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ANIK

Anika Therapeutics, Inc.

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Tapewire entity
6005
SEC CIK
0000898437
Parsed reports
226

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202610
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 27, 2020 23:53 UTC
Finnerty ThomasChief Human Resources Officer
GrantRestricted Stock Unit · Derivative 8,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001363 · ownership.xml · derivative · entry 3

Finnerty Thomas · CIK 0001720871 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires not disclosed

F4 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 25, 2021.

F4 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:53 UTC
Loerop JamesEVP Business Development
GrantRestricted Stock Unit · Derivative 4,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001362 · ownership.xml · derivative · entry 1

Loerop James · CIK 0001781549 · EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 4,700 shares

Expires not disclosed

F1 · derivative.exercise_date: These deferred stock units vest in full on February 25, 2021. Once vested, the settlement of these deferred stock units shall be deferred until the grantee incurs a "separation of service" as that term is defined in Section 409A of the internal revenue code, at which time the deferred stock units shall be settled in a single-lump sum within 60 days of the anniversary of such event.

F1 · derivative.expiration_date: These deferred stock units vest in full on February 25, 2021. Once vested, the settlement of these deferred stock units shall be deferred until the grantee incurs a "separation of service" as that term is defined in Section 409A of the internal revenue code, at which time the deferred stock units shall be settled in a single-lump sum within 60 days of the anniversary of such event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:52 UTC GrantCommon Stock 4,107 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001361 · ownership.xml · nonDerivative · entry 1

VOGT SUSAN L N · CIK 0001191270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,652

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:51 UTC GrantCommon Stock 4,107 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001360 · ownership.xml · nonDerivative · entry 1

Larsen Glenn R. · CIK 0001633737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,697

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:49 UTC
Cheung SylviaChief Financial Officer
GrantRestricted Stock Unit · Derivative 11,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001358 · ownership.xml · derivative · entry 3

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Underlying: Common Stock · 11,700 shares

Expires not disclosed

F4 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 25, 2021.

F4 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:50 UTC GrantCommon Stock 4,107 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001359 · ownership.xml · nonDerivative · entry 1

Bower Joseph L. · CIK 0001227947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,117

F1 · security: These deferred stock units vest in full on February 25, 2021. Once vested, the settlement of these deferred stock units shall be deferred until the grantee incurs a "separation of service" as that term is defined in Section 409A of the internal revenue code, at which time the deferred stock units shall be settled in five equal annual installments each occurring within 60 days of the anniversary of such event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:48 UTC GrantRestricted Stock Unit · Derivative 4,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001357 · ownership.xml · derivative · entry 1

Blanchard Cheryl R · CIK 0001326530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,231

Underlying: Common Stock · 4,231 shares

Expires not disclosed

F1 · derivative.exercise_date: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The units shall vest in full and settle as of the earlier of (i) immediately prior to the end of the Term, so long as the Term does not end as the result of Dr. Blanchard's election to terminate her employment, and (ii) February 25, 2021, so long as Dr. Blanchard continues to serve on the Company's Board of Directors as of such date. Dr. Blanchard was recently appointed as the Company's interim Chief Executive Officer (CEO). "Term" is defined as Dr. Blanchard's employment as the Company's interim CEO ending on the earliest of (a) the effective date of the appointment by the Company of a permanent CEO, (b) August 7, 2020, (c) a Change in Control as defined in the Company's 2017 Omnibus Incentive Plan, and (d) such date as of which either the Company or Dr. Blanchard elect to terminate her employment as interim CEO.

F1 · derivative.expiration_date: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The units shall vest in full and settle as of the earlier of (i) immediately prior to the end of the Term, so long as the Term does not end as the result of Dr. Blanchard's election to terminate her employment, and (ii) February 25, 2021, so long as Dr. Blanchard continues to serve on the Company's Board of Directors as of such date. Dr. Blanchard was recently appointed as the Company's interim Chief Executive Officer (CEO). "Term" is defined as Dr. Blanchard's employment as the Company's interim CEO ending on the earliest of (a) the effective date of the appointment by the Company of a permanent CEO, (b) August 7, 2020, (c) a Change in Control as defined in the Company's 2017 Omnibus Incentive Plan, and (d) such date as of which either the Company or Dr. Blanchard elect to terminate her employment as interim CEO.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:47 UTC GrantCommon Stock 4,107 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001356 · ownership.xml · nonDerivative · entry 1

Thompson Jeffery S · CIK 0001510398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,949

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 25, 2021.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:12 UTC
Cheung SylviaChief Financial Officer
Tax withholdingCommon Stock 579 $40.59 $23,501.61
Disclosure

SEC source: 0001171843-20-000783 · ownership.xml · nonDerivative · entry 1

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,162

F1 · shares: Reflects an aggregate of 579 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to restricted shares that vested on February 4, 2020.

