Last 12 months
Inside the activity.
0 purchase rows · 41 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2020 Filed Dec 4, 2020 17:17 UTC |
Stone John CharlesExecutive Vice President
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 28,125 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001209191-20-061755 · doc4.xml · derivative · entry 4 Stone John Charles · CIK 0001581432 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Underlying: Common Stock · 28,125 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option was granted on February 27, 2017 and vests over four years as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will be vested on the fourth anniversary of the grant date. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 17:17 UTC |
Stone John CharlesExecutive Vice President
|
SaleCommon Stock | 28,125 | $15.25 | $428,906.25 |
DisclosureSEC source: 0001209191-20-061755 · doc4.xml · nonDerivative · entry 2 Stone John Charles · CIK 0001581432 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,016 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 15.25 to 15.26. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 17:17 UTC |
Stone John CharlesExecutive Vice President
|
Exercise / conversionCommon Stock | 28,125 | $9.86 | $277,312.50 |
DisclosureSEC source: 0001209191-20-061755 · doc4.xml · nonDerivative · entry 1 Stone John Charles · CIK 0001581432 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 18:24 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 46,875 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001209191-20-061053 · doc4.xml · derivative · entry 3 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,125 Underlying: Common Stock · 46,875 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option was granted on February 15, 2019 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 18:24 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
SaleCommon Stock | 46,875 | $15.00 | $703,125.00 |
DisclosureSEC source: 0001209191-20-061053 · doc4.xml · nonDerivative · entry 2 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 18:24 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionCommon Stock | 46,875 | $9.48 | $444,375.00 |
DisclosureSEC source: 0001209191-20-061053 · doc4.xml · nonDerivative · entry 1 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 18:22 UTC |
Carolin Roger AnthonyDirector
|
Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative | 20,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001209191-20-061052 · doc4.xml · derivative · entry 3 Carolin Roger Anthony · CIK 0001351909 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted May 8, 2012 and vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 18:22 UTC |
Carolin Roger AnthonyDirector
|
Disposition to issuerCommon Stock | 20,000 | $15.16 | $303,200.00 |
DisclosureSEC source: 0001209191-20-061052 · doc4.xml · nonDerivative · entry 2 Carolin Roger Anthony · CIK 0001351909 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,489 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 15.11 to 15.22. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 18:22 UTC |
Carolin Roger AnthonyDirector
|
GrantCommon Stock | 20,000 | $4.58 | $91,600.00 |
DisclosureSEC source: 0001209191-20-061052 · doc4.xml · nonDerivative · entry 1 Carolin Roger Anthony · CIK 0001351909 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,489 Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 17:33 UTC |
Faust MeganCFO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 4,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-20-059609 · doc4.xml · derivative · entry 3 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 Underlying: Common Stock · 4,500 shares Expires 2026-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option was granted on September 12, 2016 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 17:33 UTC |
Faust MeganCFO
|
SaleCommon Stock | 4,500 | $13.42 | $60,390.00 |
DisclosureSEC source: 0001209191-20-059609 · doc4.xml · nonDerivative · entry 2 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,219 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 13.34 to 13.52. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 17:33 UTC |
Faust MeganCFO
|
Exercise / conversionCommon Stock | 4,500 | $8.88 | $39,960.00 |
DisclosureSEC source: 0001209191-20-059609 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:45 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 15,000 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001209191-20-058739 · doc4.xml · derivative · entry 4 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,412 Underlying: Common Stock · 15,000 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on February 27, 2017 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:45 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
SaleCommon Stock | 12,213 | $13.53 | $165,241.89 |
DisclosureSEC source: 0001209191-20-058739 · doc4.xml · nonDerivative · entry 3 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 13.485 to 13.55. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:45 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
