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ANIK

Anika Therapeutics, Inc.

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Tapewire entity
6005
SEC CIK
0000898437
Parsed reports
226

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202610
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2021 Filed Jun 21, 2021 20:18 UTC GrantCommon Stock 4,172 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-004429 · ownership.xml · nonDerivative · entry 1

Richard Stephen · CIK 0001823843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,482

F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on the earlier of the 2022 annual meeting of the Company's stockholders or June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:17 UTC GrantCommon Stock 4,172 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-004428 · ownership.xml · nonDerivative · entry 1

Larsen Glenn R. · CIK 0001633737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,869

F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on the earlier of the 2022 annual meeting of the Company's stockholders or June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:16 UTC GrantCommon Stock 4,172 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-004427 · ownership.xml · nonDerivative · entry 1

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,125

F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on the earlier of the 2022 annual meeting of the Company's stockholders or June 16, 2022.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:15 UTC GrantCommon Stock 4,172 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-004426 · ownership.xml · nonDerivative · entry 1

HENNEMAN JOHN B III · CIK 0001187572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,482

F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on the earlier of the 2022 annual meeting of the Company's stockholders or June 16, 2022.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:31 UTC
Blanchard Cheryl RDirector · President, CEO, Director
Exercise / conversionStock Option (Right to Buy) · Derivative 2,994 $0.00 Strike: $33.40 $0.00
Disclosure

SEC source: 0001171843-21-004397 · ownership.xml · derivative · entry 2

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,644

Underlying: Common Stock · 2,994 shares

Expires 2030-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on April 26, 2021.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:31 UTC
Blanchard Cheryl RDirector · President, CEO, Director
Exercise / conversionCommon Stock 2,994 $33.40 $99,999.60
Disclosure

SEC source: 0001171843-21-004397 · ownership.xml · nonDerivative · entry 1

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:39 UTC PurchaseCommon Stock 2,000 $42.86 $85,720.00
Disclosure

SEC source: 0001171843-21-003679 · ownership.xml · nonDerivative · entry 1

HENNEMAN JOHN B III · CIK 0001187572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,310

F1 · price: On May 18, 2021, Mr. Henneman purchased 2,000 shares in multiple trades ranging from $42.63 to $42.98. The price reported above reflects the weighted average purchase price. Mr. Henneman undertakes to provide the Securities and Exchange Commission staff, the issuer, or any security holder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:31 UTC SaleCommon Stock 2,000 $42.60 $85,200.00
Disclosure

SEC source: 0001171843-21-003534 · ownership.xml · nonDerivative · entry 1

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

F1 · price: On May 12, 2021, Mr. Land sold 2,000 shares in multiple trades ranging from $42.50 to $42.72. The price reported above reflects the weighted average sales price. Mr. Land undertakes to provide the Securities and Exchange Commission staff, the issuer, or any security holder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 21:00 UTC
Blanchard Cheryl RDirector · President, CEO, Director
Exercise / conversionRestricted Stock Unit · Derivative 24,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-002890 · ownership.xml · derivative · entry 2

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,151

Underlying: Common Stock · 24,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning April 26, 2021.

F2 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning April 26, 2021.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 21:00 UTC
Blanchard Cheryl RDirector · President, CEO, Director
Exercise / conversionCommon Stock 24,575 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-002890 · ownership.xml · nonDerivative · entry 1

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the first vesting installment of RSUs granted on April 26, 2020. The 24,575 shares resulting from the RSU vest were retained in full as a result of Dr. Blanchard's election to pay cash to cover the applicable taxes resulting from the RSU vest.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:14 UTC
Loerop JamesEVP Business Development
GrantStock Option (Right to Buy) · Derivative 16,802 $0.00 Strike: $37.40 $0.00
Disclosure

SEC source: 0001171843-21-001712 · ownership.xml · derivative · entry 2

Loerop James · CIK 0001781549 · EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,802

Underlying: Common Stock · 16,802 shares

Expires 2031-03-09

F2 · derivative.exercise_price: Represents a 10% premium above the closing price of Anika's common stock on the date of grant.

F3 · derivative.exercise_date: The premium priced stock options vest in three equal annual installments beginning on March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:14 UTC
Loerop JamesEVP Business Development
GrantRestricted Stock Unit · Derivative 6,705 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001712 · ownership.xml · derivative · entry 1

Loerop James · CIK 0001781549 · EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,705

Underlying: Common Stock · 6,705 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:12 UTC
Levitz Michael LEVP, CFO, Treasurer
GrantStock Option (Right to Buy) · Derivative 33,363 $0.00 Strike: $37.40 $0.00
Disclosure

SEC source: 0001171843-21-001711 · ownership.xml · derivative · entry 2

Levitz Michael L · CIK 0001468019 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,363

Underlying: Common Stock · 33,363 shares

Expires 2031-03-09

F2 · derivative.exercise_price: Represents a 10% premium above the closing price of Anika's common stock on the date of grant.

