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Alto Neuroscience, Inc.

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4755
SEC CIK
0001999480
Parsed reports
70

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2025 Filed Jul 8, 2025 21:22 UTC
Hanley Jr. Michael ConickCHIEF OPERATING OFFICER
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 125,000 Not disclosed Strike: $4.20 Not disclosed
Disclosure

SEC source: 0001999480-25-000065 · wk-form4_1752009762.xml · derivative · entry 6

Hanley Jr. Michael Conick · CIK 0001791413 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2035-02-04

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F5 · derivative.exercise_date: 25% of the shares underlying the option shall vest on February 5, 2026, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:22 UTC
Hanley Jr. Michael ConickCHIEF OPERATING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 125,000 Not disclosed Strike: $2.35 Not disclosed
Disclosure

SEC source: 0001999480-25-000065 · wk-form4_1752009762.xml · derivative · entry 5

Hanley Jr. Michael Conick · CIK 0001791413 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2035-02-04

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F5 · derivative.exercise_date: 25% of the shares underlying the option shall vest on February 5, 2026, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:22 UTC
Hanley Jr. Michael ConickCHIEF OPERATING OFFICER
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 188,000 Not disclosed Strike: $12.40 Not disclosed
Disclosure

SEC source: 0001999480-25-000065 · wk-form4_1752009762.xml · derivative · entry 4

Hanley Jr. Michael Conick · CIK 0001791413 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,000 shares

Expires 2034-05-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F4 · derivative.exercise_date: 25% of the shares underlying the option vested on May 20, 2025, and one forty-eighth (1/48th) of the shares underlying the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:22 UTC
Hanley Jr. Michael ConickCHIEF OPERATING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 188,000 Not disclosed Strike: $2.35 Not disclosed
Disclosure

SEC source: 0001999480-25-000065 · wk-form4_1752009762.xml · derivative · entry 3

Hanley Jr. Michael Conick · CIK 0001791413 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,000

Underlying: Common Stock · 188,000 shares

Expires 2034-05-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F4 · derivative.exercise_date: 25% of the shares underlying the option vested on May 20, 2025, and one forty-eighth (1/48th) of the shares underlying the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:22 UTC
Hanley Jr. Michael ConickCHIEF OPERATING OFFICER
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 8,000 Not disclosed Strike: $14.88 Not disclosed
Disclosure

SEC source: 0001999480-25-000065 · wk-form4_1752009762.xml · derivative · entry 2

Hanley Jr. Michael Conick · CIK 0001791413 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2034-02-28

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:22 UTC
Hanley Jr. Michael ConickCHIEF OPERATING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 8,000 Not disclosed Strike: $2.35 Not disclosed
Disclosure

SEC source: 0001999480-25-000065 · wk-form4_1752009762.xml · derivative · entry 1

Hanley Jr. Michael Conick · CIK 0001791413 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2034-02-28

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:21 UTC
Etkin AmitDirector · PRESIDENT AND CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 215,000 Not disclosed Strike: $4.20 Not disclosed
Disclosure

SEC source: 0001999480-25-000063 · wk-form4_1752009676.xml · derivative · entry 8

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 215,000 shares

Expires 2035-02-04

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F6 · derivative.exercise_date: 25% of the shares underlying the option shall vest on February 5, 2026, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:21 UTC
Etkin AmitDirector · PRESIDENT AND CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 215,000 Not disclosed Strike: $2.35 Not disclosed
Disclosure

SEC source: 0001999480-25-000063 · wk-form4_1752009676.xml · derivative · entry 7

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 215,000 shares

Expires 2035-02-04

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F6 · derivative.exercise_date: 25% of the shares underlying the option shall vest on February 5, 2026, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:21 UTC
Etkin AmitDirector · PRESIDENT AND CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 223,000 Not disclosed Strike: $14.88 Not disclosed
Disclosure

SEC source: 0001999480-25-000063 · wk-form4_1752009676.xml · derivative · entry 6