F2 · price: Reflects the closing price of the ANIK common stock on February 4, 2020, the trading day on which the vesting of restricted shares gave rise to tax withholding obligations.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:06 UTC GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-19-007869 · ownership.xml · nonDerivative · entry 1

Bower Joseph L. · CIK 0001227947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,010

F1 · shares: The shares of common stock of Anika Therapeutics, Inc. were given by Dr. Bower as a bona fide gift to the President and Fellows of Harvard College, a 501(c)(3) non-profit organization, for no valuable consideration on November 27, 2019.

F1 · price: The shares of common stock of Anika Therapeutics, Inc. were given by Dr. Bower as a bona fide gift to the President and Fellows of Harvard College, a 501(c)(3) non-profit organization, for no valuable consideration on November 27, 2019.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 22:40 UTC
Cheung SylviaChief Financial Officer
SaleCommon Stock 20,000 $59.71 $1,194,200.00
Disclosure

SEC source: 0001171843-19-007390 · ownership.xml · nonDerivative · entry 3

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,741

F3 · security: On November 8, 2019, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on May 7, 2019, Ms. Cheung sold 20,000 shares in multiple trades ranging from $59.00 to $60.40, a portion of which sale covered the tax liability associated with the SARs exercise. The price reported above reflects the weighted average sale price. Ms. Cheung undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

F3 · price: On November 8, 2019, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on May 7, 2019, Ms. Cheung sold 20,000 shares in multiple trades ranging from $59.00 to $60.40, a portion of which sale covered the tax liability associated with the SARs exercise. The price reported above reflects the weighted average sale price. Ms. Cheung undertakes to provide the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:40 UTC
Cheung SylviaChief Financial Officer
Exercise / conversionStock Appreciation Rights · Derivative 35,000 $0.00 Strike: $6.36 $0.00
Disclosure

SEC source: 0001171843-19-007390 · ownership.xml · derivative · entry 4

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 6, 2019, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on May 7, 2019, Ms. Cheung exercised stock appreciation rights ("SARS") granted on January 26, 2010 vesting in four equal annual installments beginning January 26, 2011 and expiring on January 26, 2020.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:40 UTC
Cheung SylviaChief Financial Officer
Tax withholdingCommon Stock 3,681 $60.48 $222,626.88
Disclosure

SEC source: 0001171843-19-007390 · ownership.xml · nonDerivative · entry 2

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,741

F2 · security: Reflects 3,681 shares of common stock utilized to cover the exercise price of the above listed SARs award by the Reporting Person on November 6, 2019.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:40 UTC
Cheung SylviaChief Financial Officer
Exercise / conversionCommon Stock 35,000 $6.36 $222,600.00
Disclosure

SEC source: 0001171843-19-007390 · ownership.xml · nonDerivative · entry 1

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On November 6, 2019, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 on May 7, 2019, Ms. Cheung exercised stock appreciation rights ("SARS") granted on January 26, 2010 vesting in four equal annual installments beginning January 26, 2011 and expiring on January 26, 2020.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 20:06 UTC
Finnerty ThomasEVP Human Resources
Tax withholdingCommon Stock 672 $69.67 $46,818.24
Disclosure

SEC source: 0001171843-19-007081 · ownership.xml · nonDerivative · entry 1

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,128

F1 · shares: Reflects an aggregate of 672 shares of common stock retained by the Issuer to satisfy tax withholding obligations.