F3 · derivative.exercise_date: The premium priced stock options vest in three equal annual installments beginning on March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:12 UTC
Levitz Michael LEVP, CFO, Treasurer
GrantRestricted Stock Unit · Derivative 13,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001711 · ownership.xml · derivative · entry 1

Levitz Michael L · CIK 0001468019 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,315

Underlying: Common Stock · 13,315 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:10 UTC
Finnerty ThomasEVP Human Resources
GrantStock Option (Right to Buy) · Derivative 19,158 $0.00 Strike: $37.40 $0.00
Disclosure

SEC source: 0001171843-21-001710 · ownership.xml · derivative · entry 2

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,158

Underlying: Common Stock · 19,158 shares

Expires 2031-03-09

F2 · derivative.exercise_price: Represents a 10% premium above the closing price of Anika's common stock on the date of grant.

F3 · derivative.exercise_date: The premium priced stock options vest in three equal annual installments beginning on March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:10 UTC
Finnerty ThomasEVP Human Resources
GrantRestricted Stock Unit · Derivative 7,645 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001710 · ownership.xml · derivative · entry 1

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,645

Underlying: Common Stock · 7,645 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:09 UTC
Colleran DavidEVP, General Counsel, Corp Sec
GrantStock Option (Right to Buy) · Derivative 27,681 $0.00 Strike: $37.40 $0.00
Disclosure

SEC source: 0001171843-21-001709 · ownership.xml · derivative · entry 2

Colleran David · CIK 0001646558 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,681

Underlying: Common Stock · 27,681 shares

Expires 2031-03-09

F2 · derivative.exercise_price: Represents a 10% premium above the closing price of Anika's common stock on the date of grant.

F3 · derivative.exercise_date: The premium priced stock options vest in three equal annual installments beginning on March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:09 UTC
Colleran DavidEVP, General Counsel, Corp Sec
GrantRestricted Stock Unit · Derivative 11,047 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001709 · ownership.xml · derivative · entry 1

Colleran David · CIK 0001646558 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,047

Underlying: Common Stock · 11,047 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:08 UTC
Blanchard Cheryl RDirector · President, CEO, Director
GrantStock Option (Right to Buy) · Derivative 108,398 $0.00 Strike: $37.40 $0.00
Disclosure

SEC source: 0001171843-21-001708 · ownership.xml · derivative · entry 2

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,398

Underlying: Common Stock · 108,398 shares

Expires 2031-03-09

F2 · derivative.exercise_price: Represents a 10% premium above the closing price of Anika's common stock on the date of grant.

F3 · derivative.exercise_date: The premium priced stock options vest in three equal annual installments beginning on March 9, 2022.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:08 UTC
Blanchard Cheryl RDirector · President, CEO, Director
GrantRestricted Stock Unit · Derivative 43,259 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001708 · ownership.xml · derivative · entry 1

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,259

Underlying: Common Stock · 43,259 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:06 UTC
Colleran DavidEVP, General Counsel, Corp Sec
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001598 · ownership.xml · derivative · entry 2

Colleran David · CIK 0001646558 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 4, 2021.

F2 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 4, 2021.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:06 UTC
Colleran DavidEVP, General Counsel, Corp Sec
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001598 · ownership.xml · nonDerivative · entry 1

Colleran David · CIK 0001646558 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the first vesting installment of RSUs granted on March 4, 2020.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:18 UTC
Finnerty ThomasEVP Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001428 · ownership.xml · derivative · entry 6

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning on February 26, 2020.

F8 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning on February 26, 2020.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:18 UTC
Finnerty ThomasEVP Human Resources
Tax withholdingCommon Stock 881 $37.57 $33,099.17
Disclosure

SEC source: 0001171843-21-001428 · ownership.xml · nonDerivative · entry 4

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,701

F5 · shares: Reflects an aggregate of 881 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 26, 2021.

F6 · price: Reflects the closing price of the ANIK common stock on February 26, 2021, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:18 UTC
Finnerty ThomasEVP Human Resources
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001428 · ownership.xml · nonDerivative · entry 3

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Reflects the second vesting installment of RSUs granted on February 26, 2019.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:19 UTC
Loerop JamesEVP Business Development
Exercise / conversionRestricted Stock Unit · Derivative 1,567 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001429 · ownership.xml · derivative · entry 2

Loerop James · CIK 0001781549 · EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,133

Underlying: Common Stock · 1,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each DSU represents the contingent right to receive one share of the Company's common stock. The DSUs vest in three equal annual installments beginning on February 25, 2021.

