Last 12 months
Inside the activity.
0 purchase rows · 41 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2022 Filed Mar 11, 2022 01:33 UTC |
KIM JOHN T10% owner · Member of 10% owner group (8)
|
Exercise / conversionDirector stock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0000899243-22-010588 · doc4.xml · derivative · entry 7 KIM JOHN T · CIK 0001158926 · 10% owner · Member of 10% owner group (8) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This stock option to acquire 20,000 shares of the Issuer's Common Stock at a price of $9.17 per share was granted on May 13, 2014 and vested 100% on May 13, 2015. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 01:33 UTC |
KIM JOHN T10% owner · Member of 10% owner group (8)
|
Exercise / conversionDirector stock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0000899243-22-010588 · doc4.xml · derivative · entry 6 KIM JOHN T · CIK 0001158926 · 10% owner · Member of 10% owner group (8) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This stock option (the "2013 Option") to acquire 20,000 shares of the Issuer's Common Stock at a price of $4.50 per share was granted on May 8, 2013 (the "2013 Grant Date") and vested one-third (1/3) on the first anniversary of the 2013 Grant Date and two-thirds (2/3) on the second anniversary of the 2013 Grant Date, such that 100% of the 2013 Option vested on May 8, 2015. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 01:33 UTC |
KIM JOHN T10% owner · Member of 10% owner group (8)
|
Exercise / conversionDirector stock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0000899243-22-010588 · doc4.xml · derivative · entry 5 KIM JOHN T · CIK 0001158926 · 10% owner · Member of 10% owner group (8) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option (the "2012 Option") to acquire 20,000 shares of the Issuer's Common Stock at a price of $4.58 per share was granted on May 8, 2012 (the "2012 Grant Date") and vested in equal annual installments over three years beginning on the first anniversary of the 2012 Grant Date, such that 100% of the 2012 Option vested on May 8, 2015. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 01:33 UTC |
KIM JOHN T10% owner · Member of 10% owner group (8)
|
Exercise / conversionCommon Stock | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010588 · doc4.xml · nonDerivative · entry 1 KIM JOHN T · CIK 0001158926 · 10% owner · Member of 10% owner group (8) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,857,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This stock option (the "2012 Option") to acquire 20,000 shares of the Issuer's Common Stock at a price of $4.58 per share was granted on May 8, 2012 (the "2012 Grant Date") and vested in equal annual installments over three years beginning on the first anniversary of the 2012 Grant Date, such that 100% of the 2012 Option vested on May 8, 2015. F5 · price: This stock option (the "2013 Option") to acquire 20,000 shares of the Issuer's Common Stock at a price of $4.50 per share was granted on May 8, 2013 (the "2013 Grant Date") and vested one-third (1/3) on the first anniversary of the 2013 Grant Date and two-thirds (2/3) on the second anniversary of the 2013 Grant Date, such that 100% of the 2013 Option vested on May 8, 2015. F6 · price: This stock option to acquire 20,000 shares of the Issuer's Common Stock at a price of $9.17 per share was granted on May 13, 2014 and vested 100% on May 13, 2015. F7 · price: This stock option to acquire 20,000 shares of the Issuer's Common Stock at a price of $7.31 per share was granted on May 15, 2019 and vested 100% on May 15, 2020. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 22:44 UTC |
Faust MeganCFO
|
GrantCommon Stock | 13,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013282 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,202 F1 · shares: Represents shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units granted on February 24, 2022 (the "Grant Date") pursuant to the Issuer's Equity Incentive Plan (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the Grant Date. Read SEC document |
| February 24, 2022 Filed Feb 26, 2022 00:08 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
GrantCommon Stock | 42,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013360 · doc4.xml · nonDerivative · entry 1 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,992 F1 · shares: Represents shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units granted on February 24, 2022 (the "Grant Date") pursuant to the Issuer's Equity Incentive Plan (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the Grant Date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 22:42 UTC |
ROGERS MARK NEVP & General Counsel
|
GrantCommon Stock | 7,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013276 · doc4.xml · nonDerivative · entry 1 ROGERS MARK N · CIK 0001201997 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,976 F1 · shares: Represents shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units granted on February 24, 2022 (the "Grant Date") pursuant to the Issuer's Equity Incentive Plan (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the Grant Date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 22:43 UTC |
Shin SungExecutive Vice President
|
