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Nasdaq · USD

AMKR

AMKOR TECHNOLOGY, INC.

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3481
SEC CIK
0001047127
Parsed reports
904

Last 12 months

Inside the activity.

0 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202608
Mar 202601
Apr 202601
May 202608
Jun 202603
Jul 202603
Aug 202605
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2021 Filed Jun 29, 2021 21:21 UTC
Stone John CharlesExecutive Vice President
SaleCommon Stock 9,375 $24.00 $225,000.00
Disclosure

SEC source: 0001209191-21-043704 · doc4.xml · nonDerivative · entry 2

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,552

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2021.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 21:21 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionCommon Stock 9,375 $9.48 $88,875.00
Disclosure

SEC source: 0001209191-21-043704 · doc4.xml · nonDerivative · entry 1

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 21:11 UTC Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-21-041525 · doc4.xml · derivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 5,000 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on September 12, 2016 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 21:11 UTC SaleCommon Stock 5,000 $23.56 $117,800.00
Disclosure

SEC source: 0001209191-21-041525 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.29 to $23.80.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 21:11 UTC Exercise / conversionCommon Stock 5,000 $8.88 $44,400.00
Disclosure

SEC source: 0001209191-21-041525 · doc4.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:09 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0001209191-21-041523 · doc4.xml · derivative · entry 7

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,500

Underlying: Common Stock · 10,000 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This stock option was granted on July 30, 2020 and vests as follows: the option will vest quarterly over three years at the rate of 31,250 per quarter, such that 100% will be vested on the third anniversary of the grant date.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:09 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 912 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-21-041523 · doc4.xml · derivative · entry 6

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,625

Underlying: Common Stock · 912 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:09 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 15,000 $23.78 $356,700.00
Disclosure

SEC source: 0001209191-21-041523 · doc4.xml · nonDerivative · entry 5

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,000

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.36 to $23.99.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:09 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 10,000 $23.79 $237,900.00
Disclosure

SEC source: 0001209191-21-041523 · doc4.xml · nonDerivative · entry 4

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.36 to $23.99.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:09 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon stock 10,000 $14.17 $141,700.00
Disclosure

SEC source: 0001209191-21-041523 · doc4.xml · nonDerivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:09 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 912 $23.72 $21,632.64
Disclosure

SEC source: 0001209191-21-041523 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.51 to $23.99.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:09 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 912 $9.48 $8,645.76
Disclosure

SEC source: 0001209191-21-041523 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:13 UTC Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001209191-21-035980 · doc4.xml · derivative · entry 4

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2031-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:13 UTC SaleCommon Stock 20,000 $20.66 $413,200.00
Disclosure

SEC source: 0001209191-21-035980 · doc4.xml · nonDerivative · entry 3

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,394

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.60 to $20.73.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:13 UTC Exercise / conversionCommon Stock 20,000 $9.83 $196,500.00
Disclosure

SEC source: 0001209191-21-035980 · doc4.xml · nonDerivative · entry 2

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:13 UTC SaleCommon Stock 6,106 $20.67 $126,211.02
Disclosure

SEC source: 0001209191-21-035980 · doc4.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,394

F1 · shares: These are restricted shares which were granted on May 19, 2020 and vested on May 18, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.60 to $20.72.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:15 UTC Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-21-035018 · doc4.xml · derivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 5,000 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on September 12, 2016 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:15 UTC SaleCommon Stock 5,000 $19.82 $99,085.00
Disclosure

SEC source: 0001209191-21-035018 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.734 to $19.94.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:15 UTC Exercise / conversionCommon Stock 5,000 $8.88 $44,400.00
Disclosure

SEC source: 0001209191-21-035018 · doc4.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:28 UTC GrantDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-21-034075 · doc4.xml · derivative · entry 2

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-18

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:28 UTC GrantCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034075 · doc4.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:25 UTC
Tily Gil C.Director
GrantDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-21-034069 · doc4.xml · derivative · entry 2

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-18

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:25 UTC
Tily Gil C.Director
GrantCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034069 · doc4.xml · nonDerivative · entry 1

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,218

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:27 UTC GrantDirector Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-21-034073 · doc4.xml · derivative · entry 2

WATSON DAVID N · CIK 0001276908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-18

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:27 UTC GrantCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034073 · doc4.xml · nonDerivative · entry 1

WATSON DAVID N · CIK 0001276908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,583

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:24 UTC GrantDirector Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-21-034068 · doc4.xml · derivative · entry 2

