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AMWL

American Well Corp

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2112
SEC CIK
0001393584
Parsed reports
481

Last 12 months

Inside the activity.

1 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202603
Feb 202600
Mar 202604
Apr 202603
May 202610
Jun 202604
Jul 202604
Aug 202600
Sep 202603
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2020 Filed Nov 4, 2020 22:48 UTC GrantClass A Common Stock 15,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056960 · doc4.xml · nonDerivative · entry 1

PATRICK DEVAL L · CIK 0001053466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

F1 · shares: Represents a grant of restricted stock units, which vest over a three-year period from the grant date, with equal installments vesting on each of the first, second and third anniversaries of the grant date.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:20 UTC GrantClass A Common Stock 15,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056942 · doc4.xml · nonDerivative · entry 1

Jackson Deborah C · CIK 0001447057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

F1 · shares: Represents a grant of restricted stock units, which vest over a three-year period from the grant date, with equal installments vesting on each of the first, second and third anniversaries of the grant date.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:58 UTC GrantClass A Common Stock 15,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056966 · doc4.xml · nonDerivative · entry 1

Slavin Peter L. · CIK 0001824220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

F1 · shares: Represents a grant of restricted stock units, which vest over a three-year period from the grant date, with equal installments vesting on each of the first, second and third anniversaries of the grant date.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:55 UTC GrantClass A Common Stock 15,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056964 · doc4.xml · nonDerivative · entry 1

Schlegel Stephen J. · CIK 0001824183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

F1 · shares: Represents a grant of restricted stock units, which vest over a three-year period from the grant date, with equal installments vesting on each of the first, second and third anniversaries of the grant date.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:50 UTC
Ross DerekDirector
GrantClass A Common Stock 15,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056962 · doc4.xml · nonDerivative · entry 1

Ross Derek · CIK 0001824726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

F1 · shares: Represents a grant of restricted stock units, which vest over a three-year period from the grant date, with equal installments vesting on each of the first, second and third anniversaries of the grant date.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:23 UTC GrantClass A Common Stock 15,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056944 · doc4.xml · nonDerivative · entry 1

OGrady Brendan P. · CIK 0001824305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

F1 · shares: Represents a grant of restricted stock units, which vest over a three-year period from the grant date, with equal installments vesting on each of the first, second and third anniversaries of the grant date.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:16 UTC GrantClass A Common Stock 15,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056940 · doc4.xml · nonDerivative · entry 1

Cosgrove Delos M. · CIK 0001824222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

F1 · shares: Represents a grant of restricted stock units, which vest over a three-year period from the grant date, with equal installments vesting on each of the first, second and third anniversaries of the grant date.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:10 UTC
Cetin NazimDirector
GrantClass A Common Stock 15,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056932 · doc4.xml · nonDerivative · entry 1

Cetin Nazim · CIK 0001824728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

F1 · shares: Represents a grant of restricted stock units, which vest over a three-year period from the grant date, with equal installments vesting on each of the first, second and third anniversaries of the grant date.

Read SEC document
October 30, 2020 Filed Dec 3, 2020 22:38 UTC Amendment
Gotlib PhyllisPresident, International
GrantClass A Common Stock 440,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061566 · doc4a.xml · nonDerivative · entry 1

Gotlib Phyllis · CIK 0001824038 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

F1 · date: The transaction date is being amended to correct an administrative error.

F2 · shares: The vesting schedule is being amended to correct an administrative error.

F3 · shares: Represents a grant of restricted stock units, of which 25% vested on the grant date with the remaining vesting in equal quarterly installments over a three-year period, with the first tranche vesting on December 1, 2020 and the last tranche vesting on September 1, 2023.

Read SEC document
October 30, 2020 Filed Apr 5, 2021 22:05 UTC Amendment
Gotlib PhyllisPresident, International
Tax withholdingClass A Common Stock 55,000 $25.81 $1,419,550.00
Disclosure

SEC source: 0001209191-21-025350 · doc4a.xml · nonDerivative · entry 1

Gotlib Phyllis · CIK 0001824038 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,000

F1 · shares: This amendment is being filed to report the withholding of shares to cover taxes in connection with the vesting and settlement of restricted stock units on October 30, 2020, which was inadvertently omitted from the Form 4 originally filed by the Reporting Person on October 27, 2020 and subsequently amended on December 3, 2020. The number of securities reported in Column 5 reflects the Reporting Person's beneficial ownership immediately following the share withholding.

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October 23, 2020 Filed Oct 27, 2020 22:22 UTC
Gotlib PhyllisPresident, International
GrantClass A Common Stock 440,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055982 · doc4.xml · nonDerivative · entry 1

Gotlib Phyllis · CIK 0001824038 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

F1 · shares: Represents a grant of restricted stock units, of which 25% vested on August 12, 2020 with the remaining vesting in equal quarterly installments over a three-year period from August 12, 2020.