GrantCommon Stock | 3,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013279 · doc4.xml · nonDerivative · entry 1 Shin Sung · CIK 0001851258 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,029 F1 · shares: Represents shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units granted on February 24, 2022 (the "Grant Date") pursuant to the Issuer's Equity Incentive Plan (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the Grant Date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 22:40 UTC |
Haghighi FarshadExecutive Vice President
|
GrantCommon Stock | 7,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013272 · doc4.xml · nonDerivative · entry 1 Haghighi Farshad · CIK 0001887579 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,825 F1 · shares: Represents shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units granted on February 24, 2022 (the "Grant Date") pursuant to the Issuer's Equity Incentive Plan (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the Grant Date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 22:39 UTC |
KIM JAMES JDirector · 10% owner · Member of 10% owner group (5)
|
GrantCommon Stock | 10,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013270 · doc4.xml · nonDerivative · entry 1 KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (5) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,876,616 F1 · shares: Represents shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units granted on February 24, 2022 (the "Grant Date") pursuant to the Issuer's Equity Incentive Plan (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's service as an employee of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the Grant Date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:05 UTC |
KIM AGNES CMember of 10% owner group (3)
|
GrantCommon Stock | 10,748 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-007880 · doc4.xml · nonDerivative · entry 1 KIM AGNES C · CIK 0001158840 · Member of 10% owner group (3) 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 72,077,235 F1 · shares: The transaction represents shares of the Issuer's Common Stock underlying time-vested restricted stock units granted to the Reporting Person's spouse on February 24, 2022 (the "Grant Date") pursuant to the Issuer's Equity Incentive Plan and the related award agreement (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's spouse's service as an employee of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the Grant Date. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 22:10 UTC |
Faust MeganCFO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 5,000 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001209191-22-011367 · doc4.xml · derivative · entry 3 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,500 Underlying: Common Stock · 5,000 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 22:10 UTC |
Faust MeganCFO
|
SaleCommon Stock | 5,000 | $24.41 | $122,050.00 |
DisclosureSEC source: 0001209191-22-011367 · doc4.xml · nonDerivative · entry 2 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,230 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.07 to $24.59.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 22:10 UTC |
Faust MeganCFO
|
Exercise / conversionCommon Stock | 5,000 | $9.48 | $47,400.00 |
DisclosureSEC source: 0001209191-22-011367 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:06 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-22-010944 · doc4.xml · derivative · entry 3 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,500 Underlying: Common Stock · 10,000 shares Expires 2030-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option (the "Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the Option will be vested on the third anniversary of the Grant Date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:06 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
SaleCommon Stock | 25,000 | $22.00 | $550,000.00 |
DisclosureSEC source: 0001209191-22-010944 · doc4.xml · nonDerivative · entry 2 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.00 to $22.03.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:06 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionCommon Stock | 10,000 | $14.17 | $141,700.00 |
DisclosureSEC source: 0001209191-22-010944 · doc4.xml · nonDerivative · entry 1 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:24 UTC |
Faust MeganCFO
|
Tax withholdingCommon Stock | 614 | $20.90 | $12,832.60 |
DisclosureSEC source: 0001209191-22-009849 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,230 F1 · shares: The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units granted to the Reporting Person on February 11, 2021 pursuant to the Issuer's Equity Incentive Plan and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:23 UTC |
ROGERS MARK NEVP & General Counsel
|
Tax withholdingCommon Stock | 583 | $20.90 | $12,184.70 |
DisclosureSEC source: 0001209191-22-009844 · doc4.xml · nonDerivative · entry 1 ROGERS MARK N · CIK 0001201997 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,453 F1 · shares: The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units granted to the Reporting Person on February 11, 2021 pursuant to the Issuer's Equity Incentive Plan and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:22 UTC |
Stone John CharlesExecutive Vice President
|
Tax withholdingCommon Stock | 455 | $20.90 | $9,509.50 |
