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AMG

AFFILIATED MANAGERS GROUP, INC.

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3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2017 Filed Feb 13, 2017 22:03 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionCommon Stock 75,000 $95.82 $7,186,500.00
Disclosure

SEC source: 0001179110-17-002272 · edgar.xml · nonDerivative · entry 1

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:01 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 45,000 $95.82 Strike: $95.82 $4,311,900.00
Disclosure

SEC source: 0001179110-17-002269 · edgar.xml · derivative · entry 6

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2017-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:01 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $99.66 Strike: $99.66 $7,474,500.00
Disclosure

SEC source: 0001179110-17-002269 · edgar.xml · derivative · entry 5

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2018-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:01 UTC
Horgen Jay C.CFO and Treasurer
SaleCommon Stock 70,000 $163.58 $11,450,600.00
Disclosure

SEC source: 0001179110-17-002269 · edgar.xml · nonDerivative · entry 4

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,827

F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $162.00 to $164.30. Specific transaction details will be provided to the SEC upon request.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:01 UTC
Horgen Jay C.CFO and Treasurer
Tax withholdingCommon Stock 39,089 $163.86 $6,405,123.54
Disclosure

SEC source: 0001179110-17-002269 · edgar.xml · nonDerivative · entry 3

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,827

Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:01 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionCommon Stock 45,000 $95.82 $4,311,900.00
Disclosure

SEC source: 0001179110-17-002269 · edgar.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:01 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionCommon Stock 75,000 $99.66 $7,474,500.00
Disclosure

SEC source: 0001179110-17-002269 · edgar.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:55 UTC GrantStock Units · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001533 · edgar.xml · derivative · entry 2

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 263 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:55 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,292 $0.00 Strike: $152.36 $0.00
Disclosure

SEC source: 0001179110-17-001533 · edgar.xml · derivative · entry 1

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires 2024-01-31

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:54 UTC GrantStock Units · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001529 · edgar.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 263 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:54 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,292 $0.00 Strike: $152.36 $0.00
Disclosure

SEC source: 0001179110-17-001529 · edgar.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires 2024-01-31

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:53 UTC
Earle GlennDirector
GrantStock Units · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001527 · edgar.xml · derivative · entry 2

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 263 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:53 UTC
Earle GlennDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,292 $0.00 Strike: $152.36 $0.00
Disclosure

SEC source: 0001179110-17-001527 · edgar.xml · derivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires 2024-01-31

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:50 UTC GrantStock Units · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001525 · edgar.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 263 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:50 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,292 $0.00 Strike: $152.36 $0.00
Disclosure

SEC source: 0001179110-17-001525 · edgar.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires 2024-01-31

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:51 UTC GrantStock Units · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001526 · edgar.xml · derivative · entry 2

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 263 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:51 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,292 $0.00 Strike: $152.36 $0.00
Disclosure

SEC source: 0001179110-17-001526 · edgar.xml · derivative · entry 1

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires 2024-01-31

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:49 UTC GrantStock Units · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001524 · edgar.xml · derivative · entry 2

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 263 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:49 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,292 $0.00 Strike: $152.36 $0.00
Disclosure

SEC source: 0001179110-17-001524 · edgar.xml · derivative · entry 1

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires 2024-01-31

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:48 UTC GrantStock Units · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001523 · edgar.xml · derivative · entry 2

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 263 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:48 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,292 $0.00 Strike: $152.36 $0.00
Disclosure

SEC source: 0001179110-17-001523 · edgar.xml · derivative · entry 1

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires 2024-01-31

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:44 UTC
Billings David M.General Counsel and Secretary
GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001522 · edgar.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,595

F1 · shares: The award vests in four equal installments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:42 UTC
Horgen Jay C.CFO and Treasurer
GrantCommon Stock 17,721 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001521 · edgar.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,916

F1 · shares: The award vests in four equal installments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:41 UTC
DALTON NATHANIELPresident and COO
GrantCommon Stock 23,727 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001520 · edgar.xml · nonDerivative · entry 1

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,312

F1 · shares: The award vests in four equal installments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:40 UTC
HEALEY SEAN MDirector · CEO and Chairman
GrantCommon Stock 39,774 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001519 · edgar.xml · nonDerivative · entry 1

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,761

F1 · shares: The award vests in four equal installments on each of January 1, 2018, 2019, 2020 and 2021.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:45 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionStock Units · Derivative 17,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000109 · edgar.xml · derivative · entry 7

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,191

Underlying: Common Stock · 17,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Reflects the vesting of a portion of an award previously reported in December 2013. The remaining portion is subject to vesting from 2018 to 2021.