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 223,000 shares

Expires 2034-02-28

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F5 · derivative.exercise_date: 25% of the shares underlying the option vested on March 1, 2025, and one forty-eighth (1/48th) of the shares underlying the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:21 UTC
Etkin AmitDirector · PRESIDENT AND CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 223,000 Not disclosed Strike: $2.35 Not disclosed
Disclosure

SEC source: 0001999480-25-000063 · wk-form4_1752009676.xml · derivative · entry 5

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,000

Underlying: Common Stock · 223,000 shares

Expires 2034-02-28

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F5 · derivative.exercise_date: 25% of the shares underlying the option vested on March 1, 2025, and one forty-eighth (1/48th) of the shares underlying the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:21 UTC
Etkin AmitDirector · PRESIDENT AND CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 247,290 Not disclosed Strike: $5.30 Not disclosed
Disclosure

SEC source: 0001999480-25-000063 · wk-form4_1752009676.xml · derivative · entry 4

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 247,290 shares

Expires 2033-12-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F4 · derivative.exercise_date: One-third (1/3rd) of the shares underlying the option vested upon the completion of the Issuer's initial public offering and two-thirds (2/3) of the shares underlying the option vest over a period of four years. 25% of the shares underlying the time-based portion vested on December 20, 2024, and 1/48 of the shares underlying the time-based portion vested or shall vest on a monthly basis thereafter, subject to the Reporting Person's continuous service through such vesting date

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:21 UTC
Etkin AmitDirector · PRESIDENT AND CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 247,290 Not disclosed Strike: $2.35 Not disclosed
Disclosure

SEC source: 0001999480-25-000063 · wk-form4_1752009676.xml · derivative · entry 3

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,290

Underlying: Common Stock · 247,290 shares

Expires 2033-12-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F4 · derivative.exercise_date: One-third (1/3rd) of the shares underlying the option vested upon the completion of the Issuer's initial public offering and two-thirds (2/3) of the shares underlying the option vest over a period of four years. 25% of the shares underlying the time-based portion vested on December 20, 2024, and 1/48 of the shares underlying the time-based portion vested or shall vest on a monthly basis thereafter, subject to the Reporting Person's continuous service through such vesting date

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:21 UTC
Etkin AmitDirector · PRESIDENT AND CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 34,620 Not disclosed Strike: $6.23 Not disclosed
Disclosure

SEC source: 0001999480-25-000063 · wk-form4_1752009676.xml · derivative · entry 2

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,620 shares

Expires 2033-04-13

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F1 · derivative.exercise_date: 25% of the shares underlying the option vested on January 1, 2024, and one forty-eighth (1/48th) of the shares underlying the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:21 UTC
Etkin AmitDirector · PRESIDENT AND CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 34,620 Not disclosed Strike: $2.35 Not disclosed
Disclosure

SEC source: 0001999480-25-000063 · wk-form4_1752009676.xml · derivative · entry 1

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,620

Underlying: Common Stock · 34,620 shares

Expires 2033-04-13

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on July 3, 2025 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.35 per share held by continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.35 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. There is no change to the vesting schedules, expiration dates of, or number of shares underlying the repriced options.

F1 · derivative.exercise_date: 25% of the shares underlying the option vested on January 1, 2024, and one forty-eighth (1/48th) of the shares underlying the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:16 UTC GrantStock Option (right to buy) · Derivative 15,287 $0.00 Strike: $2.37 $0.00
Disclosure

SEC source: 0001999480-25-000041 · wk-form4_1747340204.xml · derivative · entry 1

Manji Husseini · CIK 0002009654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,287

Underlying: Common Stock · 15,287 shares

Expires 2035-05-12

F2 · price: The derivative securities were granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.

F1 · derivative.exercise_date: The shares underlying the option shall vest on the earlier of the one-year anniversary of the date of grant and the date of Issuer's next Annual Meeting following the date of grant, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:16 UTC
York GwillDirector
GrantStock Option (right to buy) · Derivative 15,287 $0.00 Strike: $2.37 $0.00
Disclosure

SEC source: 0001999480-25-000038 · wk-form4_1747340169.xml · derivative · entry 1

York Gwill · CIK 0002008499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,287

Underlying: Common Stock · 15,287 shares

Expires 2035-05-12

F2 · price: The derivative securities were granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.

