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AMPHENOL CORP /DE/

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2846
SEC CIK
0000820313
Parsed reports
1,200

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202614
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2017 Filed May 23, 2017 13:29 UTC
WALTER LUCSR VP & GGM MIL & AERO OPS
GrantStock Option · Derivative 146,000 $0.00 Strike: $72.90 $0.00
Disclosure

SEC source: 0001127602-17-019125 · form4.xml · derivative · entry 2

WALTER LUC · CIK 0001276468 · SR VP & GGM MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,000

Underlying: Class A Common Stock · 146,000 shares

Expires 2027-05-19

F1 · derivative.exercise_date: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant.

Read SEC document
May 19, 2017 Filed May 23, 2017 13:33 UTC
Lampo Craig ASR VP & CFO
GrantStock Option · Derivative 200,000 $0.00 Strike: $72.90 $0.00
Disclosure

SEC source: 0001127602-17-019131 · form4.xml · derivative · entry 2

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2027-05-19

F1 · derivative.exercise_date: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant.

Read SEC document
May 19, 2017 Filed Feb 25, 2020 19:23 UTC Amendment
Doherty William JSR VP & GGM, ICCP
GrantStock Option · Derivative 146,000 $0.00 Strike: $72.90 $0.00
Disclosure

SEC source: 0001127602-20-007531 · form4a.xml · derivative · entry 1

Doherty William J · CIK 0001662750 · SR VP & GGM, ICCP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,000

Underlying: Class A Common Stock · 146,000 shares

Expires 2027-05-19

F1 · shares: The original Form 4 filed on May 19, 2017, mistakenly noted the option award as 137,000 options. The correct amount was 146,000 options.

Read SEC document
May 17, 2017 Filed May 18, 2017 12:57 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $21.50 $0.00
Disclosure

SEC source: 0001127602-17-018568 · form4.xml · derivative · entry 3

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 18, 2017 12:57 UTC
Lampo Craig ASR VP & CFO
SaleClass A Common Stock 15,000 $72.86 $1,092,876.00
Disclosure

SEC source: 0001127602-17-018568 · form4.xml · nonDerivative · entry 2

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: This transaction was executed in multiple trades ranging from $72.85 to $72.90.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 17, 2017 Filed May 18, 2017 12:57 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionClass A Common Stock 15,000 $21.50 $322,425.00
Disclosure

SEC source: 0001127602-17-018568 · form4.xml · nonDerivative · entry 1

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 11:57 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 200,000 $0.00 Strike: $21.50 $0.00
Disclosure

SEC source: 0001127602-17-018398 · form4.xml · derivative · entry 6

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 11:57 UTC
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock 200,000 $73.10 $14,620,300.00
Disclosure

SEC source: 0001127602-17-018398 · form4.xml · nonDerivative · entry 2

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,992

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.00 to $73.28.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 15, 2017 Filed May 17, 2017 11:57 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock 200,000 $21.50 $4,299,000.00
Disclosure

SEC source: 0001127602-17-018398 · form4.xml · nonDerivative · entry 1

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2017 Filed Jan 8, 2018 19:44 UTC GrantPhantom Stock · Derivative 46.27 $67.57 Strike: $0.00 $3,126.46
Disclosure

SEC source: 0001127602-18-001353 · form5.xml · derivative · entry 1

BADIE RONALD P · CIK 0001264379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,587.21

Underlying: Class A Common Stock · 46.27 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

Read SEC document
April 01, 2017 Filed Jan 8, 2018 19:52 UTC GrantPhantom Stock · Derivative 40.68 $67.57 Strike: $0.00 $2,748.75
Disclosure

SEC source: 0001127602-18-001355 · form5.xml · derivative · entry 1

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,219.46

Underlying: Class A Common Stock · 40.68 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

Read SEC document
April 01, 2017 Filed Jan 10, 2018 17:33 UTC Amendment GrantPhantom Stock · Derivative 40.68 $67.57 Strike: $0.00 $2,748.75
Disclosure

SEC source: 0001127602-18-001504 · form5a.xml · derivative · entry 1

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,219.46

Underlying: Class A Common Stock · 40.68 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
April 01, 2017 Filed Jan 10, 2018 17:37 UTC Amendment GrantPhantom Stock · Derivative 46.27 $67.57 Strike: $0.00 $3,126.46
Disclosure

SEC source: 0001127602-18-001507 · form5a.xml · derivative · entry 1

BADIE RONALD P · CIK 0001264379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,587.21

Underlying: Class A Common Stock · 46.27 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 14:53 UTC GrantPhantom Stock · Derivative 42.06 $64.90 Strike: $0.00 $2,729.69
Disclosure

SEC source: 0001127602-17-000901 · form5.xml · derivative · entry 4

BADIE RONALD P · CIK 0001264379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,540.94

Underlying: Class A Common Stock · 42.06 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 14:54 UTC GrantPhantom Stock · Derivative 36.98 $64.90 Strike: $0.00 $2,400.00
Disclosure

