AN

SEC source: 0000350698-21-000010 · wf-form4_160996697679955.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,781

F1 · kind: 2021 grant of 3,671 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

SEC source: 0000899243-20-034988 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,095,840

F1 · shares: Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2020 to redeem all of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

SEC source: 0000350698-20-000163 · wf-form4_160867226887074.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2020.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

SEC source: 0000350698-20-000163 · wf-form4_160867226887074.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2020.

SEC source: 0000350698-20-000163 · wf-form4_160867226887074.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2020.

SEC source: 0000350698-20-000149 · wf-form4_160755140065148.xml · derivative · entry 3

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000149 · wf-form4_160755140065148.xml · nonDerivative · entry 2

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,140

F1 · price: This transaction was executed in multiple trades at prices ranging from $67.16 to $67.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000350698-20-000149 · wf-form4_160755140065148.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000147 · wf-form4_160746495402991.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

SEC source: 0000350698-20-000147 · wf-form4_160746495402991.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

SEC source: 0000350698-20-000147 · wf-form4_160746495402991.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · derivative · entry 11

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,270 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · derivative · entry 10

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,027 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · derivative · entry 9

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,027 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · derivative · entry 8

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,027 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · derivative · entry 7

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,027 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · nonDerivative · entry 6

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,136

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · nonDerivative · entry 5

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · nonDerivative · entry 4

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · nonDerivative · entry 3

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · nonDerivative · entry 2

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000145 · wf-form4_160651132922052.xml · nonDerivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000144 · wf-form4_160651124898850.xml · derivative · entry 9

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,270 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

SEC source: 0000350698-20-000144 · wf-form4_160651124898850.xml · derivative · entry 8

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,270 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

SEC source: 0000350698-20-000144 · wf-form4_160651124898850.xml · derivative · entry 7

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,270 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

SEC source: 0000350698-20-000144 · wf-form4_160651124898850.xml · derivative · entry 6

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,270 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

SEC source: 0000350698-20-000144 · wf-form4_160651124898850.xml · nonDerivative · entry 5

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,848

SEC source: 0000350698-20-000144 · wf-form4_160651124898850.xml · nonDerivative · entry 4

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000144 · wf-form4_160651124898850.xml · nonDerivative · entry 3

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000144 · wf-form4_160651124898850.xml · nonDerivative · entry 2

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000144 · wf-form4_160651124898850.xml · nonDerivative · entry 1

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000143 · wf-form4_160651116269160.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

SEC source: 0000350698-20-000143 · wf-form4_160651116269160.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

SEC source: 0000350698-20-000143 · wf-form4_160651116269160.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000136 · wf-form4_160521848193491.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

SEC source: 0000350698-20-000136 · wf-form4_160521848193491.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

SEC source: 0000350698-20-000136 · wf-form4_160521848193491.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000134 · wf-form4_160374617354277.xml · nonDerivative · entry 5

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,299

F5 · price: This transaction was executed in multiple trades at prices ranging from $60.95 to $61.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000350698-20-000134 · wf-form4_160374617354277.xml · nonDerivative · entry 4

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,299

F4 · price: This transaction was executed in multiple trades at prices ranging from $60.45 to $60.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000350698-20-000133 · wf-form4_160374604400456.xml · derivative · entry 5

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 4,828 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016.

SEC source: 0000350698-20-000133 · wf-form4_160374604400456.xml · derivative · entry 4

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 965 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015.

SEC source: 0000350698-20-000133 · wf-form4_160374604400456.xml · nonDerivative · entry 3

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $62.16 to $62.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000350698-20-000133 · wf-form4_160374604400456.xml · nonDerivative · entry 2

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000133 · wf-form4_160374604400456.xml · nonDerivative · entry 1

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000350698-20-000134 · wf-form4_160374617354277.xml · nonDerivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,299

F3 · price: This transaction was executed in multiple trades at prices ranging from $63.45 to $63.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000350698-20-000134 · wf-form4_160374617354277.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,899

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.44 to $63.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000350698-20-000134 · wf-form4_160374617354277.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,624

F1 · price: This transaction was executed in multiple trades at prices ranging from $61.44 to $62.425. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000350698-20-000120 · wf-form4_160227666667481.xml · nonDerivative · entry 1

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,716

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2020.

SEC source: 0000350698-20-000118 · wf-form4_160218736060295.xml · derivative · entry 5

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2019.

SEC source: 0000350698-20-000118 · wf-form4_160218736060295.xml · derivative · entry 4

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2019.