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AMG

AFFILIATED MANAGERS GROUP, INC.

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Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2020 Filed Jul 31, 2020 00:08 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,239 $0.00 Strike: $69.63 $0.00
Disclosure

SEC source: 0001127602-20-022344 · form4.xml · derivative · entry 1

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

Underlying: Common Stock · 2,239 shares

Expires 2027-07-28

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:45 UTC GrantStock Units · Derivative 1,531 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022329 · form4.xml · derivative · entry 2

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531

Underlying: Common Stock · 1,531 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:45 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,239 $0.00 Strike: $69.63 $0.00
Disclosure

SEC source: 0001127602-20-022329 · form4.xml · derivative · entry 1

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

Underlying: Common Stock · 2,239 shares

Expires 2027-07-28

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:40 UTC GrantStock Units · Derivative 1,793 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022326 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793

Underlying: Common Stock · 1,793 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:40 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,239 $0.00 Strike: $69.63 $0.00
Disclosure

SEC source: 0001127602-20-022326 · form4.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

Underlying: Common Stock · 2,239 shares

Expires 2027-07-28

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:43 UTC GrantStock Units · Derivative 2,493 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022327 · form4.xml · derivative · entry 2

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,493

Underlying: Common Stock · 2,493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:43 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,239 $0.00 Strike: $69.63 $0.00
Disclosure

SEC source: 0001127602-20-022327 · form4.xml · derivative · entry 1

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

Underlying: Common Stock · 2,239 shares

Expires 2027-07-28

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:37 UTC GrantStock Units · Derivative 1,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022325 · form4.xml · derivative · entry 2

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 1,990 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:37 UTC GrantDirector Stock Option (Right to Buy) · Derivative 3,359 $0.00 Strike: $69.63 $0.00
Disclosure

SEC source: 0001127602-20-022325 · form4.xml · derivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,359

Underlying: Common Stock · 3,359 shares

Expires 2027-07-28

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:33 UTC
Earle GlennDirector
GrantStock Units · Derivative 1,653 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022324 · form4.xml · derivative · entry 2

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653

Underlying: Common Stock · 1,653 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:33 UTC
Earle GlennDirector
GrantDirector Stock Option (Right to Buy) · Derivative 2,239 $0.00 Strike: $69.63 $0.00
Disclosure

SEC source: 0001127602-20-022324 · form4.xml · derivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

Underlying: Common Stock · 2,239 shares

Expires 2027-07-28

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:30 UTC GrantStock Units · Derivative 1,908 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022322 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908

Underlying: Common Stock · 1,908 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:30 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,239 $0.00 Strike: $69.63 $0.00
Disclosure

SEC source: 0001127602-20-022322 · form4.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

Underlying: Common Stock · 2,239 shares

Expires 2027-07-28

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 12:29 UTC PurchaseCommon Stock 1,000 $77.94 $77,940.00
Disclosure

SEC source: 0001127602-20-019392 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,069

F1 · price: Reflects the price paid for shares purchased on the open market.

Read SEC document
May 13, 2020 Filed May 13, 2020 20:45 UTC
Horgen Jay C.Director · President and CEO
PurchaseCommon Stock 10,000 $59.26 $592,600.00
Disclosure

SEC source: 0001127602-20-016422 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,667

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $58.34 to $60.45. Specific transaction details will be provided to the SEC upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:44 UTC PurchaseCommon Stock 10,000 $65.21 $652,100.00
Disclosure

SEC source: 0001127602-20-015204 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $65.13 to $65.48. Specific transaction details will be provided to the SEC upon request.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:42 UTC PurchaseCommon Stock 1,000 $54.51 $54,510.00
Disclosure

SEC source: 0001127602-20-010810 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,069

F1 · price: Reflects the price paid for shares purchased on the open market.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 21:02 UTC
Horgen Jay C.Director · President and CEO
PurchaseCommon Stock 10,000 $53.12 $531,200.00
Disclosure

SEC source: 0001127602-20-010465 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,667

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $53.02 to $53.15. Specific transaction details will be provided to the SEC upon request.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:46 UTC
HEALEY SEAN MDirector · Executive Chairman
GrantStock Units · Derivative 10,839 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009664 · form4.xml · derivative · entry 3