SEC source: 0001127602-17-000905 · form5.xml · derivative · entry 4

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,178.78

Underlying: Class A Common Stock · 36.98 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 17:58 UTC
Schneider RichardSVP, Amphenol FCI
GiftClass A Common Stock 14,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068893 · form4.xml · nonDerivative · entry 2

Schneider Richard · CIK 0001402090 · SVP, Amphenol FCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,524

Read SEC document
November 21, 2016 Filed Dec 2, 2016 17:58 UTC
Schneider RichardSVP, Amphenol FCI
GiftClass A Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068893 · form4.xml · nonDerivative · entry 1

Schneider Richard · CIK 0001402090 · SVP, Amphenol FCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,324

Read SEC document
October 31, 2016 Filed Nov 1, 2016 11:49 UTC
Ivas Michael R.VP and Controller
Exercise / conversionStock Option · Derivative 22,500 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001127602-16-065571 · form4.xml · derivative · entry 3

Ivas Michael R. · CIK 0001648860 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,500 shares

Expires 2019-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 11:49 UTC
Ivas Michael R.VP and Controller
SaleClass A Common Stock 17,500 $66.01 $1,155,168.00
Disclosure

SEC source: 0001127602-16-065571 · form4.xml · nonDerivative · entry 2

Ivas Michael R. · CIK 0001648860 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · price: This transaction was executed in multiple trades ranging from $66.00 to $66.11.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 11:49 UTC
Ivas Michael R.VP and Controller
Exercise / conversionClass A Common Stock 22,500 $16.01 $360,112.50
Disclosure

SEC source: 0001127602-16-065571 · form4.xml · nonDerivative · entry 1

Ivas Michael R. · CIK 0001648860 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 18:30 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 84,000 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001127602-16-065197 · form4.xml · derivative · entry 6

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 84,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 18:30 UTC
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock 50,000 $66.27 $3,313,550.00
Disclosure

SEC source: 0001127602-16-065197 · form4.xml · nonDerivative · entry 4

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,992

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · price: This transaction was executed in multiple trades ranging from $66.20 to $66.37.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 18:30 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock 84,000 $16.01 $1,344,420.00
Disclosure

SEC source: 0001127602-16-065197 · form4.xml · nonDerivative · entry 3

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 18:34 UTC
WALTER LUCSR VP & GGM MIL & AERO OPS
Exercise / conversionStock Option · Derivative 78,000 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001127602-16-065201 · form4.xml · derivative · entry 3

WALTER LUC · CIK 0001276468 · SR VP & GGM MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Class A Common Stock · 78,000 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 18:34 UTC
WALTER LUCSR VP & GGM MIL & AERO OPS
SaleClass A Common Stock 68,528 $66.35 $4,547,031.53
Disclosure

SEC source: 0001127602-16-065201 · form4.xml · nonDerivative · entry 2

WALTER LUC · CIK 0001276468 · SR VP & GGM MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $66.12 to $66.64.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 18:34 UTC
WALTER LUCSR VP & GGM MIL & AERO OPS
Exercise / conversionClass A Common Stock 78,000 $39.00 $3,042,000.00
Disclosure

SEC source: 0001127602-16-065201 · form4.xml · nonDerivative · entry 1

WALTER LUC · CIK 0001276468 · SR VP & GGM MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2016 Filed Oct 28, 2016 12:24 UTC Amendment
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 84,000 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001127602-16-065445 · form4a.xml · derivative · entry 9

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 84,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2016 Filed Oct 28, 2016 12:24 UTC Amendment
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock 50,000 $66.27 $3,313,550.00
Disclosure

SEC source: 0001127602-16-065445 · form4a.xml · nonDerivative · entry 4

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,992

F1 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · price: This transaction was executed in multiple trades ranging from $66.20 to $66.37.

Read SEC document
October 24, 2016 Filed Oct 28, 2016 12:24 UTC Amendment
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock 84,000 $16.01 $1,344,420.00
Disclosure

SEC source: 0001127602-16-065445 · form4a.xml · nonDerivative · entry 3

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 18:30 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 304,000 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001127602-16-065197 · form4.xml · derivative · entry 5

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Class A Common Stock · 304,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 18:30 UTC
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock 245,000 $66.07 $16,188,228.00
Disclosure

SEC source: 0001127602-16-065197 · form4.xml · nonDerivative · entry 2

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,992

F1 · price: This transaction was executed in multiple trades at prices ranging from $65.94 to $66.25.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 18:30 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock 304,000 $16.01 $4,865,520.00
Disclosure

SEC source: 0001127602-16-065197 · form4.xml · nonDerivative · entry 1

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 18:37 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $26.74 $0.00
Disclosure

SEC source: 0001127602-16-065204 · form4.xml · derivative · entry 3

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 18:37 UTC
Lampo Craig ASR VP & CFO
SaleClass A Common Stock 25,000 $66.19 $1,654,667.50
Disclosure

