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Nasdaq · USD

AMKR

AMKOR TECHNOLOGY, INC.

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3481
SEC CIK
0001047127
Parsed reports
904

Last 12 months

Inside the activity.

0 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202608
Mar 202601
Apr 202601
May 202608
Jun 202603
Jul 202603
Aug 202605
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2025 Filed Apr 4, 2025 20:16 UTC GrantRestricted Stock Units · Derivative 37.6302 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000074 · wk-form4_1743797775.xml · derivative · entry 1

Morse Robert Randolph · CIK 0001569086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,805.6666

Underlying: Common Stock · 37.6302 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:17 UTC GrantRestricted Stock Units · Derivative 25.9877 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000076 · wk-form4_1743797858.xml · derivative · entry 1

Liao Daniel JL · CIK 0001775769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,017.0342

Underlying: Common Stock · 25.9877 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

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April 02, 2025 Filed Apr 4, 2025 20:13 UTC GrantRestricted Stock Units · Derivative 25.9877 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000070 · wk-form4_1743797598.xml · derivative · entry 2

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,017.0342

Underlying: Common Stock · 25.9877 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · derivative.exercise_date: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · derivative.expiration_date: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:13 UTC GrantRestricted Stock Units · Derivative 37.6302 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000070 · wk-form4_1743797598.xml · derivative · entry 1

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,805.6666

Underlying: Common Stock · 37.6302 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:09 UTC GrantRestricted Stock Units · Derivative 25.9877 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000068 · wk-form4_1743797377.xml · derivative · entry 2

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,017.0342

Underlying: Common Stock · 25.9877 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · derivative.exercise_date: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · derivative.expiration_date: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:09 UTC GrantRestricted Stock Units · Derivative 37.6302 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000068 · wk-form4_1743797377.xml · derivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,805.6666

Underlying: Common Stock · 37.6302 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:07 UTC GrantRestricted Stock Units · Derivative 25.9877 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000066 · wk-form4_1743797265.xml · derivative · entry 3

ALEXANDER DOUGLAS A · CIK 0001195858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,017.0342

Underlying: Common Stock · 25.9877 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F3 · derivative.exercise_date: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F3 · derivative.expiration_date: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:07 UTC GrantRestricted Stock Units · Derivative 37.6302 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000066 · wk-form4_1743797265.xml · derivative · entry 2

ALEXANDER DOUGLAS A · CIK 0001195858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,805.6666

Underlying: Common Stock · 37.6302 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · derivative.exercise_date: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F2 · derivative.expiration_date: Represents DEUs accrued upon the payment of a dividend on April 2, 2025 with respect to RSUs of the Issuer granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:07 UTC GrantRestricted Stock Units · Derivative 38.642 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000066 · wk-form4_1743797265.xml · derivative · entry 1

ALEXANDER DOUGLAS A · CIK 0001195858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,145.8863

Underlying: Common Stock · 38.642 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 17, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 17, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 17, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:06 UTC
Tily Gil C.Director
GrantRestricted Stock Units · Derivative 25.9877 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000064 · wk-form4_1743797162.xml · derivative · entry 1

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,017.0342

Underlying: Common Stock · 25.9877 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 20:04 UTC GrantRestricted Stock Units · Derivative 25.9877 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000062 · wk-form4_1743797042.xml · derivative · entry 1

WATSON DAVID N · CIK 0001276908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,017.0342

Underlying: Common Stock · 25.9877 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 14, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Read SEC document
March 14, 2025 Filed Mar 14, 2025 22:33 UTC Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001047127-25-000056 · wk-form4_1741991614.xml · derivative · entry 2

WATSON DAVID N · CIK 0001276908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option to acquire 20,000 shares of Amkor Technology, Inc. Common Stock was granted on May 5, 2015, vested in full on May 4, 2016 and was set to expire on May 5, 2025.

