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AUTONATION, INC.

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3730
SEC CIK
0000350698
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512

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2022 Filed Jan 5, 2022 21:08 UTC GrantCommon Stock, par value $0.01 per share 2,192 $0.00 $0.00
Disclosure

SEC source: 0000350698-22-000010 · wf-form4_164141685288289.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,003

F1 · kind: 2022 grant of 2,192 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

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January 03, 2022 Filed Jan 5, 2022 21:09 UTC GrantCommon Stock, par value $0.01 per share 2,192 $0.00 $0.00
Disclosure

SEC source: 0000350698-22-000011 · wf-form4_164141696310099.xml · nonDerivative · entry 1

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,973

F1 · kind: 2022 grant of 2,192 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

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January 03, 2022 Filed Jan 5, 2022 21:06 UTC GrantCommon Stock, par value $0.01 per share 2,192 $0.00 $0.00
Disclosure

SEC source: 0000350698-22-000009 · wf-form4_164141675948056.xml · nonDerivative · entry 1

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,229

F1 · kind: 2022 grant of 2,192 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

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December 09, 2021 Filed Dec 14, 2021 02:30 UTC OtherForward sale contract (obligation to sell) · Derivative 39,986 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-047979 · doc4.xml · derivative · entry 3

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,986

Underlying: Common Stock, par value $0.01 per share · 39,986 shares

Expires not disclosed

F4 · derivative.exercise_price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component;

F5 · derivative.exercise_price: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F6 · derivative.exercise_price: Also on December 9, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("December Transaction #2") with the Bank. December Transaction #2 obligates the reporting person to deliver to the Bank up to 39,986 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $3,738,072.98.

F7 · derivative.exercise_price: (Continued from Footnote 6): December Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 3,998 (or 4,004 with respect to the last valuation date) (each, the "December Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 39,986 Shares (the "December Transaction #2 Pledged Shares", and together with the December Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under December Transaction #2.

F4 · price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component;

F5 · price: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F6 · price: Also on December 9, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("December Transaction #2") with the Bank. December Transaction #2 obligates the reporting person to deliver to the Bank up to 39,986 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $3,738,072.98.

F7 · price: (Continued from Footnote 6): December Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 3,998 (or 4,004 with respect to the last valuation date) (each, the "December Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 39,986 Shares (the "December Transaction #2 Pledged Shares", and together with the December Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under December Transaction #2.

F4 · derivative.exercise_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component;

F5 · derivative.exercise_date: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F6 · derivative.exercise_date: Also on December 9, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("December Transaction #2") with the Bank. December Transaction #2 obligates the reporting person to deliver to the Bank up to 39,986 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $3,738,072.98.

F7 · derivative.exercise_date: (Continued from Footnote 6): December Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 3,998 (or 4,004 with respect to the last valuation date) (each, the "December Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 39,986 Shares (the "December Transaction #2 Pledged Shares", and together with the December Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under December Transaction #2.

F4 · derivative.expiration_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component;

F5 · derivative.expiration_date: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F6 · derivative.expiration_date: Also on December 9, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("December Transaction #2") with the Bank. December Transaction #2 obligates the reporting person to deliver to the Bank up to 39,986 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $3,738,072.98.

F7 · derivative.expiration_date: (Continued from Footnote 6): December Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 3,998 (or 4,004 with respect to the last valuation date) (each, the "December Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 39,986 Shares (the "December Transaction #2 Pledged Shares", and together with the December Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under December Transaction #2.

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December 09, 2021 Filed Dec 14, 2021 02:30 UTC OtherForward sale contract (obligation to sell) · Derivative 235,214 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-047979 · doc4.xml · derivative · entry 2

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,214

Underlying: Common Stock, par value $0.01 per share · 235,214 shares

Expires not disclosed

F2 · derivative.exercise_price: On December 9, 2021, the reporting person entered into a prepaid variable forward sale contract ("December Transaction #1") with an unaffiliated bank (the "Bank"). December Transaction #1 obligates the reporting person to deliver to the Bank up to 235,214 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #1 documentation) on the applicable settlement dates.