SEC source: 0001127602-16-065204 · form4.xml · nonDerivative · entry 2

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: This transaction was executed in multiple trades ranging from $66.09 to $66.26.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 18:37 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionClass A Common Stock 30,000 $26.74 $802,200.00
Disclosure

SEC source: 0001127602-16-065204 · form4.xml · nonDerivative · entry 1

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 18:39 UTC
WETMORE EDWARD CVP, SECRETARY & GEN COUNSEL
Exercise / conversionStock Option · Derivative 84,000 $0.00 Strike: $26.74 $0.00
Disclosure

SEC source: 0001127602-16-065206 · form4.xml · derivative · entry 3

WETMORE EDWARD C · CIK 0001259706 · VP, SECRETARY & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 84,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 18:39 UTC
WETMORE EDWARD CVP, SECRETARY & GEN COUNSEL
SaleClass A Common Stock 84,000 $66.11 $5,553,273.60
Disclosure

SEC source: 0001127602-16-065206 · form4.xml · nonDerivative · entry 2

WETMORE EDWARD C · CIK 0001259706 · VP, SECRETARY & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,784

F1 · price: This transaction was executed in multiple trades at prices ranging from $66.02 to $66.22.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 18:39 UTC
WETMORE EDWARD CVP, SECRETARY & GEN COUNSEL
Exercise / conversionClass A Common Stock 84,000 $26.74 $2,246,160.00
Disclosure

SEC source: 0001127602-16-065206 · form4.xml · nonDerivative · entry 1

WETMORE EDWARD C · CIK 0001259706 · VP, SECRETARY & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 28, 2016 12:24 UTC Amendment
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 304,000 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001127602-16-065445 · form4a.xml · derivative · entry 8

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Class A Common Stock · 304,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 28, 2016 12:24 UTC Amendment
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock 245,000 $66.07 $16,188,228.00
Disclosure

SEC source: 0001127602-16-065445 · form4a.xml · nonDerivative · entry 2

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,992

F1 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.94 to $66.25.

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October 21, 2016 Filed Oct 28, 2016 12:24 UTC Amendment
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock 304,000 $16.01 $4,865,520.00
Disclosure

SEC source: 0001127602-16-065445 · form4a.xml · nonDerivative · entry 1

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 28, 2016 12:30 UTC Amendment
Lampo Craig ASR VP & CFO
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001127602-16-065447 · form4a.xml · derivative · entry 3

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2016 Filed Oct 28, 2016 12:30 UTC Amendment
Lampo Craig ASR VP & CFO
SaleClass A Common Stock 25,000 $66.19 $1,654,667.50
Disclosure

SEC source: 0001127602-16-065447 · form4a.xml · nonDerivative · entry 2

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F2 · price: This transaction was executed in multiple trades ranging from $66.09 to $66.26.

F3 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 21, 2016 Filed Oct 28, 2016 12:30 UTC Amendment
Lampo Craig ASR VP & CFO
Exercise / conversionClass A Common Stock 30,000 $16.01 $480,150.00
Disclosure

SEC source: 0001127602-16-065447 · form4a.xml · nonDerivative · entry 1

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Inadvertently reported exercise of incorrect grant. Correct grant date is May 2009, not May 2011 as originally reported.

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October 01, 2016 Filed Jan 5, 2017 14:53 UTC GrantPhantom Stock · Derivative 48.53 $56.11 Strike: $0.00 $2,723.02
Disclosure

SEC source: 0001127602-17-000901 · form5.xml · derivative · entry 3

BADIE RONALD P · CIK 0001264379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,498.88

Underlying: Class A Common Stock · 48.53 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

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October 01, 2016 Filed Jan 5, 2017 14:54 UTC GrantPhantom Stock · Derivative 42.66 $56.11 Strike: $0.00 $2,393.65
Disclosure

SEC source: 0001127602-17-000905 · form5.xml · derivative · entry 3

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141.8

Underlying: Class A Common Stock · 42.66 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

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September 02, 2016 Filed Feb 22, 2018 13:28 UTC
LORD JOHN RDirector
SaleClass A Common Stock 2,000 $62.47 $124,940.00
Disclosure

SEC source: 0001127602-18-007663 · form4.xml · nonDerivative · entry 1

LORD JOHN R · CIK 0001264808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,677

Read SEC document
August 29, 2016 Filed Aug 30, 2016 15:03 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001127602-16-061441 · form4.xml · derivative · entry 3

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2016 Filed Aug 30, 2016 15:03 UTC
Lampo Craig ASR VP & CFO
SaleClass A Common Stock 23,000 $62.08 $1,427,787.10
Disclosure

SEC source: 0001127602-16-061441 · form4.xml · nonDerivative · entry 2

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This transaction was executed in multiple trades ranging from $62.02 to $62.16.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 29, 2016 Filed Aug 30, 2016 15:03 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionClass A Common Stock 30,000 $16.01 $480,150.00
Disclosure

SEC source: 0001127602-16-061441 · form4.xml · nonDerivative · entry 1

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.