Read SEC document
March 14, 2025 Filed Mar 14, 2025 22:33 UTC Exercise / conversionCommon Stock 20,000 $6.81 $136,200.00
Disclosure

SEC source: 0001047127-25-000056 · wk-form4_1741991614.xml · nonDerivative · entry 1

WATSON DAVID N · CIK 0001276908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2025 Filed Feb 26, 2025 21:36 UTC
Engel Kevin K.Executive Vice President
SaleCommon Stock 5,489 $21.69 $119,056.41
Disclosure

SEC source: 0001047127-25-000048 · wk-form4_1740605759.xml · nonDerivative · entry 3

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,388

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.68 to $21.70. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 21:33 UTC Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001047127-25-000054 · wk-form4_1740691986.xml · derivative · entry 2

Morse Robert Randolph · CIK 0001569086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option to acquire 20,000 shares of Amkor Technology, Inc. Common Stock was granted on May 5, 2015, vested in full on May 4, 2016 and was set to expire on May 5, 2025.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 21:33 UTC Exercise / conversionCommon Stock 20,000 $6.81 $136,200.00
Disclosure

SEC source: 0001047127-25-000054 · wk-form4_1740691986.xml · nonDerivative · entry 1

Morse Robert Randolph · CIK 0001569086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:40 UTC
KIM AGNES CMember of 10% owner group (3)
SaleCommon Stock 869,565 $21.85 $18,999,995.25
Disclosure

SEC source: 0001158840-25-000004 · wk-form4_1740609598.xml · nonDerivative · entry 1

KIM AGNES C · CIK 0001158840 · Member of 10% owner group (3)

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 10,020,870

F1 · shares: On February 24, 2025, James J. Kim distributed 869,565 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Sujoda Investments, LP pursuant to the terms of a transaction between members of the Kim family group.

F2 · balance_after: James J. Kim is the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:31 UTC
KIM DAVID DMember of 10% owner group (5)
PurchaseCommon Stock 869,565 $21.85 $18,999,995.25
Disclosure

SEC source: 0001158924-25-000002 · wk-form4_1740609053.xml · nonDerivative · entry 1

KIM DAVID D · CIK 0001158924 · Member of 10% owner group (5)

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sujoda Investments, LP

Disclosed balance after: 3,347,890

F1 · shares: On February 24, 2025, James J. Kim distributed 869,565 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Sujoda Investments, LP pursuant to the terms of a transaction between members of the Kim family group.

F2 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:27 UTC
SUJODA Investments, LPMember of 10% owner group (2)
PurchaseCommon Stock 869,565 $21.85 $18,999,995.25
Disclosure

SEC source: 0001509340-25-000002 · wk-form4_1740608819.xml · nonDerivative · entry 1

SUJODA Investments, LP · CIK 0001509340 · Member of 10% owner group (2)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,347,890

F1 · shares: On February 24, 2025, James J. Kim distributed 869,565 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to the Reporting Person pursuant to the terms of a transaction between members of the Kim family group. The general partner of the Reporting Person is Sujoda Management, LLC.

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February 24, 2025 Filed Feb 26, 2025 22:18 UTC
KIM JOHN T10% owner · Member of 10% owner group (5)
PurchaseCommon Stock 869,565 $21.85 $18,999,995.25
Disclosure

SEC source: 0001158926-25-000004 · wk-form4_1740608311.xml · nonDerivative · entry 1

KIM JOHN T · CIK 0001158926 · 10% owner · Member of 10% owner group (5)

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sujoda Investments, LP

Disclosed balance after: 3,347,890

F1 · shares: On February 24, 2025, James J. Kim distributed 869,565 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Sujoda Investments, LP pursuant to the terms of a transaction between members of the Kim family group.

F2 · balance_after: The Reporting Person is (i) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 2,100,000 shares of the Issuer's Common Stock; (ii) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock; (iii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock; (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock; (v) as referenced in Footnote 3, a member of Sujoda Management, LLC, which indirectly owns 3,347,890 shares of the Issuer's Common Stock and (vi) a general partner of a limited partnership which owns 39,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

F3 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

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February 24, 2025 Filed Feb 26, 2025 22:24 UTC
Sujoda Management, LLCMember of 10% owner group (4)
PurchaseCommon Stock 869,565 $21.85 $18,999,995.25
Disclosure

SEC source: 0001902339-25-000002 · wk-form4_1740608689.xml · nonDerivative · entry 1

Sujoda Management, LLC · CIK 0001902339 · Member of 10% owner group (4)

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sujoda Investments, LP

Disclosed balance after: 3,347,890

F1 · shares: On February 24, 2025, James J. Kim distributed 869,565 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Sujoda Investments, LP pursuant to the terms of a transaction between members of the Kim family group.

