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AMG

AFFILIATED MANAGERS GROUP, INC.

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Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2018 Filed Feb 1, 2018 23:50 UTC GrantStock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001385 · edgar.xml · derivative · entry 2

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:50 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $203.22 $0.00
Disclosure

SEC source: 0001179110-18-001385 · edgar.xml · derivative · entry 1

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,116 shares

Expires 2025-01-30

F1 · derivative.exercise_date: This option vests in 25% increments on each of January 1, 2019, 2020, 2021 and 2022, and each increment is exercisable on or after such date, as applicable.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:49 UTC GrantStock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001384 · edgar.xml · derivative · entry 2

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:49 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $203.22 $0.00
Disclosure

SEC source: 0001179110-18-001384 · edgar.xml · derivative · entry 1

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,116 shares

Expires 2025-01-30

F1 · derivative.exercise_date: This option vests in 25% increments on each of January 1, 2019, 2020, 2021 and 2022, and each increment is exercisable on or after such date, as applicable.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:47 UTC GrantStock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001383 · edgar.xml · derivative · entry 2

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:47 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $203.22 $0.00
Disclosure

SEC source: 0001179110-18-001383 · edgar.xml · derivative · entry 1

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,116 shares

Expires 2025-01-30

F1 · derivative.exercise_date: This option vests in 25% increments on each of January 1, 2019, 2020, 2021 and 2022, and each increment is exercisable on or after such date, as applicable.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:45 UTC GrantStock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001382 · edgar.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:45 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $203.22 $0.00
Disclosure

SEC source: 0001179110-18-001382 · edgar.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,116 shares

Expires 2025-01-30

F1 · derivative.exercise_date: This option vests in 25% increments on each of January 1, 2019, 2020, 2021 and 2022, and each increment is exercisable on or after such date, as applicable.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:44 UTC
Earle GlennDirector
GrantStock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001381 · edgar.xml · derivative · entry 2

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:44 UTC
Earle GlennDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $203.22 $0.00
Disclosure

SEC source: 0001179110-18-001381 · edgar.xml · derivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,116 shares

Expires 2025-01-30

F1 · derivative.exercise_date: This option vests in 25% increments on each of January 1, 2019, 2020, 2021 and 2022, and each increment is exercisable on or after such date, as applicable.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:42 UTC GrantStock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001379 · edgar.xml · derivative · entry 2

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:42 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $203.22 $0.00
Disclosure

SEC source: 0001179110-18-001379 · edgar.xml · derivative · entry 1

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,116 shares

Expires 2025-01-30

F1 · derivative.exercise_date: This option vests in 25% increments on each of January 1, 2019, 2020, 2021 and 2022, and each increment is exercisable on or after such date, as applicable.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:43 UTC GrantStock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001380 · edgar.xml · derivative · entry 2

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:43 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $203.22 $0.00
Disclosure

SEC source: 0001179110-18-001380 · edgar.xml · derivative · entry 1

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,116 shares

Expires 2025-01-30

F1 · derivative.exercise_date: This option vests in 25% increments on each of January 1, 2019, 2020, 2021 and 2022, and each increment is exercisable on or after such date, as applicable.

Read SEC document
January 08, 2018 Filed Jan 3, 2019 23:22 UTC
Horgen Jay C.CFO and Treasurer
GiftCommon Stock 4,525 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000320 · edgar.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,514

Read SEC document
January 02, 2018 Filed Jan 3, 2018 23:40 UTC
Billings David M.General Counsel and Secretary
Tax withholdingCommon Stock 812 $205.25 $166,663.00
Disclosure

SEC source: 0001179110-18-000414 · edgar.xml · nonDerivative · entry 2

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,749

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 23:41 UTC
Earle GlennDirector
Tax withholdingCommon Stock 26 $205.25 $5,336.50
Disclosure

SEC source: 0001179110-18-000415 · edgar.xml · nonDerivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 23:39 UTC
MacEwen Peter WChief Administrative Officer
Tax withholdingCommon Stock 1,547 $205.25 $317,521.75
Disclosure

SEC source: 0001179110-18-000413 · edgar.xml · nonDerivative · entry 1

MacEwen Peter W · CIK 0001702988 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,135

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 23:37 UTC
Horgen Jay C.CFO and Treasurer
Tax withholdingCommon Stock 8,716 $205.25 $1,788,959.00
Disclosure

SEC source: 0001179110-18-000412 · edgar.xml · nonDerivative · entry 3

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,904

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 23:34 UTC
HEALEY SEAN MDirector · CEO and Chairman
Tax withholdingCommon Stock 16,710 $205.25 $3,429,727.50
Disclosure

SEC source: 0001179110-18-000408 · edgar.xml · nonDerivative · entry 3

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,031

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 23:35 UTC
DALTON NATHANIELPresident and COO
Tax withholdingCommon Stock 9,835 $205.25 $2,018,633.75
Disclosure

SEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 3

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,247

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:40 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionStock Units · Derivative 632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000414 · edgar.xml · derivative · entry 3

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632

Underlying: Common Stock · 632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:40 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000414 · edgar.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:37 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionStock Units · Derivative 20,295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000412 · edgar.xml · derivative · entry 5

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Reflects a portion of an award previously reported in December 2013, which vests in four equal installments from 2018 to 2021.

