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Nasdaq · USD

AMRN

AMARIN CORP PLC\UK

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5970
SEC CIK
0000897448
Parsed reports
411

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2018 Filed Nov 30, 2018 23:34 UTC
Ketchum Steven BChief Scientific Officer
SaleOrdinary Shares 17,042 $17.79 $303,173.77
Disclosure

SEC source: 0001209191-18-060458 · doc4.xml · nonDerivative · entry 6

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,297

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.12 to $18.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:34 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 2,771 $2.95 $8,174.45
Disclosure

SEC source: 0001209191-18-060458 · doc4.xml · nonDerivative · entry 5

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:34 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 3,750 $2.50 $9,375.00
Disclosure

SEC source: 0001209191-18-060458 · doc4.xml · nonDerivative · entry 4

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:34 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 3,750 $2.50 $9,375.00
Disclosure

SEC source: 0001209191-18-060458 · doc4.xml · nonDerivative · entry 3

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:34 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 4,167 $2.50 $10,417.50
Disclosure

SEC source: 0001209191-18-060458 · doc4.xml · nonDerivative · entry 2

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:34 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 2,604 $1.40 $3,645.60
Disclosure

SEC source: 0001209191-18-060458 · doc4.xml · nonDerivative · entry 1

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:33 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 18,749 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-060457 · doc4.xml · derivative · entry 7

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,261

Underlying: Ordinary Shares · 18,749 shares

Expires 2025-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On July 6, 2015, the Reporting Person was granted an option to purchase 900,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:33 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 2,604 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-18-060457 · doc4.xml · derivative · entry 6

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,458

Underlying: Ordinary Shares · 2,604 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 29, 2016.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:33 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 1,953 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001209191-18-060457 · doc4.xml · derivative · entry 5

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Ordinary Shares · 1,953 shares

Expires 2025-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On February 2, 2015, the Reporting Person was granted an option to purchase 93,750 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 28, 2015.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:33 UTC
Kennedy Joseph TGeneral Counsel
SaleOrdinary Shares 23,306 $17.81 $414,998.29
Disclosure

SEC source: 0001209191-18-060457 · doc4.xml · nonDerivative · entry 4

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,934

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.24 to $18.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:33 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 18,749 $2.50 $46,872.50
Disclosure

SEC source: 0001209191-18-060457 · doc4.xml · nonDerivative · entry 3

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:33 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 2,604 $1.40 $3,645.60
Disclosure

SEC source: 0001209191-18-060457 · doc4.xml · nonDerivative · entry 2

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:33 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 1,953 $1.02 $1,992.06
Disclosure

SEC source: 0001209191-18-060457 · doc4.xml · nonDerivative · entry 1

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:02 UTC
THERO JOHN FDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 407,611 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001209191-18-058601 · doc4.xml · derivative · entry 6

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 407,611 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: On December 21, 2009, the Reporting Person was granted an option to purchase 900,000 Ordinary Shares under the Amarin Corporation plc 2002 Stock Option Plan. The stock option is fully vested.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:02 UTC
THERO JOHN FDirector · President and CEO
SaleOrdinary Shares 5,000 $20.72 $103,610.00
Disclosure

SEC source: 0001209191-18-058601 · doc4.xml · nonDerivative · entry 5

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,094,528

F1 · security: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person established in 2017. The option reported in this Form 4 was granted in 2009 and was set to expire in 2019.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.46 to $20.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:02 UTC
THERO JOHN FDirector · President and CEO
SaleOrdinary Shares 222,158 $19.71 $4,378,645.32
Disclosure

SEC source: 0001209191-18-058601 · doc4.xml · nonDerivative · entry 4

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,099,528

F1 · security: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person established in 2017. The option reported in this Form 4 was granted in 2009 and was set to expire in 2019.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.43 to $20.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:02 UTC
THERO JOHN FDirector · President and CEO
SaleOrdinary Shares 244,031 $19.03 $4,643,251.05
Disclosure

SEC source: 0001209191-18-058601 · doc4.xml · nonDerivative · entry 3

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321,686

F1 · security: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person established in 2017. The option reported in this Form 4 was granted in 2009 and was set to expire in 2019.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.43 to $19.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:02 UTC
THERO JOHN FDirector · President and CEO
SaleOrdinary Shares 136,422 $18.05 $2,462,389.82
Disclosure

SEC source: 0001209191-18-058601 · doc4.xml · nonDerivative · entry 2

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,565,717

F1 · security: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person established in 2017. The option reported in this Form 4 was granted in 2009 and was set to expire in 2019.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.43 to $18.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Please see the section titled "Remarks" below for additional information.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:02 UTC
THERO JOHN FDirector · President and CEO
Exercise / conversionOrdinary Shares 407,611 $1.35 $550,274.85
Disclosure

SEC source: 0001209191-18-058601 · doc4.xml · nonDerivative · entry 1

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,702,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person established in 2017. The option reported in this Form 4 was granted in 2009 and was set to expire in 2019.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · balance_after: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,771 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · derivative · entry 12

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,311

Underlying: Ordinary Shares · 2,771 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: On February 1, 2017, the Reporting Person was granted an option to purchase 133,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 28, 2017.

F1 · derivative.underlying: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option · Derivative 3,750 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · derivative · entry 11

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,438

Underlying: Ordinary Shares · 3,750 shares

Expires 2025-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: On July 6, 2015, the Reporting Person was granted an option to purchase 180,000 Ordinary Shares under the Plan. The vesting of the shares is subject to certain performance milestone that was previously achieved. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.

