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ANIK

Anika Therapeutics, Inc.

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6005
SEC CIK
0000898437
Parsed reports
226

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202610
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2018 Filed Mar 2, 2018 21:06 UTC
Cheung SylviaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 7,788 $0.00 Strike: $50.13 $0.00
Disclosure

SEC source: 0001171843-18-001658 · formfour.xml · derivative · entry 1

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

Underlying: Common Stock · 7,788 shares

Expires 2027-01-27

F1 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 27, 2017, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3.

F2 · date: On March 2, 2018, the Compensation Committee determined and certified that 55% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3.

F3 · derivative.exercise_date: The stock options vest in three equal installments on the following dates: March 2, 2018, January 1, 2019, and January 1, 2020.

Read SEC document
March 02, 2018 Filed Mar 2, 2018 21:06 UTC
SHERWOOD CHARLES HDirector · CEO and Director
GrantStock Option (Right to Buy) · Derivative 27,984 $0.00 Strike: $50.13 $0.00
Disclosure

SEC source: 0001171843-18-001655 · formfour.xml · derivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,984

Underlying: Common Stock · 27,984 shares

Expires 2027-01-27

F1 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 27, 2017, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3.

F2 · date: On March 2, 2018, the Compensation Committee determined and certified that 55% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3.

F3 · derivative.exercise_date: The stock options vest in three equal installments on the following dates: March 2, 2018, January 1, 2019, and January 1, 2020.

Read SEC document
March 02, 2018 Filed Mar 2, 2018 21:06 UTC
Hague RichardChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 7,788 $0.00 Strike: $50.13 $0.00
Disclosure

SEC source: 0001171843-18-001657 · formfour.xml · derivative · entry 1

Hague Richard · CIK 0001656557 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

Underlying: Common Stock · 7,788 shares

Expires 2027-01-27

F1 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 27, 2017, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3.

F2 · date: On March 2, 2018, the Compensation Committee determined and certified that 55% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3.

F3 · derivative.exercise_date: The stock options vest in three equal installments on the following dates: March 2, 2018, January 1, 2019, and January 1, 2020.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:12 UTC GrantCommon Stock 1,626 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-000697 · form4wheeler.xml · nonDerivative · entry 3

WHEELER STEVE E · CIK 0001250755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,594

F3 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:10 UTC GrantCommon Stock 1,626 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-000696 · formfour.xml · nonDerivative · entry 1

Thompson Jeffery S · CIK 0001510398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,843

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:09 UTC
SHERWOOD CHARLES HDirector · CEO and Director
GrantCommon Stock 57,100 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-000695 · formfour.xml · nonDerivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,891

F1 · security: Restricted stock awards vest in four equal annual installments beginning January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:09 UTC GrantCommon Stock 1,626 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-000694 · formfour.xml · nonDerivative · entry 1

Larsen Glenn R. · CIK 0001633737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,103

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:08 UTC GrantCommon Stock 1,626 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-000693 · formfour.xml · nonDerivative · entry 1

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,150

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:07 UTC
Finnerty ThomasChief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 6,700 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-18-000691 · formfour.xml · derivative · entry 1

Finnerty Thomas · CIK 0001720871 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 6,700 shares

Expires 2028-01-24

F1 · derivative.exercise_date: The stock options vest in four equal annual installments beginning January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:06 UTC
Cheung SylviaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 21,400 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-18-000689 · formfour.xml · derivative · entry 1

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,400

Underlying: Common Stock · 21,400 shares

Expires 2028-01-24

F1 · derivative.exercise_date: The stock options vest in four equal annual installments beginning January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:08 UTC
Hague RichardChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 10,700 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-18-000692 · formfour.xml · derivative · entry 1

Hague Richard · CIK 0001656557 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Underlying: Common Stock · 10,700 shares

Expires 2028-01-24

F1 · derivative.exercise_date: The stock options vest in four equal annual installments beginning January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:06 UTC GrantStock Option (Right to Buy) · Derivative 21,400 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-18-000690 · formfour.xml · derivative · entry 1

Darling Joseph G · CIK 0001433556 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,400

Underlying: Common Stock · 21,400 shares

Expires 2028-01-24

F1 · derivative.exercise_date: The stock options vest in four equal annual installments beginning January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:06 UTC GrantCommon Stock 1,626 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-000688 · formfour.xml · nonDerivative · entry 1

BOWER JOSEPH I · CIK 0001227947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,162

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 24, 2019.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:05 UTC
Ahn Edward S.Chief Tech & Strategy Officer
GrantStock Option (Right to Buy) · Derivative 13,400 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-18-000687 · formfour.xml · derivative · entry 1

Ahn Edward S. · CIK 0001623597 · Chief Tech & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