F1 · derivative.exercise_date: The shares underlying the option shall vest on the earlier of the one-year anniversary of the date of grant and the date of Issuer's next Annual Meeting following the date of grant, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:16 UTC GrantStock Option (right to buy) · Derivative 15,287 $0.00 Strike: $2.37 $0.00
Disclosure

SEC source: 0001999480-25-000040 · wk-form4_1747340192.xml · derivative · entry 1

Cox Christopher Nixon · CIK 0002008212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,287

Underlying: Common Stock · 15,287 shares

Expires 2035-05-12

F2 · price: The derivative securities were granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.

F1 · derivative.exercise_date: The shares underlying the option shall vest on the earlier of the one-year anniversary of the date of grant and the date of Issuer's next Annual Meeting following the date of grant, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:16 UTC GrantStock Option (right to buy) · Derivative 15,287 $0.00 Strike: $2.37 $0.00
Disclosure

SEC source: 0001999480-25-000039 · wk-form4_1747340182.xml · derivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,287

Underlying: Common Stock · 15,287 shares

Expires 2035-05-12

F2 · price: The derivative securities were granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.

F1 · derivative.exercise_date: The shares underlying the option shall vest on the earlier of the one-year anniversary of the date of grant and the date of Issuer's next Annual Meeting following the date of grant, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 16:22 UTC
Smith Nicholas ConradCHIEF FINANCIAL OFFICER & CBO
GrantEmployee Stock Option (Right to Buy) · Derivative 135,000 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001999480-25-000015 · wk-form4_1738963337.xml · derivative · entry 1

Smith Nicholas Conrad · CIK 0002009130 · CHIEF FINANCIAL OFFICER & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2035-02-04

F1 · derivative.exercise_date: 25% of the shares underlying the option shall vest on February 5, 2026, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 16:21 UTC
Savitz AdamCHIEF MEDICAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 76,000 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001999480-25-000014 · wk-form4_1738963307.xml · derivative · entry 1

Savitz Adam · CIK 0002008707 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 76,000 shares

Expires 2035-02-04

F1 · derivative.exercise_date: 25% of the shares underlying the option shall vest on February 5, 2026, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:22 UTC
Hanley Jr. Michael ConickCHIEF OPERATING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001999480-25-000016 · wk-form4_1738963366.xml · derivative · entry 1

Hanley Jr. Michael Conick · CIK 0001791413 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2035-02-04

F1 · derivative.exercise_date: 25% of the shares underlying the option shall vest on February 5, 2026, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:21 UTC
Etkin AmitDirector · PRESIDENT AND CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 215,000 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001999480-25-000013 · wk-form4_1738963279.xml · derivative · entry 1

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 215,000 shares

Expires 2035-02-04

F1 · derivative.exercise_date: 25% of the shares underlying the option shall vest on February 5, 2026, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:17 UTC GrantStock Option (right to buy) · Derivative 14,195 $3.17 Strike: $4.38 $44,998.15
Disclosure

SEC source: 0001999480-25-000005 · wk-form4_1736198252.xml · derivative · entry 1

Manji Husseini · CIK 0002009654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,195

Underlying: Common Stock · 14,195 shares

Expires 2035-01-01

F2 · price: This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of retainer fees of $45,000.

F1 · derivative.exercise_date: 3,548 shares underlying the option shall vest on March 31, 2025, and 3,549 shares underlying the option shall vest on each of June 30, 2025, September 30, 2025 and December 31, 2025, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:18 UTC
York GwillDirector
GrantStock Option (right to buy) · Derivative 19,558 $3.17 Strike: $4.38 $61,998.86
Disclosure

SEC source: 0001999480-25-000006 · wk-form4_1736198292.xml · derivative · entry 1

York Gwill · CIK 0002008499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,558

Underlying: Common Stock · 19,558 shares

Expires 2035-01-01

F2 · price: This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of retainer fees of $62,000.

