Tapewire

Nasdaq · USD

AMKR

AMKOR TECHNOLOGY, INC.

Export transactions ↓
Tapewire entity
3481
SEC CIK
0001047127
Parsed reports
904

Last 12 months

Inside the activity.

0 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202608
Mar 202601
Apr 202601
May 202608
Jun 202603
Jul 202603
Aug 202605
Sep 202601
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2023 Filed May 3, 2023 22:00 UTC
KIM AGNES CMember of 10% owner group (4)
GiftCommon Stock 5,117,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027137 · doc4.xml · nonDerivative · entry 2

KIM AGNES C · CIK 0001158840 · Member of 10% owner group (4)

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 66,248,609

F2 · shares: On May 1, 2023, James J. Kim transferred 5,117,004 shares of the Issuer's Common Stock to the 2023 Grantor Retained Annuity Trust of James J. Kim dtd. 4/26/23 as a gift. James J. Kim is the spouse of the Reporting Person. Susan Y. Kim is the sole trustee of the trust.

F3 · balance_after: James J. Kim is the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

Read SEC document
May 01, 2023 Filed May 3, 2023 22:00 UTC
KIM AGNES CMember of 10% owner group (4)
GiftCommon Stock 3,278,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027137 · doc4.xml · nonDerivative · entry 1

KIM AGNES C · CIK 0001158840 · Member of 10% owner group (4)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On May 1, 2023, the Reporting Person transferred 3,278,001 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") to the 2023 Grantor Retained Annuity Trust of Agnes C. Kim dtd. 4/26/23 as a gift. Susan Y. Kim is the sole trustee of the trust.

Read SEC document
May 01, 2023 Filed May 3, 2023 22:00 UTC
KIM JAMES JDirector · 10% owner · Member of 10% owner group (5)
GiftCommon Stock 3,278,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027135 · doc4.xml · nonDerivative · entry 2

KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (5)

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

F2 · shares: On May 1, 2023, Agnes C. Kim transferred 3,278,001 shares of the Issuer's Common Stock to the 2023 Grantor Retained Annuity Trust of Agnes C. Kim dtd. 4/26/23 as a gift. Agnes C. Kim is the spouse of the Reporting Person. Susan Y. Kim is the sole trustee of the trust.

Read SEC document
May 01, 2023 Filed May 3, 2023 22:00 UTC
KIM JAMES JDirector · 10% owner · Member of 10% owner group (5)
GiftCommon Stock 5,117,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027135 · doc4.xml · nonDerivative · entry 1

KIM JAMES J · CIK 0001158839 · Director · 10% owner · Member of 10% owner group (5)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,251

F1 · shares: On May 1, 2023, the Reporting Person transferred 5,117,004 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") to the 2023 Grantor Annuity Trust of James J. Kim dtd. 4/26/23 as a gift. Susan Y. Kim is the sole trustee of the trust.

Read SEC document
May 01, 2023 Filed May 3, 2023 22:00 UTC
KIM SUSAN YDirector · 10% owner · Member of 10% owner group (7)
GiftCommon Stock 5,117,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027136 · doc4.xml · nonDerivative · entry 2

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (7)

10b5-1 filing: No plan indicated

Ownership: Indirect · By James J. Kim 2023 GRAT dtd. 4/26/23

Disclosed balance after: 5,117,004

F5 · shares: On May 1, 2023, James J. Kim transferred 5,117,004 shares of the Issuer's Common Stock to the 2023 Grantor Retained Annuity Trust of James J. Kim dtd. 4/26/23 as a gift. The Reporting Person is the sole trustee of the trust.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

F3 · balance_after: The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 7,261,498 shares of the Issuer's Common Stock, (ii) a trustee of GRATs for the benefit of members of her immediate family which own 14,794,447 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,678,298 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock,

F4 · balance_after: (Continued from Footnote 3) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's Common Stock and (vi) as referenced in footnote 6, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

