Tapewire

NYSE · USD

AN

AUTONATION, INC.

Export transactions ↓
Tapewire entity
3730
SEC CIK
0000350698
Parsed reports
512

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,041 $0.00 Strike: $34.51 $0.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 11

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,041 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,041 $0.00 Strike: $32.50 $0.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 10

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,041 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
SaleCommon Stock, par value $0.01 per share 18,637 $51.00 $950,487.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · nonDerivative · entry 9

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,122

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionCommon Stock, par value $0.01 per share 3,784 $38.63 $146,175.92
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · nonDerivative · entry 8

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionCommon Stock, par value $0.01 per share 3,784 $41.16 $155,749.44
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · nonDerivative · entry 7

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionCommon Stock, par value $0.01 per share 1,892 $35.00 $66,220.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · nonDerivative · entry 6

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionCommon Stock, par value $0.01 per share 1,892 $34.09 $64,498.28
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · nonDerivative · entry 5

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionCommon Stock, par value $0.01 per share 1,041 $35.99 $37,465.59
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · nonDerivative · entry 4

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionCommon Stock, par value $0.01 per share 4,162 $40.37 $168,019.94
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · nonDerivative · entry 3

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionCommon Stock, par value $0.01 per share 1,041 $34.51 $35,924.91
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · nonDerivative · entry 2

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionCommon Stock, par value $0.01 per share 1,041 $32.50 $33,832.50
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · nonDerivative · entry 1

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 20:59 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0000350698-19-000139 · wf-form4_156823556890810.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 20:59 UTC SaleCommon Stock, par value $0.01 per share 5,000 $50.00 $250,000.00
Disclosure

SEC source: 0000350698-19-000139 · wf-form4_156823556890810.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,611

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 20:59 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $19.15 $95,750.00
Disclosure

SEC source: 0000350698-19-000139 · wf-form4_156823556890810.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:25 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock, par value $0.01 per share 360 $47.55 $17,118.00
Disclosure

SEC source: 0000350698-19-000133 · wf-form4_156642269190767.xml · nonDerivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,084

F1 · kind: Shares withheld for payment of tax liability arising from the reporting person becoming retirement-eligible under the issuer's equity compensation plans.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 21:06 UTC
BENDER JAMES REVP and COO
SaleCommon Stock, par value $0.01 per share 767 $48.35 $37,084.45
Disclosure

SEC source: 0000350698-19-000129 · wf-form4_156590318394645.xml · nonDerivative · entry 1

BENDER JAMES R · CIK 0001764106 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,318

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:34 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 32,231 $0.00 Strike: $34.51 $0.00
Disclosure

SEC source: 0000350698-19-000123 · wf-form4_156452244629965.xml · derivative · entry 6

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 32,231 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:34 UTC
JACKSON MICHAEL JDirector · Executive Chairman
SaleCommon Stock, par value $0.01 per share 32,231 $48.79 $1,572,463.47
Disclosure

SEC source: 0000350698-19-000123 · wf-form4_156452244629965.xml · nonDerivative · entry 4

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,686

F2 · price: This transaction was executed in multiple trades at prices ranging from $48.39 to $49.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:34 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.01 per share 32,231 $34.51 $1,112,291.81
Disclosure

SEC source: 0000350698-19-000123 · wf-form4_156452244629965.xml · nonDerivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:34 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 32,231 $0.00 Strike: $32.50 $0.00
Disclosure

SEC source: 0000350698-19-000123 · wf-form4_156452244629965.xml · derivative · entry 5

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 32,231 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:34 UTC
JACKSON MICHAEL JDirector · Executive Chairman
SaleCommon Stock, par value $0.01 per share 32,231 $48.22 $1,554,278.74
Disclosure

SEC source: 0000350698-19-000123 · wf-form4_156452244629965.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,686

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.03 to $48.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:34 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.01 per share 32,231 $32.50 $1,047,507.50
Disclosure

SEC source: 0000350698-19-000123 · wf-form4_156452244629965.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:30 UTC SaleCommon Stock, par value $0.01 per share 40,272 $48.57 $1,956,011.04
Disclosure

SEC source: 0000899243-19-020534 · doc4.xml · nonDerivative · entry 2

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,446,368

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $48.40 to $48.86 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:30 UTC SaleCommon Stock, par value $0.01 per share 156,819 $48.57 $7,616,698.83
Disclosure

SEC source: 0000899243-19-020534 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,241,337

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $48.40 to $48.86 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 23:09 UTC SaleCommon Stock, par value $0.01 per share 190,179 $48.09 $9,145,784.18
Disclosure

SEC source: 0000899243-19-020430 · doc4.xml · nonDerivative · entry 4

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,486,640

F7 · price: This price represents the approximate weighted average price per Share of the Issuer of sales that were executed at prices ranging from $46.70 to $48.99 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 23:09 UTC SaleCommon Stock, par value $0.01 per share 796,958 $48.09 $38,326,029.00
Disclosure

SEC source: 0000899243-19-020430 · doc4.xml · nonDerivative · entry 3

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,398,156

F7 · price: This price represents the approximate weighted average price per Share of the Issuer of sales that were executed at prices ranging from $46.70 to $48.99 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:51 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0000350698-19-000120 · wf-form4_156408789837174.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:51 UTC SaleCommon Stock, par value $0.01 per share 5,000 $45.00 $225,000.00
Disclosure

SEC source: 0000350698-19-000120 · wf-form4_156408789837174.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,611

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:51 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $19.15 $95,750.00
Disclosure

SEC source: 0000350698-19-000120 · wf-form4_156408789837174.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 23:09 UTC SaleCommon Stock, par value $0.01 per share 249,510 $46.71 $11,655,435.48
Disclosure

