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AUTONATION, INC.

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3730
SEC CIK
0000350698
Parsed reports
512

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 4, 2019 22:20 UTC GrantCommon Stock, par value $0.01 per share 6,934 $0.00 $0.00
Disclosure

SEC source: 0000350698-19-000011 · wf-form4_154664042435736.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,880

F1 · kind: 2019 grant of 6,934 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:18 UTC GrantCommon Stock, par value $0.01 per share 6,934 $0.00 $0.00
Disclosure

SEC source: 0000350698-19-000010 · wf-form4_154664028976952.xml · nonDerivative · entry 1

Collins Tomago · CIK 0001585115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,030

F1 · kind: 2019 grant of 6,934 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

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January 02, 2019 Filed Jan 4, 2019 22:14 UTC GrantCommon Stock, par value $0.01 per share 6,934 $0.00 $0.00
Disclosure

SEC source: 0000350698-19-000009 · wf-form4_154664007740102.xml · nonDerivative · entry 1

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,520

F1 · kind: 2019 grant of 6,934 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0000350698-18-000149 · wf-form4_154542782452712.xml · derivative · entry 3

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 20,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2018.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:30 UTC SaleCommon Stock, par value $0.01 per share 20,000 $33.99 $679,812.00
Disclosure

SEC source: 0000350698-18-000149 · wf-form4_154542782452712.xml · nonDerivative · entry 2

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,946

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $33.735 to $34.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:30 UTC Exercise / conversionCommon Stock, par value $0.01 per share 20,000 $9.88 $197,600.00
Disclosure

SEC source: 0000350698-18-000149 · wf-form4_154542782452712.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:55 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 246 $0.00 Strike: $17.70 $0.00
Disclosure

SEC source: 0000350698-18-000147 · wf-form4_154525648473931.xml · derivative · entry 8

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 246 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:55 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 246 $0.00 Strike: $18.02 $0.00
Disclosure

SEC source: 0000350698-18-000147 · wf-form4_154525648473931.xml · derivative · entry 7

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 246 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:55 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 245 $0.00 Strike: $16.99 $0.00
Disclosure

SEC source: 0000350698-18-000147 · wf-form4_154525648473931.xml · derivative · entry 6

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 245 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:55 UTC
MILLER CHERYLEVP and CFO
SaleCommon Stock, par value $0.01 per share 36 $34.33 $1,235.77
Disclosure

SEC source: 0000350698-18-000147 · wf-form4_154525648473931.xml · nonDerivative · entry 5

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,744

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:55 UTC
MILLER CHERYLEVP and CFO
SaleCommon Stock, par value $0.01 per share 503 $33.22 $16,709.66
Disclosure

SEC source: 0000350698-18-000147 · wf-form4_154525648473931.xml · nonDerivative · entry 4

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,780

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:55 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionCommon Stock, par value $0.01 per share 246 $17.70 $4,354.20
Disclosure

SEC source: 0000350698-18-000147 · wf-form4_154525648473931.xml · nonDerivative · entry 3

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:55 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionCommon Stock, par value $0.01 per share 246 $18.02 $4,432.92
Disclosure

SEC source: 0000350698-18-000147 · wf-form4_154525648473931.xml · nonDerivative · entry 2

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:55 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionCommon Stock, par value $0.01 per share 245 $16.99 $4,162.55
Disclosure

SEC source: 0000350698-18-000147 · wf-form4_154525648473931.xml · nonDerivative · entry 1

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 22:16 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0000350698-18-000139 · wf-form4_154232017150128.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock, par value $0.01 per share · 2,500 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 22:16 UTC SaleCommon Stock, par value $0.01 per share 2,500 $40.00 $100,000.00
Disclosure

SEC source: 0000350698-18-000139 · wf-form4_154232017150128.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,677

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 22:16 UTC Exercise / conversionCommon Stock, par value $0.01 per share 2,500 $9.88 $24,700.00
Disclosure

SEC source: 0000350698-18-000139 · wf-form4_154232017150128.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 22:05 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,104 $0.00 Strike: $23.21 $0.00
Disclosure

SEC source: 0000350698-18-000137 · wf-form4_154145551090438.xml · derivative · entry 6

