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Nasdaq · USD

ANGO

ANGIODYNAMICS INC

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5275
SEC CIK
0001275187
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2017 Filed Aug 8, 2017 17:44 UTC Exercise / conversionCommon Stock 14,000 $15.75 $220,500.00
Disclosure

SEC source: 0001140361-17-030639 · doc1.xml · nonDerivative · entry 1

Meteny Dennis S · CIK 0001289336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2017 Filed Aug 8, 2017 21:48 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $15.75 $0.00
Disclosure

SEC source: 0001140361-17-030643 · doc1.xml · derivative · entry 3

JOHNSON WESLEY · CIK 0001258791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options for one-third of the shares each became exercisable on 08/03/2011, 08/03/2012 and 08/03/2013, respectively.

Read SEC document
July 25, 2017 Filed Aug 8, 2017 21:48 UTC Tax withholdingCommon Stock 12,879 $17.12 $220,488.48
Disclosure

SEC source: 0001140361-17-030643 · doc1.xml · nonDerivative · entry 2

JOHNSON WESLEY · CIK 0001258791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,095

Read SEC document
July 25, 2017 Filed Aug 8, 2017 21:48 UTC Exercise / conversionCommon Stock 14,000 $15.75 $220,500.00
Disclosure

SEC source: 0001140361-17-030643 · doc1.xml · nonDerivative · entry 1

JOHNSON WESLEY · CIK 0001258791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 25, 2017 18:33 UTC PurchaseCommon Stock 316 $16.00 $5,056.00
Disclosure

SEC source: 0001140361-17-028594 · doc1.xml · nonDerivative · entry 1

REED JAN STERN · CIK 0001124181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

Read SEC document
July 22, 2017 Filed Jul 28, 2017 19:15 UTC
Richard StarkSVP, GM - Oncology
Tax withholdingCommon Stock 393 $16.80 $6,602.40
Disclosure

SEC source: 0001140361-17-029089 · doc1.xml · nonDerivative · entry 1

Richard Stark · CIK 0001539142 · SVP, GM - Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,040

F1 · shares: The exempt disposition of 393 shares of common stock ("Common Stock") of AngioDynamics, Inc. was made to satisfy tax withholding obligations in connection with the pre-determined vesting of shares underlying restricted stock units granted to the reporting person on July 22, 2015.

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July 22, 2017 Filed Jul 28, 2017 19:05 UTC
Trowbridge Stephen ASVP and General Counsel
Tax withholdingCommon Stock 397 $16.80 $6,669.60
Disclosure

SEC source: 0001140361-17-029081 · doc1.xml · nonDerivative · entry 1

Trowbridge Stephen A · CIK 0001624250 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,679

F1 · shares: The exempt disposition of 397 shares of common stock ("Common Stock") of AngioDynamics, Inc. was made to satisfy tax withholding obligations in connection with the pre-determined vesting of shares underlying restricted stock units granted to the reporting person on July 22, 2015.

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July 21, 2017 Filed Jul 21, 2017 22:43 UTC
Clemmer James CDirector · President and CEO
PurchaseCommon Stock 5,000 $15.79 $78,950.00
Disclosure

SEC source: 0001140361-17-028409 · doc1.xml · nonDerivative · entry 2

Clemmer James C · CIK 0001476700 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,683

Read SEC document
July 21, 2017 Filed Jul 22, 2017 01:46 UTC PurchaseCommon Stock 5,000 $15.72 $78,600.00
Disclosure

SEC source: 0001140361-17-028417 · doc1.xml · nonDerivative · entry 1

DONNELLY HOWARD W · CIK 0001212978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,600

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.71 to $15.72, inclusive. The reporting person has provided to AngioDynamics, Inc., and undertakes to provide to any security holder of AngioDynamics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 22:43 UTC
Clemmer James CDirector · President and CEO
PurchaseCommon Stock 20,000 $15.64 $312,800.00
Disclosure

SEC source: 0001140361-17-028409 · doc1.xml · nonDerivative · entry 1

Clemmer James C · CIK 0001476700 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,683

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.54 to $15.70, inclusive. The reporting person has provided to AngioDynamics, Inc., and undertakes to provide to any security holder of AngioDynamics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
June 19, 2017 Filed Jun 22, 2017 01:42 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $15.75 $0.00
Disclosure

SEC source: 0001140361-17-025746 · doc1.xml · derivative · entry 3

DONNELLY HOWARD W · CIK 0001212978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options for 33 1/3% of the total number of shares each became exercisable on 8/3/2011, 8/3/2012 and 8/3/2013.