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,839

Underlying: Common Stock · 10,839 shares

Expires not disclosed

F3 · derivative.exercise_price: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F3 · derivative.exercise_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F3 · derivative.expiration_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:46 UTC
HEALEY SEAN MDirector · Executive Chairman
Tax withholdingCommon Stock 6,973 $73.81 $514,677.13
Disclosure

SEC source: 0001127602-20-009664 · form4.xml · nonDerivative · entry 2

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,021

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the January 2017 award.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:46 UTC
HEALEY SEAN MDirector · Executive Chairman
GrantCommon Stock 19,088 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009664 · form4.xml · nonDerivative · entry 1

HEALEY SEAN M · CIK 0001195471 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,994

F1 · shares: Award granted in January 2017, a portion of which vested and settled following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:44 UTC Tax withholdingCommon Stock 4,277 $73.81 $315,685.37
Disclosure

SEC source: 0001127602-20-009662 · form4.xml · nonDerivative · entry 2

DALTON NATHANIEL · CIK 0001201030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,589

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the January 2017 award.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:44 UTC GrantCommon Stock 11,366 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009662 · form4.xml · nonDerivative · entry 1

DALTON NATHANIEL · CIK 0001201030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,866

F1 · shares: Award granted in January 2017, a portion of which vested and settled following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:42 UTC
Billings David M.General Counsel and Secretary
GrantStock Units · Derivative 2,439 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009658 · form4.xml · derivative · entry 3

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439

Underlying: Common Stock · 2,439 shares

Expires not disclosed

F3 · derivative.exercise_price: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F3 · derivative.exercise_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F3 · derivative.expiration_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:42 UTC
Billings David M.General Counsel and Secretary
Tax withholdingCommon Stock 631 $73.81 $46,574.11
Disclosure

SEC source: 0001127602-20-009658 · form4.xml · nonDerivative · entry 2

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,814

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the January 2017 award.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:42 UTC
Billings David M.General Counsel and Secretary
GrantCommon Stock 1,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009658 · form4.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,445

F1 · shares: Award granted in January 2017, a portion of which vested and settled following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:40 UTC
Wojcik Thomas MChief Financial Officer
GrantStock Units · Derivative 10,568 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009656 · form4.xml · derivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,568

Underlying: Common Stock · 10,568 shares

Expires not disclosed

F1 · derivative.exercise_price: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F1 · derivative.exercise_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F1 · derivative.expiration_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:38 UTC
Horgen Jay C.Director · President and CEO
GrantStock Units · Derivative 23,168 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009655 · form4.xml · derivative · entry 4

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,168

Underlying: Common Stock · 23,168 shares

Expires not disclosed

F3 · derivative.exercise_price: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F3 · derivative.exercise_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F3 · derivative.expiration_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:38 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 3,237 $73.81 $238,922.97
Disclosure

SEC source: 0001127602-20-009655 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,667

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the January 2017 award.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:38 UTC
Horgen Jay C.Director · President and CEO
GrantCommon Stock 8,742 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009655 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,904

F1 · shares: Award granted in January 2017, a portion of which vested and settled following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:35 UTC
Cutler HughEVP, Global Distribution
GrantStock Units · Derivative 5,419 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009652 · form4.xml · derivative · entry 4

Cutler Hugh · CIK 0001729041 · EVP, Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,419

Underlying: Common Stock · 5,419 shares

Expires not disclosed

F2 · derivative.exercise_price: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:35 UTC
Cutler HughEVP, Global Distribution
PurchaseCommon Stock 1,360 $71.67 $97,471.20
Disclosure

SEC source: 0001127602-20-009652 · form4.xml · nonDerivative · entry 3

Cutler Hugh · CIK 0001729041 · EVP, Global Distribution

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,224

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:35 UTC
Cutler HughEVP, Global Distribution
PurchaseCommon Stock 350 $71.67 $25,084.50
Disclosure

SEC source: 0001127602-20-009652 · form4.xml · nonDerivative · entry 2

Cutler Hugh · CIK 0001729041 · EVP, Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,262

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:35 UTC
Cutler HughEVP, Global Distribution
SaleCommon Stock 1,710 $71.67 $122,555.70
Disclosure

