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Nasdaq · USD

ANAB

ANAPTYSBIO, INC

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Tapewire entity
4640
SEC CIK
0001370053
Parsed reports
295

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025010
Jan 2026017
Feb 202601
Mar 2026013
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2024 Filed Jan 5, 2024 22:00 UTC
Lizzul Paul F.Chief Medical Officer
GrantRestricted Stock Unit · Derivative 42,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001052 · doc4.xml · derivative · entry 2

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,220

Underlying: Common Stock · 42,220 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 3, 2025 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 3, 2025 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 22:00 UTC
Lizzul Paul F.Chief Medical Officer
GrantStock Option (right to buy) · Derivative 115,540 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001052 · doc4.xml · derivative · entry 1

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,540

Underlying: Common Stock · 115,540 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 3, 2025, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:52 UTC
Faga DanielDirector · CEO
GrantRestricted Stock Unit · Derivative 138,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001044 · doc4.xml · derivative · entry 2

Faga Daniel · CIK 0001673528 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,710

Underlying: Common Stock · 138,710 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 3, 2025 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 3, 2025 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:52 UTC
Faga DanielDirector · CEO
GrantStock Option (right to buy) · Derivative 379,620 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001044 · doc4.xml · derivative · entry 1

Faga Daniel · CIK 0001673528 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,620

Underlying: Common Stock · 379,620 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 3, 2025, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:58 UTC GrantRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001050 · doc4.xml · derivative · entry 2

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,030

Underlying: Common Stock · 6,030 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:58 UTC GrantStock Option (right to buy) · Derivative 16,510 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001050 · doc4.xml · derivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,510

Underlying: Common Stock · 16,510 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on Februray 3, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:57 UTC
Orwin John ADirector
GrantRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001049 · doc4.xml · derivative · entry 2

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,030

Underlying: Common Stock · 6,030 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:57 UTC
Orwin John ADirector
GrantStock Option (right to buy) · Derivative 16,510 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001049 · doc4.xml · derivative · entry 1

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,510

Underlying: Common Stock · 16,510 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on Februray 3, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 16:55 UTC
LOUMEAU ERIC JChief Legal Officer
GrantRestricted Stock Unit · Derivative 29,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001047 · doc4.xml · derivative · entry 2

LOUMEAU ERIC J · CIK 0001239648 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,150

Underlying: Common Stock · 29,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 3, 2025 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 3, 2025 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 16:55 UTC
LOUMEAU ERIC JChief Legal Officer
GrantStock Option (right to buy) · Derivative 79,780 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001047 · doc4.xml · derivative · entry 1

LOUMEAU ERIC J · CIK 0001239648 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,780

Underlying: Common Stock · 79,780 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 3, 2025, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:53 UTC GrantRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001045 · doc4.xml · derivative · entry 2

FENTON DENNIS M · CIK 0001184627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,030

Underlying: Common Stock · 6,030 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:53 UTC GrantStock Option (right to buy) · Derivative 16,510 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001045 · doc4.xml · derivative · entry 1

FENTON DENNIS M · CIK 0001184627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,510

Underlying: Common Stock · 16,510 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on Februray 3, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:56 UTC GrantRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001048 · doc4.xml · derivative · entry 2

RENTON HOLLINGS · CIK 0001187333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,030

Underlying: Common Stock · 6,030 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:56 UTC GrantStock Option (right to buy) · Derivative 16,510 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001048 · doc4.xml · derivative · entry 1

RENTON HOLLINGS · CIK 0001187333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,510

Underlying: Common Stock · 16,510 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on Februray 3, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:54 UTC
MULROY DENNISChief Financial Officer
GrantRestricted Stock Unit · Derivative 33,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001046 · doc4.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,170

Underlying: Common Stock · 33,170 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 3, 2025 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 3, 2025 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:54 UTC
MULROY DENNISChief Financial Officer
GrantStock Option (right to buy) · Derivative 90,780 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001046 · doc4.xml · derivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,780

