Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 5, 2022 21:08 UTC |
EDELSON DAVID BDirector
|
GrantCommon Stock, par value $0.01 per share | 2,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-22-000010 · wf-form4_164141685288289.xml · nonDerivative · entry 1 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,003 F1 · kind: 2022 grant of 2,192 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:09 UTC |
GERARD STEVEN LDirector
|
GrantCommon Stock, par value $0.01 per share | 2,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-22-000011 · wf-form4_164141696310099.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,973 F1 · kind: 2022 grant of 2,192 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:06 UTC |
BURDICK RICK LDirector
|
GrantCommon Stock, par value $0.01 per share | 2,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-22-000009 · wf-form4_164141675948056.xml · nonDerivative · entry 1 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,229 F1 · kind: 2022 grant of 2,192 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 02:30 UTC |
LAMPERT EDWARD S10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 39,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047979 · doc4.xml · derivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,986 Underlying: Common Stock, par value $0.01 per share · 39,986 shares Expires not disclosed F4 · derivative.exercise_price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; F5 · derivative.exercise_price: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F6 · derivative.exercise_price: Also on December 9, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("December Transaction #2") with the Bank. December Transaction #2 obligates the reporting person to deliver to the Bank up to 39,986 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $3,738,072.98. F7 · derivative.exercise_price: (Continued from Footnote 6): December Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 3,998 (or 4,004 with respect to the last valuation date) (each, the "December Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 39,986 Shares (the "December Transaction #2 Pledged Shares", and together with the December Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under December Transaction #2. F4 · price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; F5 · price: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F6 · price: Also on December 9, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("December Transaction #2") with the Bank. December Transaction #2 obligates the reporting person to deliver to the Bank up to 39,986 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $3,738,072.98. F7 · price: (Continued from Footnote 6): December Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 3,998 (or 4,004 with respect to the last valuation date) (each, the "December Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 39,986 Shares (the "December Transaction #2 Pledged Shares", and together with the December Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under December Transaction #2. F4 · derivative.exercise_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; F5 · derivative.exercise_date: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F6 · derivative.exercise_date: Also on December 9, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("December Transaction #2") with the Bank. December Transaction #2 obligates the reporting person to deliver to the Bank up to 39,986 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $3,738,072.98. F7 · derivative.exercise_date: (Continued from Footnote 6): December Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 3,998 (or 4,004 with respect to the last valuation date) (each, the "December Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 39,986 Shares (the "December Transaction #2 Pledged Shares", and together with the December Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under December Transaction #2. F4 · derivative.expiration_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; F5 · derivative.expiration_date: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F6 · derivative.expiration_date: Also on December 9, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("December Transaction #2") with the Bank. December Transaction #2 obligates the reporting person to deliver to the Bank up to 39,986 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $3,738,072.98. F7 · derivative.expiration_date: (Continued from Footnote 6): December Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 3,998 (or 4,004 with respect to the last valuation date) (each, the "December Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 39,986 Shares (the "December Transaction #2 Pledged Shares", and together with the December Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under December Transaction #2. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 02:30 UTC |
LAMPERT EDWARD S10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 235,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047979 · doc4.xml · derivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,214 Underlying: Common Stock, par value $0.01 per share · 235,214 shares Expires not disclosed F2 · derivative.exercise_price: On December 9, 2021, the reporting person entered into a prepaid variable forward sale contract ("December Transaction #1") with an unaffiliated bank (the "Bank"). December Transaction #1 obligates the reporting person to deliver to the Bank up to 235,214 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #1 documentation) on the applicable settlement dates. F3 · derivative.exercise_price: (Continued from Footnote 2): In exchange for assuming this obligation, the reporting person received a cash payment of $21,988,873.53. December Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 23,521 (or 23,525 with respect to the last valuation date) (each, the "December Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 235,214 Shares (the "December Transaction #1 Pledged Shares") to secure the obligations under December Transaction #1. F4 · derivative.exercise_price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; F5 · derivative.exercise_price: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F2 · price: On December 9, 2021, the reporting person entered into a prepaid variable forward sale contract ("December Transaction #1") with an unaffiliated bank (the "Bank"). December Transaction #1 obligates the reporting person to deliver to the Bank up to 235,214 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #1 