Underlying: Common Stock · 13,400 shares

Expires 2028-01-24

F1 · derivative.exercise_date: The stock options vest in four equal annual installments beginning January 24, 2019.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:05 UTC
Hague RichardChief Commercial Officer
SaleCommon Stock 5,250 $54.48 $286,020.00
Disclosure

SEC source: 0001171843-17-007396 · formfour.xml · nonDerivative · entry 1

Hague Richard · CIK 0001656557 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,650

F1 · price: On November 30, 2017, Mr. Hague sold 5,250 shares in multiple trades ranging from $54.20 to $54.98. The price reported above reflects the weighted average sale price. Mr. Hague undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:11 UTC
Finnerty ThomasChief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 17,000 $0.00 Strike: $54.09 $0.00
Disclosure

SEC source: 0001171843-17-006489 · formfour.xml · derivative · entry 2

Finnerty Thomas · CIK 0001720871 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2017-10-30

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning October 30, 2018.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:11 UTC
Finnerty ThomasChief Human Resources Officer
GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001171843-17-006489 · formfour.xml · nonDerivative · entry 1

Finnerty Thomas · CIK 0001720871 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

F1 · security: The restricted stock awards vest in three equal annual installments beginning October 30, 2018.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:06 UTC
SHERWOOD CHARLES HDirector · CEO and Director
SaleCommon Stock 3,278 $60.04 $196,811.12
Disclosure

SEC source: 0001171843-17-006332 · formfour.xml · nonDerivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,791

F1 · price: On October 24, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on February 21, 2017, Dr. Sherwood sold 3,278 shares in multiple trades ranging from $60.00 to $60.10. The price reported above reflects the weighted average sale price. Dr. Sherwood undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 23, 2017 Filed Oct 24, 2017 20:05 UTC
SHERWOOD CHARLES HDirector · CEO and Director
SaleCommon Stock 22,228 $60.06 $1,335,013.68
Disclosure

SEC source: 0001171843-17-006236 · formfour.xml · nonDerivative · entry 2

SHERWOOD CHARLES H · CIK 0001244298 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,069

F2 · price: On October 23, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on February 21, 2017, Dr. Sherwood sold 22,228 shares in multiple trades ranging from $60.00 to $60.22. The price reported above reflects the weighted average sale price. Dr. Sherwood undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:05 UTC
SHERWOOD CHARLES HDirector · CEO and Director
SaleCommon Stock 5,991 $60.04 $359,699.64
Disclosure

SEC source: 0001171843-17-006236 · formfour.xml · nonDerivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,297

F1 · price: On October 20, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on February 21, 2017, Dr. Sherwood sold 5,991 shares in multiple trades ranging from $60.00 to $60.13. The price reported above reflects the weighted average sale price. Dr. Sherwood undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 20:05 UTC
SHERWOOD CHARLES HDirector · CEO and Director
SaleCommon Stock 3,293 $60.04 $197,711.72
Disclosure

SEC source: 0001171843-17-006128 · formfour.xml · nonDerivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · price: On October 16, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on February 21, 2017, Dr. Sherwood sold 3,293 shares in multiple trades ranging from $60.00 to $60.14. The price reported above reflects the weighted average sale price. Dr. Sherwood undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 20:05 UTC
SHERWOOD CHARLES HDirector · CEO and Director
SaleCommon Stock 5,216 $60.11 $313,533.76
Disclosure

SEC source: 0001171843-17-006079 · formfour.xml · nonDerivative · entry 2

SHERWOOD CHARLES H · CIK 0001244298 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,581

F2 · price: On October 13, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on February 21, 2017, Dr. Sherwood sold 5,216 shares in multiple trades ranging from $60.00 to $60.17. The price reported above reflects the weighted average sale price. Dr. Sherwood undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 20:05 UTC
SHERWOOD CHARLES HDirector · CEO and Director
SaleCommon Stock 1,908 $60.00 $114,480.00
Disclosure

SEC source: 0001171843-17-006079 · formfour.xml · nonDerivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,797

F1 · price: On October 12, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on February 21, 2017, Dr. Sherwood sold 1,908 shares in a single trade at $60.00.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:15 UTC
SHERWOOD CHARLES HDirector · CEO and Director
SaleCommon Stock 63,799 $50.79 $3,240,351.21
Disclosure

SEC source: 0001171843-17-004472 · formfour.xml · nonDerivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,705

F1 · price: On July 27, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on February 21, 2017, Dr. Sherwood sold 63,799 shares in multiple trades ranging from $50.00 to $52.05. The price reported above reflects the weighted average sale price. Dr. Sherwood undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:10 UTC GrantStock Option (Right to Buy) · Derivative 41,609 $0.00 Strike: $51.70 $0.00
Disclosure