SaleCommon Stock | 2,787 | $13.43 | $37,429.41 |
DisclosureSEC source: 0001209191-20-058739 · doc4.xml · nonDerivative · entry 2 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,213 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 13.33 to 13.52. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:45 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,000 | $9.86 | $147,900.00 |
DisclosureSEC source: 0001209191-20-058739 · doc4.xml · nonDerivative · entry 1 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 20:53 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 15,000 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001209191-20-055065 · doc4.xml · derivative · entry 3 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,412 Underlying: Common Stock · 15,000 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option was granted on February 27, 2017 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 20:53 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
SaleCommon Stock | 15,000 | $12.58 | $188,700.00 |
DisclosureSEC source: 0001209191-20-055065 · doc4.xml · nonDerivative · entry 2 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.50 to 12.68. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 20:53 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,000 | $9.86 | $147,900.00 |
DisclosureSEC source: 0001209191-20-055065 · doc4.xml · nonDerivative · entry 1 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 20:51 UTC |
Faust MeganCFO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 4,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-20-055064 · doc4.xml · derivative · entry 3 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 4,500 shares Expires 2026-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option was granted on September 12, 2016 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 20:51 UTC |
Faust MeganCFO
|
SaleCommon Stock | 4,500 | $12.57 | $56,565.00 |
DisclosureSEC source: 0001209191-20-055064 · doc4.xml · nonDerivative · entry 2 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,219 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.44 to 12.66. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 20:51 UTC |
Faust MeganCFO
|
Exercise / conversionCommon Stock | 4,500 | $8.88 | $39,960.00 |
DisclosureSEC source: 0001209191-20-055064 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 15:56 UTC |
Rutten Guillaume Marie JeanPresident, CEO and Director
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 15,000 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001209191-20-054596 · doc4.xml · derivative · entry 3 Rutten Guillaume Marie Jean · CIK 0001596796 · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,412 Underlying: Common Stock · 15,000 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 15:56 UTC |
Rutten Guillaume Marie JeanPresident, CEO and Director
|
SaleCommon Stock | 15,000 | $12.50 | $187,500.00 |
DisclosureSEC source: 0001209191-20-054596 · doc4.xml · nonDerivative · entry 2 Rutten Guillaume Marie Jean · CIK 0001596796 · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 15:56 UTC |
Rutten Guillaume Marie JeanPresident, CEO and Director
|
Exercise / conversionCommon Stock | 15,000 | $9.89 | $148,350.00 |
DisclosureSEC source: 0001209191-20-054596 · doc4.xml · nonDerivative · entry 1 Rutten Guillaume Marie Jean · CIK 0001596796 · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2020 Filed Sep 17, 2020 20:52 UTC |
Faust MeganCFO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 4,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-20-050944 · doc4.xml · derivative · entry 3 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 4,500 shares Expires 2026-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| September 17, 2020 Filed Sep 17, 2020 20:52 UTC |
Faust MeganCFO
|
SaleCommon Stock | 4,500 | $11.15 | $50,175.00 |
DisclosureSEC source: 0001209191-20-050944 · doc4.xml · nonDerivative · entry 2 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,219 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.08 to 11.19. Read SEC document |
| September 17, 2020 Filed Sep 17, 2020 20:52 UTC |
Faust MeganCFO
|
Exercise / conversionCommon Stock | 4,500 | $8.88 | $39,960.00 |
DisclosureSEC source: 0001209191-20-050944 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2020 Filed Feb 16, 2021 13:50 UTC |
KIM SUSAN YDirector · 10% owner · See Exhibit 99.1
|
GiftCommon Stock | 561,343 | $12.71 | $7,134,669.53 |