F1 · derivative.exercise_date: 4,889 shares underlying the option shall vest on March 31, 2025, 4,890 shares underlying the option shall vest on June 30, 2025, 4,889 shares underlying the option shall vest on September 30, 2025 and 4,890 shares underlying the option shall vest on December 31, 2025, subject to the Reporting Person's continuous service through each such vesting date.

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January 02, 2025 Filed Jan 6, 2025 21:17 UTC GrantStock Option (right to buy) · Derivative 25,236 $3.17 Strike: $4.38 $79,998.12
Disclosure

SEC source: 0001999480-25-000004 · wk-form4_1736198217.xml · derivative · entry 1

Cox Christopher Nixon · CIK 0002008212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,236

Underlying: Common Stock · 25,236 shares

Expires 2035-01-01

F2 · price: This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of retainer fees of $80,000.

F1 · derivative.exercise_date: 6,309 shares underlying the option shall vest on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
July 10, 2024 Filed Jul 11, 2024 16:15 UTC
Savitz AdamCHIEF MEDICAL OFFICER
PurchaseCommon Stock 2,931 $13.22 $38,747.82
Disclosure

SEC source: 0001415889-24-019488 · form4-07112024_040701.xml · nonDerivative · entry 3

Savitz Adam · CIK 0002008707 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 39,851

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.04 to $13.30 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are directly held by Robert L. Friedman 2003 Long-Term Trust fbo Lisa Savitz (the "Friedman Trust"). The spouse of the Reporting Person is the beneficiary of the Friedman Trust, and the Reporting Person may be deemed to share beneficial ownership of the securities held by the Friedman Trust.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 16:15 UTC
Savitz AdamCHIEF MEDICAL OFFICER
PurchaseCommon Stock 1,388 $13.15 $18,252.20
Disclosure

SEC source: 0001415889-24-019488 · form4-07112024_040701.xml · nonDerivative · entry 2

Savitz Adam · CIK 0002008707 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 36,920

F2 · ownership.nature: The shares are directly held by Robert L. Friedman 2003 Long-Term Trust fbo Lisa Savitz (the "Friedman Trust"). The spouse of the Reporting Person is the beneficiary of the Friedman Trust, and the Reporting Person may be deemed to share beneficial ownership of the securities held by the Friedman Trust.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 16:15 UTC
Savitz AdamCHIEF MEDICAL OFFICER
PurchaseCommon Stock 10,681 $12.53 $133,832.93
Disclosure

SEC source: 0001415889-24-019488 · form4-07112024_040701.xml · nonDerivative · entry 1

Savitz Adam · CIK 0002008707 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 35,532

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.05 to $13.04 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are directly held by Robert L. Friedman 2003 Long-Term Trust fbo Lisa Savitz (the "Friedman Trust"). The spouse of the Reporting Person is the beneficiary of the Friedman Trust, and the Reporting Person may be deemed to share beneficial ownership of the securities held by the Friedman Trust.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:19 UTC
Hanley Jr. Michael ConickChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 188,000 $0.00 Strike: $12.40 $0.00
Disclosure

SEC source: 0001415889-24-014118 · form4-05222024_090504.xml · derivative · entry 1

Hanley Jr. Michael Conick · CIK 0001791413 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,000

Underlying: Common Stock · 188,000 shares

Expires 2034-05-19

F1 · derivative.exercise_date: 25% of the shares underlying the option shall vest on May 20, 2025, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:15 UTC
Smith Nicholas ConradCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 4,550 $16.56 $75,348.00
Disclosure

SEC source: 0001415889-24-009533 · form4-04012024_040402.xml · nonDerivative · entry 2

Smith Nicholas Conrad · CIK 0002009130 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,866

Read SEC document
March 28, 2024 Filed Apr 1, 2024 16:15 UTC
Smith Nicholas ConradCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 1,600 $15.80 $25,280.00
Disclosure

SEC source: 0001415889-24-009533 · form4-04012024_040402.xml · nonDerivative · entry 1

Smith Nicholas Conrad · CIK 0002009130 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,316

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:49 UTC GrantStock Option (right to buy) · Derivative 1,590 $10.21 Strike: $13.76 $16,238.67
Disclosure

SEC source: 0001415889-24-007643 · form4-03122024_080330.xml · derivative · entry 2

Radhakrishnan Maha · CIK 0002013423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590

Underlying: Common Stock · 1,590 shares

Expires 2034-03-07

F3 · price: This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of retainer fees of $16,263.74.