SEC source: 0001171843-17-004467 · formfour.xml · derivative · entry 2

Darling Joseph G · CIK 0001433556 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,609

Underlying: Common Stock · 41,609 shares

Expires 2027-07-27

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning July 27, 2018.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:10 UTC GrantCommon Stock 14,506 $0.00 $0.00
Disclosure

SEC source: 0001171843-17-004467 · formfour.xml · nonDerivative · entry 1

Darling Joseph G · CIK 0001433556 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,506

F1 · security: Restricted stock awards vest in three equal annual installments beginning July 27, 2018.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:30 UTC
SHERWOOD CHARLES HDirector · President, CEO, Director
SaleCommon Stock 8,236 $50.06 $412,294.16
Disclosure

SEC source: 0001171843-17-003991 · formfour.xml · nonDerivative · entry 2

SHERWOOD CHARLES H · CIK 0001244298 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,504

F2 · price: On July 5, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on February 21, 2017, Dr. Sherwood sold 8,236 shares in multiple trades ranging from $50.00 to $50.25. The price reported above reflects the weighted average sale price. Dr. Sherwood undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 22:30 UTC
SHERWOOD CHARLES HDirector · President, CEO, Director
SaleCommon Stock 5,965 $50.00 $298,250.00
Disclosure

SEC source: 0001171843-17-003991 · formfour.xml · nonDerivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,740

F1 · price: On July 3, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on February 21, 2017, Dr. Sherwood sold 5,965 shares in multiple trades ranging from $50.00 to $50.02. The price reported above reflects the weighted average sale price. Dr. Sherwood undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 22, 2017 Filed May 23, 2017 20:56 UTC SaleCommon Stock 9,628 $47.37 $456,078.36
Disclosure

SEC source: 0001171843-17-003274 · formfour.xml · nonDerivative · entry 2

Thompson Jeffery S · CIK 0001510398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,217

F2 · price: Represents the weighted average sales price. The shares were sold on 5/22/2017 at prices ranging from $47.25 to $47.45 per share. Full information regarding the number of shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
May 19, 2017 Filed May 23, 2017 20:56 UTC SaleCommon Stock 1,097 $47.58 $52,195.26
Disclosure

SEC source: 0001171843-17-003274 · formfour.xml · nonDerivative · entry 1

Thompson Jeffery S · CIK 0001510398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,845

F1 · price: Represents the weighted average sales price. The shares were sold on 5/19/2017 at prices ranging from $47.56 to $47.61 per share. Full information regarding the number of shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:07 UTC
SHERWOOD CHARLES HDirector · President, CEO, Director
GrantStock Option (Right to Buy) · Derivative 39,375 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001171843-17-001208 · formfour.xml · derivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,375

Underlying: Common Stock · 39,375 shares

Expires 2026-02-04

F1 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, February 4, 2016, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3.

F2 · date: On February 24, 2017, the Compensation Committee determined and certified that 125% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3.

F3 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 24, 2017, January 1, 2018, January 1, 2019 and January 1, 2020.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:06 UTC
Hague RichardChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001171843-17-001207 · formfour.xml · derivative · entry 1

Hague Richard · CIK 0001656557 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2026-02-04

F1 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, February 4, 2016, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3.

F2 · date: On February 24, 2017, the Compensation Committee determined and certified that 125% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3.

F3 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 24, 2017, January 1, 2018, January 1, 2019 and January 1, 2020.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:06 UTC
Cheung SylviaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001171843-17-001206 · formfour.xml · derivative · entry 1

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2026-02-03

F1 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, February 4, 2016, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3.

F2 · date: On February 24, 2017, the Compensation Committee determined and certified that 125% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3.

F3 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 24, 2017, January 1, 2018, January 1, 2019 and January 1, 2020.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:05 UTC
Ahn Edward S.Chief Tech & Strategy Officer
GrantStock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001171843-17-001205 · formfour.xml · derivative · entry 2

Ahn Edward S. · CIK 0001623597 · Chief Tech & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2026-02-04

F1 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, February 4, 2016, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3.

F2 · date: On February 24, 2017, the Compensation Committee determined and certified that 125% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3.

F3 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 24, 2017, January 1, 2018, January 1, 2019 and January 1, 2020.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:05 UTC
Ahn Edward S.Chief Tech & Strategy Officer
SaleCommon Stock 640 $49.47 $31,660.80
Disclosure

SEC source: 0001171843-17-001205 · formfour.xml · nonDerivative · entry 1

Ahn Edward S. · CIK 0001623597 · Chief Tech & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,260

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC SaleCommon Stock 2,635 $49.08 $129,325.80
Disclosure

SEC source: 0001171843-17-001109 · f4_land022417.xml · nonDerivative · entry 1

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,524

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Cheung SylviaChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 807 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001171843-17-001108 · f4_cheung022417.xml · derivative · entry 9

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercise of 807 stock options granted on June 7, 2011 that were fully vested.