Read SEC document
June 19, 2017 Filed Jun 22, 2017 01:42 UTC Tax withholdingCommon Stock 13,544 $16.28 $220,496.32
Disclosure

SEC source: 0001140361-17-025746 · doc1.xml · nonDerivative · entry 2

DONNELLY HOWARD W · CIK 0001212978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,600

Read SEC document
June 19, 2017 Filed Jun 22, 2017 01:42 UTC Exercise / conversionCommon Stock 14,000 $15.75 $220,500.00
Disclosure

SEC source: 0001140361-17-025746 · doc1.xml · nonDerivative · entry 1

DONNELLY HOWARD W · CIK 0001212978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 22:07 UTC
Campbell Chad ThomasSVP/GM, Vascular Access
Tax withholdingCommon Stock 788 $15.82 $12,466.16
Disclosure

SEC source: 0001140361-17-022413 · doc1.xml · nonDerivative · entry 1

Campbell Chad Thomas · CIK 0001706852 · SVP/GM, Vascular Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,264

F1 · shares: The exempt disposition of 788 shares of common stock of AngioDynamics, Inc. was made to satisfy tax withholding obligations in connection with the pre-determined vesting of shares underlying restricted stock units granted to the reporting person on July 27, 2016.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 20:14 UTC
Trowbridge Stephen ASVP and General Counsel
Tax withholdingCommon Stock 1,585 $15.78 $25,011.30
Disclosure

SEC source: 0001140361-17-016719 · doc1.xml · nonDerivative · entry 1

Trowbridge Stephen A · CIK 0001624250 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,076

F1 · shares: The exempt disposition of 1,585 shares of common stock of AngioDynamics, Inc. was made to satisfy tax withholding obligations in connection with the pre-determined vesting of shares underlying restricted stock units granted to the reporting person on April 24, 2015.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 16:48 UTC
Burgstahler David FDirector · 10% owner
SaleCommon Stock 384,184 $16.00 $6,146,944.00
Disclosure

SEC source: 0000899243-17-010318 · doc4.xml · nonDerivative · entry 4

Burgstahler David F · CIK 0001374179 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 381,406

F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Each of ACP GP and ACP Offshore expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 16:48 UTC
Burgstahler David FDirector · 10% owner
SaleCommon Stock 508,869 $16.00 $8,141,904.00
Disclosure

SEC source: 0000899243-17-010318 · doc4.xml · nonDerivative · entry 3

Burgstahler David F · CIK 0001374179 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 505,189

F2 · ownership.nature: Represents shares of the Issuer held by Navilyst Medical Co-Invest, LLC ("NM Co-Invest"). ACP GP is the manager of NM Co-Invest. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by NM Co-Invest. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 16:48 UTC
Burgstahler David FDirector · 10% owner
SaleCommon Stock 1,456,947 $16.00 $23,311,152.00
Disclosure

SEC source: 0000899243-17-010318 · doc4.xml · nonDerivative · entry 2

Burgstahler David F · CIK 0001374179 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,446,413

F1 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 20:40 UTC SaleCommon Stock 384,184 $16.00 $6,146,944.00
Disclosure

SEC source: 0000899243-17-010317 · doc4.xml · nonDerivative · entry 3

Avista Capital Partners GP, LLC · CIK 0001374781 · 10% owner

Avista Capital Partners, L.P. · CIK 0001374541 · 10% owner

Avista Capital Partners (Offshore), L.P. · CIK 0001374540 · 10% owner

Navilyst Medical Co-Invest, LLC · CIK 0001550745 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 381,406

F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Each of ACP GP and ACP Offshore expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 20:40 UTC SaleCommon Stock 508,869 $16.00 $8,141,904.00
Disclosure

SEC source: 0000899243-17-010317 · doc4.xml · nonDerivative · entry 2

Avista Capital Partners GP, LLC · CIK 0001374781 · 10% owner

Avista Capital Partners, L.P. · CIK 0001374541 · 10% owner

Avista Capital Partners (Offshore), L.P. · CIK 0001374540 · 10% owner

Navilyst Medical Co-Invest, LLC · CIK 0001550745 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 505,189