DisclosureSEC source: 0000899243-21-006552 · doc5.xml · nonDerivative · entry 6 KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · See Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Indirect · By self as trustee Disclosed balance after: 32,339,816 F4 · kind: On August 21, 2020, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 561,343 shares of the Issuer's Common Stock to the Family Trust Under the Susan Y. Kim 2012 Irrevocable Trust Agreement Dated 7/26/12. Susan Y. Kim and John T. Kim are co-trustees of both of the trusts. F7 · balance_after: The reporting person may be deemed to indirectly own 27,717,773 shares of the Issuer's Common Stock held by various family trusts of which the reporting person is a trustee, 4,622,043 shares of the Issuer's Common Stock held by grantor retained annuity trusts (see footnote 9), and 25,674,640 shares of the Issuer's Common Stock held by limited partnerships established for the benefit of members of the James J. Kim family of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 21, 2020 Filed Feb 16, 2021 13:50 UTC |
KIM SUSAN YDirector · 10% owner · See Exhibit 99.1
|
GiftCommon Stock | 561,343 | $12.71 | $7,134,669.53 |
DisclosureSEC source: 0000899243-21-006552 · doc5.xml · nonDerivative · entry 5 KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · See Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Indirect · By self as trustee Disclosed balance after: 32,339,816 F4 · kind: On August 21, 2020, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 561,343 shares of the Issuer's Common Stock to the Family Trust Under the Susan Y. Kim 2012 Irrevocable Trust Agreement Dated 7/26/12. Susan Y. Kim and John T. Kim are co-trustees of both of the trusts. F7 · balance_after: The reporting person may be deemed to indirectly own 27,717,773 shares of the Issuer's Common Stock held by various family trusts of which the reporting person is a trustee, 4,622,043 shares of the Issuer's Common Stock held by grantor retained annuity trusts (see footnote 9), and 25,674,640 shares of the Issuer's Common Stock held by limited partnerships established for the benefit of members of the James J. Kim family of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 21, 2020 Filed Feb 16, 2021 13:50 UTC | GiftCommon Stock | 561,343 | $12.71 | $7,134,669.53 |
DisclosureSEC source: 0000899243-21-006551 · doc5.xml · nonDerivative · entry 1 Family Trust Under the Susan Y. Kim 2012 Irrevocable Trust Dated 7/26/12 · CIK 0001728273 · Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,341,120 F1 · kind: On August 21, 2020, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 561,343 shares of the Issuer's Common Stock to the Family Trust Under the Susan Y. Kim 2012 Irrevocable Trust Agreement Dated 7/26/12. Susan Y. Kim and John T. Kim are co-trustees of both of the trusts. Read SEC document |
|
| August 21, 2020 Filed Feb 16, 2021 13:42 UTC | GiftCommon Stock | 561,343 | $12.71 | $7,134,669.53 |
DisclosureSEC source: 0000899243-21-006538 · doc5.xml · nonDerivative · entry 2 Susan Y. Kim 2015 Irrevocable Trust U/A Dated March 16, 2015 · CIK 0001645038 · Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: On August 21, 2020, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 561,343 shares of the Issuer's Common Stock to the Family Trust Under the Susan Y. Kim 2012 Irrevocable Trust Agreement Dated 7/26/12. Susan Y. Kim and John T. Kim are co-trustees of both of the trusts. Read SEC document |
|
| August 20, 2020 Filed Aug 20, 2020 21:04 UTC |
Faust MeganCFO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 4,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-20-047764 · doc4.xml · derivative · entry 3 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,000 Underlying: Common Stock · 4,500 shares Expires 2026-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 21:04 UTC |
Faust MeganCFO
|
SaleCommon Stock | 4,500 | $13.17 | $59,265.00 |
DisclosureSEC source: 0001209191-20-047764 · doc4.xml · nonDerivative · entry 2 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,219 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 13.11 to 13.34. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 21:04 UTC |
Faust MeganCFO
|
Exercise / conversionCommon Stock | 4,500 | $8.88 | $39,960.00 |
DisclosureSEC source: 0001209191-20-047764 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2020 Filed Feb 16, 2021 13:42 UTC | GiftCommon Stock | 526,500 | $13.64 | $7,181,460.00 |
DisclosureSEC source: 0000899243-21-006538 · doc5.xml · nonDerivative · entry 1 Susan Y. Kim 2015 Irrevocable Trust U/A Dated March 16, 2015 · CIK 0001645038 · Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On August 19, 2020, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 526,500 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees of the trust. Read SEC document |
|
| August 18, 2020 Filed Aug 20, 2020 20:31 UTC |
KIM JOHN T10% owner · See Exhibit 99.1
|
Exercise / conversionEmployee Stock Option · Derivative | 54,687 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0000899243-20-023035 · doc4.xml · derivative · entry 6 KIM JOHN T · CIK 0001158926 · 10% owner · See Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,687 shares Expires 2020-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:31 UTC |
KIM JOHN T10% owner · See Exhibit 99.1
