AMKR

SEC source: 0000899243-22-038973 · doc4.xml · nonDerivative · entry 1

KIM AGNES C · CIK 0001158840 · Member of 10% owner group (5)

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 71,512,068

F1 · shares: On December 1, 2022, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd. 8/29/18 distributed 116,500 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Susan Y. Kim. The Reporting Person's spouse is a trustee of said trust and the father of Susan Y. Kim.

F4 · shares: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

SEC source: 0000899243-22-039062 · doc4.xml · nonDerivative · entry 1

Qualified Annuity Trust under the James J. Kim 2019-1 Qualified Annuity Trust Agreement dtd September10,2019 · CIK 0001792394 · Member of 10% owner group (4)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103,760

F1 · shares: On December 1, 2022, the Reporting Person distributed 572,151 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim. James J. Kim and Susan Y. Kim are the co-trustees of the Reporting Person.

SEC source: 0000899243-22-038970 · doc4.xml · nonDerivative · entry 1

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (9)

10b5-1 filing: Not disclosed

Ownership: Indirect · By James J. Kim 2019-1 GRAT dtd 9/10/19

Disclosed balance after: 2,103,760

F1 · shares: On December 1, 2022, the James J. Kim 2019-1 Qualified Annuity Trust U/A dated 9/10/19 (the "Trust"), of which James J. Kim is the sole annuitant, distributed 572,151 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim. The Reporting Person is a trustee of the Trust and the daughter of James J. Kim.

F6 · balance_after: The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts for the benefit of members of her immediate family which own 7,552,267 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,678,298 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock,

F7 · balance_after: (Continued from Footnote 6) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's Common Stock and (vi) as referenced in footnote 5, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

F8 · balance_after: Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.

SEC source: 0000899243-22-038952 · doc4.xml · nonDerivative · entry 1

KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (7)

10b5-1 filing: Not disclosed

Ownership: Indirect · By Susan Y. Kim 2018-1 GRAT dtd. 8/29/18

Disclosed balance after: 1,379,943

F1 · shares: On December 1, 2022, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd. 8/29/18 distributed 116,500 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Susan Y. Kim. Susan Y. Kim and the Reporting Person are the trustees of the trust. The Reporting Person is the father of Susan Y. Kim.

F5 · balance_after: The Reporting Person is (i) a trustee of trusts for the benefit of his immediate family members which own 13,464,330 shares of the Issuer's Common Stock, (ii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), which limited liability company holds 164,678 shares of the Issuer's Common stock, (iii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 3,470,970 shares of the Issuer's Common Stock and (iv) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

F6 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.

SEC source: 0000899243-22-038953 · doc4.xml · nonDerivative · entry 1

Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018 · CIK 0001755764 · Member of 10% owner group (2)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,379,943

F1 · shares: On December 1, 2022, the Reporting Person distributed 116,500 shares of the Common Stock of Amkor Technology, Inc. to Susan Y. Kim. James J. Kim and Susan Y. Kim are the co-trustees of the Reporting Person.

SEC source: 0001209191-22-057987 · doc4.xml · derivative · entry 8

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option (the "2017 Option") to acquire 120,000 shares of the Issuer's common stock (the "2017 Option Shares") was granted on February 27, 2017 (the "2017 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2017 Option Shares, on the first anniversary of the 2017 Grant Date; and (ii) with respect to the remainder of the 2017 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2017 Option will vest on the fourth anniversary of the 2017 Grant Date.

SEC source: 0001209191-22-057987 · doc4.xml · derivative · entry 7

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 20,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.

SEC source: 0001209191-22-057987 · doc4.xml · nonDerivative · entry 5

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,512

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2022.

SEC source: 0001209191-22-057987 · doc4.xml · nonDerivative · entry 4

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-057987 · doc4.xml · nonDerivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-057987 · doc4.xml · derivative · entry 6

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 6,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.

SEC source: 0001209191-22-057987 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,512

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2022.

SEC source: 0001209191-22-057987 · doc4.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-057723 · doc4.xml · derivative · entry 6

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,500

Underlying: Common Stock · 10,000 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Grant Date.

SEC source: 0001209191-22-057723 · doc4.xml · derivative · entry 5

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,625

Underlying: Common Stock · 5,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.

SEC source: 0001209191-22-057723 · doc4.xml · nonDerivative · entry 4

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.65 to $28.04.The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

SEC source: 0001209191-22-057723 · doc4.xml · nonDerivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,307

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.64 to $27.64.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission (the "SEC"), Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001209191-22-057723 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-057723 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-057722 · doc4.xml · derivative · entry 4

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option ("the Option") to acquire 100,000 shares of the Issuers common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date.

SEC source: 0001209191-22-057722 · doc4.xml · nonDerivative · entry 3

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.65 to $27.78.The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

SEC source: 0001209191-22-057722 · doc4.xml · nonDerivative · entry 2

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,879

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.64 to $27.64.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission (the "SEC"), Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0001209191-22-057722 · doc4.xml · nonDerivative · entry 1

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-056687 · doc4.xml · derivative · entry 3

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 25,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option ("the Option") to acquire 100,000 shares of the Issuers common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date.