Read SEC document
May 01, 2023 Filed May 3, 2023 22:00 UTC
KIM SUSAN YDirector · 10% owner · Member of 10% owner group (7)
GiftCommon Stock 3,278,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027136 · doc4.xml · nonDerivative · entry 1

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (7)

10b5-1 filing: No plan indicated

Ownership: Indirect · By Agnes C. Kim 2023 GRAT dtd. 4/26/23

Disclosed balance after: 3,278,001

F1 · shares: On May 1, 2023, Agnes C. Kim transferred 3,278,001 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") to the 2023 Grantor Retained Annuity Trust of Agnes C. Kim dtd. 4/26/23 as a gift. The Reporting Person is the sole trustee of the trust.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

F3 · balance_after: The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 7,261,498 shares of the Issuer's Common Stock, (ii) a trustee of GRATs for the benefit of members of her immediate family which own 14,794,447 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,678,298 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock,

F4 · balance_after: (Continued from Footnote 3) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's Common Stock and (vi) as referenced in footnote 6, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

Read SEC document
April 25, 2023 Filed Apr 26, 2023 22:00 UTC GiftCommon Stock 255,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025735 · doc4.xml · nonDerivative · entry 1

Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement Dated 2/6/18 · CIK 0001732522 · Member of 10% owner group (2)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 498,232

F1 · shares: On April 25, 2023, 255,000 shares of the Common Stock of Amkor Technology, Inc. were distributed to John T. Kim by the Reporting Person. John T. Kim and Susan Y. Kim are the co-trustees of the Reporting Person.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 21:09 UTC Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 6,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-23-025224 · doc4.xml · derivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 6,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Option Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option vested on the fourth anniversary of the Option Grant Date.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 21:09 UTC SaleCommon Stock 6,000 $23.29 $139,740.00
Disclosure

SEC source: 0001209191-23-025224 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,394

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.06 to $23.79. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 21:09 UTC Exercise / conversionCommon Stock 6,000 $9.48 $56,880.00
Disclosure

SEC source: 0001209191-23-025224 · doc4.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:23 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0001209191-23-024871 · doc4.xml · derivative · entry 5

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,500

Underlying: Common Stock · 10,000 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Option Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Option Grant Date.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:23 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-23-024871 · doc4.xml · derivative · entry 4

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,265

Underlying: Common Stock · 5,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Option Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option vested on the fourth anniversary of the 2019 Option Grant Date.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:23 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 30,000 $23.92 $717,600.00
Disclosure

SEC source: 0001209191-23-024871 · doc4.xml · nonDerivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,808

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.53 to $24.11. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:23 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $14.17 $141,700.00
Disclosure

SEC source: 0001209191-23-024871 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:23 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $9.48 $47,400.00
Disclosure

SEC source: 0001209191-23-024871 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 22:37 UTC GrantRestricted Stock Units · Derivative 26.1076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020613 · doc4.xml · derivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809.4075

Underlying: Common Stock · 26.1076 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 22:46 UTC GrantRestricted Stock Units · Derivative 26.1076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020621 · doc4.xml · derivative · entry 1

WATSON DAVID N · CIK 0001276908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809.4075

Underlying: Common Stock · 26.1076 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 22:44 UTC GrantRestricted Stock Units · Derivative 26.1076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020620 · doc4.xml · derivative · entry 1

Morse Robert Randolph · CIK 0001569086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809.4075

Underlying: Common Stock · 26.1076 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 22:42 UTC GrantRestricted Stock Units · Derivative 26.1076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020619 · doc4.xml · derivative · entry 1

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809.4075

Underlying: Common Stock · 26.1076 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 22:41 UTC GrantRestricted Stock Units · Derivative 26.1076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020618 · doc4.xml · derivative · entry 1

Liao Daniel JL · CIK 0001775769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809.4075