Read SEC document
October 01, 2020 Filed Oct 9, 2020 20:23 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
Tax withholdingClass B Common Stock · Derivative 105,731 $29.24 $3,091,574.44
Disclosure

SEC source: 0000950103-20-019909 · dp138553_4-rschoenberg.xml · derivative · entry 3

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,757,018

Underlying: Class A Common Stock · 105,731 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

Read SEC document
October 01, 2020 Filed Oct 9, 2020 20:23 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
Exercise / conversionClass B Common Stock · Derivative 238,401 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-019909 · dp138553_4-rschoenberg.xml · derivative · entry 2

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862,749

Underlying: Class A Common Stock · 238,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into Class B Common Stock on a one-for-one basis.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

Read SEC document
October 01, 2020 Filed Oct 9, 2020 20:23 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 238,401 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-019909 · dp138553_4-rschoenberg.xml · derivative · entry 1

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192,039

Underlying: Class B Common Stock · 238,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into Class B Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

F2 · derivative.expiration_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

F3 · balance_after: The number of RSUs beneficially owned is being amended to correct a typographical error in the initial report.

Read SEC document
October 01, 2020 Filed Oct 9, 2020 20:19 UTC
Schoenberg IdoDirector · Chairman, co-CEO · 10% owner
Tax withholdingClass B Common Stock · Derivative 105,731 $29.24 $3,091,574.44
Disclosure

SEC source: 0000950103-20-019908 · dp138552_4-ischoenberg.xml · derivative · entry 3

Schoenberg Ido · CIK 0001824129 · Director · Chairman, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,757,018

Underlying: Class A Common Stock · 105,731 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Roy Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Roy Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Roy Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

Read SEC document
October 01, 2020 Filed Oct 9, 2020 20:19 UTC
Schoenberg IdoDirector · Chairman, co-CEO · 10% owner
Exercise / conversionClass B Common Stock · Derivative 238,401 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-019908 · dp138552_4-ischoenberg.xml · derivative · entry 2

Schoenberg Ido · CIK 0001824129 · Director · Chairman, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862,749

Underlying: Class A Common Stock · 238,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into Class B Common Stock on a one-for-one basis.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Roy Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Roy Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Roy Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

Read SEC document
October 01, 2020 Filed Oct 9, 2020 20:19 UTC
Schoenberg IdoDirector · Chairman, co-CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 238,401 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-019908 · dp138552_4-ischoenberg.xml · derivative · entry 1

Schoenberg Ido · CIK 0001824129 · Director · Chairman, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192,039

Underlying: Class B Common Stock · 238,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into Class B Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

F2 · derivative.expiration_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

F3 · balance_after: The number of RSUs beneficially owned is being amended to correct a typographical error in the initial report.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:34 UTC
Gay BradfordSenior VP, General Counsel
OtherStock Options · Derivative 175,999 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0000950103-20-018534 · dp137140_4-gay.xml · derivative · entry 12

Gay Bradford · CIK 0001824219 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,999

Underlying: Class A Common Stock · 175,999 shares

Expires 2028-04-25

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F5 · derivative.exercise_date: The stock options were granted on April 25, 2018 and vest over a four-year period, with 25% of the options vesting on the first anniversary of the grant date and the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:34 UTC
Gay BradfordSenior VP, General Counsel
OtherStock Options · Derivative 175,999 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0000950103-20-018534 · dp137140_4-gay.xml · derivative · entry 11

Gay Bradford · CIK 0001824219 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,999 shares

Expires 2028-04-25

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F5 · derivative.exercise_date: The stock options were granted on April 25, 2018 and vest over a four-year period, with 25% of the options vesting on the first anniversary of the grant date and the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:34 UTC
Gay BradfordSenior VP, General Counsel
OtherStock Options · Derivative 131,999 $0.00 Strike: $2.47 $0.00
Disclosure

SEC source: 0000950103-20-018534 · dp137140_4-gay.xml · derivative · entry 10

Gay Bradford · CIK 0001824219 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,999

Underlying: Class A Common Stock · 131,999 shares

Expires 2026-04-14

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F4 · derivative.exercise_date: The stock options were granted on April 14, 2016 and are fully vested.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:34 UTC
Gay BradfordSenior VP, General Counsel
OtherStock Options · Derivative 131,999 $0.00 Strike: $2.47 $0.00
Disclosure

SEC source: 0000950103-20-018534 · dp137140_4-gay.xml · derivative · entry 9

Gay Bradford · CIK 0001824219 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 131,999 shares

Expires 2026-04-14

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F4 · derivative.exercise_date: The stock options were granted on April 14, 2016 and are fully vested.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:34 UTC
Gay BradfordSenior VP, General Counsel
OtherStock Options · Derivative 61,353 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0000950103-20-018534 · dp137140_4-gay.xml · derivative · entry 8