Morse Robert Randolph · CIK 0001569086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-18

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:24 UTC GrantCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034068 · doc4.xml · nonDerivative · entry 1

Morse Robert Randolph · CIK 0001569086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,583

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:23 UTC GrantDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-21-034067 · doc4.xml · derivative · entry 2

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-18

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:23 UTC GrantCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034067 · doc4.xml · nonDerivative · entry 1

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,592

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:21 UTC GrantDirector Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-21-034064 · doc4.xml · derivative · entry 2

Liao Daniel JL · CIK 0001775769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-18

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:21 UTC GrantCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034064 · doc4.xml · nonDerivative · entry 1

Liao Daniel JL · CIK 0001775769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,407

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:20 UTC
KIM SUSAN YDirector · 10% owner · Exhibit 99.1
GrantDirector Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-21-034062 · doc4.xml · derivative · entry 4

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Amkor Technology Inc. Common Stock · 20,000 shares

Expires 2031-05-18

F3 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:20 UTC
KIM SUSAN YDirector · 10% owner · Exhibit 99.1
GrantCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034062 · doc4.xml · nonDerivative · entry 1

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516,475

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:19 UTC GrantDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-21-034060 · doc4.xml · derivative · entry 2

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-18

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:19 UTC GrantCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034060 · doc4.xml · nonDerivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,583

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:18 UTC GrantDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-21-034059 · doc4.xml · derivative · entry 2

ALEXANDER DOUGLAS A · CIK 0001195858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-05-18

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:18 UTC GrantCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034059 · doc4.xml · nonDerivative · entry 1

ALEXANDER DOUGLAS A · CIK 0001195858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,092

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:28 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 15,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-21-034074 · doc4.xml · derivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,537

Underlying: Common Stock · 15,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:28 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 15,000 $18.82 $282,300.00
Disclosure

SEC source: 0001209191-21-034074 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.563 to $19.09.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:28 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 15,000 $9.48 $142,200.00
Disclosure

SEC source: 0001209191-21-034074 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 02:00 UTC
KIM JOHN T10% owner · Exhibit 99.1
OtherStock option (right to buy) · Derivative 20,000 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000899243-21-017983 · doc4.xml · derivative · entry 4

KIM JOHN T · CIK 0001158926 · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-05-03

F1 · shares: On May 3, 2021, John T. Kim exercised options to purchase 20,000 shares of the Issuer's Common Stock.

Read SEC document
May 03, 2021 Filed May 4, 2021 02:00 UTC
KIM JOHN T10% owner · Exhibit 99.1
OtherCommon Stock 20,000 $6.46 $129,200.00
Disclosure

SEC source: 0000899243-21-017983 · doc4.xml · nonDerivative · entry 1

KIM JOHN T · CIK 0001158926 · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650,224

F1 · shares: On May 3, 2021, John T. Kim exercised options to purchase 20,000 shares of the Issuer's Common Stock.

F2 · balance_after: Includes options to acquire 80,000 shares of the Issuer's Common stock.

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April 15, 2021 Filed Apr 19, 2021 21:14 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 15,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-21-027327 · doc4.xml · derivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,537

Underlying: Common Stock · 15,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

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April 15, 2021 Filed Apr 19, 2021 21:14 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 15,000 $24.52 $367,800.00
Disclosure

SEC source: 0001209191-21-027327 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.225 to $24.91.

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April 15, 2021 Filed Apr 19, 2021 21:14 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 15,000 $9.48 $142,200.00
Disclosure

SEC source: 0001209191-21-027327 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:13 UTC Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-21-027326 · doc4.xml · derivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Underlying: Common Stock · 5,000 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option was granted on September 12, 2016 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

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April 15, 2021 Filed Apr 19, 2021 21:13 UTC SaleCommon Stock 5,000 $24.52 $122,600.00
Disclosure

SEC source: 0001209191-21-027326 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.24 to $24.91.

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April 15, 2021 Filed Apr 19, 2021 21:13 UTC Exercise / conversionCommon Stock 5,000 $8.88 $44,400.00
Disclosure

SEC source: 0001209191-21-027326 · doc4.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:16 UTC Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 60,000 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-21-022390 · doc4.xml · derivative · entry 6

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 60,000 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option was granted on February 27, 2017 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

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March 18, 2021 Filed Mar 22, 2021 21:16 UTC Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-21-022390 · doc4.xml · derivative · entry 5

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

Underlying: Common Stock · 5,000 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on September 12, 2016 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.