F3 · derivative.exercise_price: (Continued from Footnote 2): In exchange for assuming this obligation, the reporting person received a cash payment of $21,988,873.53. December Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 23,521 (or 23,525 with respect to the last valuation date) (each, the "December Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 235,214 Shares (the "December Transaction #1 Pledged Shares") to secure the obligations under December Transaction #1.

F4 · derivative.exercise_price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component;

F5 · derivative.exercise_price: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F2 · price: On December 9, 2021, the reporting person entered into a prepaid variable forward sale contract ("December Transaction #1") with an unaffiliated bank (the "Bank"). December Transaction #1 obligates the reporting person to deliver to the Bank up to 235,214 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #1 documentation) on the applicable settlement dates.

F3 · price: (Continued from Footnote 2): In exchange for assuming this obligation, the reporting person received a cash payment of $21,988,873.53. December Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 23,521 (or 23,525 with respect to the last valuation date) (each, the "December Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 235,214 Shares (the "December Transaction #1 Pledged Shares") to secure the obligations under December Transaction #1.

F4 · price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component;

F5 · price: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F2 · derivative.exercise_date: On December 9, 2021, the reporting person entered into a prepaid variable forward sale contract ("December Transaction #1") with an unaffiliated bank (the "Bank"). December Transaction #1 obligates the reporting person to deliver to the Bank up to 235,214 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #1 documentation) on the applicable settlement dates.

F3 · derivative.exercise_date: (Continued from Footnote 2): In exchange for assuming this obligation, the reporting person received a cash payment of $21,988,873.53. December Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 23,521 (or 23,525 with respect to the last valuation date) (each, the "December Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 235,214 Shares (the "December Transaction #1 Pledged Shares") to secure the obligations under December Transaction #1.

F4 · derivative.exercise_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component;

F5 · derivative.exercise_date: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F2 · derivative.expiration_date: On December 9, 2021, the reporting person entered into a prepaid variable forward sale contract ("December Transaction #1") with an unaffiliated bank (the "Bank"). December Transaction #1 obligates the reporting person to deliver to the Bank up to 235,214 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #1 documentation) on the applicable settlement dates.

F3 · derivative.expiration_date: (Continued from Footnote 2): In exchange for assuming this obligation, the reporting person received a cash payment of $21,988,873.53. December Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 23,521 (or 23,525 with respect to the last valuation date) (each, the "December Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 235,214 Shares (the "December Transaction #1 Pledged Shares") to secure the obligations under December Transaction #1.

F4 · derivative.expiration_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component;

F5 · derivative.expiration_date: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

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November 12, 2021 Filed Nov 16, 2021 21:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0000350698-21-000158 · wf-form4_163709730596189.xml · derivative · entry 3

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 2,500 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 12, 2021 Filed Nov 16, 2021 21:18 UTC SaleCommon Stock, par value $0.01 per share 2,500 $128.61 $321,534.50
Disclosure

SEC source: 0000350698-21-000158 · wf-form4_163709730596189.xml · nonDerivative · entry 2

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,811

F1 · price: This transaction was executed in multiple trades at prices ranging from $128.40 to $128.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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November 12, 2021 Filed Nov 16, 2021 21:18 UTC Exercise / conversionCommon Stock, par value $0.01 per share 2,500 $35.99 $89,975.00
Disclosure

SEC source: 0000350698-21-000158 · wf-form4_163709730596189.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2021 Filed Nov 3, 2021 20:30 UTC
Manley Michael MarkDirector · CEO and Director
GrantRestricted Stock Units · Derivative 54,303 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000156 · wf-form4_163597143440204.xml · derivative · entry 1

Manley Michael Mark · CIK 0001518992 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,303

Underlying: Common Stock, par value $0.01 per share · 54,303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in one-third annual increments on each of November 1, 2022, October 31, 2023 and October 31, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in one-third annual increments on each of November 1, 2022, October 31, 2023 and October 31, 2024.