F4 · derivative.expiration_date: Exercise of 807 stock options granted on June 7, 2011 that were fully vested.

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February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Cheung SylviaChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 4,193 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001171843-17-001108 · f4_cheung022417.xml · derivative · entry 8

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 4,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercise of 4,193 stock options granted on June 7, 2011 that are fully vested.

F3 · derivative.expiration_date: Exercise of 4,193 stock options granted on June 7, 2011 that are fully vested.

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February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Cheung SylviaChief Financial Officer
Exercise / conversionStock Appreciation Rights · Derivative 5,000 $0.00 Strike: $10.99 $0.00
Disclosure

SEC source: 0001171843-17-001108 · f4_cheung022417.xml · derivative · entry 7

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of stock appreciation rights ("SARS") granted on January 31, 2008, which vested in full on such date, and expiring on January 31, 2018.

F1 · derivative.expiration_date: Exercise of stock appreciation rights ("SARS") granted on January 31, 2008, which vested in full on such date, and expiring on January 31, 2018.

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February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Cheung SylviaChief Financial Officer
SaleCommon Stock 807 $49.02 $39,559.14
Disclosure

SEC source: 0001171843-17-001108 · f4_cheung022417.xml · nonDerivative · entry 6

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,608

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Cheung SylviaChief Financial Officer
SaleCommon Stock 1,193 $49.05 $58,516.65
Disclosure

SEC source: 0001171843-17-001108 · f4_cheung022417.xml · nonDerivative · entry 5

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,415

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Cheung SylviaChief Financial Officer
Exercise / conversionCommon Stock 5,000 $6.99 $34,950.00
Disclosure

SEC source: 0001171843-17-001108 · f4_cheung022417.xml · nonDerivative · entry 4

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Exercise of 4,193 stock options granted on June 7, 2011 that are fully vested.

F4 · security: Exercise of 807 stock options granted on June 7, 2011 that were fully vested.

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February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Cheung SylviaChief Financial Officer
SaleCommon Stock 2,000 $49.01 $98,020.00
Disclosure

SEC source: 0001171843-17-001108 · f4_cheung022417.xml · nonDerivative · entry 3

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,608

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Cheung SylviaChief Financial Officer
Tax withholdingCommon Stock 1,117 $49.20 $54,956.40
Disclosure

SEC source: 0001171843-17-001108 · f4_cheung022417.xml · nonDerivative · entry 2

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,608

F2 · security: Reflects 1,117 shares of common stock utilized to cover the exercise price of the above listed SARs award by the Reporting Person on February 22, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Cheung SylviaChief Financial Officer
Exercise / conversionCommon Stock 5,000 $10.99 $54,950.00
Disclosure

SEC source: 0001171843-17-001108 · f4_cheung022417.xml · nonDerivative · entry 1

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of stock appreciation rights ("SARS") granted on January 31, 2008, which vested in full on such date, and expiring on January 31, 2018.

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February 16, 2017 Filed Jan 26, 2018 21:12 UTC OtherCommon Stock 1,158 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-000697 · form4wheeler.xml · nonDerivative · entry 2

WHEELER STEVE E · CIK 0001250755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,968

F2 · security: These shares were transferred on February 16, 2017 pursuant to a settlement agreement effective June 12, 2014.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:14 UTC GrantCommon Stock 1,994 $0.00 $0.00
Disclosure

SEC source: 0001171843-17-000592 · formfour.xml · nonDerivative · entry 1

WHEELER STEVE E · CIK 0001250755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,081

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 27, 2018.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:10 UTC GrantCommon Stock 1,994 $0.00 $0.00
Disclosure

SEC source: 0001171843-17-000591 · formfour.xml · nonDerivative · entry 1

Thompson Jeffery S · CIK 0001510398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,942

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 27, 2018.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:10 UTC
SHERWOOD CHARLES HDirector · President, CEO, Director
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $50.13 $0.00
Disclosure

SEC source: 0001171843-17-000590 · formfour.xml · derivative · entry 1

SHERWOOD CHARLES H · CIK 0001244298 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning January 27, 2018.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:09 UTC GrantCommon Stock 1,994 $0.00 $0.00
Disclosure

SEC source: 0001171843-17-000589 · formfour.xml · nonDerivative · entry 1

Larsen Glenn R. · CIK 0001633737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,477

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 27, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.