DisclosureSEC source: 0001209191-22-009841 · doc4.xml · nonDerivative · entry 1 Stone John Charles · CIK 0001581432 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,038 F1 · shares: The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units granted to the Reporting Person on February 11, 2021 pursuant to the Issuer's Equity Incentive Plan and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:21 UTC |
KIM JAMES JDirector · 10% owner · Member of 10% owner group (5)
|
Tax withholdingCommon Stock | 684 | $20.90 | $14,295.60 |
DisclosureSEC source: 0001209191-22-009839 · doc4.xml · nonDerivative · entry 1 KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (5) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865,868 F1 · shares: The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units granted to the Reporting Person on February 11, 2021 pursuant to the Issuer's Equity Incentive Plan and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:20 UTC |
Haghighi FarshadExecutive Vice President
|
Tax withholdingCommon Stock | 227 | $20.90 | $4,744.30 |
DisclosureSEC source: 0001209191-22-009837 · doc4.xml · nonDerivative · entry 1 Haghighi Farshad · CIK 0001887579 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,302 F1 · shares: The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units granted to the Reporting Person on February 11, 2021 pursuant to the Issuer's Equity Incentive Plan and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 19:42 UTC |
KIM AGNES CMember of 10% owner group (3)
|
Tax withholdingCommon Stock | 684 | $20.90 | $14,295.60 |
DisclosureSEC source: 0000899243-22-006392 · doc4.xml · nonDerivative · entry 1 KIM AGNES C · CIK 0001158840 · Member of 10% owner group (3) 10b5-1 filing: Not disclosed Ownership: Indirect · My spouse Disclosed balance after: 72,066,487 F1 · shares: The transaction represents shares of the Issuer's Common Stock withheld by the Issuer in connection with the vesting of certain restricted stock units granted to the Reporting Person's spouse on February 11, 2021 pursuant to the Issuer's Equity Incentive Plan and the related award agreement. The shares were withheld to satisfy tax withholding obligations of the Reporting Person's spouse. The Issuer will pay these taxes on behalf of the Reporting Person's spouse. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 22:10 UTC |
Faust MeganCFO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 5,000 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001209191-22-004463 · doc4.xml · derivative · entry 3 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,500 Underlying: Common Stock · 5,000 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 22:10 UTC |
Faust MeganCFO
|
SaleCommon Stock | 5,000 | $22.77 | $113,850.00 |
DisclosureSEC source: 0001209191-22-004463 · doc4.xml · nonDerivative · entry 2 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,844 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.62 to $22.94.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 22:10 UTC |
Faust MeganCFO
|
Exercise / conversionCommon Stock | 5,000 | $9.48 | $47,400.00 |
DisclosureSEC source: 0001209191-22-004463 · doc4.xml · nonDerivative · entry 1 Faust Megan · CIK 0001684564 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:10 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-22-004092 · doc4.xml · derivative · entry 3 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,500 Underlying: Common Stock · 10,000 shares Expires 2030-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option (the "Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the Option will be vested on the third anniversary of the Grant Date. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:10 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
SaleCommon Stock | 25,000 | $23.78 | $594,500.00 |
DisclosureSEC source: 0001209191-22-004092 · doc4.xml · nonDerivative · entry 2 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,000 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.57 to $24.47.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:10 UTC |
Rutten Guillaume Marie JeanDirector · President and CEO
|
Exercise / conversionCommon Stock | 10,000 | $14.17 | $141,700.00 |
DisclosureSEC source: 0001209191-22-004092 · doc4.xml · nonDerivative · entry 1 Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2022 Filed Jan 28, 2022 01:37 UTC |
KIM AGNES CMember of 10% owner group (4)
|
GiftCommon Stock | 125,600 | $23.86 | $2,996,816.00 |
DisclosureSEC source: 0000899243-22-003496 · doc4.xml · nonDerivative · entry 1 KIM AGNES C · CIK 0001158840 · Member of 10% owner group (4) 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 72,067,171 F1 · shares: On January 18, 2022, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018 distributed 125,600 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and James J. Kim, the reporting person's spouse, are the co-trustees of the trust. James J. Kim and Susan Y. Kim are father and daughter. F2 · balance_after: The Form 4 filed with the Commission by the reporting person on January 21, 2022 reflected 74,546,118 shares of the Issuer's Common Stock as held indirectly by the reporting person by her spouse. The correct number should have been 72,192,771. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. Read SEC document |
| January 18, 2022 Filed Jan 28, 2022 01:00 UTC |
KIM JAMES JDirector · 10% owner · Member of 10% owner group (4)
|
GiftCommon Stock | 125,600 | $23.86 | $2,996,816.00 |