F2 · price: Reflects the closing price of the ANIK common stock on October 30, 2019, the trading day on which the vesting of restricted shares occurred giving rise to tax withholding obligations.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:05 UTC SaleCommon Stock 4,355 $57.21 $249,149.55
Disclosure

SEC source: 0001171843-19-005733 · ownership.xml · nonDerivative · entry 1

Larsen Glenn R. · CIK 0001633737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,590

F1 · price: Represents the weighted average sales price. The shares were sold on 8/28/19 at prices ranging from $57.14 to $57.34 per share. Full information regarding the number of shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 20:05 UTC SaleCommon Stock 1,994 $55.57 $110,806.58
Disclosure

SEC source: 0001171843-19-005617 · ownership.xml · nonDerivative · entry 1

Bower Joseph L. · CIK 0001227947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,010

F1 · price: Represents the weighted average sales price. The shares were sold on 8/20/19 at prices ranging from $55.50 to $55.66 per share. Full information regarding the number of shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:06 UTC SaleCommon Stock 4,843 $56.66 $274,404.38
Disclosure

SEC source: 0001171843-19-005414 · ownership.xml · nonDerivative · entry 1

Thompson Jeffery S · CIK 0001510398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,842

F1 · price: Represents the weighted average sales price. The shares were sold on 8/8/19 at prices ranging from $56.65 to $56.75 per share. Full information regarding the number of shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 20:06 UTC SaleCommon Stock 3,000 $55.44 $166,320.00
Disclosure

SEC source: 0001171843-19-004979 · ownership.xml · nonDerivative · entry 1

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,992

F1 · shares: On July 29, 2019, Mr. Land sold 3,000 shares in accordance with a previously-executed 10b5-1 Sales Plan.

Read SEC document
July 27, 2019 Filed Jul 30, 2019 20:05 UTC
Darling Joseph GDirector · President and CEO; Director
Tax withholdingCommon Stock 2,147 $55.85 $119,909.95
Disclosure

SEC source: 0001171843-19-004978 · ownership.xml · nonDerivative · entry 1

Darling Joseph G · CIK 0001433556 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,289

F1 · shares: Reflects an aggregate of 2,147 shares of common stock retained by the Issuer to satisfy tax withholding obligations.

F2 · price: Reflects the closing price of the ANIK common stock on July 26, 2019, the last trading day prior to the vesting of restricted shares giving rise to tax withholding obligations.

Read SEC document
July 08, 2019 Filed Jul 9, 2019 20:10 UTC
Loerop JamesEVP Business Development
GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $40.67 $0.00
Disclosure

SEC source: 0001171843-19-004474 · ownership.xml · derivative · entry 2

Loerop James · CIK 0001781549 · EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2029-07-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning July 8, 2020.

Read SEC document
July 08, 2019 Filed Jul 9, 2019 20:10 UTC
Loerop JamesEVP Business Development
GrantRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-19-004474 · ownership.xml · derivative · entry 1

Loerop James · CIK 0001781549 · EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning July 8, 2020.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning July 8, 2020.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 13:30 UTC
Darling Joseph GDirector · President and CEO; Director
PurchaseCommon Stock 1,000 $33.20 $33,200.00
Disclosure

SEC source: 0001171843-19-001414 · ownership.xml · nonDerivative · entry 1

Darling Joseph G · CIK 0001433556 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

Read SEC document
February 27, 2019 Filed Feb 28, 2019 21:33 UTC
Finnerty ThomasChief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 2,873 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-19-001387 · ownership.xml · derivative · entry 2

Finnerty Thomas · CIK 0001720871 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Underlying: Common Stock · 2,873 shares

Expires 2028-01-24

F2 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 24, 2018, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 3 and 4.

F3 · date: On February 27, 2019, the Compensation Committee determined and certified that 53.2% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 2 and 4.

F4 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 27, 2019, January 1, 2020, January 1, 2021, and January 1, 2022.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 21:34 UTC
Hague RichardChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 3,777 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-19-001388 · ownership.xml · derivative · entry 2

Hague Richard · CIK 0001656557 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,777

Underlying: Common Stock · 3,777 shares

Expires 2028-01-24

F2 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 24, 2018, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 3 and 4.

F3 · date: On February 27, 2019, the Compensation Committee determined and certified that 53.2% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 2 and 4.

F4 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 27, 2019, January 1, 2020, January 1, 2021, and January 1, 2022.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 21:32 UTC
Darling Joseph GDirector · President and CEO; Director
GrantStock Option (Right to Buy) · Derivative 7,609 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-19-001386 · ownership.xml · derivative · entry 2

Darling Joseph G · CIK 0001433556 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,609

Underlying: Common Stock · 7,609 shares

Expires 2028-01-24

F2 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 24, 2018, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 3 and 4.

F3 · date: On February 27, 2019, the Compensation Committee determined and certified that 53.2% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 2 and 4.

F4 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 27, 2019, January 1, 2020, January 1, 2021, and January 1, 2022.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 21:32 UTC
Cheung SylviaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 7,609 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-19-001385 · ownership.xml · derivative · entry 2

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,609

Underlying: Common Stock · 7,609 shares

Expires 2028-01-24

F2 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 24, 2018, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 3 and 4.