F2 · ownership.nature: Represents shares of the Issuer held by Navilyst Medical Co-Invest, LLC ("NM Co-Invest"). ACP GP is the manager of NM Co-Invest. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by NM Co-Invest. Each of ACP GP and NM Co-Invest expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 20:40 UTC SaleCommon Stock 1,456,947 $16.00 $23,311,152.00
Disclosure

SEC source: 0000899243-17-010317 · doc4.xml · nonDerivative · entry 1

Avista Capital Partners GP, LLC · CIK 0001374781 · 10% owner

Avista Capital Partners, L.P. · CIK 0001374541 · 10% owner

Avista Capital Partners (Offshore), L.P. · CIK 0001374540 · 10% owner

Navilyst Medical Co-Invest, LLC · CIK 0001550745 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,446,413

F1 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Each of ACP GP and ACP expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Read SEC document
April 04, 2017 Filed Apr 10, 2017 18:00 UTC
Clemmer James CDirector · President and CEO
Tax withholdingCommon Stock 4,508 $17.06 $76,906.48
Disclosure

SEC source: 0001140361-17-015381 · doc1.xml · nonDerivative · entry 1

Clemmer James C · CIK 0001476700 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,683

F1 · shares: The exempt disposition of 4,508 shares of common stock of AngioDynamics, Inc. was made to satisfy tax withholding obligations in connection with the pre-determined vesting of shares underlying restricted stock units granted to the reporting person on April 4, 2016.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 19:34 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $15.75 $0.00
Disclosure

SEC source: 0001140361-17-002000 · doc1.xml · derivative · entry 3

LaPorte Steve · CIK 0001340404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable as to 4,667 shares on August 3, 2011, 4,667 shares on August 3, 2012 and 4,666 shares on August 3, 2013.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 19:34 UTC Tax withholdingCommon Stock 14,000 $17.92 $250,880.00
Disclosure

SEC source: 0001140361-17-002000 · doc1.xml · nonDerivative · entry 2

LaPorte Steve · CIK 0001340404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,201

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.89 to $17.99, inclusive. The options exercised to purchase the shares were granted on 8/3/2010 and were set to expire on 8/3/2017. The reporting person has provided to AngioDynamics, Inc., and undertakes to provide to any security holder of AngioDynamics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 19:34 UTC Exercise / conversionCommon Stock 14,000 $15.75 $220,500.00
Disclosure

SEC source: 0001140361-17-002000 · doc1.xml · nonDerivative · entry 1

LaPorte Steve · CIK 0001340404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 16:21 UTC
Burgstahler David FDirector · 10% owner
OtherCommon Stock 408,706 $15.68 $6,408,510.08
Disclosure

SEC source: 0000899243-16-034113 · doc4.xml · nonDerivative · entry 4

Burgstahler David F · CIK 0001374179 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 765,590

F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Each of ACP GP and ACP Offshore expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 16:21 UTC
Burgstahler David FDirector · 10% owner
SaleCommon Stock 541,349 $15.68 $8,488,352.32
Disclosure

SEC source: 0000899243-16-034113 · doc4.xml · nonDerivative · entry 3

Burgstahler David F · CIK 0001374179 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,014,058

F2 · ownership.nature: Represents shares of the Issuer held by Navilyst Medical Co-Invest, LLC ("NM Co-Invest"). ACP GP is the manager of NM Co-Invest. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by NM Co-Invest. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 16:21 UTC
Burgstahler David FDirector · 10% owner
SaleCommon Stock 1,549,945 $15.68 $24,303,137.60
Disclosure

SEC source: 0000899243-16-034113 · doc4.xml · nonDerivative · entry 2

Burgstahler David F · CIK 0001374179 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,903,360

F1 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:20 UTC OtherCommon Stock 408,706 $15.68 $6,408,510.08
Disclosure

SEC source: 0000899243-16-034112 · doc4.xml · nonDerivative · entry 3

Avista Capital Partners GP, LLC · CIK 0001374781 · 10% owner

Avista Capital Partners, L.P. · CIK 0001374541 · 10% owner

Avista Capital Partners (Offshore), L.P. · CIK 0001374540 · 10% owner

Navilyst Medical Co-Invest, LLC · CIK 0001550745 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 765,590