SEC source: 0001209191-22-056687 · doc4.xml · nonDerivative · entry 2

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,260

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022.

SEC source: 0001209191-22-056687 · doc4.xml · nonDerivative · entry 1

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As previously reported in a Form 4 filed by the Reporting Person on February 25, 2022 (the "Original Form 4"), shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units (the "2022 RSUs") were granted to the Reporting Person on February 24, 2022. In the Original Form 4, the 2022 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2022 RSUs and reflects the proper number of 2022 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4.

F2 · balance_after: As previously reported in a Form 3 filed by the Reporting Person on October 12, 2021 (the "Form 3"), shares of the Issuer's common stock underlying time-vested restricted stock units (the "2021 RSUs") were granted to the Reporting Person on February 11, 2021. In the Form 3 and in subsequent Form 4s filed by the Reporting Person, the 2021 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2021 RSUs and reflects the proper number of 2021 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4.

SEC source: 0001209191-22-056417 · doc4.xml · derivative · entry 5

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 20,000 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Grant Date.

SEC source: 0001209191-22-056417 · doc4.xml · derivative · entry 4

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Common Stock · 10,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.

SEC source: 0001209191-22-056417 · doc4.xml · nonDerivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.

SEC source: 0001209191-22-056417 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-056417 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-054318 · doc4.xml · derivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,500

Underlying: Common Stock · 6,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date.

SEC source: 0001209191-22-054318 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,512

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2022.

SEC source: 0001209191-22-054318 · doc4.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-053136 · doc4.xml · derivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,500

Underlying: Common Stock · 6,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date.

SEC source: 0001209191-22-053136 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,512

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2022.

SEC source: 0001209191-22-053136 · doc4.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-051478 · doc4.xml · derivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.5397

Underlying: Common Stock · 25.9881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

SEC source: 0001209191-22-051484 · doc4.xml · derivative · entry 1

WATSON DAVID N · CIK 0001276908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.5397

Underlying: Common Stock · 25.9881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

SEC source: 0001209191-22-051483 · doc4.xml · derivative · entry 1

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.5397

Underlying: Common Stock · 25.9881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

SEC source: 0001209191-22-051482 · doc4.xml · derivative · entry 1

Morse Robert Randolph · CIK 0001569086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.5397

Underlying: Common Stock · 25.9881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

SEC source: 0001209191-22-051481 · doc4.xml · derivative · entry 1

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.5397

Underlying: Common Stock · 25.9881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

SEC source: 0001209191-22-051480 · doc4.xml · derivative · entry 1

Liao Daniel JL · CIK 0001775769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.5397

Underlying: Common Stock · 25.9881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

SEC source: 0001209191-22-051479 · doc4.xml · derivative · entry 1

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (2)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.5397

Underlying: Common Stock · 25.9881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

SEC source: 0001209191-22-051477 · doc4.xml · derivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.5397

Underlying: Common Stock · 25.9881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

SEC source: 0001209191-22-051473 · doc4.xml · derivative · entry 1

ALEXANDER DOUGLAS A · CIK 0001195858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.5397

Underlying: Common Stock · 25.9881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on September 26, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

SEC source: 0000899243-22-031468 · doc4.xml · nonDerivative · entry 1

Qualified Annuity Trust under the James J. Kim 2020-1 Annuity Trust Agreement dated 04/01/2020 · CIK 0001845367 · Member of 10% owner group (2)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,623

F1 · shares: On September 7, 2022, the Reporting Person distributed 283,500 shares of the Common Stock of Amkor Technology, Inc. to James J. Kim. James J. Kim and Susan Y. Kim are the co-trustees of the trust.

SEC source: 0000899243-22-031480 · doc4.xml · nonDerivative · entry 1

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (5)

10b5-1 filing: Not disclosed

Ownership: Indirect · By James J. Kim GRAT dtd 4/1/20

Disclosed balance after: 1,117,623

F1 · shares: On September 7, 2022, the Qualified Annuity Trust Under the James J. Kim 2020-1 Qualified Annuity Trust Agreement Dated 04/01/20 distributed 283,500 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim. The Reporting Person is a trustee of the trust. James J. Kim and the Reporting Person are father and daughter.

F2 · balance_after: The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of GRATs created by members of her immediate family which own 10,228,178 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which she was the settlor and is the sole annuitant which own 3,794,798 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock, (v) a manager of limited liability companies ("LLCs") being treated as corporations for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), which own 8,200,000 shares of the Issuer's Common Stock and (vi) a manager of an LLC being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock.

F3 · balance_after: Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.

SEC source: 0001209191-22-046875 · doc4.xml · derivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,500

Underlying: Common Stock · 6,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date.

SEC source: 0001209191-22-046875 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,512

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.84 to $22.21.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.