Gay Bradford · CIK 0001824219 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,353

Underlying: Class A Common Stock · 61,353 shares

Expires 2023-04-25

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F3 · derivative.exercise_date: The stock options were granted on April 25, 2013 and are fully vested.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:34 UTC
Gay BradfordSenior VP, General Counsel
OtherStock Options · Derivative 61,353 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0000950103-20-018534 · dp137140_4-gay.xml · derivative · entry 7

Gay Bradford · CIK 0001824219 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,353 shares

Expires 2023-04-25

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F3 · derivative.exercise_date: The stock options were granted on April 25, 2013 and are fully vested.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:34 UTC
Gay BradfordSenior VP, General Counsel
Disposition to issuerClass A Common Stock 14,433 $18.00 $259,794.00
Disclosure

SEC source: 0000950103-20-018534 · dp137140_4-gay.xml · nonDerivative · entry 5

Gay Bradford · CIK 0001824219 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,814

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:34 UTC
Gay BradfordSenior VP, General Counsel
OtherClass A Common Stock 836,247 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-018534 · dp137140_4-gay.xml · nonDerivative · entry 4

Gay Bradford · CIK 0001824219 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,247

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:34 UTC
Gay BradfordSenior VP, General Counsel
OtherCommon Stock 836,247 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-018534 · dp137140_4-gay.xml · nonDerivative · entry 3

Gay Bradford · CIK 0001824219 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:27 UTC
ANDERSON KEITHChief Financial Officer
Disposition to issuerClass A Common Stock 232,823 $18.00 $4,190,814.00
Disclosure

SEC source: 0000950103-20-018526 · dp137142_4-anderson.xml · nonDerivative · entry 5

ANDERSON KEITH · CIK 0001059226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404,964

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:27 UTC
ANDERSON KEITHChief Financial Officer
OtherClass A Common Stock 1,637,787 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-018526 · dp137142_4-anderson.xml · nonDerivative · entry 4

ANDERSON KEITH · CIK 0001059226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637,787

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:27 UTC
ANDERSON KEITHChief Financial Officer
OtherCommon Stock 1,637,787 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-018526 · dp137142_4-anderson.xml · nonDerivative · entry 3

ANDERSON KEITH · CIK 0001059226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
Disposition to issuerClass B Common Stock · Derivative 350,815 $18.00 $6,314,670.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 17

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,624,348

Underlying: Class A Common Stock · 350,815 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherClass B Common Stock · Derivative 14,975,163 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 16

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,975,163

Underlying: Class A Common Stock · 14,975,163 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. In addition, each share of Class B Common Stock will be automatically converted into one share of Class A Common Stock on the first business day (i) after the date on which such shares constitute less than 5% of the aggregate number of shares of common stock then outstanding, (ii) after the date on which neither the reporting person or Ido Schoenberg is serving as an executive officer of the issuer, or (iii) following seven years after the date the issuer's amended and restated certificate of incorporation becomes effective (unless extended for three years by affirmative vote of the holders of a majority of then-outstanding shares of Class A Common Stock entitled to vote thereon).

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherStock Options · Derivative 1,764,883 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 15

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764,883

Underlying: Class B Common Stock · 1,764,883 shares

Expires 2028-10-25

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F6 · derivative.exercise_date: The stock options were granted on October 25, 2018 and are scheduled to vest in full on October 25, 2020.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherStock Options · Derivative 1,764,883 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 14

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,764,883 shares

Expires 2028-10-25

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F6 · derivative.exercise_date: The stock options were granted on October 25, 2018 and are scheduled to vest in full on October 25, 2020.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherStock Options · Derivative 1,764,883 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 13

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764,883

Underlying: Class A Common Stock · 1,764,883 shares

Expires 2028-10-25

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F6 · derivative.exercise_date: The stock options were granted on October 25, 2018 and are scheduled to vest in full on October 25, 2020.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherStock Options · Derivative 1,764,883 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 12

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,764,883 shares

Expires 2028-10-25

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F6 · derivative.exercise_date: The stock options were granted on October 25, 2018 and are scheduled to vest in full on October 25, 2020.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherRestricted Stock Units · Derivative 1,430,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 11

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,000

Underlying: Class B Common Stock · 1,430,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represented a contingent right to receive one share of Common Stock, Class A Common Stock or Class B Common Stock, as applicable.

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F5 · derivative.exercise_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

F5 · derivative.expiration_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherRestricted Stock Units · Derivative 1,430,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 10

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,430,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represented a contingent right to receive one share of Common Stock, Class A Common Stock or Class B Common Stock, as applicable.