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October 26, 2021 Filed Oct 27, 2021 20:46 UTC SaleCommon stock 1,100 $130.46 $143,504.13
Disclosure

SEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 9

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,871,303

F9 · price: This transaction was executed in multiple trades at prices ranging from $129.90 to 130.75. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 26, 2021 Filed Oct 27, 2021 20:46 UTC SaleCommon stock 4,835 $129.01 $623,785.59
Disclosure

SEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 8

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,872,403

F8 · price: This transaction was executed in multiple trades at prices ranging from $128.89 to 129.30. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:46 UTC SaleCommon stock 9,863 $128.58 $1,268,147.06
Disclosure

SEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 7

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,877,238

F7 · price: This transaction was executed in multiple trades at prices ranging from $127.89 to 128.88. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 26, 2021 Filed Oct 27, 2021 20:46 UTC SaleCommon stock 5,400 $127.51 $688,528.08
Disclosure

SEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 6

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,887,101

F6 · price: This transaction was executed in multiple trades at prices ranging from $126.94 to 127.88. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 26, 2021 Filed Oct 27, 2021 20:46 UTC SaleCommon stock 2,261 $126.21 $285,361.26
Disclosure

SEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 5

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,892,501

F5 · price: This transaction was executed in multiple trades at prices ranging from $125.89 to 126.87. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 25, 2021 Filed Oct 26, 2021 20:19 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 47,732 $0.00 Strike: $62.93 $0.00
Disclosure

SEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · derivative · entry 9

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 47,732 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015.

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October 25, 2021 Filed Oct 26, 2021 20:19 UTC
JACKSON MICHAEL JDirector · CEO and Director
SaleCommon Stock, par value $0.01 per share 2,489 $132.20 $329,053.76
Disclosure

SEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 7

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,285

F5 · price: This transaction was executed in multiple trades at prices ranging from $132.01 to $132.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 25, 2021 Filed Oct 26, 2021 20:19 UTC
JACKSON MICHAEL JDirector · CEO and Director
SaleCommon Stock, par value $0.01 per share 45,243 $131.52 $5,950,323.17
Disclosure

SEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 6

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,774

F4 · price: This transaction was executed in multiple trades at prices ranging from $131.02 to $131.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 25, 2021 Filed Oct 26, 2021 20:19 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionCommon Stock, par value $0.01 per share 47,732 $62.93 $3,003,774.76
Disclosure

SEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 5

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 25, 2021 Filed Oct 28, 2021 01:30 UTC OtherForward sale contract (obligation to sell) · Derivative 89,260 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-041792 · doc4.xml · derivative · entry 3

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,260

Underlying: Common Stock, par value $0.01 per share · 89,260 shares

Expires not disclosed

F3 · derivative.exercise_price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the

F4 · derivative.exercise_price: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F5 · derivative.exercise_price: Also on October 25, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("Transaction #2", and together with Transaction #1, the "Transactions") with the Bank. Transaction #2 obligates the reporting person to deliver to the Bank up to 89,260 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $8,694,687.44.

F6 · derivative.exercise_price: (continued from footnote 5) Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 8,926 (each, the "Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 89,260 Shares (the "Transaction #2 Pledged Shares", and together with the Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under Transaction #2.

F3 · price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the

F4 · price: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F5 · price: Also on October 25, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("Transaction #2", and together with Transaction #1, the "Transactions") with the Bank. Transaction #2 obligates the reporting person to deliver to the Bank up to 89,260 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $8,694,687.44.

F6 · price: (continued from footnote 5) Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 8,926 (each, the "Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 89,260 Shares (the "Transaction #2 Pledged Shares", and together with the Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under Transaction #2.

F3 · derivative.exercise_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the

F4 · derivative.exercise_date: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F5 · derivative.exercise_date: Also on October 25, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("Transaction #2", and together with Transaction #1, the "Transactions") with the Bank. Transaction #2 obligates the reporting person to deliver to the Bank up to 89,260 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $8,694,687.44.

F6 · derivative.exercise_date: (continued from footnote 5) Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 8,926 (each, the "Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 89,260 Shares (the "Transaction #2 Pledged Shares", and together with the Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under Transaction #2.

F3 · derivative.expiration_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the

F4 · derivative.expiration_date: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F5 · derivative.expiration_date: Also on October 25, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("Transaction #2", and together with Transaction #1, the "Transactions") with the Bank. Transaction #2 obligates the reporting person to deliver to the Bank up to 89,260 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $8,694,687.44.