F2 · derivative.exercise_date: 123 shares underlying the option shall vest on March 31, 2024, and 489 shares underlying the option shall vest on each of June 30, 2024, September 30, 2024 and December 31, 2024, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:49 UTC GrantStock Option (right to buy) · Derivative 30,574 $0.00 Strike: $13.76 $0.00
Disclosure

SEC source: 0001415889-24-007643 · form4-03122024_080330.xml · derivative · entry 1

Radhakrishnan Maha · CIK 0002013423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,574

Underlying: Common Stock · 30,574 shares

Expires 2034-03-07

F1 · derivative.exercise_date: The shares underlying the option shall vest in 36 equal monthly installments commencing on April 8, 2024, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 18:00 UTC
Smith Nicholas ConradCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001415889-24-006823 · form4-03052024_060303.xml · derivative · entry 2

Smith Nicholas Conrad · CIK 0002009130 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-02-28

F3 · derivative.exercise_date: 25% of the shares underlying the option shall vest on March 1, 2025, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 18:00 UTC
Smith Nicholas ConradCHIEF FINANCIAL OFFICER
GrantCommon Stock 19,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006823 · form4-03052024_060303.xml · nonDerivative · entry 1

Smith Nicholas Conrad · CIK 0002009130 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,716

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in two equal installments on September 1, 2025 and March 1, 2026, subject to the Reporting Person's continuous service through each such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 18:00 UTC
Savitz AdamCHIEF MEDICAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 73,000 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001415889-24-006824 · form4-03052024_060306.xml · derivative · entry 1

Savitz Adam · CIK 0002008707 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,000

Underlying: Common Stock · 73,000 shares

Expires 2034-02-28

F1 · derivative.exercise_date: 25% of the shares underlying the option shall vest on March 1, 2025, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:00 UTC
Etkin AmitDirector · PRESIDENT AND CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 223,000 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001415889-24-006822 · form4-03052024_060301.xml · derivative · entry 2

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,000

Underlying: Common Stock · 223,000 shares

Expires 2034-02-28

F3 · derivative.exercise_date: 25% of the shares underlying the option shall vest on March 1, 2025, and one forty-eighth (1/48th) of the shares underlying the option shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:00 UTC
Etkin AmitDirector · PRESIDENT AND CEO
GrantCommon Stock 34,711 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006822 · form4-03052024_060301.xml · nonDerivative · entry 1

Etkin Amit · CIK 0002007795 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,240,176

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in two equal installments on September 1, 2025 and March 1, 2026, subject to the Reporting Person's continuous service through each such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 16:40 UTC
Smith Nicholas ConradCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 1,563 $16.00 $25,008.00
Disclosure

SEC source: 0001415889-24-002940 · form4-02072024_090252.xml · nonDerivative · entry 1

Smith Nicholas Conrad · CIK 0002009130 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,563

Read SEC document
February 06, 2024 Filed Feb 7, 2024 16:38 UTC
Savitz AdamCHIEF MEDICAL OFFICER
ConversionSeries B Preferred Stock · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002936 · form4-02072024_090257.xml · derivative · entry 3

Savitz Adam · CIK 0002008707 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 7,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

F2 · ownership.nature: The shares are directly held by Robert L. Friedman 2003 Long-Term Trust fbo Lisa Savitz (the "Friedman Trust"). The spouse of the Reporting Person is the beneficiary of the Friedman Trust, and the Reporting Person may be deemed to share beneficial ownership of the securities held by the Friedman Trust.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 16:38 UTC
Savitz AdamCHIEF MEDICAL OFFICER
PurchaseCommon Stock 17,000 $16.00 $272,000.00
Disclosure

