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AMG

AFFILIATED MANAGERS GROUP, INC.

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Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 22, 2019 22:39 UTC
Horgen Jay C.President and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 41,131 $122.40 Strike: $122.40 $5,034,434.40
Disclosure

SEC source: 0001179110-19-002382 · edgar.xml · derivative · entry 1

Horgen Jay C. · CIK 0001432993 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,131

Underlying: Common Stock · 41,131 shares

Expires 2023-02-03

F1 · derivative.exercise_date: Option awards granted on February 3, 2016, which previously vested and became exercisable in full following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
February 22, 2019 Filed Feb 22, 2019 22:38 UTC
DALTON NATHANIELDirector · CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 53,985 $122.40 Strike: $122.40 $6,607,764.00
Disclosure

SEC source: 0001179110-19-002381 · edgar.xml · derivative · entry 1

DALTON NATHANIEL · CIK 0001201030 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,985

Underlying: Common Stock · 53,985 shares

Expires 2023-02-03

F1 · derivative.exercise_date: Option awards granted on February 3, 2016, which previously vested and became exercisable in full following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
February 22, 2019 Filed Feb 22, 2019 22:37 UTC
HEALEY SEAN MDirector · Executive Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 91,902 $122.40 Strike: $122.40 $11,248,804.80
Disclosure

SEC source: 0001179110-19-002379 · edgar.xml · derivative · entry 1

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,902

Underlying: Common Stock · 91,902 shares

Expires 2023-02-03

F1 · derivative.exercise_date: Option awards granted on February 3, 2016, which previously vested and became exercisable in full following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:48 UTC GrantStock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001568 · edgar.xml · derivative · entry 2

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock · 364 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:48 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,787 $0.00 Strike: $110.02 $0.00
Disclosure

SEC source: 0001179110-19-001568 · edgar.xml · derivative · entry 1

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires 2026-02-05

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:47 UTC GrantStock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001566 · edgar.xml · derivative · entry 2

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock · 364 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:47 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,787 $0.00 Strike: $110.02 $0.00
Disclosure

SEC source: 0001179110-19-001566 · edgar.xml · derivative · entry 1

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires 2026-02-05

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:45 UTC GrantStock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001563 · edgar.xml · derivative · entry 2

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock · 364 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:45 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,787 $0.00 Strike: $110.02 $0.00
Disclosure

SEC source: 0001179110-19-001563 · edgar.xml · derivative · entry 1

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires 2026-02-05

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:42 UTC GrantStock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001557 · edgar.xml · derivative · entry 2

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock · 364 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:42 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,787 $0.00 Strike: $110.02 $0.00
Disclosure

SEC source: 0001179110-19-001557 · edgar.xml · derivative · entry 1

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires 2026-02-05

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:44 UTC GrantStock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001560 · edgar.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock · 364 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:44 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,787 $0.00 Strike: $110.02 $0.00
Disclosure

SEC source: 0001179110-19-001560 · edgar.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires 2026-02-05

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:41 UTC
Earle GlennDirector
GrantStock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001556 · edgar.xml · derivative · entry 2

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock · 364 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:41 UTC
Earle GlennDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,787 $0.00 Strike: $110.02 $0.00
Disclosure

SEC source: 0001179110-19-001556 · edgar.xml · derivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires 2026-02-05

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:39 UTC GrantStock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001555 · edgar.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock · 364 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:39 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,787 $0.00 Strike: $110.02 $0.00
Disclosure

SEC source: 0001179110-19-001555 · edgar.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires 2026-02-05

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:37 UTC GrantStock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001554 · edgar.xml · derivative · entry 2

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock · 364 shares

Expires not disclosed

F2 · security: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:37 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,787 $0.00 Strike: $110.02 $0.00
Disclosure

SEC source: 0001179110-19-001554 · edgar.xml · derivative · entry 1

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires 2026-02-05

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:35 UTC
Billings David M.General Counsel and Secretary
GrantCommon Stock 2,181 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001553 · edgar.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,959

F1 · shares: The award vests in four equal installments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:34 UTC
Cutler HughEVP, Global Distribution
GrantCommon Stock 4,363 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001551 · edgar.xml · nonDerivative · entry 1

Cutler Hugh · CIK 0001729041 · EVP, Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,142

F1 · shares: The award vests in four equal installments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:33 UTC
Horgen Jay C.President and CFO
GrantCommon Stock 12,725 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001550 · edgar.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,527

F1 · shares: The award vests in four equal installments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:31 UTC
DALTON NATHANIELDirector · CEO
GrantCommon Stock 16,361 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001549 · edgar.xml · nonDerivative · entry 1

DALTON NATHANIEL · CIK 0001201030 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,346

F1 · shares: The award vests in four equal installments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:30 UTC
HEALEY SEAN MDirector · Executive Chairman
GrantCommon Stock 17,315 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001548 · edgar.xml · nonDerivative · entry 1

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,393

F1 · shares: The award vests in four equal installments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 23:27 UTC
DALTON NATHANIELDirector · President and CEO
Tax withholdingCommon Stock 624 $98.23 $61,295.52
Disclosure

SEC source: 0001179110-19-000323 · edgar.xml · nonDerivative · entry 6

DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,985

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 23:22 UTC
Horgen Jay C.CFO and Treasurer
Tax withholdingCommon Stock 1,303 $98.23 $127,993.69
Disclosure

SEC source: 0001179110-19-000320 · edgar.xml · nonDerivative · entry 4

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,802

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 23:19 UTC
HEALEY SEAN MDirector · Executive Chairman
Tax withholdingCommon Stock 1,032 $98.23 $101,373.36
Disclosure