SEC source: 0000899243-19-020430 · doc4.xml · nonDerivative · entry 2

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,676,819

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $45.89 to $47.76 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 23:09 UTC SaleCommon Stock, par value $0.01 per share 295,467 $46.71 $13,802,238.61
Disclosure

SEC source: 0000899243-19-020430 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,195,114

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $45.89 to $47.76 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:08 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,104 $0.00 Strike: $26.49 $0.00
Disclosure

SEC source: 0000350698-19-000109 · wf-form4_155994171016456.xml · derivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 37,104 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:08 UTC
JACKSON MICHAEL JDirector · Executive Chairman
SaleCommon Stock, par value $0.01 per share 37,104 $41.93 $1,555,896.87
Disclosure

SEC source: 0000350698-19-000109 · wf-form4_155994171016456.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,686

F1 · price: This transaction was executed in multiple trades at prices ranging from $41.64 to $42.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 21:08 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.01 per share 37,104 $26.49 $982,884.96
Disclosure

SEC source: 0000350698-19-000109 · wf-form4_155994171016456.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:02 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock, par value $0.01 per share 450 $41.02 $18,459.00
Disclosure

SEC source: 0000350698-19-000106 · wf-form4_155976852005185.xml · nonDerivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,444

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:01 UTC
BENDER JAMES REVP, Sales
Tax withholdingCommon Stock, par value $0.01 per share 607 $41.02 $24,899.14
Disclosure

SEC source: 0000350698-19-000104 · wf-form4_155976845255488.xml · nonDerivative · entry 1

BENDER JAMES R · CIK 0001764106 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:01 UTC
Cade ChristopherSVP and CAO
Tax withholdingCommon Stock, par value $0.01 per share 128 $41.02 $5,250.56
Disclosure

SEC source: 0000350698-19-000105 · wf-form4_155976848744821.xml · nonDerivative · entry 1

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Read SEC document
May 15, 2019 Filed May 17, 2019 12:30 UTC
LIEBERT CARL C IIIDirector · CEO and President
PurchaseCommon Stock, par value $0.01 per share 2,575 $38.95 $100,296.25
Disclosure

SEC source: 0000350698-19-000100 · wf-form4_155809619882469.xml · nonDerivative · entry 1

LIEBERT CARL C III · CIK 0001253334 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575

Read SEC document
May 10, 2019 Filed May 14, 2019 21:27 UTC OtherCommon Stock, par value $0.01 per share 686,694 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013483 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,926,329

F1 · shares: Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2018 to redeem all or a portion of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:53 UTC
BENDER JAMES REVP, Sales
SaleCommon Stock, par value $0.01 per share 1,034 $41.19 $42,590.46
Disclosure

SEC source: 0000350698-19-000098 · wf-form4_155717601555474.xml · nonDerivative · entry 1

BENDER JAMES R · CIK 0001764106 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,692

Read SEC document
April 29, 2019 Filed Apr 30, 2019 20:53 UTC
Cade ChristopherSVP and CAO
SaleCommon Stock, par value $0.01 per share 2,555 $42.40 $108,336.60
Disclosure

SEC source: 0000350698-19-000094 · wf-form4_155665758468712.xml · nonDerivative · entry 1

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796

F1 · price: This transaction was executed in multiple trades at prices ranging from $42.225 to $42.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 26, 2019 Filed Apr 30, 2019 21:01 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0000350698-19-000096 · wf-form4_155665806205363.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
April 26, 2019 Filed Apr 30, 2019 21:01 UTC SaleCommon Stock, par value $0.01 per share 5,000 $40.00 $200,000.00
Disclosure

SEC source: 0000350698-19-000096 · wf-form4_155665806205363.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,611

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
April 26, 2019 Filed Apr 30, 2019 21:01 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $19.15 $95,750.00
Disclosure

SEC source: 0000350698-19-000096 · wf-form4_155665806205363.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
April 26, 2019 Filed Apr 30, 2019 20:56 UTC
CANNON MARC GEVP & CMO
SaleCommon Stock, par value $0.01 per share 5,000 $40.00 $200,000.00
Disclosure

SEC source: 0000350698-19-000095 · wf-form4_155665776070263.xml · nonDerivative · entry 1

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,122

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2018.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:36 UTC
LIEBERT CARL C IIIDirector · CEO and President
GrantRestricted Stock Units · Derivative 217,834 $0.00 $0.00
Disclosure

SEC source: 0000350698-19-000075 · wf-form4_155251295825488.xml · derivative · entry 1

LIEBERT CARL C III · CIK 0001253334 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,834

Underlying: Common Stock, par value $0.01 per share · 217,834 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in one-third annual increments on each of March 11, 2020, March 1, 2021 and March 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in one-third annual increments on each of March 11, 2020, March 1, 2021 and March 1, 2022.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:19 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 6,272 $0.00 $0.00
Disclosure

SEC source: 0000350698-19-000070 · wf-form4_155183154231154.xml · derivative · entry 5

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,816

Underlying: Common Stock, par value $0.01 per share · 6,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 25,088 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 25,088 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:19 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 6,436 $0.00 $0.00
Disclosure

SEC source: 0000350698-19-000070 · wf-form4_155183154231154.xml · derivative · entry 4

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,873

Underlying: Common Stock, par value $0.01 per share · 6,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 25,745 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 25,745 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:19 UTC
MILLER CHERYLEVP and CFO
Tax withholdingCommon Stock, par value $0.01 per share 5,002 $34.89 $174,519.78
Disclosure

SEC source: 0000350698-19-000070 · wf-form4_155183154231154.xml · nonDerivative · entry 3

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,450

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:19 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionCommon Stock, par value $0.01 per share 6,272 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-19-000070 · wf-form4_155183154231154.xml · nonDerivative · entry 2

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.