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Anixa Biosciences Inc

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Tapewire entity
6698
SEC CIK
0000715446
Parsed reports
211

Last 12 months

Inside the activity.

18 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202680
Aug 202600
Sep 202670
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2017 Filed Sep 8, 2017 17:59 UTC
KUMAR AMITDirector · Chief Executive Officer
GrantEmployee Stock Option · Derivative 106,667 Not disclosed Strike: $0.67 Not disclosed
Disclosure

SEC source: 0001513162-17-000253 · primary_doc.xml · derivative · entry 4

KUMAR AMIT · CIK 0001191905 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,667

Underlying: Common Stock · 106,667 shares

Expires 2022-09-19

F1 · kind: These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options.

F1 · price: These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options.

F3 · derivative.exercise_date: The option was originally granted September 19, 2012 and vested as follows: (i) 106,667 shares upon the achievement of certain performance criteria; and (ii) 213,333 shares in two equal installments if the average closing price of the Company's common stock exceeds certain specified levels.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 17:59 UTC
KUMAR AMITDirector · Chief Executive Officer
Disposition to issuerEmployee Stock Option · Derivative 106,667 Not disclosed Strike: $2.58 Not disclosed
Disclosure

SEC source: 0001513162-17-000253 · primary_doc.xml · derivative · entry 3

KUMAR AMIT · CIK 0001191905 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,667 shares

Expires 2022-09-19

F1 · kind: These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options.

F1 · price: These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options.

F3 · derivative.exercise_date: The option was originally granted September 19, 2012 and vested as follows: (i) 106,667 shares upon the achievement of certain performance criteria; and (ii) 213,333 shares in two equal installments if the average closing price of the Company's common stock exceeds certain specified levels.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 17:59 UTC
KUMAR AMITDirector · Chief Executive Officer
GrantEmployee Stock Option · Derivative 320,000 Not disclosed Strike: $0.67 Not disclosed
Disclosure

SEC source: 0001513162-17-000253 · primary_doc.xml · derivative · entry 2

KUMAR AMIT · CIK 0001191905 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,000

Underlying: Common Stock · 320,000 shares

Expires 2022-09-19

F1 · kind: These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options.

F1 · price: These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options.

F2 · derivative.exercise_date: The option was originally granted on September 19, 2012 and vested in 36 equal monthly installments beginning on October 31, 2012.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 17:59 UTC
KUMAR AMITDirector · Chief Executive Officer
Disposition to issuerEmployee Stock Option · Derivative 320,000 Not disclosed Strike: $2.58 Not disclosed
Disclosure

SEC source: 0001513162-17-000253 · primary_doc.xml · derivative · entry 1

KUMAR AMIT · CIK 0001191905 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 320,000 shares

Expires 2022-09-19

F1 · kind: These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options.

F1 · price: These transactions involved an amendment of outstanding stock options for the sole purpose of lowering the exercise price, resulting in the deemed cancellation of the "old" options and the grant of replacement options. All of the other terms of the options remain the same, including without limitation, the number of shares underlying the options, the vesting periods of the options, and the expiration dates of the options.

F2 · derivative.exercise_date: The option was originally granted on September 19, 2012 and vested in 36 equal monthly installments beginning on October 31, 2012.

Read SEC document
July 06, 2017 Filed Jul 25, 2017 16:33 UTC
Catelani MichaelChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001513162-17-000212 · primary_doc.xml · derivative · entry 1

Catelani Michael · CIK 0001689394 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2027-07-06

F1 · security: Right-To-Buy, pursuant to the ITUS Corporation 2010 Share Incentive Plan.

F2 · derivative.exercise_date: The option vests and become exercisable as follows: 25% on July 6, 2018 and the remainder over twelve (12) equal quarterly installments beginning October 31, 2018.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 11:11 UTC
KUMAR AMITDirector
PurchaseCommon Stock 10,000 $0.90 $9,000.00
Disclosure

SEC source: 0001513162-17-000184 · primary_doc.xml · nonDerivative · entry 1

KUMAR AMIT · CIK 0001191905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,408

Read SEC document
June 02, 2017 Filed Jun 5, 2017 10:52 UTC
BERMAN ROBERT ANDREWDirector · President & CEO
PurchaseCommon Stock 9,900 $0.88 $8,712.00
Disclosure

SEC source: 0001513162-17-000183 · primary_doc.xml · nonDerivative · entry 2

BERMAN ROBERT ANDREW · CIK 0001258360 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,553

Read SEC document
June 02, 2017 Filed Jun 5, 2017 10:52 UTC
BERMAN ROBERT ANDREWDirector · President & CEO
PurchaseCommon Stock 100 $0.85 $85.00
Disclosure

SEC source: 0001513162-17-000183 · primary_doc.xml · nonDerivative · entry 1

BERMAN ROBERT ANDREW · CIK 0001258360 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,653

Read SEC document
June 02, 2017 Filed Jun 5, 2017 10:39 UTC
KUMAR AMITDirector
PurchaseCommon Stock 8,078 $0.88 $7,108.64
Disclosure

SEC source: 0001513162-17-000182 · primary_doc.xml · nonDerivative · entry 3

KUMAR AMIT · CIK 0001191905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,408

Read SEC document
June 02, 2017 Filed Jun 5, 2017 10:39 UTC
KUMAR AMITDirector
PurchaseCommon Stock 1,422 $0.87 $1,237.14
Disclosure