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F5 · derivative.exercise_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

F5 · derivative.expiration_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherRestricted Stock Units · Derivative 1,430,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 9

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,000

Underlying: Class A Common Stock · 1,430,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represented a contingent right to receive one share of Common Stock, Class A Common Stock or Class B Common Stock, as applicable.

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F5 · derivative.exercise_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

F5 · derivative.expiration_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherRestricted Stock Units · Derivative 1,430,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · derivative · entry 8

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,430,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represented a contingent right to receive one share of Common Stock, Class A Common Stock or Class B Common Stock, as applicable.

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F5 · derivative.exercise_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

F5 · derivative.expiration_date: Represents a grant of RSUs which vest over the period ending January 1, 2022, with 50% of the RSUs vesting on July 1, 2020 and the remaining RSUs vesting in equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
GrantClass A Common Stock 1,153,022 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · nonDerivative · entry 5

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,022

F3 · shares: Represents a grant of RSUs which vest over the period ending September 21, 2023.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherClass A Common Stock 14,975,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · nonDerivative · entry 4

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherClass A Common Stock 14,975,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · nonDerivative · entry 3

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,975,163

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:29 UTC
Schoenberg RoyDirector · President, co-CEO · 10% owner
OtherCommon Stock 14,975,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-20-018529 · dp137137_4-rschoenberg.xml · nonDerivative · entry 2

Schoenberg Roy · CIK 0001824135 · Director · President, co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Series A Common Stock, which in turn was exchanged, immediately and automatically, for one share of Class B Common Stock.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:30 UTC
Medeiros JasonChief Information Officer
OtherStock Options · Derivative 87,999 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0000950103-20-018530 · dp137138_4-medeiros.xml · derivative · entry 14

Medeiros Jason · CIK 0001824264 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,999

Underlying: Class A Common Stock · 87,999 shares

Expires 2030-03-13

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F7 · derivative.exercise_date: The stock options were granted on March 13, 2020 and vest over a four-year period from March 1, 2020, with 25% of the options vesting on the first anniversary of the vesting commencement date and the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:30 UTC
Medeiros JasonChief Information Officer
OtherStock Options · Derivative 87,999 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0000950103-20-018530 · dp137138_4-medeiros.xml · derivative · entry 13

Medeiros Jason · CIK 0001824264 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,999 shares

Expires 2030-03-13

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F7 · derivative.exercise_date: The stock options were granted on March 13, 2020 and vest over a four-year period from March 1, 2020, with 25% of the options vesting on the first anniversary of the vesting commencement date and the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:30 UTC
Medeiros JasonChief Information Officer
OtherStock Options · Derivative 88,000 $0.00 Strike: $2.47 $0.00
Disclosure

SEC source: 0000950103-20-018530 · dp137138_4-medeiros.xml · derivative · entry 12

Medeiros Jason · CIK 0001824264 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,000

Underlying: Class A Common Stock · 88,000 shares

Expires 2026-04-14

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F6 · derivative.exercise_date: The stock options were granted on April 14, 2016 and are fully vested.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:30 UTC
Medeiros JasonChief Information Officer
OtherStock Options · Derivative 88,000 $0.00 Strike: $2.47 $0.00
Disclosure

SEC source: 0000950103-20-018530 · dp137138_4-medeiros.xml · derivative · entry 11

Medeiros Jason · CIK 0001824264 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,000 shares

Expires 2026-04-14

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F6 · derivative.exercise_date: The stock options were granted on April 14, 2016 and are fully vested.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:30 UTC
Medeiros JasonChief Information Officer
OtherStock Options · Derivative 43,999 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000950103-20-018530 · dp137138_4-medeiros.xml · derivative · entry 10

Medeiros Jason · CIK 0001824264 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,999

Underlying: Class A Common Stock · 43,999 shares

Expires 2025-09-22

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F5 · derivative.exercise_date: The stock options were granted on September 22, 2015 and are fully vested.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 01:30 UTC
Medeiros JasonChief Information Officer
OtherStock Options · Derivative 43,999 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000950103-20-018530 · dp137138_4-medeiros.xml · derivative · entry 9

Medeiros Jason · CIK 0001824264 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,999 shares

Expires 2025-09-22

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F5 · derivative.exercise_date: The stock options were granted on September 22, 2015 and are fully vested.

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September 21, 2020 Filed Sep 23, 2020 01:30 UTC
Medeiros JasonChief Information Officer
OtherStock Options · Derivative 175,999 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0000950103-20-018530 · dp137138_4-medeiros.xml · derivative · entry 8

Medeiros Jason · CIK 0001824264 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,999

Underlying: Class A Common Stock · 175,999 shares

Expires 2023-04-25

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class A Common Stock. No adjustments were made to the number of shares or exercise price of stock options held by the reporting person.

F4 · derivative.exercise_date: The stock options were granted on April 25, 2013 and are fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.