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AMG

AFFILIATED MANAGERS GROUP, INC.

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Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2020 Filed Feb 6, 2020 22:40 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,958 $0.00 Strike: $82.07 $0.00
Disclosure

SEC source: 0001127602-20-004077 · form4.xml · derivative · entry 1

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 2,958 shares

Expires 2027-02-04

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:37 UTC GrantStock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004076 · form4.xml · derivative · entry 2

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 488 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:37 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,958 $0.00 Strike: $82.07 $0.00
Disclosure

SEC source: 0001127602-20-004076 · form4.xml · derivative · entry 1

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 2,958 shares

Expires 2027-02-04

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:35 UTC GrantStock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004071 · form4.xml · derivative · entry 2

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 488 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:35 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,958 $0.00 Strike: $82.07 $0.00
Disclosure

SEC source: 0001127602-20-004071 · form4.xml · derivative · entry 1

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 2,958 shares

Expires 2027-02-04

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 23:20 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 2,005 $83.99 $168,399.95
Disclosure

SEC source: 0001127602-20-000881 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,662

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 23:18 UTC
HEALEY SEAN MDirector · Executive Chairman
Tax withholdingCommon Stock 1,648 $83.99 $138,415.52
Disclosure

SEC source: 0001127602-20-000875 · form4.xml · nonDerivative · entry 2

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,906

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 23:17 UTC Tax withholdingCommon Stock 993 $83.99 $83,402.07
Disclosure

SEC source: 0001127602-20-000872 · form4.xml · nonDerivative · entry 2

DALTON NATHANIEL · CIK 0001201030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,500

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:26 UTC Tax withholdingCommon Stock 25 $84.74 $2,118.50
Disclosure

SEC source: 0001127602-20-000894 · form4.xml · nonDerivative · entry 1

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

F2 · balance_after: Includes three shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:27 UTC
Earle GlennDirector
Tax withholdingCommon Stock 49 $84.74 $4,152.26
Disclosure

SEC source: 0001127602-20-000897 · form4.xml · nonDerivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

F2 · balance_after: Includes eight shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:33 UTC
Wojcik Thomas MChief Financial Officer
Tax withholdingCommon Stock 5,914 $84.74 $501,152.36
Disclosure

SEC source: 0001127602-20-000904 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,147

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of a previously reported award.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:22 UTC
Billings David M.General Counsel and Secretary
Tax withholdingCommon Stock 1,175 $84.74 $99,569.50
Disclosure

SEC source: 0001127602-20-000884 · form4.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,784

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:20 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 5,860 $84.74 $496,576.40
Disclosure

SEC source: 0001127602-20-000881 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,667

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:23 UTC
Cutler HughEVP, Global Distribution
Tax withholdingCommon Stock 1,520 $84.74 $128,804.80
Disclosure

SEC source: 0001127602-20-000889 · form4.xml · nonDerivative · entry 1

Cutler Hugh · CIK 0001729041 · EVP, Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,622

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:18 UTC
HEALEY SEAN MDirector · Executive Chairman
Tax withholdingCommon Stock 11,839 $84.74 $1,003,236.86
Disclosure

SEC source: 0001127602-20-000875 · form4.xml · nonDerivative · entry 1

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,554

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:17 UTC Tax withholdingCommon Stock 7,853 $84.74 $665,463.22
Disclosure

SEC source: 0001127602-20-000872 · form4.xml · nonDerivative · entry 1

DALTON NATHANIEL · CIK 0001201030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,493

F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 22:32 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 3,411 $0.00 Strike: $65.51 $0.00
Disclosure

SEC source: 0001127602-19-034174 · form4.xml · derivative · entry 3

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,411 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 22:32 UTC SaleCommon Stock 2,665 $83.94 $223,700.10
Disclosure

SEC source: 0001127602-19-034174 · form4.xml · nonDerivative · entry 2

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,274

F1 · shares: Director only sold the number of shares necessary to cover the option exercise price, in a cashless hold exercise.

F2 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $83.69 to $84.26. Specific transaction details will be provided to the SEC upon request.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 22:32 UTC Exercise / conversionCommon Stock 3,411 $65.51 $223,454.61
Disclosure

SEC source: 0001127602-19-034174 · form4.xml · nonDerivative · entry 1

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:07 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 3,411 $0.00 Strike: $65.51 $0.00
Disclosure

SEC source: 0001127602-19-033595 · form4.xml · derivative · entry 3

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,411 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:07 UTC SaleCommon Stock 3,411 $84.38 $287,820.18
Disclosure

SEC source: 0001127602-19-033595 · form4.xml · nonDerivative · entry 2

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,269

F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $84.01 to $84.76. Specific transaction details will be provided to the SEC upon request.

F2 · balance_after: Includes one share of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:07 UTC Exercise / conversionCommon Stock 3,411 $65.51 $223,454.61
Disclosure

SEC source: 0001127602-19-033595 · form4.xml · nonDerivative · entry 1

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 12:30 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 3,411 $0.00 Strike: $65.51 $0.00
Disclosure

SEC source: 0001127602-19-028365 · form4.xml · derivative · entry 3

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,411 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 12:30 UTC Exercise / conversionCommon Stock 3,411 $65.51 $223,454.61
Disclosure

SEC source: 0001127602-19-028365 · form4.xml · nonDerivative · entry 2

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Reflects the exercise price paid per share, in connection with the cash exercise of outstanding stock options.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 12:30 UTC PurchaseCommon Stock 6,589 $88.77 $584,905.53
Disclosure

SEC source: 0001127602-19-028365 · form4.xml · nonDerivative · entry 1

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,082

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $88.66 to $88.88. Specific transaction details will be provided to the SEC upon request.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:34 UTC SaleCommon Stock 23,000 $76.86 $1,767,780.00
Disclosure