SEC source: 0001513162-17-000182 · primary_doc.xml · nonDerivative · entry 2

KUMAR AMIT · CIK 0001191905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,330

Read SEC document
June 02, 2017 Filed Jun 5, 2017 10:39 UTC
KUMAR AMITDirector
PurchaseCommon Stock 500 $0.86 $430.00
Disclosure

SEC source: 0001513162-17-000182 · primary_doc.xml · nonDerivative · entry 1

KUMAR AMIT · CIK 0001191905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,908

Read SEC document
April 03, 2017 Filed Apr 4, 2017 19:56 UTC
BERMAN ROBERT ANDREWPresident and CEO
OtherSubscription Right · Derivative 5,995 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001513162-17-000104 · primary_doc.xml · derivative · entry 2

BERMAN ROBERT ANDREW · CIK 0001258360 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,995 shares

Expires not disclosed

F1 · security: ITUS Corporation distributed to holders of its common stock and certain warrants, non-transferrable subscription rights to purchase one share of common stock for each share of common stock held on March 1, 2017. The rights offering expired on March 24, 2017, but the company did not close the rights offering until April 3, 2017.

F1 · derivative.expiration_date: ITUS Corporation distributed to holders of its common stock and certain warrants, non-transferrable subscription rights to purchase one share of common stock for each share of common stock held on March 1, 2017. The rights offering expired on March 24, 2017, but the company did not close the rights offering until April 3, 2017.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 19:56 UTC
BERMAN ROBERT ANDREWPresident and CEO
OtherCommon Stock 5,995 $2.38 $14,268.10
Disclosure

SEC source: 0001513162-17-000104 · primary_doc.xml · nonDerivative · entry 1

BERMAN ROBERT ANDREW · CIK 0001258360 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,553

Read SEC document
January 03, 2017 Filed Jan 10, 2017 20:15 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 12,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001513162-17-000015 · primary_doc.xml · derivative · entry 1

MONAHAN JOHN J · CIK 0001257825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2017-01-03

F1 · security: Right-To-Buy, pursuant to the ITUS Corporation 2010 Share Incentive Plan.

F2 · derivative.exercise_date: options vest and become exercisable in four (4) equal installments on each March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017.

Read SEC document
January 03, 2017 Filed Jan 11, 2017 10:53 UTC
Fox DaleDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001513162-17-000017 · primary_doc.xml · derivative · entry 1

Fox Dale · CIK 0001617902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-01-03

F1 · security: Right-To-Buy, pursuant to the ITUS Corporation 2010 Share Incentive Plan.

F2 · derivative.exercise_date: The options vest and become exercisable in four (4) equal installments on each March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017

Read SEC document
January 03, 2017 Filed Jan 11, 2017 10:39 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001513162-17-000016 · primary_doc.xml · derivative · entry 1

Baskies Arnold M · CIK 0001683567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-01-03

F1 · security: Right-To-Buy, pursuant to the ITUS Corporation 2010 Share Incentive Plan.

F2 · derivative.exercise_date: The options vest and become exercisable in four (4) equal installments on each March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017.

Read SEC document
January 03, 2017 Filed Sep 11, 2017 09:12 UTC Amendment GrantEmployee Stock Options (Right to Buy) · Derivative 12,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001513162-17-000260 · primary_doc.xml · derivative · entry 1

MONAHAN JOHN J · CIK 0001257825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-01-03

F1 · security: Right-To-Buy, pursuant to the ITUS Corporation 2010 Share Incentive Plan.

F3 · security: This Form 4/A is being filed to correct a typo in the expiration date column to reflect that the Employee Stock Option expires on January 3, 2027, not January 3, 2017.

F2 · derivative.exercise_date: options vest and become exercisable in four (4) equal installments on each March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 15:31 UTC
Catelani MichaelChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.85 $0.00
Disclosure

SEC source: 0001513162-16-001082 · primary_doc.xml · derivative · entry 1

Catelani Michael · CIK 0001689394 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-11-15

F1 · security: Right-To-Buy, pursuant to the ITUS Corporation 2010 Share Incentive Plan.

F2 · derivative.exercise_date: The option vest one third on November 15, 2017 and two thirds vest quarterly over two years commencing November 15, 2017.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:36 UTC
HERMS HENRY PVP, Finance & CFO
Exercise / conversionEmployee Stock Option · Derivative 2,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001513162-16-001040 · primary_doc.xml · derivative · entry 3

HERMS HENRY P · CIK 0001232304 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2016-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right-To-Buy, pursuant to the ITUS Corporation 2003 Share Incentive Plan.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:36 UTC
HERMS HENRY PVP, Finance & CFO
Disposition to issuerCommon Stock 804 $6.40 $5,145.60
Disclosure

SEC source: 0001513162-16-001040 · primary_doc.xml · nonDerivative · entry 2

HERMS HENRY P · CIK 0001232304 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,321

F1 · shares: The exercise of the option was net settled with the Company and 804 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:36 UTC
HERMS HENRY PVP, Finance & CFO
Exercise / conversionCommon Stock 2,000 $2.58 $5,150.00
Disclosure

SEC source: 0001513162-16-001040 · primary_doc.xml · nonDerivative · entry 1

HERMS HENRY P · CIK 0001232304 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of the option was net settled with the Company and 804 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.