F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Each of ACP GP and ACP Offshore expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:20 UTC SaleCommon Stock 541,349 $15.68 $8,488,352.32
Disclosure

SEC source: 0000899243-16-034112 · doc4.xml · nonDerivative · entry 2

Avista Capital Partners GP, LLC · CIK 0001374781 · 10% owner

Avista Capital Partners, L.P. · CIK 0001374541 · 10% owner

Avista Capital Partners (Offshore), L.P. · CIK 0001374540 · 10% owner

Navilyst Medical Co-Invest, LLC · CIK 0001550745 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,014,058

F2 · ownership.nature: Represents shares of the Issuer held by Navilyst Medical Co-Invest, LLC ("NM Co-Invest"). ACP GP is the manager of NM Co-Invest. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by NM Co-Invest. Each of ACP GP and NM Co-Invest expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:20 UTC SaleCommon Stock 1,549,945 $15.68 $24,303,137.60
Disclosure

SEC source: 0000899243-16-034112 · doc4.xml · nonDerivative · entry 1

Avista Capital Partners GP, LLC · CIK 0001374781 · 10% owner

Avista Capital Partners, L.P. · CIK 0001374541 · 10% owner

Avista Capital Partners (Offshore), L.P. · CIK 0001374540 · 10% owner

Navilyst Medical Co-Invest, LLC · CIK 0001550745 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,903,360

F1 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Each of ACP GP and ACP expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:58 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $16.12 $0.00
Disclosure

SEC source: 0001140361-16-085625 · doc1.xml · derivative · entry 1

REED JAN STERN · CIK 0001124181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-11-07

F1 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on November 7, 2017, such that 25% of the options will vest on each of November 7, 2017, 2018, 2019 and 2020.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:56 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $16.12 $0.00
Disclosure

SEC source: 0001140361-16-085623 · doc1.xml · derivative · entry 1

Auen Eileen O'Shea · CIK 0001428073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-11-07

F1 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on November 7, 2017, such that 25% of the options will vest on each of November 7, 2017, 2018, 2019 and 2020.

Read SEC document
August 31, 2016 Filed Sep 6, 2016 18:51 UTC
GOLD JEFFREYDirector
Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $13.29 $0.00
Disclosure

SEC source: 0001140361-16-079003 · doc1.xml · derivative · entry 3

GOLD JEFFREY · CIK 0000938659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2016-09-04

F1 · derivative.exercise_date: Options for one-third of the shares each became exercisable on 09/04/2010, 09/04/2011 and 09/04/2012, respectively.

Read SEC document
August 31, 2016 Filed Sep 6, 2016 18:51 UTC
GOLD JEFFREYDirector
Tax withholdingCommon Stock 9,642 $16.54 $159,478.68
Disclosure

SEC source: 0001140361-16-079003 · doc1.xml · nonDerivative · entry 2

GOLD JEFFREY · CIK 0000938659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,037

Read SEC document
August 31, 2016 Filed Sep 6, 2016 18:51 UTC
GOLD JEFFREYDirector
Exercise / conversionCommon Stock 12,000 $13.29 $159,480.00
Disclosure

SEC source: 0001140361-16-079003 · doc1.xml · nonDerivative · entry 1

GOLD JEFFREY · CIK 0000938659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2016 Filed Sep 6, 2016 18:54 UTC Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $13.29 $0.00
Disclosure

SEC source: 0001140361-16-079006 · doc1.xml · derivative · entry 3

Meteny Dennis S · CIK 0001289336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2016-09-04

F1 · derivative.exercise_date: Options for one-third of the shares each became exercisable on 09/04/2010, 09/04/2011 and 09/04/2012, respectively.

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August 31, 2016 Filed Sep 6, 2016 18:54 UTC Tax withholdingCommon Stock 9,642 $16.54 $159,478.68
Disclosure

SEC source: 0001140361-16-079006 · doc1.xml · nonDerivative · entry 2

Meteny Dennis S · CIK 0001289336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,151

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August 31, 2016 Filed Sep 6, 2016 18:54 UTC Exercise / conversionCommon Stock 12,000 $13.29 $159,480.00
Disclosure

SEC source: 0001140361-16-079006 · doc1.xml · nonDerivative · entry 1

Meteny Dennis S · CIK 0001289336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.