President, HES Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,412

F1 · price: Closing price on date shares were gifted was $71.61.

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October 03, 2022 Filed Jan 11, 2023 15:53 UTC GrantPhantom Stock · Derivative 112.82 $64.17 Strike: $0.00 $7,239.66
Disclosure

SEC source: 0001127602-23-001261 · form5.xml · derivative · entry 3

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,312.68

Underlying: Class A Common Stock · 112.82 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

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August 04, 2022 Filed Aug 5, 2022 12:18 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionStock Option · Derivative 122,000 $0.00 Strike: $29.00 $0.00
Disclosure

SEC source: 0001127602-22-020505 · form4.xml · derivative · entry 3

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 122,000 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 04, 2022 Filed Aug 5, 2022 12:18 UTC
Gavelle Jean-LucPresident, ISS Division
SaleClass A Common Stock 122,000 $77.44 $9,447,643.40
Disclosure

SEC source: 0001127602-22-020505 · form4.xml · nonDerivative · entry 2

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $77.30 to $77.67.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 04, 2022 Filed Aug 5, 2022 12:18 UTC
Gavelle Jean-LucPresident, ISS Division
Exercise / conversionClass A Common Stock 122,000 $28.99 $3,536,780.00
Disclosure

SEC source: 0001127602-22-020505 · form4.xml · nonDerivative · entry 1

Gavelle Jean-Luc · CIK 0001662764 · President, ISS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 18:35 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001127602-22-020341 · form4.xml · derivative · entry 3

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 18:35 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
SaleClass A Common Stock 20,000 $76.87 $1,537,388.00
Disclosure

SEC source: 0001127602-22-020341 · form4.xml · nonDerivative · entry 2

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,700

F1 · price: This transaction was executed in multiple trades ranging from $76.83 to $76.92.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 02, 2022 Filed Aug 3, 2022 18:35 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionClass A Common Stock 20,000 $36.45 $729,000.00
Disclosure

SEC source: 0001127602-22-020341 · form4.xml · nonDerivative · entry 1

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.