F3 · derivative.expiration_date: Reflects a portion of an award previously reported in December 2013, which vests in four equal installments from 2018 to 2021.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:37 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionStock Units · Derivative 5,498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000412 · edgar.xml · derivative · entry 4

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,499

Underlying: Common Stock · 5,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:37 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionCommon Stock 20,295 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000412 · edgar.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:37 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionCommon Stock 5,498 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000412 · edgar.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:34 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionStock Units · Derivative 17,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000408 · edgar.xml · derivative · entry 5

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Reflects a portion of an award previously reported in December 2013, which vests in four equal installments from 2018 to 2021.

F3 · derivative.expiration_date: Reflects a portion of an award previously reported in December 2013, which vests in four equal installments from 2018 to 2021.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:34 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionStock Units · Derivative 10,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000408 · edgar.xml · derivative · entry 4

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,744

Underlying: Common Stock · 10,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:34 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionCommon Stock 17,191 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000408 · edgar.xml · nonDerivative · entry 2

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:34 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionCommon Stock 10,744 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000408 · edgar.xml · nonDerivative · entry 1

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:35 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionStock Units · Derivative 10,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000409 · edgar.xml · derivative · entry 8

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Reflects a portion of an award previously reported in December 2013, which vests in four equal installments from 2018 to 2021.

F3 · derivative.expiration_date: Reflects a portion of an award previously reported in December 2013, which vests in four equal installments from 2018 to 2021.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:35 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionStock Units · Derivative 6,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000409 · edgar.xml · derivative · entry 7

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,447

Underlying: Common Stock · 6,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.

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December 31, 2017 Filed Jan 3, 2018 23:35 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionCommon Stock 10,075 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 2

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 31, 2017 Filed Jan 3, 2018 23:35 UTC
DALTON NATHANIELPresident and COO
Exercise / conversionCommon Stock 6,446 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 1

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 20, 2017 Filed Feb 1, 2018 23:51 UTC GiftCommon Stock 282 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001386 · edgar.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

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December 14, 2017 Filed Dec 15, 2017 22:07 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 2,080 $0.00 Strike: $95.82 $0.00
Disclosure

SEC source: 0001179110-17-015436 · edgar.xml · derivative · entry 4

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,080 shares

Expires 2017-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 14, 2017 Filed Dec 15, 2017 22:07 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $116.35 $0.00
Disclosure

SEC source: 0001179110-17-015436 · edgar.xml · derivative · entry 3

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 22:07 UTC Exercise / conversionCommon Stock 2,080 $95.82 $199,305.60
Disclosure

SEC source: 0001179110-17-015436 · edgar.xml · nonDerivative · entry 2

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 14, 2017 Filed Dec 15, 2017 22:07 UTC Exercise / conversionCommon Stock 5,625 $116.35 $654,468.75
Disclosure

SEC source: 0001179110-17-015436 · edgar.xml · nonDerivative · entry 1

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2017 Filed Dec 7, 2017 22:36 UTC
MacEwen Peter WChief Administrative Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $99.66 $0.00
Disclosure

SEC source: 0001179110-17-015078 · edgar.xml · derivative · entry 3

MacEwen Peter W · CIK 0001702988 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2017 Filed Dec 7, 2017 22:36 UTC
MacEwen Peter WChief Administrative Officer
SaleCommon Stock 10,000 $197.67 $1,976,700.00
Disclosure

SEC source: 0001179110-17-015078 · edgar.xml · nonDerivative · entry 2

MacEwen Peter W · CIK 0001702988 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,682

F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $197.96 to $198.01. Specific transaction details will be provided to the SEC upon request.

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December 05, 2017 Filed Dec 7, 2017 22:36 UTC
MacEwen Peter WChief Administrative Officer
Exercise / conversionCommon Stock 10,000 $99.66 $996,600.00
Disclosure

SEC source: 0001179110-17-015078 · edgar.xml · nonDerivative · entry 1

MacEwen Peter W · CIK 0001702988 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2017 Filed Nov 20, 2017 23:46 UTC
HEALEY SEAN MDirector · CEO and Chairman
SaleCommon Stock 69,800 $185.48 $12,946,504.00
Disclosure

SEC source: 0001179110-17-014392 · edgar.xml · nonDerivative · entry 3

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,806

F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $184.26 to $187.24. Specific transaction details will be provided to the SEC upon request.

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November 16, 2017 Filed Nov 20, 2017 23:46 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 78,966 $0.00 Strike: $99.66 $0.00
Disclosure

SEC source: 0001179110-17-014392 · edgar.xml · derivative · entry 4

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,031

Underlying: Common Stock · 78,966 shares

Expires 2018-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:46 UTC
HEALEY SEAN MDirector · CEO and Chairman
Tax withholdingCommon Stock 34,337 $185.49 $6,369,170.13
Disclosure

SEC source: 0001179110-17-014392 · edgar.xml · nonDerivative · entry 2

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,606

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November 16, 2017 Filed Nov 20, 2017 23:46 UTC
HEALEY SEAN MDirector · CEO and Chairman
Exercise / conversionCommon Stock 78,966 $99.66 $7,869,751.56
Disclosure

SEC source: 0001179110-17-014392 · edgar.xml · nonDerivative · entry 1

HEALEY SEAN M · CIK 0001195471 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Jan 3, 2018 23:35 UTC
DALTON NATHANIELPresident and COO
GiftCommon Stock 5,412 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 6

DALTON NATHANIEL · CIK 0001201030 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,011

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:59 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $116.35 $0.00
Disclosure

SEC source: 0001179110-17-014043 · edgar.xml · derivative · entry 5

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:59 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 2,080 $0.00 Strike: $95.82 $0.00
Disclosure

SEC source: 0001179110-17-014043 · edgar.xml · derivative · entry 4

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,080 shares

Expires 2017-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.