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Exercise / conversionEmployee Stock Option · Derivative | 131,250 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0000899243-20-023035 · doc4.xml · derivative · entry 5 KIM JOHN T · CIK 0001158926 · 10% owner · See Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 131,250 shares Expires 2020-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:31 UTC |
KIM JOHN T10% owner · See Exhibit 99.1
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Exercise / conversionCommon Stock | 54,687 | $13.67 | $747,571.29 |
DisclosureSEC source: 0000899243-20-023035 · doc4.xml · nonDerivative · entry 2 KIM JOHN T · CIK 0001158926 · 10% owner · See Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,956,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:31 UTC |
KIM JOHN T10% owner · See Exhibit 99.1
|
Exercise / conversionCommon Stock | 131,250 | $13.67 | $1,794,187.50 |
DisclosureSEC source: 0000899243-20-023035 · doc4.xml · nonDerivative · entry 1 KIM JOHN T · CIK 0001158926 · 10% owner · See Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 00:09 UTC |
Rutten Guillaume Marie JeanPresident, CEO and Director
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GrantEmployee Stock Option (Right-to-Buy) · Derivative | 375,000 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-20-044110 · doc4.xml · derivative · entry 2 Rutten Guillaume Marie Jean · CIK 0001596796 · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 375,000 shares Expires 2030-07-30 F2 · derivative.exercise_date: These options vest quarterly over three years at the rate of 31,250 per quarter, such that 100% will be vested on the third anniversary of the grant date. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 00:09 UTC |
Rutten Guillaume Marie JeanPresident, CEO and Director
|
GrantCommon Stock | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044110 · doc4.xml · nonDerivative · entry 1 Rutten Guillaume Marie Jean · CIK 0001596796 · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 F1 · shares: These are restricted shares of common stock; they vest quarterly over three years at the rate of 31,250 per quarter, such that 100% will be vested on the third anniversary of the grant date. Read SEC document |
| July 28, 2020 Filed Jul 28, 2020 22:41 UTC |
Faust MeganCFO
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Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 50,000 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001209191-20-043887 · doc4.xml · derivative · entry 3 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 50,000 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| July 28, 2020 Filed Jul 28, 2020 22:41 UTC |
Faust MeganCFO
|
SaleCommon Stock | 50,000 | $15.40 | $770,000.00 |
DisclosureSEC source: 0001209191-20-043887 · doc4.xml · nonDerivative · entry 2 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,219 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. Read SEC document |
| July 28, 2020 Filed Jul 28, 2020 22:41 UTC |
Faust MeganCFO
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Exercise / conversionCommon Stock | 50,000 | $9.86 | $493,000.00 |
DisclosureSEC source: 0001209191-20-043887 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2020 Filed Jul 23, 2020 22:07 UTC |
Faust MeganCFO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 4,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-20-043534 · doc4.xml · derivative · entry 3 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,500 Underlying: Common Stock · 4,500 shares Expires 2026-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
| July 23, 2020 Filed Jul 23, 2020 22:07 UTC |
Faust MeganCFO
|
SaleCommon Stock | 4,500 | $12.41 | $55,845.00 |
DisclosureSEC source: 0001209191-20-043534 · doc4.xml · nonDerivative · entry 2 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,219 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.16 to 12.56. Read SEC document |
| July 23, 2020 Filed Jul 23, 2020 22:07 UTC |
Faust MeganCFO
|
Exercise / conversionCommon Stock | 4,500 | $8.88 | $39,960.00 |
DisclosureSEC source: 0001209191-20-043534 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Feb 16, 2021 13:41 UTC | GiftCommon Stock | 278,833 | $12.15 | $3,387,820.95 |
DisclosureSEC source: 0000899243-21-006536 · doc5.xml · nonDerivative · entry 1 John T. Kim 2018 Irrevocable Trust Agreement Dated 2/6/18 · CIK 0001732522 · Exhibit 99.1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,942 F1 · kind: On July 1, 2020, 278,833 shares of the Issuer's Common Stock were distributed by Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement Dated February 6, 2018 to John T. Kim. Susan Y. Kim and John T. Kim are co-trustees of the trust. Read SEC document |
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| June 18, 2020 Filed Jun 18, 2020 23:27 UTC |
Faust MeganCFO
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Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 4,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-20-037717 · doc4.xml · derivative · entry 3 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 4,500 shares Expires 2026-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.