Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 20, 2021 Filed Jul 22, 2021 21:21 UTC |
CANNON MARC GEVP & Chief Cust Exp Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 482 | $114.17 | $55,029.94 |
DisclosureSEC source: 0000350698-21-000121 · wf-form4_162698886845018.xml · nonDerivative · entry 2 CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,556 Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:21 UTC |
CANNON MARC GEVP & Chief Cust Exp Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000350698-21-000121 · wf-form4_162698886845018.xml · nonDerivative · entry 1 CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:14 UTC |
BENDER JAMES RPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-21-000120 · wf-form4_162698845484141.xml · derivative · entry 3 BENDER JAMES R · CIK 0001764106 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,894 Underlying: Common Stock, par value $0.01 per share · 1,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 5,191 restricted stock units on July 20, 2020. The restricted stock units vest in 25% annual increments on each of July 20, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. F2 · derivative.expiration_date: The reporting person received a grant of 5,191 restricted stock units on July 20, 2020. The restricted stock units vest in 25% annual increments on each of July 20, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:14 UTC |
BENDER JAMES RPresident and COO
|
Tax withholdingCommon Stock, par value $0.01 per share | 603 | $114.17 | $68,844.51 |
DisclosureSEC source: 0000350698-21-000120 · wf-form4_162698845484141.xml · nonDerivative · entry 2 BENDER JAMES R · CIK 0001764106 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,307 Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:14 UTC |
BENDER JAMES RPresident and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000350698-21-000120 · wf-form4_162698845484141.xml · nonDerivative · entry 1 BENDER JAMES R · CIK 0001764106 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:04 UTC |
EDELSON DAVID BDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $40.37 | $0.00 |
DisclosureSEC source: 0000350698-21-000119 · wf-form4_162698783379555.xml · derivative · entry 3 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:04 UTC |
EDELSON DAVID BDirector
|
SaleCommon Stock, par value $0.01 per share | 5,000 | $112.00 | $560,024.00 |
DisclosureSEC source: 0000350698-21-000119 · wf-form4_162698783379555.xml · nonDerivative · entry 2 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,811 F1 · price: This transaction was executed in multiple trades at prices ranging from $111.87 to $112.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:04 UTC |
EDELSON DAVID BDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $40.37 | $201,850.00 |
DisclosureSEC source: 0000350698-21-000119 · wf-form4_162698783379555.xml · nonDerivative · entry 1 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 21:01 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionRestricted Stock Units · Derivative | 11,275 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-21-000109 · wf-form4_162646926860980.xml · derivative · entry 3 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,825 Underlying: Common Stock, par value $0.01 per share · 11,275 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 45,100 restricted stock units on July 14, 2020. The restricted stock units vest in 25% annual increments on each of July 14, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. F2 · derivative.expiration_date: The reporting person received a grant of 45,100 restricted stock units on July 14, 2020. The restricted stock units vest in 25% annual increments on each of July 14, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 21:01 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Tax withholdingCommon Stock, par value $0.01 per share | 5,233 | $105.22 | $550,616.26 |
DisclosureSEC source: 0000350698-21-000109 · wf-form4_162646926860980.xml · nonDerivative · entry 2 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,285 Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 21:01 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 11,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000350698-21-000109 · wf-form4_162646926860980.xml · nonDerivative · entry 1 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:00 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 1,968 | $106.23 | $209,067.13 |
DisclosureSEC source: 0000899243-21-019944 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,056,866 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $106.20 to $106.235 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:39 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 4,531 | $105.78 | $479,301.87 |
DisclosureSEC source: 0000899243-21-019291 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 963,953 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $105.50 to $105.98 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:39 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 32,847 | $105.78 | $3,474,647.63 |
DisclosureSEC source: 0000899243-21-019291 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,058,834 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $105.50 to $105.98 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $38.63 | $0.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · derivative · entry 12 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $41.16 | $0.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · derivative · entry 11 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $35.00 | $0.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · derivative · entry 10 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $34.09 | $0.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · derivative · entry 9 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $35.99 | $0.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · derivative · entry 8 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
SaleCommon Stock, par value $0.01 per share | 6,811 | $106.00 | $721,964.64 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · nonDerivative · entry 7 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,037 F2 · price: This transaction was executed in multiple trades at prices ranging from $105.99 to $106. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
SaleCommon Stock, par value $0.01 per share | 14,453 | $105.69 | $1,527,471.09 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · nonDerivative · entry 6 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,848 F1 · price: This transaction was executed in multiple trades at prices ranging from $104.99 to $105.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $38.63 | $193,150.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · nonDerivative · entry 5 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $41.16 | $205,800.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · nonDerivative · entry 4 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $35.00 | $175,000.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · nonDerivative · entry 3 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $34.09 | $170,450.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · nonDerivative · entry 2 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:19 UTC |
BURDICK RICK LDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $35.99 | $179,950.00 |
DisclosureSEC source: 0000350698-21-000106 · wf-form4_162085074365598.xml · nonDerivative · entry 1 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:27 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 50,000 | $105.20 | $5,260,165.00 |
DisclosureSEC source: 0000350698-21-000104 · wf-form4_162076482143928.xml · nonDerivative · entry 1 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,243 F1 · price: This transaction was executed in multiple trades at prices ranging from $104.93 to $105.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 03, 2021 Filed May 3, 2021 23:38 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 13,821 | $103.72 | $1,433,519.65 |