F3 · date: On February 27, 2019, the Compensation Committee determined and certified that 53.2% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 2 and 4.

F4 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 27, 2019, January 1, 2020, January 1, 2021, and January 1, 2022.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 21:30 UTC
Ahn Edward S.Chief Tech & Strategy Officer
GrantStock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $61.47 $0.00
Disclosure

SEC source: 0001171843-19-001382 · ownership.xml · derivative · entry 2

Ahn Edward S. · CIK 0001623597 · Chief Tech & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 5,625 shares

Expires 2028-01-24

F2 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 24, 2018, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 3 and 4.

F3 · date: On February 27, 2019, the Compensation Committee determined and certified that 63.9% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 2 and 4.

F4 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 27, 2019, January 1, 2020, January 1, 2021, and January 1, 2022.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:33 UTC
Finnerty ThomasChief Human Resources Officer
GrantRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001387 · ownership.xml · derivative · entry 1

Finnerty Thomas · CIK 0001720871 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:36 UTC GrantCommon Stock 3,842 $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001392 · ownership.xml · nonDerivative · entry 1

VOGT SUSAN L N · CIK 0001191270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,545

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 26, 2020.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:36 UTC GrantCommon Stock 3,842 $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001391 · ownership.xml · nonDerivative · entry 1

Thompson Jeffery S · CIK 0001510398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,685

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 26, 2020.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:35 UTC GrantCommon Stock 3,842 $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001390 · ownership.xml · nonDerivative · entry 1

Larsen Glenn R. · CIK 0001633737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,945

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 26, 2020.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:34 UTC SaleCommon Stock 4,000 $33.06 $132,240.00
Disclosure

SEC source: 0001171843-19-001389 · ownership.xml · nonDerivative · entry 2

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,992

F2 · price: On February 26, 2019, Mr. Land sold 4,000 shares in multiple trades ranging from $32.76 to $33.13. The price reported above reflects the weighted average sales price. Mr. Land undertakes to provide the Securities and Exchange Commission staff, the issuer, or any security holder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:34 UTC GrantCommon Stock 3,842 $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001389 · ownership.xml · nonDerivative · entry 1

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,992

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 26, 2020.

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February 26, 2019 Filed Feb 28, 2019 21:34 UTC
Hague RichardChief Commercial Officer
GrantRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001388 · ownership.xml · derivative · entry 1

Hague Richard · CIK 0001656557 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.

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February 26, 2019 Filed Feb 28, 2019 21:32 UTC
Darling Joseph GDirector · President and CEO; Director
GrantRestricted Stock Unit · Derivative 63,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001386 · ownership.xml · derivative · entry 1

Darling Joseph G · CIK 0001433556 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 63,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020, provided that the first installment of shares hereunder shall be delivered upon the first to occur of Mr. Darling's (a) death, (b) disability, (c) separation from service (as defined by the Anika Therapeutics, Inc. 2017 Omnibus Incentive Plan (the "Plan")), or (d) a Change in Control (as defined by the Plan).

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020, provided that the first installment of shares hereunder shall be delivered upon the first to occur of Mr. Darling's (a) death, (b) disability, (c) separation from service (as defined by the Anika Therapeutics, Inc. 2017 Omnibus Incentive Plan (the "Plan")), or (d) a Change in Control (as defined by the Plan).

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February 26, 2019 Filed Feb 28, 2019 21:32 UTC
Cheung SylviaChief Financial Officer
GrantRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001385 · ownership.xml · derivative · entry 1

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:31 UTC GrantCommon Stock 3,842 $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001384 · ownership.xml · nonDerivative · entry 1

BOWER JOSEPH I · CIK 0001227947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,004

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 26, 2020.

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February 26, 2019 Filed Feb 28, 2019 21:31 UTC GrantCommon Stock 3,842 $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001383 · ownership.xml · nonDerivative · entry 1

Blanchard Cheryl R · CIK 0001326530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,466

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 26, 2020.

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February 26, 2019 Filed Feb 28, 2019 21:30 UTC
Ahn Edward S.Chief Tech & Strategy Officer
GrantRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-19-001382 · ownership.xml · derivative · entry 1

Ahn Edward S. · CIK 0001623597 · Chief Tech & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.