Underlying: Common Stock · 90,780 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 3, 2025, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 22:01 UTC
Jain RitaDirector
GrantRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001053 · doc4.xml · derivative · entry 2

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,030

Underlying: Common Stock · 6,030 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 22:01 UTC
Jain RitaDirector
GrantStock Option (right to buy) · Derivative 16,510 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001053 · doc4.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,510

Underlying: Common Stock · 16,510 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on Februray 3, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:59 UTC GrantRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001051 · doc4.xml · derivative · entry 2

Marquet Magda · CIK 0001631486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,030

Underlying: Common Stock · 6,030 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:59 UTC GrantStock Option (right to buy) · Derivative 16,510 $0.00 Strike: $21.19 $0.00
Disclosure

SEC source: 0001209191-24-001051 · doc4.xml · derivative · entry 1

Marquet Magda · CIK 0001631486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,510

Underlying: Common Stock · 16,510 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on Februray 3, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 16:03 UTC
LOUMEAU ERIC JChief Legal Officer
SaleCommon Stock 882 $14.19 $12,515.58
Disclosure

SEC source: 0001209191-23-056638 · doc4.xml · nonDerivative · entry 1

LOUMEAU ERIC J · CIK 0001239648 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person dated September 29, 2022, as amended February 21, 2023.

F2 · shares: The shares sold represent 882 shares purchased pursuant to the Company's ESPP at 85% of the lesser of the closing price of the Issuer's Common Stock on November 16, 2022 and the closing price of May 15, 2023.

Read SEC document
September 18, 2023 Filed Sep 18, 2023 18:13 UTC
LOUMEAU ERIC JChief Legal Officer
SaleCommon Stock 3,895 $19.32 $75,232.31
Disclosure

SEC source: 0001209191-23-049809 · doc4.xml · nonDerivative · entry 3

LOUMEAU ERIC J · CIK 0001239648 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 882

F4 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.135 to $19.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 18, 2023 Filed Sep 18, 2023 22:12 UTC
MULROY DENNISChief Financial Officer
SaleCommon Stock 3,895 $19.32 $75,236.60
Disclosure

SEC source: 0001209191-23-049808 · doc4.xml · nonDerivative · entry 3

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 964

F3 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.145 to $19.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:11 UTC
Orwin John ADirector
GrantRestricted Stock Unit · Derivative 3,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049806 · doc4.xml · derivative · entry 4

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs shall vest as to 1/3 of the total shares on September 15, 2024, and thereafter vests as to 1/3 of the total RSUs on September 15, 2025; and as to 1/3 of the total RSUs on September 15, 2026, subject to the provision of services to the Company on each vesting date.

F5 · derivative.expiration_date: The RSUs shall vest as to 1/3 of the total shares on September 15, 2024, and thereafter vests as to 1/3 of the total RSUs on September 15, 2025; and as to 1/3 of the total RSUs on September 15, 2026, subject to the provision of services to the Company on each vesting date.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:11 UTC
Orwin John ADirector
GrantRestricted Stock Unit · Derivative 2,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049806 · doc4.xml · derivative · entry 3

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,035

Underlying: Common Stock · 2,035 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2024 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2024 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:11 UTC
Orwin John ADirector
GrantStock Option (right to buy) · Derivative 10,600 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-23-049806 · doc4.xml · derivative · entry 2

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires 2033-09-14

F2 · derivative.exercise_date: The stock option vests as of 1/36 of the total shares monthly beginning on October 15, 2023 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:11 UTC
Orwin John ADirector
GrantStock Option (right to buy) · Derivative 3,311 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-23-049806 · doc4.xml · derivative · entry 1

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,311

Underlying: Common Stock · 3,311 shares

Expires 2033-09-14

F1 · derivative.exercise_date: The stock option vests as of 1/4 of the total shares monthly beginning on October 6, 2023 and each month thereafter until fully vested on January 6, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:14 UTC
Lizzul Paul F.Chief Medical Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049810 · doc4.xml · derivative · entry 3