documentation) on the applicable settlement dates. F3 · price: (Continued from Footnote 2): In exchange for assuming this obligation, the reporting person received a cash payment of $21,988,873.53. December Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 23,521 (or 23,525 with respect to the last valuation date) (each, the "December Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 235,214 Shares (the "December Transaction #1 Pledged Shares") to secure the obligations under December Transaction #1. F4 · price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; F5 · price: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F2 · derivative.exercise_date: On December 9, 2021, the reporting person entered into a prepaid variable forward sale contract ("December Transaction #1") with an unaffiliated bank (the "Bank"). December Transaction #1 obligates the reporting person to deliver to the Bank up to 235,214 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #1 documentation) on the applicable settlement dates. F3 · derivative.exercise_date: (Continued from Footnote 2): In exchange for assuming this obligation, the reporting person received a cash payment of $21,988,873.53. December Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 23,521 (or 23,525 with respect to the last valuation date) (each, the "December Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 235,214 Shares (the "December Transaction #1 Pledged Shares") to secure the obligations under December Transaction #1. F4 · derivative.exercise_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; F5 · derivative.exercise_date: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F2 · derivative.expiration_date: On December 9, 2021, the reporting person entered into a prepaid variable forward sale contract ("December Transaction #1") with an unaffiliated bank (the "Bank"). December Transaction #1 obligates the reporting person to deliver to the Bank up to 235,214 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the December Transaction #1 documentation) on the applicable settlement dates. F3 · derivative.expiration_date: (Continued from Footnote 2): In exchange for assuming this obligation, the reporting person received a cash payment of $21,988,873.53. December Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from June 16, 2022 through June 30, 2022, inclusively, of which the number of Shares with respect to each component is 23,521 (or 23,525 with respect to the last valuation date) (each, the "December Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 235,214 Shares (the "December Transaction #1 Pledged Shares") to secure the obligations under December Transaction #1. F4 · derivative.expiration_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the December Transaction #1 documentation or December Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $101.4758 (the "Floor Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; F5 · derivative.expiration_date: (Continued from Footnote 4): (b) if the Settlement Price is between the Floor Price and $221.9782 (the "Cap Price"), either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the December Transaction #1 Component Share Number or the December Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:18 UTC |
EDELSON DAVID BDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $35.99 | $0.00 |
DisclosureSEC source: 0000350698-21-000158 · wf-form4_163709730596189.xml · derivative · entry 3 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,500 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:18 UTC |
EDELSON DAVID BDirector
|
SaleCommon Stock, par value $0.01 per share | 2,500 | $128.61 | $321,534.50 |
DisclosureSEC source: 0000350698-21-000158 · wf-form4_163709730596189.xml · nonDerivative · entry 2 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,811 F1 · price: This transaction was executed in multiple trades at prices ranging from $128.40 to $128.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:18 UTC |
EDELSON DAVID BDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,500 | $35.99 | $89,975.00 |
DisclosureSEC source: 0000350698-21-000158 · wf-form4_163709730596189.xml · nonDerivative · entry 1 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:30 UTC |
Manley Michael MarkDirector · CEO and Director
|
GrantRestricted Stock Units · Derivative | 54,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-21-000156 · wf-form4_163597143440204.xml · derivative · entry 1 Manley Michael Mark · CIK 0001518992 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,303 Underlying: Common Stock, par value $0.01 per share · 54,303 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. F2 · derivative.exercise_date: The restricted stock units vest in one-third annual increments on each of November 1, 2022, October 31, 2023 and October 31, 2024. F2 · derivative.expiration_date: The restricted stock units vest in one-third annual increments on each of November 1, 2022, October 31, 2023 and October 31, 2024. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:46 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 1,100 | $130.46 | $143,504.13 |
DisclosureSEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 9 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,871,303 F9 · price: This transaction was executed in multiple trades at prices ranging from $129.90 to 130.75. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:46 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 4,835 | $129.01 | $623,785.59 |
DisclosureSEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 8 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,872,403 F8 · price: This transaction was executed in multiple trades at prices ranging from $128.89 to 129.30. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:46 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 9,863 | $128.58 | $1,268,147.06 |
DisclosureSEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 7 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,877,238 F7 · price: This transaction was executed in multiple trades at prices ranging from $127.89 to 128.88. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:46 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 5,400 | $127.51 | $688,528.08 |
DisclosureSEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 6 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,887,101 F6 · price: This transaction was executed in multiple trades at prices ranging from $126.94 to 127.88. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:46 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 2,261 | $126.21 | $285,361.26 |
DisclosureSEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 5 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,892,501 F5 · price: This transaction was executed in multiple trades at prices ranging from $125.89 to 126.87. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 25, 2021 Filed Oct 26, 2021 20:19 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 47,732 | $0.00 Strike: $62.93 | $0.00 |
DisclosureSEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · derivative · entry 9 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 47,732 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015. Read SEC document |
| October 25, 2021 Filed Oct 26, 2021 20:19 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 2,489 | $132.20 | $329,053.76 |
DisclosureSEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 7 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,285 F5 · price: This transaction was executed in multiple trades at prices ranging from $132.01 to $132.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 25, 2021 Filed Oct 26, 2021 20:19 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 45,243 | $131.52 | $5,950,323.17 |
DisclosureSEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 6 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,774 F4 · price: This transaction was executed in multiple trades at prices ranging from $131.02 to $131.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 25, 2021 Filed Oct 26, 2021 20:19 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 47,732 | $62.93 | $3,003,774.76 |
DisclosureSEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 5 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2021 Filed Oct 28, 2021 01:30 UTC |
LAMPERT EDWARD S10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 89,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-041792 · doc4.xml · derivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,260 Underlying: Common Stock, par value $0.01 per share · 89,260 shares Expires not disclosed F3 · derivative.exercise_price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the F4 · derivative.exercise_price: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F5 · derivative.exercise_price: Also on October 25, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("Transaction #2", and together with Transaction #1, the "Transactions") with the Bank. Transaction #2 obligates the reporting person to deliver to the Bank up to 89,260 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $8,694,687.44. F6 · derivative.exercise_price: (continued from footnote 5) Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 8,926 (each, the "Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 89,260 Shares (the "Transaction #2 Pledged Shares", and together with the Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under Transaction #2. F3 · price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the F4 · price: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F5 · price: Also on October 25, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("Transaction #2", and together with Transaction #1, the "Transactions") with the Bank. Transaction #2 obligates the reporting person to deliver to the Bank up to 89,260 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $8,694,687.44. F6 · price: (continued from footnote 5) Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 8,926 (each, the "Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 89,260 Shares (the "Transaction #2 Pledged Shares", and together with the Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under Transaction #2. F3 · derivative.exercise_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the F4 · derivative.exercise_date: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F5 · derivative.exercise_date: Also on October 25, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("Transaction #2", and together with Transaction #1, the "Transactions") with the Bank. Transaction #2 obligates the reporting person to deliver to the Bank up to 89,260 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $8,694,687.44. F6 · derivative.exercise_date: (continued from footnote 5) Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 8,926 (each, the "Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 89,260 Shares (the "Transaction #2 Pledged Shares", and together with the Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under Transaction #2. F3 · derivative.expiration_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the F4 · derivative.expiration_date: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F5 · derivative.expiration_date: Also on October 25, 2021, the reporting person entered into a separate prepaid variable forward sale contract ("Transaction #2", and together with Transaction #1, the "Transactions") with the Bank. Transaction #2 obligates the reporting person to deliver to the Bank up to 89,260 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #2 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $8,694,687.44. F6 · derivative.expiration_date: (continued from footnote 5) Transaction #2 is also divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 8,926 (each, the "Transaction #2 Component Share Number" for the relevant component). The reporting person pledged 89,260 Shares (the "Transaction #2 Pledged Shares", and together with the Transaction #1 Pledged Shares, the "Pledged Shares") to secure the obligations under Transaction #2. Read SEC document |
| October 25, 2021 Filed Oct 28, 2021 01:30 UTC |
LAMPERT EDWARD S10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 526,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-041792 · doc4.xml · derivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,320 Underlying: Common Stock, par value $0.01 per share · 526,320 shares Expires not disclosed F2 · derivative.exercise_price: On October 25, 2021, the reporting person entered into a prepaid variable forward sale contract ("Transaction #1") with an unaffiliated bank (the "Bank"). Transaction #1 obligates the reporting person to deliver to the Bank up to 526,320 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #1 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $51,268,069.61. Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 52,632 (each, the "Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 526,320 Shares (the "Transaction #1 Pledged Shares") to secure the obligations under Transaction #1. F3 · derivative.exercise_price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the F4 · derivative.exercise_price: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F2 · price: On October 25, 2021, the reporting person entered into a prepaid variable forward sale contract ("Transaction #1") with an unaffiliated bank (the "Bank"). Transaction #1 obligates the reporting person to deliver to the Bank up to 526,320 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #1 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $51,268,069.61. Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 52,632 (each, the "Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 526,320 Shares (the "Transaction #1 Pledged Shares") to secure the obligations under Transaction #1. F3 · price: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the F4 · price: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F2 · derivative.exercise_date: On October 25, 2021, the reporting person entered into a prepaid variable forward sale contract ("Transaction #1") with an unaffiliated bank (the "Bank"). Transaction #1 obligates the reporting person to deliver to the Bank up to 526,320 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #1 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $51,268,069.61. Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 52,632 (each, the "Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 526,320 Shares (the "Transaction #1 Pledged Shares") to secure the obligations under Transaction #1. F3 · derivative.exercise_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the F4 · derivative.exercise_date: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. F2 · derivative.expiration_date: On October 25, 2021, the reporting person entered into a prepaid variable forward sale contract ("Transaction #1") with an unaffiliated bank (the "Bank"). Transaction #1 obligates the reporting person to deliver to the Bank up to 526,320 Shares (or, at the reporting person's election, an equivalent amount of cash, as determined pursuant to the Transaction #1 documentation) on the applicable settlement dates. In exchange for assuming this obligation, the reporting person received a cash payment of $51,268,069.61. Transaction #1 is divided into ten individual components designated by valuation date, which are the ten trading days from May 2, 2022 through May 13, 2022, inclusively, of which the number of Shares with respect to each component is 52,632 (each, the "Transaction #1 Component Share Number" for the relevant component). The reporting person pledged 526,320 Shares (the "Transaction #1 Pledged Shares") to secure the obligations under Transaction #1. F3 · derivative.expiration_date: On the settlement date for each component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, the reporting person may pay an equivalent amount in cash on the applicable settlement date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable): (a) if the volume weighted average trading price per Share on the valuation date, as determined pursuant to the Transaction #1 documentation or Transaction #2 documentation, as applicable, for the relevant component (the "Settlement Price") is less than $105.7352 (the "Floor Price"), either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number (as defined below), as applicable for the relevant component; (b) if the Settlement Price is between the Floor Price and $231.2958 (the "Cap Price"), either the Transaction #1 Component Share Number or the F4 · derivative.expiration_date: (continued from footnote 3) Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, either the Transaction #1 Component Share Number or the Transaction #2 Component Share Number, as applicable for the relevant component, multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The reporting person retains all voting rights and dispositive power over all of the Pledged Shares (as defined below) during the term of the applicable pledge, subject to the Bank's exercise of default remedies. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:46 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 9,305 | $132.94 | $1,236,970.41 |
DisclosureSEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 4 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,894,762 F4 · price: This transaction was executed in multiple trades at prices ranging from $132.48 to 133.37. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:46 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 29,677 | $131.69 | $3,908,051.36 |
DisclosureSEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 3 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,904,067 F3 · price: This transaction was executed in multiple trades at prices ranging from $131.45 to 132.44. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:46 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 30,395 | $131.18 | $3,987,310.32 |
DisclosureSEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 2 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,933,744 F2 · price: This transaction was executed in multiple trades at prices ranging from $130.49 to 131.44. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:46 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 3,533 | $129.90 | $458,948.36 |
DisclosureSEC source: 0001104659-21-130509 · tm2129123-11_4seq1.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,964,139 F1 · price: This transaction was executed in multiple trades at prices ranging from $129.45 to 130.39. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:19 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 47,731 | $0.00 Strike: $62.60 | $0.00 |
DisclosureSEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · derivative · entry 8 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 47,731 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:19 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 2,000 | $131.99 | $263,983.80 |
DisclosureSEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 4 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,285 F3 · price: This transaction was executed in multiple trades at prices ranging from $131.835 to $132.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:19 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 34,627 | $131.29 | $4,546,012.62 |
DisclosureSEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 3 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,285 F2 · price: This transaction was executed in multiple trades at prices ranging from $130.805 to $131.775. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:19 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