F2 · balance_after: The Reporting Person is the sole general partner of Sujoda Investments, LP. Pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:16 UTC
KIM SUSAN YDirector · 10% owner · Member of 10% owner group (6)
PurchaseCommon Stock 869,565 $21.85 $18,999,995.25
Disclosure

SEC source: 0001158922-25-000006 · wk-form4_1740608153.xml · nonDerivative · entry 1

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Member of 10% owner group (6)

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sujoda Investments, LP

Disclosed balance after: 3,347,890

F1 · shares: On February 24, 2025, James J. Kim distributed 869,565 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Sujoda Investments, LP pursuant to the terms of a transaction between members of the Kim family group.

F2 · balance_after: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.

F3 · balance_after: The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 4,418,610 shares of the Issuer's Common Stock; (ii) a trustee of GRATs for the benefit of members of her immediate family which own 9,685,005 shares of the Issuer's Common Stock; (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,483,000 shares of the Issuer's Common Stock; (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock;

F4 · balance_after: (Continued from Footnote 3) (v) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock and (vi) as referenced in Footnote 2, a member of Sujoda Management, LLC, which indirectly owns 3,347,890 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

F5 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:13 UTC
KIM JAMES J10% owner · Member of 10% owner group (4)
SaleCommon Stock 869,565 $21.85 $18,999,995.25
Disclosure

SEC source: 0001158839-25-000004 · wk-form4_1740608029.xml · nonDerivative · entry 1

KIM JAMES J · CIK 0001158839 · 10% owner · Member of 10% owner group (4)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,828

F1 · shares: On February 24, 2025, the Reporting Person distributed 869,565 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Sujoda Investments, LP pursuant to the terms of a transaction between members of the Kim family group.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:40 UTC Exercise / conversionRestricted Stock Units · Derivative 3,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000052 · wk-form4_1740605995.xml · derivative · entry 3

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,493

Underlying: Common Stock · 3,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On the Grant Date, the Reporting Person was granted 13,972 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F2 · derivative.exercise_date: On the Grant Date, the Reporting Person was granted 13,972 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F2 · derivative.expiration_date: On the Grant Date, the Reporting Person was granted 13,972 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:40 UTC Tax withholdingCommon Stock 1,497 $21.95 $32,859.15
Disclosure

SEC source: 0001047127-25-000052 · wk-form4_1740605995.xml · nonDerivative · entry 2

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,138

F1 · kind: The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units ("RSUs") granted to the Reporting Person on February 24, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:40 UTC Exercise / conversionCommon Stock 3,493 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000052 · wk-form4_1740605995.xml · nonDerivative · entry 1

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:36 UTC
Engel Kevin K.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000048 · wk-form4_1740605759.xml · derivative · entry 4

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940

Underlying: Common Stock · 910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On the Grant Date, the Reporting Person was granted 3,761 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F3 · derivative.exercise_date: On the Grant Date, the Reporting Person was granted 3,761 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: On the Grant Date, the Reporting Person was granted 3,761 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:36 UTC
Engel Kevin K.Executive Vice President
Tax withholdingCommon Stock 380 $21.95 $8,341.00
Disclosure

SEC source: 0001047127-25-000048 · wk-form4_1740605759.xml · nonDerivative · entry 2

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,877

F1 · kind: The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units ("RSUs") granted to the Reporting Person on February 24, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:36 UTC
Engel Kevin K.Executive Vice President
Exercise / conversionCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000048 · wk-form4_1740605759.xml · nonDerivative · entry 1

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:38 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 10,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000050 · wk-form4_1740605890.xml · derivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,748

Underlying: Common Stock · 10,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 24, 2022 (the "Grant Date"), the Reporting Person was granted 42,992 time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F1 · derivative.exercise_date: On February 24, 2022 (the "Grant Date"), the Reporting Person was granted 42,992 time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F1 · derivative.expiration_date: On February 24, 2022 (the "Grant Date"), the Reporting Person was granted 42,992 time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the Grant Date.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:38 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 10,748 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000050 · wk-form4_1740605890.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:34 UTC
Haghighi FarshadExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,815 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000046 · wk-form4_1740605638.xml · derivative · entry 3

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,880

Underlying: Common Stock · 1,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On the Grant Date, the Reporting Person was granted 7,523 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F2 · derivative.exercise_date: On the Grant Date, the Reporting Person was granted 7,523 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F2 · derivative.expiration_date: On the Grant Date, the Reporting Person was granted 7,523 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:34 UTC
Haghighi FarshadExecutive Vice President
Tax withholdingCommon Stock 811 $21.95 $17,801.45
Disclosure

