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Nasdaq · USD

AMKR

AMKOR TECHNOLOGY, INC.

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Tapewire entity
3481
SEC CIK
0001047127
Parsed reports
904

Last 12 months

Inside the activity.

0 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202608
Mar 202601
Apr 202601
May 202608
Jun 202603
Jul 202603
Aug 202605
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2021 Filed Mar 22, 2021 21:16 UTC SaleCommon Stock 60,000 $23.29 $1,397,400.00
Disclosure

SEC source: 0001209191-21-022390 · doc4.xml · nonDerivative · entry 4

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average. Shares sold in multiple transactions at prices from $22.80 to $23.85.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:16 UTC Exercise / conversionCommon Stock 60,000 $9.86 $591,600.00
Disclosure

SEC source: 0001209191-21-022390 · doc4.xml · nonDerivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:16 UTC SaleCommon Stock 5,000 $23.29 $116,450.00
Disclosure

SEC source: 0001209191-21-022390 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.85 to $23.79.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:16 UTC Exercise / conversionCommon Stock 5,000 $8.88 $44,400.00
Disclosure

SEC source: 0001209191-21-022390 · doc4.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:15 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 9,375 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-21-022389 · doc4.xml · derivative · entry 4

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,375 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option was granted on February 27, 2017 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:15 UTC
Stone John CharlesExecutive Vice President
SaleCommon Stock 9,375 $24.00 $225,000.00
Disclosure

SEC source: 0001209191-21-022389 · doc4.xml · nonDerivative · entry 2

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,552

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2021.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:15 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionCommon Stock 9,375 $9.86 $92,437.50
Disclosure

SEC source: 0001209191-21-022389 · doc4.xml · nonDerivative · entry 1

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:33 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 5,625 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-21-021450 · doc4.xml · derivative · entry 6

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,537

Underlying: Common Stock · 5,625 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:33 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 9,375 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-21-021450 · doc4.xml · derivative · entry 5

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,375 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on February 27, 2017 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:33 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 5,625 $22.47 $126,393.75
Disclosure

SEC source: 0001209191-21-021450 · doc4.xml · nonDerivative · entry 4

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.32 to $22.61.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:33 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 5,625 $9.48 $53,325.00
Disclosure

SEC source: 0001209191-21-021450 · doc4.xml · nonDerivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:33 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 9,375 $22.47 $210,656.25
Disclosure

SEC source: 0001209191-21-021450 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.32 to $22.61.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:33 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 9,375 $9.86 $92,437.50
Disclosure

SEC source: 0001209191-21-021450 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:27 UTC
Tily Gil C.Director
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 10,938 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-21-016864 · doc4.xml · derivative · entry 3

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,938 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option was granted on February 27, 2017 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:27 UTC
Tily Gil C.Director
Tax withholdingCommon Stock 6,365 $24.71 $157,279.15
Disclosure

SEC source: 0001209191-21-016864 · doc4.xml · nonDerivative · entry 2

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,124

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:27 UTC
Tily Gil C.Director
Exercise / conversionCommon Stock 10,938 $9.86 $107,848.68
Disclosure

SEC source: 0001209191-21-016864 · doc4.xml · nonDerivative · entry 1

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exempt purchase under Section 16b-3. Transaction executed as net exercise executed with company, in which no shares were purchased or sold in the open market.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 62,500 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0001209191-21-012051 · doc4.xml · derivative · entry 10

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,500

Underlying: Common Stock · 62,500 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option was granted on July 30, 2020 and vests as follows: the option will vest quarterly over three years at the rate of 31,250 per quarter, such that 100% will be vested on the third anniversary of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 963 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-21-012051 · doc4.xml · derivative · entry 9

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,162

Underlying: Common Stock · 963 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 14,037 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-21-012051 · doc4.xml · derivative · entry 8

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 14,037 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option was granted on February 27, 2017 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 62,500 $24.45 $1,528,125.00
Disclosure

SEC source: 0001209191-21-012051 · doc4.xml · nonDerivative · entry 7

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.37 to $25.06.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 62,500 $14.17 $885,625.00
Disclosure

SEC source: 0001209191-21-012051 · doc4.xml · nonDerivative · entry 6

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 963 $24.42 $23,516.46
Disclosure

SEC source: 0001209191-21-012051 · doc4.xml · nonDerivative · entry 5

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.03 to $25.06.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 963 $9.48 $9,129.24
Disclosure

SEC source: 0001209191-21-012051 · doc4.xml · nonDerivative · entry 4

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 14,037 $24.42 $342,783.54
Disclosure

SEC source: 0001209191-21-012051 · doc4.xml · nonDerivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.03 to $25.06.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:10 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 14,037 $9.86 $138,404.82
Disclosure

SEC source: 0001209191-21-012051 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:06 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 9,375 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-21-012048 · doc4.xml · derivative · entry 5

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 9,375 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16th of the option vests each quarter thereafter, such that 100% of the option will be vested on the fourth anniversary of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:06 UTC
Stone John CharlesExecutive Vice President
SaleCommon Stock 9,375 $25.23 $236,531.25
Disclosure

SEC source: 0001209191-21-012048 · doc4.xml · nonDerivative · entry 3

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,552

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:06 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionCommon Stock 9,375 $9.48 $88,875.00
Disclosure

SEC source: 0001209191-21-012048 · doc4.xml · nonDerivative · entry 2

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:38 UTC SaleCommon Stock 8,207 $24.21 $198,691.47
Disclosure

SEC source: 0001209191-21-010764 · doc4.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,406

F1 · shares: These are restricted shares which were granted on May 15, 2019 and vested on May 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.20 to $24.22.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:36 UTC
ROGERS MARK NEVP & General Counsel
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 50,000 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0001209191-21-010758 · doc4.xml · derivative · entry 3