F1 · derivative.underlying: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · derivative · entry 10

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 3,750 shares

Expires 2025-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: On July 6, 2015, the Reporting Person was granted an option to purchase 180,000 Ordinary Shares under the Plan. The vesting of the shares is subject to certain performance milestone that was previously achieved. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.

F1 · derivative.underlying: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,167 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · derivative · entry 9

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,332

Underlying: Ordinary Shares · 4,167 shares

Expires 2025-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On July 6, 2015, the Reporting Person was granted an option to purchase 200,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.

F1 · derivative.underlying: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,604 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · derivative · entry 8

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,062

Underlying: Ordinary Shares · 2,604 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 29, 2016.

F1 · derivative.underlying: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
SaleOrdinary Shares 500 $21.39 $10,697.00
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · nonDerivative · entry 7

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,297

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.33 to $21.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
SaleOrdinary Shares 16,542 $20.72 $342,756.86
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · nonDerivative · entry 6

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,797

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.32 to $21.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 2,771 $2.95 $8,174.45
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · nonDerivative · entry 5

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 3,750 $2.50 $9,375.00
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · nonDerivative · entry 4

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 3,750 $2.50 $9,375.00
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · nonDerivative · entry 3

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 4,167 $2.50 $10,417.50
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · nonDerivative · entry 2

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:11 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 2,604 $1.40 $3,645.60
Disclosure

SEC source: 0001209191-18-057000 · doc4.xml · nonDerivative · entry 1

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:10 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 18,750 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-056999 · doc4.xml · derivative · entry 8

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,010

Underlying: Ordinary Shares · 18,750 shares

Expires 2025-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: On July 6, 2015, the Reporting Person was granted an option to purchase 900,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.

F1 · derivative.underlying: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:10 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 2,604 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-18-056999 · doc4.xml · derivative · entry 7

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,062

Underlying: Ordinary Shares · 2,604 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 29, 2016.

F1 · derivative.underlying: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:10 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 1,953 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001209191-18-056999 · doc4.xml · derivative · entry 6

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,859

Underlying: Ordinary Shares · 1,953 shares

Expires 2025-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On February 2, 2015, the Reporting Person was granted an option to purchase 93,750 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 28, 2015.

F1 · derivative.underlying: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:10 UTC
Kennedy Joseph TGeneral Counsel
SaleOrdinary Shares 600 $21.37 $12,820.98
Disclosure

SEC source: 0001209191-18-056999 · doc4.xml · nonDerivative · entry 5

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,934

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.32 to $21.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:10 UTC
Kennedy Joseph TGeneral Counsel
SaleOrdinary Shares 22,707 $20.72 $470,541.27
Disclosure

SEC source: 0001209191-18-056999 · doc4.xml · nonDerivative · entry 4

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,534

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.32 to $21.28 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:10 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 18,750 $2.50 $46,875.00
Disclosure

SEC source: 0001209191-18-056999 · doc4.xml · nonDerivative · entry 3

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:10 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 2,604 $1.40 $3,645.60
Disclosure

SEC source: 0001209191-18-056999 · doc4.xml · nonDerivative · entry 2

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:10 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 1,953 $1.02 $1,992.06
Disclosure

SEC source: 0001209191-18-056999 · doc4.xml · nonDerivative · entry 1

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:02 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 2,604 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-18-053462 · doc4.xml · derivative · entry 14

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Ordinary Shares · 2,604 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 29, 2016.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:02 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 18,749 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-053462 · doc4.xml · derivative · entry 13

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,760

Underlying: Ordinary Shares · 18,749 shares

Expires 2025-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: On July 6, 2015, the Reporting Person was granted an option to purchase 900,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:02 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 1,953 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001209191-18-053462 · doc4.xml · derivative · entry 12

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

Underlying: Ordinary Shares · 1,953 shares

Expires 2025-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: On February 2, 2015, the Reporting Person was granted an option to purchase 93,750 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 28, 2015.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:02 UTC
Kennedy Joseph TGeneral Counsel
SaleOrdinary Shares 8,400 $17.99 $151,129.44
Disclosure

SEC source: 0001209191-18-053462 · doc4.xml · nonDerivative · entry 9

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,934

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.80 to $18.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:02 UTC
Kennedy Joseph TGeneral Counsel
SaleOrdinary Shares 8,800 $17.47 $153,695.52
Disclosure

SEC source: 0001209191-18-053462 · doc4.xml · nonDerivative · entry 8

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,334

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.80 to $17.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:02 UTC
Kennedy Joseph TGeneral Counsel
SaleOrdinary Shares 33,049 $16.33 $539,703.39
Disclosure

SEC source: 0001209191-18-053462 · doc4.xml · nonDerivative · entry 7

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,134

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.80 to $16.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:02 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 2,604 $1.40 $3,645.60
Disclosure

SEC source: 0001209191-18-053462 · doc4.xml · nonDerivative · entry 6

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:02 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 18,749 $2.50 $46,872.50
Disclosure

SEC source: 0001209191-18-053462 · doc4.xml · nonDerivative · entry 5

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:02 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 1,953 $1.02 $1,992.06
Disclosure

SEC source: 0001209191-18-053462 · doc4.xml · nonDerivative · entry 4

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:05 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,604 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-18-053469 · doc4.xml · derivative · entry 17

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Ordinary Shares · 2,604 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 29, 2016.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:05 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,167 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-053469 · doc4.xml · derivative · entry 16

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,499

Underlying: Ordinary Shares · 4,167 shares

Expires 2025-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On July 6, 2015, the Reporting Person was granted an option to purchase 200,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.