F3 · derivative.expiration_date: Each DSU represents the contingent right to receive one share of the Company's common stock. The DSUs vest in three equal annual installments beginning on February 25, 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:19 UTC
Loerop JamesEVP Business Development
Exercise / conversionCommon Stock 1,567 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001429 · ownership.xml · nonDerivative · entry 1

Loerop James · CIK 0001781549 · EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the first vesting installment of deferred stock units ("DSUs") granted on February 25, 2020.

F2 · shares: The settlement of these DSUs shall be deferred until the grantee incurs a "separation of service" as that term is defined in Section 409A of the internal revenue code, at which time the deferred stock units shall be settled in a single-lump sum within 60 days of the anniversary of such event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:18 UTC
Finnerty ThomasEVP Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 2,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001428 · ownership.xml · derivative · entry 5

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Stock · 2,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 25, 2021.

F7 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 25, 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:18 UTC
Finnerty ThomasEVP Human Resources
Tax withholdingCommon Stock 832 $37.39 $31,108.48
Disclosure

SEC source: 0001171843-21-001428 · ownership.xml · nonDerivative · entry 2

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,582

F2 · shares: Reflects an aggregate of 832 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 25, 2021.

F3 · price: Reflects the closing price of the ANIK common stock on February 25, 2021, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:18 UTC
Finnerty ThomasEVP Human Resources
Exercise / conversionCommon Stock 2,833 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-001428 · ownership.xml · nonDerivative · entry 1

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the first vesting installment of RSUs granted on February 25, 2020.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:08 UTC SaleCommon Stock 3,446 $36.77 $126,709.42
Disclosure

SEC source: 0001171843-20-007934 · ownership.xml · nonDerivative · entry 1

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,953

F1 · security: On November 10, 2020, Mr. Land sold 3,446 shares in multiple trades ranging from $36.71 to $36.98. The price reported above reflects the weighted average sales price. Mr. Land undertakes to provide the Securities and Exchange Commission staff, the issuer, or any security holder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:14 UTC
Finnerty ThomasEVP Human Resources
Tax withholdingCommon Stock 666 $32.62 $21,724.92
Disclosure

SEC source: 0001171843-20-007517 · ownership.xml · nonDerivative · entry 1

Finnerty Thomas · CIK 0001720871 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,581

F1 · shares: Reflects an aggregate of 666 shares of common stock retained by the Issuer to satisfy tax withholding obligations on restricted shares initially granted on October 30, 2017.

F2 · price: Reflects the closing price of the ANIK common stock on October 30, 2020, the trading day on which the vesting of restricted shares occurred giving rise to tax withholding obligations.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:12 UTC GrantCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-006336 · ownership.xml · nonDerivative · entry 1

HENNEMAN JOHN B III · CIK 0001187572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,310

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents the contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in three equal annual installments immediately prior to the Anika Therapeutics, Inc., Annual Meetings of Stockholders beginning in 2021, 2022, and 2023.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:14 UTC GrantCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-006337 · ownership.xml · nonDerivative · entry 1

Richard Stephen · CIK 0001823843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,310

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents the contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in three equal annual installments immediately prior to the Anika Therapeutics, Inc., Annual Meetings of Stockholders in 2021, 2022, and 2023.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:10 UTC
Levitz Michael LEVP, CFO, Treasurer
GrantStock Option (Right to Buy) · Derivative 57,145 $0.00 Strike: $34.55 $0.00
Disclosure

SEC source: 0001171843-20-005857 · ownership.xml · derivative · entry 2

Levitz Michael L · CIK 0001468019 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,145

Underlying: Common Stock · 57,145 shares

Expires 2030-08-10

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning August 10, 2021.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:10 UTC
Levitz Michael LEVP, CFO, Treasurer
GrantRestricted Stock Unit · Derivative 11,577 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-20-005857 · ownership.xml · derivative · entry 1

Levitz Michael L · CIK 0001468019 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,577

Underlying: Common Stock · 11,577 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning August 10, 2021.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning August 10, 2021.

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July 09, 2020 Filed Jul 10, 2020 20:06 UTC
Loerop JamesEVP Business Development
SaleCommon Stock 1,244 $35.15 $43,726.60
Disclosure

SEC source: 0001171843-20-004894 · ownership.xml · nonDerivative · entry 2

Loerop James · CIK 0001781549 · EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

F2 · shares: Reflects an aggregate of 1,244 shares of common stock sold by Mr. Loerop to satisfy tax withholding obligations with respect to RSUs that vested on July 8, 2020.

F3 · price: On July 9, 2020, Mr. Loerop sold 1,244 shares in one trade for $35.15.

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July 08, 2020 Filed Jul 10, 2020 20:06 UTC
Loerop JamesEVP Business Development
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-004894 · ownership.xml · nonDerivative · entry 1

Loerop James · CIK 0001781549 · EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · security: Reflects the first vesting installment of RSUs granted on July 8, 2019.