DisclosureSEC source: 0000899243-22-003493 · doc4.xml · nonDerivative · entry 1 KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (4) 10b5-1 filing: Not disclosed Ownership: Indirect · By Susan Y. Kim 2018-1 Qualified Annuity Trust Disclosed balance after: 1,496,443 F1 · shares: On January 18, 2022, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018 distributed 125,600 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and the reporting person are the co-trustees of the trust. The reporting person and Susan Y. Kim are father and daughter. F2 · balance_after: The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 14,175,258 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 6,430,381 shares of the Issuer's Common Stock and (iii) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. Read SEC document |
| January 18, 2022 Filed Jan 28, 2022 12:39 UTC |
Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018Member of 10% owner group (2)
|
GiftCommon Stock | 125,600 | $23.86 | $2,996,816.00 |
DisclosureSEC source: 0000899243-22-003515 · doc4.xml · nonDerivative · entry 1 Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018 · CIK 0001755764 · Member of 10% owner group (2) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496,443 F1 · shares: On January 18, 2022, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement Dated August 29, 2018 distributed 125,600 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and James J. Kim are the co-trustees of the trust. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 22:23 UTC |
KIM DAVID DMember of 10% owner group (7)
|
SaleCommon Stock | 1,337,332 | $24.68 | $33,005,353.76 |
DisclosureSEC source: 0001158924-22-000001 · primary_doc.xml · nonDerivative · entry 4 KIM DAVID D · CIK 0001158924 · Member of 10% owner group (7) 10b5-1 filing: Not disclosed Ownership: Indirect · By Sujoda Investments, LP Disclosed balance after: 2,478,325 F3 · kind: On December 30, 2021, Suloda Investments, LP transferred 668,666 shares of the Issue's Common Stock to Agnes C. Kim and 668,666 shares of the Issuer's Common Stock to James J. Kim in partial payment of the principal of a joint Note. F4 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F6 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 22:23 UTC |
KIM DAVID DMember of 10% owner group (7)
|
SaleCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0001158924-22-000001 · primary_doc.xml · nonDerivative · entry 2 KIM DAVID D · CIK 0001158924 · Member of 10% owner group (7) 10b5-1 filing: Not disclosed Ownership: Indirect · By Sujoda Investments, LP Disclosed balance after: 3,815,657 F2 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issue's Common Stock to James J. Kim in payment of the principal of a Note. F4 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F6 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 22:23 UTC |
KIM DAVID DMember of 10% owner group (7)
|
SaleCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0001158924-22-000001 · primary_doc.xml · nonDerivative · entry 1 KIM DAVID D · CIK 0001158924 · Member of 10% owner group (7) 10b5-1 filing: Not disclosed Ownership: Indirect · By Sujoda Investments, LP Disclosed balance after: 5,002,744 F1 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to Agnes C. Kim in payment of the principal of a Note. F4 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F6 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:43 UTC |
KIM JOHN T10% owner · Member of 10% owner group (7)
|
SaleCommon Stock | 1,337,332 | $24.68 | $33,005,353.76 |
DisclosureSEC source: 0000899243-22-000442 · doc4.xml · nonDerivative · entry 4 KIM JOHN T · CIK 0001158926 · 10% owner · Member of 10% owner group (7) 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnerships Disclosed balance after: 21,963,134 F3 · kind: On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to Agnes C. Kim and 668,666 shares of the Issuer's Common Stock to James J. Kim in partial payment of the principal of a joint Note. F4 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructiions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F5 · balance_after: The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 13,884,832 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,028,132 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock and (iv) a manager of a limited liability company being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. F6 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:43 UTC |
KIM JOHN T10% owner · Member of 10% owner group (7)
|
SaleCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0000899243-22-000442 · doc4.xml · nonDerivative · entry 3 KIM JOHN T · CIK 0001158926 · 10% owner · Member of 10% owner group (7) 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnerships Disclosed balance after: 23,300,466 F2 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to James J. Kim in payment of the principal of a Note. F4 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructiions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F5 · balance_after: The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 13,884,832 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,028,132 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock and (iv) a manager of a limited liability company being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. F6 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:43 UTC |
KIM JOHN T10% owner · Member of 10% owner group (7)
|
SaleCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0000899243-22-000442 · doc4.xml · nonDerivative · entry 2 KIM JOHN T · CIK 0001158926 · 10% owner · Member of 10% owner group (7) 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnerships Disclosed balance after: 24,487,553 F1 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to Agnes C. Kim in payment of the principal of a Note. F4 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructiions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F5 · balance_after: The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 13,884,832 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,028,132 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock and (iv) a manager of a limited liability company being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. F6 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 19:43 UTC |
KIM SUSAN YDirector · 10% owner · Member of 10% owner group (7)
|
SaleCommon Stock | 1,337,332 | $24.68 | $33,005,353.76 |
DisclosureSEC source: 0000899243-22-000407 · doc4.xml · nonDerivative · entry 4 KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (7) 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnerships Disclosed balance after: 21,963,134 F3 · kind: On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to Agnes C. Kim and 668,666 shares of the Issuer's Common Stock to James J. Kim in partial payment of the principal of a joint Note. F4 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F5 · balance_after: The reporting person is (i) a trustee of family trusts for the benefit of her immediate family members which own 19,694,944 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which she was the settlor and is the sole annuitant which own 4,350,148 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock, (iv) a manager of limited liability companies being treated as corporations for purposes of Section 16 that own 8,200,000 shares of the Issuer's Common Stock and (v) a manager of a limited liability company being treated as a limited partnership for purposes of Section 16 that owns 2,478,325 shares of the Issuer's Common stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. F6 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 19:43 UTC |
KIM SUSAN YDirector · 10% owner · Member of 10% owner group (7)
|
SaleCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0000899243-22-000407 · doc4.xml · nonDerivative · entry 3 KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (7) 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnerships Disclosed balance after: 23,300,466 F2 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to James J. Kim in payment of the principal of a Note. F4 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F5 · balance_after: The reporting person is (i) a trustee of family trusts for the benefit of her immediate family members which own 19,694,944 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which she was the settlor and is the sole annuitant which own 4,350,148 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock, (iv) a manager of limited liability companies being treated as corporations for purposes of Section 16 that own 8,200,000 shares of the Issuer's Common Stock and (v) a manager of a limited liability company being treated as a limited partnership for purposes of Section 16 that owns 2,478,325 shares of the Issuer's Common stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. F6 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 19:43 UTC |
KIM SUSAN YDirector · 10% owner · Member of 10% owner group (7)
|
SaleCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0000899243-22-000407 · doc4.xml · nonDerivative · entry 2 KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (7) 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnerships Disclosed balance after: 24,487,553 F1 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to Agnes C. Kim in payment of the principal of a Note. F4 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F5 · balance_after: The reporting person is (i) a trustee of family trusts for the benefit of her immediate family members which own 19,694,944 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which she was the settlor and is the sole annuitant which own 4,350,148 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock, (iv) a manager of limited liability companies being treated as corporations for purposes of Section 16 that own 8,200,000 shares of the Issuer's Common Stock and (v) a manager of a limited liability company being treated as a limited partnership for purposes of Section 16 that owns 2,478,325 shares of the Issuer's Common stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. F6 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:40 UTC |
KIM JAMES JDirector · 10% owner · Member of 10% owner group (6)
|
PurchaseCommon Stock | 668,666 | $24.68 | $16,502,676.88 |
DisclosureSEC source: 0000899243-22-000440 · doc4.xml · nonDerivative · entry 4 KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (6) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,866,552 F3 · kind: On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to James J. Kim and 668,666 shares of the Issuer's Common Stock to Agnes C. Kim in partial payment of the principal of a joint Note. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:40 UTC |
KIM JAMES JDirector · 10% owner · Member of 10% owner group (6)
|
PurchaseCommon Stock | 668,666 | $24.68 | $16,502,676.88 |