SEC source: 0001047127-25-000046 · wk-form4_1740605638.xml · nonDerivative · entry 2

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,146

F1 · kind: The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units ("RSUs") granted to the Reporting Person on February 24, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:34 UTC
Haghighi FarshadExecutive Vice President
Exercise / conversionCommon Stock 1,815 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000046 · wk-form4_1740605638.xml · nonDerivative · entry 1

Haghighi Farshad · CIK 0001887579 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:31 UTC
ROGERS MARK NEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,881 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000044 · wk-form4_1740605454.xml · derivative · entry 3

ROGERS MARK N · CIK 0001201997 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,880

Underlying: Common Stock · 1,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On the Grant Date, the Reporting Person was granted 7,523 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F2 · derivative.exercise_date: On the Grant Date, the Reporting Person was granted 7,523 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

F2 · derivative.expiration_date: On the Grant Date, the Reporting Person was granted 7,523 RSUs which vest in four equal annual installments beginning on the first anniversary of the Grant Date.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:31 UTC
ROGERS MARK NEVP & General Counsel
Tax withholdingCommon Stock 807 $21.95 $17,713.65
Disclosure

SEC source: 0001047127-25-000044 · wk-form4_1740605454.xml · nonDerivative · entry 2

ROGERS MARK N · CIK 0001201997 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,862

F1 · kind: The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units ("RSUs") granted to the Reporting Person on February 24, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:31 UTC
ROGERS MARK NEVP & General Counsel
Exercise / conversionCommon Stock 1,881 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000044 · wk-form4_1740605454.xml · nonDerivative · entry 1

ROGERS MARK N · CIK 0001201997 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:45 UTC
Engel Kevin K.Executive Vice President
GrantRestricted Stock Units · Derivative 43,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000040 · wk-form4_1740174289.xml · derivative · entry 7

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,459

Underlying: Common Stock · 43,459 shares

Expires not disclosed

F6 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on the 2025 Grant Date pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in five equal installments on each of June 30, 2025, September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, such that 100% will be vested on June 30, 2026.

F6 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on the 2025 Grant Date pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in five equal installments on each of June 30, 2025, September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, such that 100% will be vested on June 30, 2026.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:45 UTC
Engel Kevin K.Executive Vice President
GrantRestricted Stock Units · Derivative 32,594 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000040 · wk-form4_1740174289.xml · derivative · entry 6

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,594

Underlying: Common Stock · 32,594 shares

Expires not disclosed

F5 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on February 20, 2025 (the "2025 Grant Date") pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in three equal annual installments beginning on the first anniversary of the 2025 Grant Date and annually thereafter, such that 100% will be vested on the third anniversary of the 2025 Grant Date.

F5 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on February 20, 2025 (the "2025 Grant Date") pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in three equal annual installments beginning on the first anniversary of the 2025 Grant Date and annually thereafter, such that 100% will be vested on the third anniversary of the 2025 Grant Date.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:45 UTC
Engel Kevin K.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,358 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000040 · wk-form4_1740174289.xml · derivative · entry 5

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,165

Underlying: Common Stock · 6,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On the 2024 Grant Date, the Reporting Person was granted 19,747 RSUs which vest in three equal annual installments beginning on the first anniversary of the 2024 Grant Date.

F4 · derivative.expiration_date: On the 2024 Grant Date, the Reporting Person was granted 19,747 RSUs which vest in three equal annual installments beginning on the first anniversary of the 2024 Grant Date.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:45 UTC
Engel Kevin K.Executive Vice President
Tax withholdingCommon Stock 2,648 $1.00 $2,648.00
Disclosure

SEC source: 0001047127-25-000040 · wk-form4_1740174289.xml · nonDerivative · entry 4

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,347

F3 · kind: The transaction represents shares withheld by the Issuer in connection with the vesting of certain restricted stock units ("RSUs") granted to the Reporting Person on February 20, 2024 (the "2024 Grant Date") pursuant to the Issuer's Equity Incentive Plan, as amended, and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:45 UTC
Engel Kevin K.Executive Vice President
Exercise / conversionCommon Stock 6,358 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000040 · wk-form4_1740174289.xml · nonDerivative · entry 3

Engel Kevin · CIK 0001965254 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:41 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
GrantRestricted Stock Units · Derivative 43,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000036 · wk-form4_1740174105.xml · derivative · entry 5

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,459

Underlying: Common Stock · 43,459 shares

Expires not disclosed

F4 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on the 2025 Grant Date pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in five equal installments on each of June 30, 2025, September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, such that 100% will be vested on June 30, 2026.