F6 · derivative.expiration_date: (continued from footnote 5) Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 8,926 (each, the "Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 89,260 Shares (the "Transaction #2 Pledged Shares", and together with the Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under Transaction #2.

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October 25, 2021 Filed Oct 28, 2021 01:30 UTC OtherForward sale contract (obligation to sell) · Derivative 526,320 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-041792 · doc4.xml · derivative · entry 2

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,320

Underlying: Common Stock, par value $0.01 per share · 526,320 shares

Expires not disclosed

F2 · derivative.exercise_price: On October 25, 2021, the reporting person entered into a prepaid variable forward sale contract ("Transaction #1") with an unaffiliated bank (the "Bank"). Transaction #1 obligates the reporting person to deliver to the Bank up to 526,320 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #1 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $51,268,069.61. Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 52,632 (each, the "Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 526,320 Shares (the "Transaction #1 Pledged Shares") to secure the obligations under Transaction #1.

F3 · derivative.exercise_price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the

F4 · derivative.exercise_price: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F2 · price: On October 25, 2021, the reporting person entered into a prepaid variable forward sale contract ("Transaction #1") with an unaffiliated bank (the "Bank"). Transaction #1 obligates the reporting person to deliver to the Bank up to 526,320 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #1 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $51,268,069.61. Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 52,632 (each, the "Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 526,320 Shares (the "Transaction #1 Pledged Shares") to secure the obligations under Transaction #1.

F3 · price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the

F4 · price: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F2 · derivative.exercise_date: On October 25, 2021, the reporting person entered into a prepaid variable forward sale contract ("Transaction #1") with an unaffiliated bank (the "Bank"). Transaction #1 obligates the reporting person to deliver to the Bank up to 526,320 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #1 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $51,268,069.61. Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 52,632 (each, the "Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 526,320 Shares (the "Transaction #1 Pledged Shares") to secure the obligations under Transaction #1.

F3 · derivative.exercise_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the

F4 · derivative.exercise_date: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

F2 · derivative.expiration_date: On October 25, 2021, the reporting person entered into a prepaid variable forward sale contract ("Transaction #1") with an unaffiliated bank (the "Bank"). Transaction #1 obligates the reporting person to deliver to the Bank up to 526,320 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #1 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $51,268,069.61. Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 52,632 (each, the "Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 526,320 Shares (the "Transaction #1 Pledged Shares") to secure the obligations under Transaction #1.

F3 · derivative.expiration_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the

F4 · derivative.expiration_date: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies.

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October 25, 2021 Filed Oct 27, 2021 20:46 UTC SaleCommon stock 9,305 $132.94 $1,236,970.41
Disclosure

SEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 4

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,894,762

F4 · price: This transaction was executed in multiple trades at prices ranging from $132.48 to 133.37. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 20:46 UTC SaleCommon stock 29,677 $131.69 $3,908,051.36
Disclosure

SEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 3

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,904,067

F3 · price: This transaction was executed in multiple trades at prices ranging from $131.45 to 132.44. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 25, 2021 Filed Oct 27, 2021 20:46 UTC SaleCommon stock 30,395 $131.18 $3,987,310.32
Disclosure

SEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 2

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933,744

F2 · price: This transaction was executed in multiple trades at prices ranging from $130.49 to 131.44. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 20:46 UTC SaleCommon stock 3,533 $129.90 $458,948.36
Disclosure

SEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 1

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,964,139

F1 · price: This transaction was executed in multiple trades at prices ranging from $129.45 to 130.39. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:19 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 47,731 $0.00 Strike: $62.60 $0.00
Disclosure

SEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · derivative · entry 8

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 47,731 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:19 UTC
JACKSON MICHAEL JDirector · CEO and Director
SaleCommon Stock, par value $0.01 per share 2,000 $131.99 $263,983.80
Disclosure

SEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 4

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,285

F3 · price: This transaction was executed in multiple trades at prices ranging from $131.835 to $132.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 22, 2021 Filed Oct 26, 2021 20:19 UTC
JACKSON MICHAEL JDirector · CEO and Director
SaleCommon Stock, par value $0.01 per share 34,627 $131.29 $4,546,012.62
Disclosure

SEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,285

F2 · price: This transaction was executed in multiple trades at prices ranging from $130.805 to $131.775. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:19 UTC
JACKSON MICHAEL JDirector · CEO and Director
SaleCommon Stock, par value $0.01 per share 11,104 $130.56 $1,449,774.88
Disclosure

SEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,912

F1 · price: This transaction was executed in multiple trades at prices ranging from $129.82 to $130.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 22, 2021 Filed Oct 26, 2021 20:19 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionCommon Stock, par value $0.01 per share 47,731 $62.60 $2,987,960.60
Disclosure

SEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $48.80 $0.00
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · derivative · entry 14

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

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October 22, 2021 Filed Oct 26, 2021 20:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $47.25 $0.00
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · derivative · entry 13

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

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October 22, 2021 Filed Oct 26, 2021 20:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $46.22 $0.00
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · derivative · entry 12

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

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October 22, 2021 Filed Oct 26, 2021 20:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $43.45 $0.00
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · derivative · entry 11

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC SaleCommon Stock, par value $0.01 per share 3,300 $132.52 $437,325.24
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 10

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,037

F6 · price: This transaction was executed in multiple trades at prices ranging from $132.07 to $132.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC SaleCommon Stock, par value $0.01 per share 4,757 $131.21 $624,158.36
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 9

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,337

F5 · price: This transaction was executed in multiple trades at prices ranging from $130.97 to $131.945. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC SaleCommon Stock, par value $0.01 per share 8,214 $130.63 $1,073,033.43
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 8

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,094

F4 · price: This transaction was executed in multiple trades at prices ranging from $129.97 to $130.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC SaleCommon Stock, par value $0.01 per share 2,679 $129.41 $346,685.91
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 7

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,308

F3 · price: This transaction was executed in multiple trades at prices ranging from $128.75 to $129.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC SaleCommon Stock, par value $0.01 per share 400 $128.25 $51,298.52
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 6

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,987

F2 · price: This transaction was executed in multiple trades at prices ranging from $127.66 to $128.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC SaleCommon Stock, par value $0.01 per share 650 $127.06 $82,588.48
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 5

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,387

F1 · price: This transaction was executed in multiple trades at prices ranging from $126.58 to $127.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $48.80 $244,000.00
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 4

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $47.25 $236,250.00
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 3

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $46.22 $231,100.00
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 2

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:18 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $43.45 $217,250.00
Disclosure

SEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 1

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 21:16 UTC SaleCommon stock 6,903 $132.54 $914,909.81
Disclosure

SEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 16

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,967,672

F16 · price: This transaction was executed in multiple trades at prices ranging from $132.30 to 132.87. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 21:16 UTC SaleCommon stock 20,401 $131.66 $2,686,038.50
Disclosure

SEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 15

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,974,575

F15 · price: This transaction was executed in multiple trades at prices ranging from $131.30 to 132.28. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 21:16 UTC SaleCommon stock 82,941 $130.95 $10,861,206.89
Disclosure

SEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 14

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,994,976

F14 · price: This transaction was executed in multiple trades at prices ranging from $130.30 to 131.28. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 21:16 UTC SaleCommon stock 15,408 $129.85 $2,000,662.55
Disclosure

SEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 13

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,077,917

F13 · price: This transaction was executed in multiple trades at prices ranging from $129.375 to 130.29. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 21:16 UTC SaleCommon stock 19,470 $129.00 $2,511,711.77
Disclosure

SEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 12

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,093,325

F12 · price: This transaction was executed in multiple trades at prices ranging from $128.37 to 129.29. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 21:16 UTC SaleCommon stock 6,616 $127.80 $845,491.72
Disclosure

SEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 11

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,112,795

F11 · price: This transaction was executed in multiple trades at prices ranging from $127.38 to 128.20. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 21:16 UTC SaleCommon stock 1,928 $127.03 $244,905.36
Disclosure

SEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 10

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,119,411

F10 · price: This transaction was executed in multiple trades at prices ranging from $126.30 to 127.28. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.