SEC source: 0001127602-19-027918 · form4.xml · nonDerivative · entry 1

DALTON NATHANIEL · CIK 0001201030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,346

F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $76.18 to $77.31. Specific transaction details will be provided to the SEC upon request.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:43 UTC GrantStock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025708 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 461 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:43 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,661 $0.00 Strike: $86.78 $0.00
Disclosure

SEC source: 0001127602-19-025708 · form4.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock · 2,661 shares

Expires 2026-07-30

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:41 UTC
Earle GlennDirector
GrantStock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025702 · form4.xml · derivative · entry 2

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 461 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:41 UTC
Earle GlennDirector
GrantDirector Stock Option (Right to Buy) · Derivative 2,661 $0.00 Strike: $86.78 $0.00
Disclosure

SEC source: 0001127602-19-025702 · form4.xml · derivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock · 2,661 shares

Expires 2026-07-30

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:41 UTC GrantStock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025701 · form4.xml · derivative · entry 2

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 461 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:41 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,661 $0.00 Strike: $86.78 $0.00
Disclosure

SEC source: 0001127602-19-025701 · form4.xml · derivative · entry 1

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock · 2,661 shares

Expires 2026-07-30

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:39 UTC GrantStock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025698 · form4.xml · derivative · entry 2

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 461 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:39 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,661 $0.00 Strike: $86.78 $0.00
Disclosure

SEC source: 0001127602-19-025698 · form4.xml · derivative · entry 1

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock · 2,661 shares

Expires 2026-07-30

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:38 UTC GrantStock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025697 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 461 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:38 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,661 $0.00 Strike: $86.78 $0.00
Disclosure

SEC source: 0001127602-19-025697 · form4.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock · 2,661 shares

Expires 2026-07-30

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:36 UTC GrantStock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025693 · form4.xml · derivative · entry 2

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 461 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:36 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,661 $0.00 Strike: $86.78 $0.00
Disclosure

SEC source: 0001127602-19-025693 · form4.xml · derivative · entry 1

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock · 2,661 shares

Expires 2026-07-30

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:33 UTC GrantStock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025692 · form4.xml · derivative · entry 2

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 461 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:33 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,661 $0.00 Strike: $86.78 $0.00
Disclosure

SEC source: 0001127602-19-025692 · form4.xml · derivative · entry 1

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock · 2,661 shares

Expires 2026-07-30

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

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July 30, 2019 Filed Aug 1, 2019 21:32 UTC GrantStock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025691 · form4.xml · derivative · entry 2

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 461 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

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July 30, 2019 Filed Aug 1, 2019 21:32 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,661 $0.00 Strike: $86.78 $0.00
Disclosure

SEC source: 0001127602-19-025691 · form4.xml · derivative · entry 1

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock · 2,661 shares

Expires 2026-07-30

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2020, 2021, 2022 and 2023.

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June 28, 2019 Filed Jun 28, 2019 23:03 UTC SaleCommon Stock 54,350 $92.22 $5,012,157.00
Disclosure

SEC source: 0001179110-19-008220 · edgar.xml · nonDerivative · entry 1

Zeitlin Jide James · CIK 0001351034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,528

F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $92.00 to $92.75. Specific transaction details will be provided to the SEC upon request.

F2 · balance_after: Includes one share of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

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May 13, 2019 Filed May 17, 2019 18:56 UTC
Cutler HughEVP, Global Distribution
PurchaseCommon Stock 1,133 $91.66 $103,850.78
Disclosure

SEC source: 0001179110-19-006241 · edgar.xml · nonDerivative · entry 2

Cutler Hugh · CIK 0001729041 · EVP, Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,142

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May 13, 2019 Filed May 17, 2019 18:56 UTC
Cutler HughEVP, Global Distribution
SaleCommon Stock 1,133 $91.66 $103,850.78
Disclosure

SEC source: 0001179110-19-006241 · edgar.xml · nonDerivative · entry 1

Cutler Hugh · CIK 0001729041 · EVP, Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,009

F1 · price: The shares were sold and purchased on the same day at the same price.

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May 10, 2019 Filed May 13, 2019 12:34 UTC
Horgen Jay C.President and CFO
PurchaseCommon Stock 11,000 $93.19 $1,025,090.00
Disclosure

SEC source: 0001410578-19-000248 · primary_doc.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,527

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $92.50 to $94.68. Specific transaction details will be provided to the SEC upon request.

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March 01, 2019 Filed Mar 4, 2019 22:18 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,694 $0.00 Strike: $107.63 $0.00
Disclosure

SEC source: 0001179110-19-003108 · edgar.xml · derivative · entry 3

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,694 shares

Expires 2019-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2019 Filed Mar 4, 2019 22:18 UTC SaleCommon Stock 1,694 $110.64 $187,424.16
Disclosure

SEC source: 0001179110-19-003108 · edgar.xml · nonDerivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $110.60 to $110.70. Specific transaction details will be provided to the SEC upon request.

F2 · balance_after: Includes one share of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

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March 01, 2019 Filed Mar 4, 2019 22:18 UTC Exercise / conversionCommon Stock 1,694 $107.63 $182,325.22
Disclosure

SEC source: 0001179110-19-003108 · edgar.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2019 Filed Feb 22, 2019 22:40 UTC
Billings David M.General Counsel and Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 8,098 $122.40 Strike: $122.40 $991,195.20
Disclosure

SEC source: 0001179110-19-002384 · edgar.xml · derivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,098

Underlying: Common Stock · 8,098 shares

Expires 2023-02-03

F1 · derivative.exercise_date: Option awards granted on February 3, 2016, which previously vested and became exercisable in full following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.