DisclosureSEC source: 0000899243-22-000440 · doc4.xml · nonDerivative · entry 3 KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (6) 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,855,776 F3 · kind: On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to James J. Kim and 668,666 shares of the Issuer's Common Stock to Agnes C. Kim in partial payment of the principal of a joint Note. F5 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:40 UTC |
KIM JAMES JDirector · 10% owner · Member of 10% owner group (6)
|
PurchaseCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0000899243-22-000440 · doc4.xml · nonDerivative · entry 2 KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (6) 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,187,110 F2 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to Agnes C. Kim, the wife of James J. Kim, in payment of the principal of a Note. F5 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:40 UTC |
KIM JAMES JDirector · 10% owner · Member of 10% owner group (6)
|
PurchaseCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0000899243-22-000440 · doc4.xml · nonDerivative · entry 1 KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (6) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197,886 F1 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to James J. Kim in payment of the principal of a Note. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:21 UTC |
Sujoda Management, LLCMember of 10% owner group (6)
|
SaleCommon Stock | 1,337,332 | $24.68 | $33,005,353.76 |
DisclosureSEC source: 0000899243-22-000425 · doc4.xml · nonDerivative · entry 3 Sujoda Management, LLC · CIK 0001902339 · Member of 10% owner group (6) 10b5-1 filing: Not disclosed Ownership: Indirect · By Sujoda Investments, LP Disclosed balance after: 2,478,325 F3 · kind: On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to Agnes C. Kim and 668,666 shares of the Issuer's Common Stock to James J. Kim in partial payment of the principal of a joint Note. F4 · balance_after: The reporting person is the sole general partner of Sujoda Investments, LP. Pursuant to the Form 4 instructions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F5 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ('Section 16"), or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:21 UTC |
Sujoda Management, LLCMember of 10% owner group (6)
|
SaleCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0000899243-22-000425 · doc4.xml · nonDerivative · entry 2 Sujoda Management, LLC · CIK 0001902339 · Member of 10% owner group (6) 10b5-1 filing: Not disclosed Ownership: Indirect · By Sujoda Investments, LP Disclosed balance after: 3,815,657 F2 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,87,087 shares of the Issuer's Common Stock to James J. Kim in payment of the principal of a Note. F4 · balance_after: The reporting person is the sole general partner of Sujoda Investments, LP. Pursuant to the Form 4 instructions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F5 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ('Section 16"), or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:21 UTC |
Sujoda Management, LLCMember of 10% owner group (6)
|
SaleCommon Stock | 1,187,087 | $24.68 | $29,297,307.16 |
DisclosureSEC source: 0000899243-22-000425 · doc4.xml · nonDerivative · entry 1 Sujoda Management, LLC · CIK 0001902339 · Member of 10% owner group (6) 10b5-1 filing: Not disclosed Ownership: Indirect · By Sujoda Investments, LP Disclosed balance after: 5,002,744 F1 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,87,087 shares of the Issuer's Common Stock to Agnes C. Kim in payment of the principal of a Note. F4 · balance_after: The reporting person is the sole general partner of Sujoda Investments, LP. Pursuant to the Form 4 instructions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. F5 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ('Section 16"), or for any other purpose. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:32 UTC |
KIM AGNES CMember of 10% owner group (4)
|
PurchaseCommon Stock | 668,666 | $24.68 | $16,502,676.88 |
DisclosureSEC source: 0000899243-22-000435 · doc4.xml · nonDerivative · entry 2 KIM AGNES C · CIK 0001158840 · Member of 10% owner group (4) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,855,776 F2 · kind: On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to James J. Kim and 668,666 shares of the Issuer's Common Stock to the reporting person in partial payment of the principal of a joint Note. F2 · shares: On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to James J. Kim and 668,666 shares of the Issuer's Common Stock to the reporting person in partial payment of the principal of a joint Note. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:32 UTC |
KIM AGNES CMember of 10% owner group (4)
|
PurchaseCommon Stock | 1,187,807 | $24.68 | $29,315,076.76 |
DisclosureSEC source: 0000899243-22-000435 · doc4.xml · nonDerivative · entry 1 KIM AGNES C · CIK 0001158840 · Member of 10% owner group (4) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,187,110 F1 · kind: On December 30, 2021, Sujoda Investments, LP transferred 1,187,807 shares of the Issuer's Common Stock to the reporting person in payment of the principal of a Note. F1 · shares: On December 30, 2021, Sujoda Investments, LP transferred 1,187,807 shares of the Issuer's Common Stock to the reporting person in payment of the principal of a Note. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.