DisclosureSEC source: 0000899243-21-017859 · doc4.xml · nonDerivative · entry 6 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 968,484 F8 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $103.24 to $104.995 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| May 03, 2021 Filed May 3, 2021 23:38 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 133,770 | $103.72 | $13,874,677.91 |
DisclosureSEC source: 0000899243-21-017859 · doc4.xml · nonDerivative · entry 5 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,091,681 F8 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $103.24 to $104.995 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:27 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 50,000 | $103.77 | $5,188,555.00 |
DisclosureSEC source: 0000350698-21-000102 · wf-form4_162024640865303.xml · nonDerivative · entry 1 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,243 F1 · price: This transaction was executed in multiple trades at prices ranging from $103.48 to $104.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 03, 2021 Filed May 5, 2021 01:16 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
OtherCommon stock | 2,940,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-061270 · tm2115155-3_4seq1.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,490,274 F1 · kind: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,940,888 shares of the Issuer's common stock in a private transaction, for no consideration, on May 3, 2021. F1 · price: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,940,888 shares of the Issuer's common stock in a private transaction, for no consideration, on May 3, 2021. Read SEC document |
| April 30, 2021 Filed May 3, 2021 23:38 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 3,912 | $103.49 | $404,849.75 |
DisclosureSEC source: 0000899243-21-017859 · doc4.xml · nonDerivative · entry 4 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 982,305 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $102.80 to $104.135 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| April 30, 2021 Filed May 3, 2021 23:38 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 34,351 | $103.49 | $3,554,957.51 |
DisclosureSEC source: 0000899243-21-017859 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,225,451 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $102.80 to $104.135 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| April 29, 2021 Filed May 3, 2021 23:38 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 7,901 | $103.38 | $816,791.95 |
DisclosureSEC source: 0000899243-21-017859 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 986,217 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $103.00 to $104.345 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| April 29, 2021 Filed May 3, 2021 23:38 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 71,593 | $103.38 | $7,401,162.63 |
DisclosureSEC source: 0000899243-21-017859 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,259,802 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $103.00 to $104.345 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 00:12 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 4,148 | $103.05 | $427,432.73 |
DisclosureSEC source: 0000899243-21-017259 · doc4.xml · nonDerivative · entry 6 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 994,118 F8 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $102.70 to $103.50 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 00:12 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 40,864 | $103.05 | $4,210,851.31 |
DisclosureSEC source: 0000899243-21-017259 · doc4.xml · nonDerivative · entry 5 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,331,395 F8 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $102.70 to $103.50 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 00:12 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 20,489 | $102.42 | $2,098,395.28 |
DisclosureSEC source: 0000899243-21-017259 · doc4.xml · nonDerivative · entry 4 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 998,266 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $101.40 to $102.98 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 00:12 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 189,769 | $102.42 | $19,435,324.97 |
DisclosureSEC source: 0000899243-21-017259 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,372,259 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $101.40 to $102.98 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:43 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 31,106 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0000350698-21-000100 · wf-form4_161964256985101.xml · derivative · entry 8 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,932 Underlying: Common Stock, par value $0.01 per share · 31,106 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:43 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 12,788 | $102.38 | $1,309,261.02 |
DisclosureSEC source: 0000350698-21-000100 · wf-form4_161964256985101.xml · nonDerivative · entry 6 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,243 F4 · price: This transaction was executed in multiple trades at prices ranging from $102.185 to $102.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:43 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 18,318 | $101.90 | $1,866,518.11 |
DisclosureSEC source: 0000350698-21-000100 · wf-form4_161964256985101.xml · nonDerivative · entry 5 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,031 F3 · price: This transaction was executed in multiple trades at prices ranging from $101.18 to $102.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:43 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 31,106 | $52.53 | $1,633,998.18 |
DisclosureSEC source: 0000350698-21-000100 · wf-form4_161964256985101.xml · nonDerivative · entry 4 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2021 Filed Apr 29, 2021 00:12 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 40,632 | $103.75 | $4,215,683.77 |
DisclosureSEC source: 0000899243-21-017259 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,018,755 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $103.70 to $103.99 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| April 26, 2021 Filed Apr 29, 2021 00:12 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 94,273 | $103.75 | $9,781,087.71 |
DisclosureSEC source: 0000899243-21-017259 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,562,028 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $103.70 to $103.99 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:43 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 68,894 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0000350698-21-000100 · wf-form4_161964256985101.xml · derivative · entry 7 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,038 Underlying: Common Stock, par value $0.01 per share · 68,894 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:43 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 1,310 | $102.56 | $134,354.52 |
DisclosureSEC source: 0000350698-21-000100 · wf-form4_161964256985101.xml · nonDerivative · entry 3 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,243 F2 · price: This transaction was executed in multiple trades at prices ranging from $102.39 to $102.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:43 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 67,584 | $101.81 | $6,880,416.15 |
DisclosureSEC source: 0000350698-21-000100 · wf-form4_161964256985101.xml · nonDerivative · entry 2 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,553 F1 · price: This transaction was executed in multiple trades at prices ranging from $101.39 to $102.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:43 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 68,894 | $52.53 | $3,619,001.82 |
DisclosureSEC source: 0000350698-21-000100 · wf-form4_161964256985101.xml · nonDerivative · entry 1 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:38 UTC |
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,427 | $0.00 Strike: $64.48 | $0.00 |
DisclosureSEC source: 0000350698-21-000099 · wf-form4_161964231343194.xml · derivative · entry 9 EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,427 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.