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April 26, 2020 Filed Apr 28, 2020 22:41 UTC
Blanchard Cheryl RDirector · President, CEO, Director
GrantStock Option (Right to Buy) · Derivative 104,638 $0.00 Strike: $33.40 $0.00
Disclosure

SEC source: 0001171843-20-002971 · ownership.xml · derivative · entry 4

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,638

Underlying: Common Stock · 104,638 shares

Expires 2030-04-26

F5 · derivative.exercise_date: The stock options vest in three equal annual installments beginning April 26, 2021.

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April 26, 2020 Filed Apr 28, 2020 22:41 UTC
Blanchard Cheryl RDirector · President, CEO, Director
GrantRestricted Stock Unit · Derivative 73,726 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-20-002971 · ownership.xml · derivative · entry 3

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,726

Underlying: Common Stock · 73,726 shares

Expires not disclosed

F4 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning April 26, 2021.

F4 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning April 26, 2021.

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April 26, 2020 Filed Apr 28, 2020 22:41 UTC
Blanchard Cheryl RDirector · President, CEO, Director
Tax withholdingCommon Stock 1,794 $33.40 $59,919.60
Disclosure

SEC source: 0001171843-20-002971 · ownership.xml · nonDerivative · entry 2

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,903

F2 · security: Reflects an aggregate of 1,794 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on April 26, 2020.

F3 · price: Reflects the closing price of the ANIK common stock on April 26, 2020, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.

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April 26, 2020 Filed Apr 28, 2020 22:41 UTC
Blanchard Cheryl RDirector · President, CEO, Director
Exercise / conversionCommon Stock 4,231 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-002971 · ownership.xml · nonDerivative · entry 1

Blanchard Cheryl R · CIK 0001326530 · Director · President, CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the vesting of RSUs granted on February 25, 2020 in accordance with the terms of Dr. Blanchard's agreement with the Company related to her appointment as its interim Chief Executive Officer.

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March 04, 2020 Filed Mar 6, 2020 21:10 UTC
Colleran DavidEVP, General Counsel, Corp Sec
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $43.06 $0.00
Disclosure

SEC source: 0001171843-20-001547 · ownership.xml · derivative · entry 2

Colleran David · CIK 0001646558 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2030-03-04

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning March 4, 2021.

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March 04, 2020 Filed Mar 6, 2020 21:10 UTC
Colleran DavidEVP, General Counsel, Corp Sec
GrantRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001547 · ownership.xml · derivative · entry 1

Colleran David · CIK 0001646558 · EVP, General Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 4, 2021.

F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 4, 2021.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:54 UTC SaleCommon Stock 2,700 $42.68 $115,236.00
Disclosure

SEC source: 0001171843-20-001364 · ownership.xml · nonDerivative · entry 2

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,399

F2 · security: On February 26, 2020, Mr. Land sold 2,700 shares in multiple trades ranging from $42.53 to $42.80. The price reported above reflects the weighted average sales price. Mr. Land undertakes to provide the Securities and Exchange Commission staff, the issuer, or any security holder, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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February 26, 2020 Filed Feb 27, 2020 23:53 UTC
Finnerty ThomasChief Human Resources Officer
Tax withholdingCommon Stock 881 $42.25 $37,222.25
Disclosure

SEC source: 0001171843-20-001363 · ownership.xml · nonDerivative · entry 2

Finnerty Thomas · CIK 0001720871 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,247

F2 · shares: Reflects an aggregate of 881 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 26, 2020.

F3 · price: Reflects the closing price of the ANIK common stock on February 26, 2020, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.

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February 26, 2020 Filed Feb 27, 2020 23:53 UTC
Finnerty ThomasChief Human Resources Officer
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001363 · ownership.xml · nonDerivative · entry 1

Finnerty Thomas · CIK 0001720871 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,128

F1 · security: Reflects the first vesting installment of RSUs granted on February 26, 2019.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:49 UTC
Cheung SylviaChief Financial Officer
Tax withholdingCommon Stock 881 $42.25 $37,222.25
Disclosure

SEC source: 0001171843-20-001358 · ownership.xml · nonDerivative · entry 2

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,281

F2 · shares: Reflects an aggregate of 881 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 26, 2020.

F3 · price: Reflects the closing price of the ANIK common stock on February 26, 2020, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:49 UTC
Cheung SylviaChief Financial Officer
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001358 · ownership.xml · nonDerivative · entry 1

Cheung Sylvia · CIK 0001572857 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,162

F1 · security: Reflects the first vesting installment of RSUs granted on February 26, 2019.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:54 UTC GrantCommon Stock 4,107 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-001364 · ownership.xml · nonDerivative · entry 1

LAND RAYMOND J · CIK 0001225613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,099

F1 · security: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on February 25, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.