Underlying: Common Stock · 26.1076 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 22:39 UTC
KIM SUSAN YDirector · 10% owner · Member of 10% owner group (2)
GrantRestricted Stock Units · Derivative 26.1076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020615 · doc4.xml · derivative · entry 1

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (2)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809.4075

Underlying: Common Stock · 26.1076 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 22:36 UTC GrantRestricted Stock Units · Derivative 26.1076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020610 · doc4.xml · derivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809.4075

Underlying: Common Stock · 26.1076 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 22:34 UTC GrantRestricted Stock Units · Derivative 26.1076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020608 · doc4.xml · derivative · entry 1

ALEXANDER DOUGLAS A · CIK 0001195858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809.4075

Underlying: Common Stock · 26.1076 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.underlying_shares: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:03 UTC
Tily Gil C.Director
GrantRestricted Stock Units · Derivative 26.1076 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020556 · doc4.xml · derivative · entry 2

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809.4075

Underlying: Common Stock · 26.1076 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents DEUs accrued with respect to the RSUs upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · shares: Represents DEUs accrued with respect to the RSUs upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · derivative.exercise_date: Represents DEUs accrued with respect to the RSUs upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · derivative.expiration_date: Represents DEUs accrued with respect to the RSUs upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · derivative.underlying_shares: Represents DEUs accrued with respect to the RSUs upon the Issuer's payment of a dividend on March 20, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · balance_after: As previously reported in a Form 4 filed by the Reporting Person on May 19, 2022 (the "Original Form 4"), 8,706 shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units (the "RSUs") were granted to the Reporting Person on May 17, 2022. Pursuant to the award agreement for the RSUs, dividend equivalent units ("DEUs") accrue with respect to the RSUs when and as dividends are paid on the Issuer's common stock. In the Original Form 4 and the Form 4 filed by the Reporting Person on March 1, 2023, the RSUs were incorrectly reported in Table I. Table I, Column 5 has been adjusted to include the proper number of non-derivative securities beneficially owned by the Reporting Person, and Table II, Column 9 of this Form 4 has been adjusted to include the RSUs and reflects the proper number of RSUs beneficially owned by the Reporting Person, in each case as of the filing date of this Form 4.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 21:08 UTC Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 6,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-23-019763 · doc4.xml · derivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

Underlying: Common Stock · 6,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Option Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option vested on the fourth anniversary of the Option Grant Date.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 21:08 UTC SaleCommon Stock 6,000 $24.08 $144,480.00
Disclosure

SEC source: 0001209191-23-019763 · doc4.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,394

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.90 to $24.33. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 21:08 UTC Exercise / conversionCommon Stock 6,000 $9.48 $56,880.00
Disclosure

SEC source: 0001209191-23-019763 · doc4.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:06 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0001209191-23-019756 · doc4.xml · derivative · entry 5

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 10,000 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Option Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Option Grant Date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:06 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001209191-23-019756 · doc4.xml · derivative · entry 4

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,265

Underlying: Common Stock · 5,000 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Option Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option vested on the fourth anniversary of the 2019 Option Grant Date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:06 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
SaleCommon Stock 30,000 $24.19 $725,700.00
Disclosure

SEC source: 0001209191-23-019756 · doc4.xml · nonDerivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,808

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.99 to $24.71. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:06 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $14.17 $141,700.00
Disclosure

SEC source: 0001209191-23-019756 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:06 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $9.48 $47,400.00
Disclosure

SEC source: 0001209191-23-019756 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:03 UTC
Tily Gil C.Director
Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001209191-23-014207 · doc4.xml · derivative · entry 3

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2030-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option to acquire 20,000 shares of the Issuer's common stock was granted on May 19, 2020 and vested in full on May 18, 2021.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:03 UTC
Tily Gil C.Director
SaleCommon Stock 20,000 $25.81 $516,200.00
Disclosure

SEC source: 0001209191-23-014207 · doc4.xml · nonDerivative · entry 2

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,924

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.79 to $25.85.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:03 UTC
Tily Gil C.Director
Exercise / conversionCommon Stock 20,000 $9.83 $196,500.00
Disclosure