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 37,104 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 22:05 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
SaleCommon Stock, par value $0.01 per share 37,104 $40.62 $1,507,205.29
Disclosure

SEC source: 0000350698-18-000137 · wf-form4_154145551090438.xml · nonDerivative · entry 4

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,101

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.35 to $40.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 22:05 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionCommon Stock, par value $0.01 per share 37,104 $23.21 $861,183.84
Disclosure

SEC source: 0000350698-18-000137 · wf-form4_154145551090438.xml · nonDerivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:05 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,104 $0.00 Strike: $19.64 $0.00
Disclosure

SEC source: 0000350698-18-000137 · wf-form4_154145551090438.xml · derivative · entry 5

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 37,104 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:05 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
SaleCommon Stock, par value $0.01 per share 37,104 $40.76 $1,512,344.20
Disclosure

SEC source: 0000350698-18-000137 · wf-form4_154145551090438.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,101

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.44 to $41.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:05 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionCommon Stock, par value $0.01 per share 37,104 $19.64 $728,722.56
Disclosure

SEC source: 0000350698-18-000137 · wf-form4_154145551090438.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:04 UTC
CONOPHY THOMAS MEVP and CTO
Tax withholdingCommon Stock, par value $0.01 per share 305 $40.48 $12,346.40
Disclosure

SEC source: 0000350698-18-000134 · wf-form4_154119264245498.xml · nonDerivative · entry 1

CONOPHY THOMAS M · CIK 0001688708 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,410

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:46 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,192 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0000350698-18-000122 · wf-form4_153505719831561.xml · derivative · entry 3

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 15,192 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:46 UTC SaleCommon Stock, par value $0.01 per share 15,192 $46.95 $713,264.40
Disclosure

SEC source: 0000350698-18-000122 · wf-form4_153505719831561.xml · nonDerivative · entry 2

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,586

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:46 UTC Exercise / conversionCommon Stock, par value $0.01 per share 15,192 $19.15 $290,926.80
Disclosure

SEC source: 0000350698-18-000122 · wf-form4_153505719831561.xml · nonDerivative · entry 1

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 20, 2018 21:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,708 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0000350698-18-000120 · wf-form4_153480069013661.xml · derivative · entry 6

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,192

Underlying: Common Stock, par value $0.01 per share · 4,708 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 20, 2018 21:31 UTC SaleCommon Stock, par value $0.01 per share 4,708 $47.00 $221,278.82
Disclosure

SEC source: 0000350698-18-000120 · wf-form4_153480069013661.xml · nonDerivative · entry 4

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,586

F1 · price: This transaction was executed in multiple trades at prices ranging from $47 to $47.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 20, 2018 Filed Aug 20, 2018 21:31 UTC Exercise / conversionCommon Stock, par value $0.01 per share 4,708 $19.15 $90,158.20
Disclosure

SEC source: 0000350698-18-000120 · wf-form4_153480069013661.xml · nonDerivative · entry 3

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 100 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0000350698-18-000120 · wf-form4_153480069013661.xml · derivative · entry 5

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,900

Underlying: Common Stock, par value $0.01 per share · 100 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:31 UTC SaleCommon Stock, par value $0.01 per share 100 $47.00 $4,700.00
Disclosure

SEC source: 0000350698-18-000120 · wf-form4_153480069013661.xml · nonDerivative · entry 2

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,586

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:31 UTC Exercise / conversionCommon Stock, par value $0.01 per share 100 $19.15 $1,915.00
Disclosure

SEC source: 0000350698-18-000120 · wf-form4_153480069013661.xml · nonDerivative · entry 1

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:47 UTC
Cade ChristopherSVP and CAO
SaleCommon Stock, par value $0.01 per share 1,443 $47.96 $69,208.59
Disclosure

SEC source: 0000350698-18-000118 · wf-form4_153393403427550.xml · nonDerivative · entry 1

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:02 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,104 $0.00 Strike: $18.20 $0.00
Disclosure

SEC source: 0000350698-18-000116 · wf-form4_153367575819302.xml · derivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 37,104 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:02 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
SaleCommon Stock, par value $0.01 per share 37,104 $46.60 $1,729,198.53
Disclosure

SEC source: 0000350698-18-000116 · wf-form4_153367575819302.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,101

F1 · price: This transaction was executed in multiple trades at prices ranging from $46.18 to $46.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:02 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionCommon Stock, par value $0.01 per share 37,104 $18.20 $675,292.80
Disclosure

SEC source: 0000350698-18-000116 · wf-form4_153367575819302.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 10, 2018 Filed Jul 12, 2018 20:51 UTC Exercise / conversionStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $10.43 $0.00
Disclosure

SEC source: 0000350698-18-000108 · wf-form4_153142867941426.xml · derivative · entry 4

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 42,000 shares

Expires 2018-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2018.