F4 · derivative.expiration_date: Reflects the vesting of a portion of an award previously reported in December 2013. The remaining portion is subject to vesting from 2018 to 2021.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:45 UTC
HEALEY SEAN MDirector · CEO and Chairman
Tax withholdingCommon Stock 22,604 $145.30 $3,284,361.20
Disclosure

SEC source: 0001179110-17-000109 · edgar.xml · nonDerivative · entry 4

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,987

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:45 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionCommon Stock 17,191 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000109 · edgar.xml · nonDerivative · entry 3

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:43 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionStock Units · Derivative 10,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000105 · edgar.xml · derivative · entry 8

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,075

Underlying: Common Stock · 10,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Reflects the vesting of a portion of an award previously reported in December 2013. The remaining portion is subject to vesting from 2018 to 2021.

F4 · derivative.expiration_date: Reflects the vesting of a portion of an award previously reported in December 2013. The remaining portion is subject to vesting from 2018 to 2021.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:43 UTC
DALTON NATHANIELPresident and COO
Tax withholdingCommon Stock 13,214 $145.30 $1,919,994.20
Disclosure

SEC source: 0001179110-17-000105 · edgar.xml · nonDerivative · entry 4

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,585

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:43 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionCommon Stock 10,075 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000105 · edgar.xml · nonDerivative · entry 3

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:42 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionStock Units · Derivative 6,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000103 · edgar.xml · derivative · entry 8

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,295

Underlying: Common Stock · 6,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Reflects the vesting of a portion of an award previously reported in December 2013. The remaining portion is subject to vesting from 2018 to 2021.

F4 · derivative.expiration_date: Reflects the vesting of a portion of an award previously reported in December 2013. The remaining portion is subject to vesting from 2018 to 2021.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:42 UTC
Horgen Jay C.CFO and Treasurer
Tax withholdingCommon Stock 9,621 $145.30 $1,397,931.30
Disclosure

SEC source: 0001179110-17-000103 · edgar.xml · nonDerivative · entry 5

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,195

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:42 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionCommon Stock 6,207 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000103 · edgar.xml · nonDerivative · entry 4

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:45 UTC
Earle GlennDirector
Tax withholdingCommon Stock 17 $145.30 $2,470.10
Disclosure

SEC source: 0001179110-17-000111 · edgar.xml · nonDerivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

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January 01, 2017 Filed Jan 3, 2017 22:45 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionStock Units · Derivative 10,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000109 · edgar.xml · derivative · entry 6

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,488

Underlying: Common Stock · 10,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

F3 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

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January 01, 2017 Filed Jan 3, 2017 22:45 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionStock Units · Derivative 8,796 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000109 · edgar.xml · derivative · entry 5

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:45 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionCommon Stock 10,744 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000109 · edgar.xml · nonDerivative · entry 2

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:45 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionCommon Stock 8,796 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000109 · edgar.xml · nonDerivative · entry 1

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:44 UTC
Billings David M.EVP, General Counsel & Sec.
Exercise / conversionStock Units · Derivative 632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000107 · edgar.xml · derivative · entry 3

Billings David M. · CIK 0001611537 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Common Stock · 632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

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January 01, 2017 Filed Jan 3, 2017 22:44 UTC
Billings David M.EVP, General Counsel & Sec.
Tax withholdingCommon Stock 618 $145.30 $89,795.40
Disclosure

SEC source: 0001179110-17-000107 · edgar.xml · nonDerivative · entry 2

Billings David M. · CIK 0001611537 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,215

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:44 UTC
Billings David M.EVP, General Counsel & Sec.
Exercise / conversionCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000107 · edgar.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 01, 2017 Filed Jan 3, 2017 22:43 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionStock Units · Derivative 6,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000105 · edgar.xml · derivative · entry 7

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,893

Underlying: Common Stock · 6,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

F3 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:43 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionStock Units · Derivative 5,571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000105 · edgar.xml · derivative · entry 6

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:43 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionCommon Stock 6,446 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000105 · edgar.xml · nonDerivative · entry 2

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:43 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionCommon Stock 5,571 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000105 · edgar.xml · nonDerivative · entry 1

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:42 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionStock Units · Derivative 5,498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000103 · edgar.xml · derivative · entry 7

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,997

Underlying: Common Stock · 5,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

F3 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:42 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionStock Units · Derivative 4,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000103 · edgar.xml · derivative · entry 6

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:42 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionCommon Stock 5,498 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000103 · edgar.xml · nonDerivative · entry 3

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:42 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionCommon Stock 4,398 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000103 · edgar.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.