SEC source: 0001415889-24-002936 · form4-02072024_090257.xml · nonDerivative · entry 2

Savitz Adam · CIK 0002008707 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 24,851

F2 · ownership.nature: The shares are directly held by Robert L. Friedman 2003 Long-Term Trust fbo Lisa Savitz (the "Friedman Trust"). The spouse of the Reporting Person is the beneficiary of the Friedman Trust, and the Reporting Person may be deemed to share beneficial ownership of the securities held by the Friedman Trust.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 16:38 UTC
Savitz AdamCHIEF MEDICAL OFFICER
ConversionCommon Stock 7,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-002936 · form4-02072024_090257.xml · nonDerivative · entry 1

Savitz Adam · CIK 0002008707 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

F2 · ownership.nature: The shares are directly held by Robert L. Friedman 2003 Long-Term Trust fbo Lisa Savitz (the "Friedman Trust"). The spouse of the Reporting Person is the beneficiary of the Friedman Trust, and the Reporting Person may be deemed to share beneficial ownership of the securities held by the Friedman Trust.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 21:41 UTC
York GwillDirector
ConversionSeries A Preferred Stock · Derivative 53,196 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002942 · form4-02072024_090216.xml · derivative · entry 2

York Gwill · CIK 0002008499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and had no expiration date.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 21:41 UTC
York GwillDirector
ConversionCommon Stock 23,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-002942 · form4-02072024_090216.xml · nonDerivative · entry 1

York Gwill · CIK 0002008499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and had no expiration date.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 16:35 UTC ConversionSeries C Preferred Stock · Derivative 18,794 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002932 · form4-02072024_090224.xml · derivative · entry 4

Chen Po Yu (Jeff) · CIK 0002008609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series C Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and had no expiration date.

F2 · derivative.exercise_date: Each share of Series C Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and had no expiration date.

F2 · derivative.expiration_date: Each share of Series C Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and had no expiration date.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 16:35 UTC ConversionSeries B Preferred Stock · Derivative 83,333 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002932 · form4-02072024_090224.xml · derivative · entry 3

Chen Po Yu (Jeff) · CIK 0002008609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 16:35 UTC ConversionCommon Stock 8,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-002932 · form4-02072024_090224.xml · nonDerivative · entry 2

Chen Po Yu (Jeff) · CIK 0002008609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Series C Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and had no expiration date.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 16:35 UTC ConversionCommon Stock 39,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-002932 · form4-02072024_090224.xml · nonDerivative · entry 1

Chen Po Yu (Jeff) · CIK 0002008609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 21:39 UTC ConversionSeries C Preferred Stock · Derivative 281,917 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002938 · form4-02072024_090202.xml · derivative · entry 4

Cox Christopher Nixon · CIK 0002008212 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightswitch Capital Fund I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 126,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series C Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and has no expiration date.

F3 · derivative.exercise_date: Each share of Series C Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and has no expiration date.

F3 · derivative.expiration_date: Each share of Series C Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.2241 for 1 basis and has no expiration date.

F2 · ownership.nature: The shares are directly held by Lightswitch Capital Fund I, L.P. ("Lightswitch Capital"), of which Lightswitch Capital GP, LLC ("Lightswitch GP") is the sole general partner and exercises voting and investment power over these shares. The Reporting Person is the Chief Executive Officer of Lightswitch GP and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 21:39 UTC ConversionSeries B Preferred Stock · Derivative 1,250,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002938 · form4-02072024_090202.xml · derivative · entry 3

Cox Christopher Nixon · CIK 0002008212 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightswitch Capital Fund I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 588,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, and automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering on a 2.1226069 for 1 basis and had no expiration date.

F2 · ownership.nature: The shares are directly held by Lightswitch Capital Fund I, L.P. ("Lightswitch Capital"), of which Lightswitch Capital GP, LLC ("Lightswitch GP") is the sole general partner and exercises voting and investment power over these shares. The Reporting Person is the Chief Executive Officer of Lightswitch GP and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.