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July 10, 2018 Filed Jul 12, 2018 20:51 UTC SaleCommon Stock, par value $0.01 per share 17,454 $48.86 $852,851.31
Disclosure

SEC source: 0000350698-18-000108 · wf-form4_153142867941426.xml · nonDerivative · entry 3

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,946

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $48.38 to $49.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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July 10, 2018 Filed Jul 12, 2018 20:51 UTC SaleCommon Stock, par value $0.01 per share 24,546 $47.86 $1,174,761.74
Disclosure

SEC source: 0000350698-18-000108 · wf-form4_153142867941426.xml · nonDerivative · entry 2

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,400

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $47.36 to $48.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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July 10, 2018 Filed Jul 12, 2018 20:51 UTC Exercise / conversionCommon Stock, par value $0.01 per share 42,000 $10.43 $438,060.00
Disclosure

SEC source: 0000350698-18-000108 · wf-form4_153142867941426.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2018.

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June 15, 2018 Filed Jun 19, 2018 21:52 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 33,006 $0.00 Strike: $18.02 $0.00
Disclosure

SEC source: 0000350698-18-000106 · wf-form4_152944511939508.xml · derivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 33,006 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.

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June 15, 2018 Filed Jun 19, 2018 21:52 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
SaleCommon Stock, par value $0.01 per share 33,006 $49.36 $1,629,106.85
Disclosure

SEC source: 0000350698-18-000106 · wf-form4_152944511939508.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,101

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.32 to $49.4850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 15, 2018 Filed Jun 19, 2018 21:52 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionCommon Stock, par value $0.01 per share 33,006 $18.02 $594,768.12
Disclosure

SEC source: 0000350698-18-000106 · wf-form4_152944511939508.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:32 UTC
MILLER CHERYLEVP and CFO
Tax withholdingCommon Stock, par value $0.01 per share 356 $46.61 $16,593.16
Disclosure

SEC source: 0000350698-18-000104 · wf-form4_152823434182351.xml · nonDerivative · entry 1

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,546

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June 01, 2018 Filed Jun 5, 2018 21:27 UTC
PARLAPIANO DONNA LEVP, Franchise Ops/M&A/RE
Tax withholdingCommon Stock, par value $0.01 per share 558 $46.61 $26,008.38
Disclosure

SEC source: 0000350698-18-000103 · wf-form4_152823398679981.xml · nonDerivative · entry 1

PARLAPIANO DONNA L · CIK 0001517271 · EVP, Franchise Ops/M&A/RE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,249

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June 01, 2018 Filed Jun 5, 2018 21:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock, par value $0.01 per share 810 $46.61 $37,754.10
Disclosure

SEC source: 0000350698-18-000102 · wf-form4_152823384315595.xml · nonDerivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,662

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June 01, 2018 Filed Jun 5, 2018 21:18 UTC
ISERMAN LANCE EEVP, Sales & COO
Tax withholdingCommon Stock, par value $0.01 per share 411 $46.61 $19,156.71
Disclosure

SEC source: 0000350698-18-000101 · wf-form4_152823342011153.xml · nonDerivative · entry 1

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,583

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June 01, 2018 Filed Jun 5, 2018 21:14 UTC
Cade ChristopherSVP and CAO
Tax withholdingCommon Stock, par value $0.01 per share 128 $46.61 $5,966.08
Disclosure

SEC source: 0000350698-18-000100 · wf-form4_152823326549372.xml · nonDerivative · entry 1

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642

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May 07, 2018 Filed May 9, 2018 23:30 UTC OtherCommon Stock, par value $0.01 per share 59,293 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012177 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,613,023

F1 · shares: Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2017 to redeem all or a portion of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.