ROGERS MARK N · CIK 0001201997 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires 2029-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option was granted on June 10, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:36 UTC
ROGERS MARK NEVP & General Counsel
SaleCommon Stock 50,000 $25.34 $1,267,000.00
Disclosure

SEC source: 0001209191-21-010758 · doc4.xml · nonDerivative · entry 2

ROGERS MARK N · CIK 0001201997 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · price: The price reported in Column 4 is a weighted average. Shares sold in multiple transactions at prices from $25.10 to $25.53.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:36 UTC
ROGERS MARK NEVP & General Counsel
Exercise / conversionCommon Stock 50,000 $7.40 $370,000.00
Disclosure

SEC source: 0001209191-21-010758 · doc4.xml · nonDerivative · entry 1

ROGERS MARK N · CIK 0001201997 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:38 UTC
Tily Gil C.Director
Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $7.07 $0.00
Disclosure

SEC source: 0001209191-21-010761 · doc4.xml · derivative · entry 6

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2029-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on June 7, 2019 and vests as follows: the options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:38 UTC
Tily Gil C.Director
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 64,062 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-21-010761 · doc4.xml · derivative · entry 5

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

Underlying: Common Stock · 64,062 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option was granted on February 27, 2017 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:38 UTC
Tily Gil C.Director
Tax withholdingCommon Stock 6,161 $22.95 $141,394.95
Disclosure

SEC source: 0001209191-21-010761 · doc4.xml · nonDerivative · entry 4

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,551

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:38 UTC
Tily Gil C.Director
Exercise / conversionCommon Stock 20,000 $7.07 $141,400.00
Disclosure

SEC source: 0001209191-21-010761 · doc4.xml · nonDerivative · entry 3

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exempt purchase under Section 16b-3. Transaction executed as net exercise executed with company, in which no shares were purchased or sold in the open market.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:38 UTC
Tily Gil C.Director
Tax withholdingCommon Stock 38,919 $22.95 $893,191.05
Disclosure

SEC source: 0001209191-21-010761 · doc4.xml · nonDerivative · entry 2

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,712

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:38 UTC
Tily Gil C.Director
Exercise / conversionCommon Stock 64,062 $9.86 $631,651.32
Disclosure

SEC source: 0001209191-21-010761 · doc4.xml · nonDerivative · entry 1

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exempt purchase under Section 16b-3. Transaction executed as net exercise executed with company, in which no shares were purchased or sold in the open market.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:35 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-To-Buy) · Derivative 18,750 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-21-010756 · doc4.xml · derivative · entry 7

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 18,750 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on February 27, 2017 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

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February 11, 2021 Filed Feb 16, 2021 21:35 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 65,625 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-21-010756 · doc4.xml · derivative · entry 6

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,375

Underlying: Common Stock · 65,625 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16th of the option vests each quarter thereafter, such that 100% of the option will be vested on the fourth anniversary of the grant date.

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February 11, 2021 Filed Feb 16, 2021 21:35 UTC
Stone John CharlesExecutive Vice President
SaleCommon Stock 18,750 $21.35 $400,312.50
Disclosure

SEC source: 0001209191-21-010756 · doc4.xml · nonDerivative · entry 4

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,016

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 20.95 to 21.54.

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February 11, 2021 Filed Feb 16, 2021 21:35 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionCommon Stock 18,750 $9.86 $184,875.00
Disclosure

SEC source: 0001209191-21-010756 · doc4.xml · nonDerivative · entry 3

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:35 UTC
Stone John CharlesExecutive Vice President
SaleCommon Stock 65,625 $21.35 $1,401,093.75
Disclosure

SEC source: 0001209191-21-010756 · doc4.xml · nonDerivative · entry 2

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,016

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 20.95 to 21.54.

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February 11, 2021 Filed Feb 16, 2021 21:35 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionCommon Stock 65,625 $9.48 $622,125.00
Disclosure

SEC source: 0001209191-21-010756 · doc4.xml · nonDerivative · entry 1

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 11, 2021 Filed Feb 16, 2021 21:34 UTC Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-21-010753 · doc4.xml · derivative · entry 9

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2029-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on May 15, 2019 and vests as follows: the options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

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February 11, 2021 Filed Feb 16, 2021 21:34 UTC Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 2,000 $0.00 Strike: $8.51 $0.00
Disclosure

SEC source: 0001209191-21-010753 · doc4.xml · derivative · entry 8

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2028-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on May 1, 2018 and vests as follows: the options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

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February 11, 2021 Filed Feb 16, 2021 21:34 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 4,657 $0.00 Strike: $9.45 $0.00
Disclosure

SEC source: 0001209191-21-010753 · doc4.xml · derivative · entry 7

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,657 shares

Expires 2028-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option was granted on February 6, 2018 and vests as follows: the options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

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February 11, 2021 Filed Feb 16, 2021 21:34 UTC SaleCommon Stock 20,000 $21.66 $433,200.00
Disclosure

SEC source: 0001209191-21-010753 · doc4.xml · nonDerivative · entry 6

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,498

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 21.64 to 21.71.

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February 11, 2021 Filed Feb 16, 2021 21:34 UTC Exercise / conversionCommon Stock 20,000 $7.31 $146,200.00
Disclosure

SEC source: 0001209191-21-010753 · doc4.xml · nonDerivative · entry 5

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:34 UTC SaleCommon Stock 2,000 $21.66 $43,320.00
Disclosure

SEC source: 0001209191-21-010753 · doc4.xml · nonDerivative · entry 4

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,498

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 21.64 to 21.71.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.