SEC source: 0001209191-23-014207 · doc4.xml · nonDerivative · entry 1

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 01:06 UTC
Shin SungExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012979 · doc4.xml · derivative · entry 3

Shin Sung · CIK 0001851258 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock · 941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan and the related award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F2 · derivative.exercise_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan and the related award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F2 · derivative.expiration_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan and the related award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 01:06 UTC
Shin SungExecutive Vice President
Exercise / conversionCommon Stock 941 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012979 · doc4.xml · nonDerivative · entry 2

Shin Sung · CIK 0001851258 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan and the related award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:59 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 10,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012976 · doc4.xml · derivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,244

Underlying: Common Stock · 10,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 42,992 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F1 · derivative.exercise_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 42,992 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F1 · derivative.expiration_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 42,992 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:59 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Tax withholdingCommon Stock 940 $25.27 $23,753.80
Disclosure

SEC source: 0001209191-23-012976 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,808

F2 · kind: The transaction represents shares withheld by the Issuer in connection with the vesting of certain RSUs granted to the Reporting Person on the RSU Grant Date. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:59 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 10,748 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012976 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 42,992 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:45 UTC
Haghighi FarshadExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,816 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012950 · doc4.xml · derivative · entry 5

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,642

Underlying: Common Stock · 1,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 7,523 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F3 · derivative.exercise_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 7,523 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F3 · derivative.expiration_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 7,523 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:45 UTC
Haghighi FarshadExecutive Vice President
Tax withholdingCommon Stock 792 $25.27 $20,013.84
Disclosure

SEC source: 0001209191-23-012950 · doc4.xml · nonDerivative · entry 4

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,911

F4 · kind: The transaction represents shares withheld by the Issuer in connection with the vesting of certain RSUs granted to the Reporting Person on the RSU Grant Date. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:45 UTC
Haghighi FarshadExecutive Vice President
Exercise / conversionCommon Stock 1,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012950 · doc4.xml · nonDerivative · entry 3

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 7,523 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:44 UTC Exercise / conversionRestricted Stock Units · Derivative 3,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012946 · doc4.xml · derivative · entry 5

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,479

Underlying: Common Stock · 3,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 13,972 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F3 · derivative.exercise_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 13,972 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F3 · derivative.expiration_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 13,972 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:44 UTC Tax withholdingCommon Stock 1,497 $25.27 $37,829.19
Disclosure

SEC source: 0001209191-23-012946 · doc4.xml · nonDerivative · entry 4

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,394

F4 · kind: The transaction represents shares withheld by the Issuer in connection with the vesting of certain RSUs granted to the Reporting Person on the RSU Grant Date. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:44 UTC Exercise / conversionCommon Stock 3,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012946 · doc4.xml · nonDerivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 13,972 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:45 UTC
Engel Kevin K.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012948 · doc4.xml · derivative · entry 8

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock · 941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F4 · derivative.exercise_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F4 · derivative.expiration_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:45 UTC
Engel Kevin K.Executive Vice President
Tax withholdingCommon Stock 392 $25.27 $9,905.84
Disclosure

SEC source: 0001209191-23-012948 · doc4.xml · nonDerivative · entry 6

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,570

F5 · kind: The transaction represents shares withheld by the Issuer in connection with the vesting of certain RSUs granted to the Reporting Person on the RSU Grant Date. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:45 UTC
Engel Kevin K.Executive Vice President
Exercise / conversionCommon Stock 941 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012948 · doc4.xml · nonDerivative · entry 5

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 00:43 UTC
ROGERS MARK NEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,881 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012944 · doc4.xml · derivative · entry 5

ROGERS MARK N · CIK 0001201997 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,642

Underlying: Common Stock · 1,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 7,523 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F3 · derivative.exercise_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 7,523 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

F3 · derivative.expiration_date: On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 7,523 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.