SaleCommon Stock, par value $0.01 per share | 11,104 | $130.56 | $1,449,774.88 |
DisclosureSEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 2 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,912 F1 · price: This transaction was executed in multiple trades at prices ranging from $129.82 to $130.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:19 UTC |
JACKSON MICHAEL JDirector · CEO and Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 47,731 | $62.60 | $2,987,960.60 |
DisclosureSEC source: 0000350698-21-000152 · wf-form4_163527955154703.xml · nonDerivative · entry 1 JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $48.80 | $0.00 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · derivative · entry 14 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $47.25 | $0.00 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · derivative · entry 13 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $46.22 | $0.00 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · derivative · entry 12 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $43.45 | $0.00 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · derivative · entry 11 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
SaleCommon Stock, par value $0.01 per share | 3,300 | $132.52 | $437,325.24 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 10 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,037 F6 · price: This transaction was executed in multiple trades at prices ranging from $132.07 to $132.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
SaleCommon Stock, par value $0.01 per share | 4,757 | $131.21 | $624,158.36 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 9 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,337 F5 · price: This transaction was executed in multiple trades at prices ranging from $130.97 to $131.945. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
SaleCommon Stock, par value $0.01 per share | 8,214 | $130.63 | $1,073,033.43 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 8 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,094 F4 · price: This transaction was executed in multiple trades at prices ranging from $129.97 to $130.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
SaleCommon Stock, par value $0.01 per share | 2,679 | $129.41 | $346,685.91 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 7 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,308 F3 · price: This transaction was executed in multiple trades at prices ranging from $128.75 to $129.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
SaleCommon Stock, par value $0.01 per share | 400 | $128.25 | $51,298.52 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 6 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,987 F2 · price: This transaction was executed in multiple trades at prices ranging from $127.66 to $128.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
SaleCommon Stock, par value $0.01 per share | 650 | $127.06 | $82,588.48 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 5 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,387 F1 · price: This transaction was executed in multiple trades at prices ranging from $126.58 to $127.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $48.80 | $244,000.00 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 4 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $47.25 | $236,250.00 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 3 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $46.22 | $231,100.00 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 2 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:18 UTC |
BURDICK RICK LDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $43.45 | $217,250.00 |
DisclosureSEC source: 0000350698-21-000151 · wf-form4_163527945215885.xml · nonDerivative · entry 1 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 21:16 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 6,903 | $132.54 | $914,909.81 |
DisclosureSEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 16 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,967,672 F16 · price: This transaction was executed in multiple trades at prices ranging from $132.30 to 132.87. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 21:16 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 20,401 | $131.66 | $2,686,038.50 |
DisclosureSEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 15 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,974,575 F15 · price: This transaction was executed in multiple trades at prices ranging from $131.30 to 132.28. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 21:16 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 82,941 | $130.95 | $10,861,206.89 |
DisclosureSEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 14 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,994,976 F14 · price: This transaction was executed in multiple trades at prices ranging from $130.30 to 131.28. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 21:16 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 15,408 | $129.85 | $2,000,662.55 |
DisclosureSEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 13 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,077,917 F13 · price: This transaction was executed in multiple trades at prices ranging from $129.375 to 130.29. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 21:16 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 19,470 | $129.00 | $2,511,711.77 |
DisclosureSEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 12 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,093,325 F12 · price: This transaction was executed in multiple trades at prices ranging from $128.37 to 129.29. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 21:16 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 6,616 | $127.80 | $845,491.72 |
DisclosureSEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 11 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,112,795 F11 · price: This transaction was executed in multiple trades at prices ranging from $127.38 to 128.20. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 21:16 UTC |
CASCADE INVESTMENT, L.L.C.10% owner
GATES WILLIAM H III10% owner
|
SaleCommon stock | 1,928 | $127.03 | $244,905.36 |
DisclosureSEC source: 0001104659-21-129564 · tm2129123-10_4seq1.xml · nonDerivative · entry 10 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,119,411 F10 · price: This transaction was executed in multiple trades at prices ranging from $126.30 to 127.28. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.