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 50% of the total restricted stock units vest on September 14, 2023 and September 14, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 50% of the total restricted stock units vest on September 14, 2023 and September 14, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:14 UTC
Lizzul Paul F.Chief Medical Officer
SaleCommon Stock 2,105 $19.48 $41,005.40
Disclosure

SEC source: 0001209191-23-049810 · doc4.xml · nonDerivative · entry 2

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,527

F3 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:14 UTC
Lizzul Paul F.Chief Medical Officer
Exercise / conversionCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-049810 · doc4.xml · nonDerivative · entry 1

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects the acquisition of 881 shares acquired under the Company's ESPP.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 18:13 UTC
LOUMEAU ERIC JChief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049809 · doc4.xml · derivative · entry 4

LOUMEAU ERIC J · CIK 0001239648 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F6 · derivative.exercise_date: 50% of the total restricted stock units vest on September 14, 2023 and September 14, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: 50% of the total restricted stock units vest on September 14, 2023 and September 14, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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September 14, 2023 Filed Sep 18, 2023 18:13 UTC
LOUMEAU ERIC JChief Legal Officer
SaleCommon Stock 2,105 $19.48 $41,005.40
Disclosure

SEC source: 0001209191-23-049809 · doc4.xml · nonDerivative · entry 2

LOUMEAU ERIC J · CIK 0001239648 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,777

F3 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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September 14, 2023 Filed Sep 18, 2023 18:13 UTC
LOUMEAU ERIC JChief Legal Officer
Exercise / conversionCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-049809 · doc4.xml · nonDerivative · entry 1

LOUMEAU ERIC J · CIK 0001239648 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects the acquisition of 882 shares acquired under the Company's ESPP.

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September 14, 2023 Filed Sep 18, 2023 22:12 UTC
MULROY DENNISChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049808 · doc4.xml · derivative · entry 4

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: 50% of the total restricted stock units vest on September 14, 2023 and September 14, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: 50% of the total restricted stock units vest on September 14, 2023 and September 14, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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September 14, 2023 Filed Sep 18, 2023 22:12 UTC
MULROY DENNISChief Financial Officer
SaleCommon Stock 2,105 $19.48 $41,005.40
Disclosure

SEC source: 0001209191-23-049808 · doc4.xml · nonDerivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,859

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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September 14, 2023 Filed Sep 18, 2023 22:12 UTC
MULROY DENNISChief Financial Officer
Exercise / conversionCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-049808 · doc4.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

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April 03, 2023 Filed Apr 6, 2023 21:05 UTC
Jain RitaDirector
GrantRestricted Stock Unit · Derivative 3,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023604 · doc4.xml · derivative · entry 4

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,234

Underlying: Common Stock · 3,234 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2024 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2024 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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April 03, 2023 Filed Apr 6, 2023 21:05 UTC
Jain RitaDirector
GrantRestricted Stock Unit · Derivative 3,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023604 · doc4.xml · derivative · entry 3

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs shall vest as to 1/3 of the total shares on June 15, 2024, and thereafter vests as to 1/3 of the total RSUs on June 15, 2025; and as to 1/3 of the total RSUs on June 15, 2026, subject to the provision of services to the Company on each vesting date.

F4 · derivative.expiration_date: The RSUs shall vest as to 1/3 of the total shares on June 15, 2024, and thereafter vests as to 1/3 of the total RSUs on June 15, 2025; and as to 1/3 of the total RSUs on June 15, 2026, subject to the provision of services to the Company on each vesting date.