SEC source: 0001127602-20-009652 · form4.xml · nonDerivative · entry 1

Cutler Hugh · CIK 0001729041 · EVP, Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,912

F1 · price: The shares were sold and purchased on the same day at the same price.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 13:29 UTC
Wojcik Thomas MChief Financial Officer
PurchaseCommon Stock 1,350 $75.00 $101,250.00
Disclosure

SEC source: 0001127602-20-008730 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,497

F1 · price: Reflects the price paid for shares purchased on the open market.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 13:21 UTC PurchaseCommon Stock 946 $85.26 $80,655.96
Disclosure

SEC source: 0001127602-20-007835 · form4.xml · nonDerivative · entry 2

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,092

F1 · price: The price reflects the weighted average price of shares purchased on the open market. On February 24, 2020, the individual transaction prices ranged from $84.99 to $85.15, and on February 25, 2020, the individual transaction prices ranged from $85.12 to $85.30. Specific transaction details will be provided to the SEC upon request.

F2 · balance_after: Includes nine shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 13:21 UTC PurchaseCommon Stock 4,054 $85.10 $344,995.40
Disclosure

SEC source: 0001127602-20-007835 · form4.xml · nonDerivative · entry 1

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,146

F1 · price: The price reflects the weighted average price of shares purchased on the open market. On February 24, 2020, the individual transaction prices ranged from $84.99 to $85.15, and on February 25, 2020, the individual transaction prices ranged from $85.12 to $85.30. Specific transaction details will be provided to the SEC upon request.

F2 · balance_after: Includes nine shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 13:30 UTC PurchaseCommon Stock 2,500 $87.67 $219,175.00
Disclosure

SEC source: 0001127602-20-006801 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,069

F1 · price: Reflects the price paid for shares purchased on the open market.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 13:22 UTC
Horgen Jay C.Director · President and CEO
PurchaseCommon Stock 10,000 $83.13 $831,300.00
Disclosure

SEC source: 0001127602-20-006247 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,662

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $82.79 to $83.45. Specific transaction details will be provided to the SEC upon request.

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February 04, 2020 Filed Feb 6, 2020 22:48 UTC GrantStock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004092 · form4.xml · derivative · entry 2

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 488 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

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February 04, 2020 Filed Feb 6, 2020 22:48 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,958 $0.00 Strike: $82.07 $0.00
Disclosure

SEC source: 0001127602-20-004092 · form4.xml · derivative · entry 1

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 2,958 shares

Expires 2027-02-04

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

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February 04, 2020 Filed Feb 6, 2020 22:47 UTC GrantStock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004088 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 488 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

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February 04, 2020 Filed Feb 6, 2020 22:47 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,958 $0.00 Strike: $82.07 $0.00
Disclosure

SEC source: 0001127602-20-004088 · form4.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 2,958 shares

Expires 2027-02-04

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

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February 04, 2020 Filed Feb 6, 2020 22:41 UTC GrantStock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004080 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 488 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

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February 04, 2020 Filed Feb 6, 2020 22:41 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,958 $0.00 Strike: $82.07 $0.00
Disclosure

SEC source: 0001127602-20-004080 · form4.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 2,958 shares

Expires 2027-02-04

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

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February 04, 2020 Filed Feb 6, 2020 22:45 UTC
Earle GlennDirector
GrantStock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004086 · form4.xml · derivative · entry 2

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 488 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

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February 04, 2020 Filed Feb 6, 2020 22:45 UTC
Earle GlennDirector
GrantDirector Stock Option (Right to Buy) · Derivative 2,958 $0.00 Strike: $82.07 $0.00
Disclosure

SEC source: 0001127602-20-004086 · form4.xml · derivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 2,958 shares

Expires 2027-02-04

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:43 UTC GrantStock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004083 · form4.xml · derivative · entry 2

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 488 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:43 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,958 $0.00 Strike: $82.07 $0.00
Disclosure

SEC source: 0001127602-20-004083 · form4.xml · derivative · entry 1

Ferguson Niall · CIK 0001606161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 2,958 shares

Expires 2027-02-04

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:40 UTC GrantStock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004077 · form4.xml · derivative · entry 2

Ryan Patrick T · CIK 0001304235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 488 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2021, 2022, 2023 and 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.