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February 04, 2019 Filed Feb 6, 2019 14:15 UTC
Cheung SylviaChief Financial Officer
Tax withholdingCommon Stock 607 $38.10 $23,126.70
Disclosure

SEC source: 0001171843-19-000756 · ownership.xml · nonDerivative · entry 2

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,422

F2 · shares: Reflects an aggregate of 607 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to restricted shares that vested in full on February 4, 2019.

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February 04, 2019 Filed Feb 6, 2019 14:15 UTC
Ahn Edward S.Chief Tech & Strategy Officer
Tax withholdingCommon Stock 685 $38.10 $26,098.50
Disclosure

SEC source: 0001171843-19-000755 · ownership.xml · nonDerivative · entry 1

Ahn Edward S. · CIK 0001623597 · Chief Tech & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,575

F1 · shares: Reflects an aggregate of 685 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to restricted shares that vested in full on February 4, 2019.

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February 04, 2019 Filed Feb 6, 2019 13:38 UTC
Hague RichardChief Commercial Officer
Tax withholdingCommon Stock 685 $38.10 $26,098.50
Disclosure

SEC source: 0001171843-19-000754 · ownership.xml · nonDerivative · entry 1

Hague Richard · CIK 0001656557 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,419

F1 · shares: Reflects an aggregate of 685 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to restricted shares that vested in full on February 4, 2019.

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February 03, 2019 Filed Feb 6, 2019 14:15 UTC
Cheung SylviaChief Financial Officer
Tax withholdingCommon Stock 579 $37.97 $21,984.63
Disclosure

SEC source: 0001171843-19-000756 · ownership.xml · nonDerivative · entry 1

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,029

F1 · shares: Reflects an aggregate of 579 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to restricted shares that vested in full on February 3, 2019.

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October 26, 2018 Filed Oct 30, 2018 20:05 UTC
Hague RichardChief Commercial Officer
Tax withholdingCommon Stock 1,546 $35.55 $54,960.30
Disclosure

SEC source: 0001171843-18-007354 · ownership.xml · nonDerivative · entry 1

Hague Richard · CIK 0001656557 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,104

F1 · shares: Reflects an aggregate of 1,546 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to restricted shares that vested on October 26, 2018.

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October 23, 2018 Filed Oct 25, 2018 20:10 UTC GrantCommon Stock 3,703 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-007240 · ownership.xml · nonDerivative · entry 1

VOGT SUSAN L N · CIK 0001191270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,703

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest immediately prior to the Anika Therapeutics, Inc. 2019 Annual Meeting of Stockholders.

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August 31, 2018 Filed Sep 5, 2018 20:15 UTC GrantCommon Stock 3,624 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-006411 · ownership.xml · nonDerivative · entry 1

Blanchard Cheryl R · CIK 0001326530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,624

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest immediately prior to the Anika Therapeutics, Inc. 2019 Annual Meeting of Stockholders.

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March 09, 2018 Filed Mar 13, 2018 20:05 UTC
Darling Joseph GDirector · President and CEO; Director
Tax withholdingCommon Stock 548 $53.49 $29,312.52
Disclosure

SEC source: 0001171843-18-001902 · form4.xml · nonDerivative · entry 2

Darling Joseph G · CIK 0001433556 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,436

F2 · shares: Reflects an aggregate of 548 shares of common stock retained by the Issuer to satisfy tax withholding obligations.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:05 UTC
Darling Joseph GDirector · President and CEO; Director
GrantCommon Stock 7,478 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-001902 · form4.xml · nonDerivative · entry 1

Darling Joseph G · CIK 0001433556 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,984

F1 · security: Restricted stock awards vest in four equal annual installments on March 9, 2018, March 9, 2019, March 9, 2020, and March 9, 2021.

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March 02, 2018 Filed Mar 2, 2018 21:07 UTC
Ahn Edward S.Chief Tech & Strategy Officer
GrantStock Option (Right to Buy) · Derivative 7,788 $0.00 Strike: $50.13 $0.00
Disclosure

SEC source: 0001171843-18-001659 · formfour.xml · derivative · entry 1

Ahn Edward S. · CIK 0001623597 · Chief Tech & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

Underlying: Common Stock · 7,788 shares

Expires 2027-01-27

F1 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 27, 2017, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3.

F2 · date: On March 2, 2018, the Compensation Committee determined and certified that 55% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3.

F3 · derivative.exercise_date: The stock options vest in three equal installments on the following dates: March 2, 2018, January 1, 2019, and January 1, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.