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April 03, 2023 Filed Apr 6, 2023 21:05 UTC
Jain RitaDirector
GrantStock Option (right to buy) · Derivative 8,015 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001209191-23-023604 · doc4.xml · derivative · entry 2

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,015

Underlying: Common Stock · 8,015 shares

Expires 2033-04-02

F2 · derivative.exercise_date: The stock option vests as of 1/9 of the total shares monthly beginning on May 6, 2023 and each month thereafter until fully vested on January 6, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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April 03, 2023 Filed Apr 6, 2023 21:05 UTC
Jain RitaDirector
GrantStock Option (right to buy) · Derivative 10,600 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001209191-23-023604 · doc4.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires 2033-04-02

F1 · derivative.exercise_date: The stock option vests as of 1/36 of the total shares monthly beginning on May 6, 2023 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 06, 2023 Filed Jan 11, 2023 00:14 UTC GrantRestricted Stock Unit · Derivative 3,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002888 · doc4.xml · derivative · entry 2

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2024 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2024 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 06, 2023 Filed Jan 11, 2023 00:14 UTC GrantStock Option (right to buy) · Derivative 10,600 $0.00 Strike: $23.23 $0.00
Disclosure

SEC source: 0001209191-23-002888 · doc4.xml · derivative · entry 1

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires 2033-01-05

F1 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on February 6, 2023 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 06, 2023 Filed Jan 11, 2023 00:07 UTC
Lizzul Paul F.Chief Medical Officer
GrantRestricted Stock Unit · Derivative 24,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002880 · doc4.xml · derivative · entry 2

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,580

Underlying: Common Stock · 24,580 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 6, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 6, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 06, 2023 Filed Jan 11, 2023 00:07 UTC
Lizzul Paul F.Chief Medical Officer
GrantStock Option (right to buy) · Derivative 67,070 $0.00 Strike: $23.23 $0.00
Disclosure

SEC source: 0001209191-23-002880 · doc4.xml · derivative · entry 1

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,070

Underlying: Common Stock · 67,070 shares

Expires 2033-01-05

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 6, 2024, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 06, 2023 Filed Jan 11, 2023 00:04 UTC
Faga DanielDirector · Interim CEO
GrantRestricted Stock Unit · Derivative 71,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002877 · doc4.xml · derivative · entry 2

Faga Daniel · CIK 0001673528 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,400

Underlying: Common Stock · 71,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 6, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 6, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 06, 2023 Filed Jan 11, 2023 00:04 UTC
Faga DanielDirector · Interim CEO
GrantStock Option (right to buy) · Derivative 194,900 $0.00 Strike: $23.23 $0.00
Disclosure

SEC source: 0001209191-23-002877 · doc4.xml · derivative · entry 1

Faga Daniel · CIK 0001673528 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,900

Underlying: Common Stock · 194,900 shares

Expires 2033-01-05

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 6, 2024, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 06, 2023 Filed Jan 11, 2023 00:11 UTC GrantRestricted Stock Unit · Derivative 3,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002885 · doc4.xml · derivative · entry 2

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2024 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2024 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:11 UTC GrantStock Option (right to buy) · Derivative 10,600 $0.00 Strike: $23.23 $0.00
Disclosure

SEC source: 0001209191-23-002885 · doc4.xml · derivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires 2033-01-05

F1 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on February 6, 2023 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 06, 2023 Filed Jan 10, 2023 19:08 UTC
LOUMEAU ERIC JCOO, General Counsel
GrantRestricted Stock Unit · Derivative 22,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002881 · doc4.xml · derivative · entry 2

LOUMEAU ERIC J · CIK 0001239648 · COO, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,180

Underlying: Common Stock · 22,180 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 6, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on January 6, 2024 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 06, 2023 Filed Jan 10, 2023 19:08 UTC
LOUMEAU ERIC JCOO, General Counsel
GrantStock Option (right to buy) · Derivative 60,530 $0.00 Strike: $23.23 $0.00
Disclosure

SEC source: 0001209191-23-002881 · doc4.xml · derivative · entry 1

LOUMEAU ERIC J · CIK 0001239648 · COO, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,530

Underlying: Common Stock · 60,530 shares

Expires 2033-01-05

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 6, 2024, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.