F4 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on the 2025 Grant Date pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in five equal installments on each of June 30, 2025, September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, such that 100% will be vested on June 30, 2026.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:41 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
GrantRestricted Stock Units · Derivative 178,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000036 · wk-form4_1740174105.xml · derivative · entry 4

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,183

Underlying: Common Stock · 178,183 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on February 20, 2025 (the "2025 Grant Date") pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in three equal annual installments beginning on the first anniversary of the 2025 Grant Date and annually thereafter, such that 100% will be vested on the third anniversary of the 2025 Grant Date.

F3 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on February 20, 2025 (the "2025 Grant Date") pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in three equal annual installments beginning on the first anniversary of the 2025 Grant Date and annually thereafter, such that 100% will be vested on the third anniversary of the 2025 Grant Date.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:41 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 112,941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000036 · wk-form4_1740174105.xml · derivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,411

Underlying: Common Stock · 112,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 20, 2024 (the "2024 Grant Date"), the Reporting Person was granted 282,352 restricted stock units ("RSUs"), 40% of which vest on the first and second anniversary of the 2024 Grant Date, and the remainder of which vest on the third anniversary of the 2024 Grant Date.

F2 · derivative.expiration_date: On February 20, 2024 (the "2024 Grant Date"), the Reporting Person was granted 282,352 restricted stock units ("RSUs"), 40% of which vest on the first and second anniversary of the 2024 Grant Date, and the remainder of which vest on the third anniversary of the 2024 Grant Date.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:41 UTC
Rutten Guillaume Marie JeanDirector · President and CEO
Exercise / conversionCommon Stock 112,941 $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000036 · wk-form4_1740174105.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:43 UTC GrantRestricted Stock Units · Derivative 43,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000038 · wk-form4_1740174197.xml · derivative · entry 7

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,459

Underlying: Common Stock · 43,459 shares

Expires not disclosed

F6 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on the 2025 Grant Date pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in five equal installments on each of June 30, 2025, September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, such that 100% will be vested on June 30, 2026.

F6 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on the 2025 Grant Date pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in five equal installments on each of June 30, 2025, September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, such that 100% will be vested on June 30, 2026.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:43 UTC GrantRestricted Stock Units · Derivative 54,324 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000038 · wk-form4_1740174197.xml · derivative · entry 6

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,324

Underlying: Common Stock · 54,324 shares

Expires not disclosed

F5 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on February 20, 2025 (the "2025 Grant Date") pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in three equal annual installments beginning on the first anniversary of the 2025 Grant Date and annually thereafter, such that 100% will be vested on the third anniversary of the 2025 Grant Date.

F5 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying time-vested RSUs granted on February 20, 2025 (the "2025 Grant Date") pursuant to the Issuer's Equity Incentive Plan, as amended. The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in three equal annual installments beginning on the first anniversary of the 2025 Grant Date and annually thereafter, such that 100% will be vested on the third anniversary of the 2025 Grant Date.

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February 20, 2025 Filed Feb 21, 2025 21:43 UTC Exercise / conversionRestricted Stock Units · Derivative 16,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001047127-25-000038 · wk-form4_1740174197.xml · derivative · entry 5

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,615

Underlying: Common Stock · 16,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On the 2024 Grant Date, the Reporting Person was granted 50,420 RSUs which vest in three equal annual installments beginning on the first anniversary of the 2024 Grant Date.

F4 · derivative.expiration_date: On the 2024 Grant Date, the Reporting Person was granted 50,420 RSUs which vest in three equal annual installments beginning on the first anniversary of the 2024 Grant Date.

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February 20, 2025 Filed Feb 21, 2025 21:43 UTC Tax withholdingCommon Stock 7,201 $23.01 $165,695.01
Disclosure

SEC source: 0001047127-25-000038 · wk-form4_1740174197.xml · nonDerivative · entry 4

Faust Megan · CIK 0001684564 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,142

F3 · kind: The transaction represents shares withheld by the Issuer in connection with the vesting of certain restricted stock units ("RSUs") granted to the Reporting Person on February 20, 2024 (the "2024 Grant Date") pursuant to the Issuer's Equity Incentive Plan, as amended, and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.