SEC source: 0001179110-19-000319 · edgar.xml · nonDerivative · entry 3

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,078

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:28 UTC
Cutler HughEVP, Global Distribution
Tax withholdingCommon Stock 1,008 $97.44 $98,219.52
Disclosure

SEC source: 0001179110-19-000324 · edgar.xml · nonDerivative · entry 1

Cutler Hugh · CIK 0001729041 · EVP, Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,779

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:27 UTC
DALTON NATHANIELDirector · President and CEO
Exercise / conversionStock Units · Derivative 6,447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000323 · edgar.xml · derivative · entry 7

DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:27 UTC
DALTON NATHANIELDirector · President and CEO
Tax withholdingCommon Stock 8,956 $97.44 $872,672.64
Disclosure

SEC source: 0001179110-19-000323 · edgar.xml · nonDerivative · entry 5

DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,609

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:27 UTC
DALTON NATHANIELDirector · President and CEO
Exercise / conversionCommon Stock 6,447 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000323 · edgar.xml · nonDerivative · entry 4

DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:23 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionStock Units · Derivative 632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000322 · edgar.xml · derivative · entry 3

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:23 UTC
Billings David M.General Counsel and Secretary
Tax withholdingCommon Stock 784 $97.44 $76,392.96
Disclosure

SEC source: 0001179110-19-000322 · edgar.xml · nonDerivative · entry 2

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,778

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:23 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000322 · edgar.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 01, 2019 Filed Jan 3, 2019 23:22 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionStock Units · Derivative 5,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000320 · edgar.xml · derivative · entry 5

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019.

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January 01, 2019 Filed Jan 3, 2019 23:22 UTC
Horgen Jay C.CFO and Treasurer
Tax withholdingCommon Stock 6,908 $97.44 $673,115.52
Disclosure

SEC source: 0001179110-19-000320 · edgar.xml · nonDerivative · entry 3

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,105

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

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January 01, 2019 Filed Jan 3, 2019 23:22 UTC
Horgen Jay C.CFO and Treasurer
Exercise / conversionCommon Stock 5,499 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000320 · edgar.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 01, 2019 Filed Jan 3, 2019 23:19 UTC
HEALEY SEAN MDirector · Executive Chairman
Exercise / conversionStock Units · Derivative 10,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000319 · edgar.xml · derivative · entry 4

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019.

F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019.

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January 01, 2019 Filed Jan 3, 2019 23:19 UTC
HEALEY SEAN MDirector · Executive Chairman
Tax withholdingCommon Stock 15,807 $97.44 $1,540,234.08
Disclosure

SEC source: 0001179110-19-000319 · edgar.xml · nonDerivative · entry 2

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,110

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:19 UTC
HEALEY SEAN MDirector · Executive Chairman
Exercise / conversionCommon Stock 10,744 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000319 · edgar.xml · nonDerivative · entry 1

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 01, 2019 Filed Jan 3, 2019 23:18 UTC
Earle GlennDirector
Tax withholdingCommon Stock 37 $97.44 $3,605.28
Disclosure

SEC source: 0001179110-19-000318 · edgar.xml · nonDerivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

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January 01, 2019 Filed Jan 3, 2019 23:15 UTC Tax withholdingCommon Stock 9 $97.44 $876.96
Disclosure

SEC source: 0001179110-19-000317 · edgar.xml · nonDerivative · entry 1

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.

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December 12, 2018 Filed Dec 14, 2018 22:07 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 2,034 $0.00 Strike: $90.22 $0.00
Disclosure

SEC source: 0001179110-18-013891 · edgar.xml · derivative · entry 2

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,034 shares

Expires 2018-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 12, 2018 Filed Dec 14, 2018 22:07 UTC Exercise / conversionCommon Stock 2,034 $90.22 $183,507.48
Disclosure

SEC source: 0001179110-18-013891 · edgar.xml · nonDerivative · entry 1

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 22:20 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 2,034 $0.00 Strike: $90.22 $0.00
Disclosure

SEC source: 0001179110-18-013104 · edgar.xml · derivative · entry 3

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,034 shares

Expires 2018-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2018 Filed Nov 21, 2018 22:20 UTC SaleCommon Stock 2,034 $110.53 $224,818.02
Disclosure

SEC source: 0001179110-18-013104 · edgar.xml · nonDerivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,488

F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $110.50 to $110.57. Specific transaction details will be provided to the SEC upon request.

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November 21, 2018 Filed Nov 21, 2018 22:20 UTC Exercise / conversionCommon Stock 2,034 $90.22 $183,507.48
Disclosure

SEC source: 0001179110-18-013104 · edgar.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 16, 2018 Filed Nov 16, 2018 22:03 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 2,034 $0.00 Strike: $90.22 $0.00
Disclosure

SEC source: 0001179110-18-012954 · edgar.xml · derivative · entry 3

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,034 shares

Expires 2018-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 16, 2018 Filed Nov 16, 2018 22:03 UTC SaleCommon Stock 2,034 $112.78 $229,394.52
Disclosure

SEC source: 0001179110-18-012954 · edgar.xml · nonDerivative · entry 2

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,787

F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $112.55 to $112.91. Specific transaction details will be provided to the SEC upon request.

Read SEC document
November 16, 2018 Filed Nov 16, 2018 22:03 UTC Exercise / conversionCommon Stock 2,034 $90.22 $183,507.48
Disclosure

SEC source: 0001179110-18-012954 · edgar.xml · nonDerivative · entry 1

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.