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AMG

AFFILIATED MANAGERS GROUP, INC.

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Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2021 Filed Mar 9, 2021 23:08 UTC
Horgen Jay C.Director · President and CEO
GrantStock Units · Derivative 47,988 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009927 · form4.xml · derivative · entry 4

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,988

Underlying: Common Stock · 47,988 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects the initial tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2021 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F3 · derivative.exercise_date: Reflects the initial tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2021 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F3 · derivative.expiration_date: Reflects the initial tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2021 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:08 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 7,778 $139.31 $1,083,553.18
Disclosure

SEC source: 0001127602-21-009927 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,546

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the settlement of the awards described above.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:08 UTC
Horgen Jay C.Director · President and CEO
GrantCommon Stock 19,298 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009927 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,324

F1 · shares: Awards granted in January 2017 and 2018, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:06 UTC
Wojcik Thomas MChief Financial Officer
GrantStock Units · Derivative 5,958 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009926 · form4.xml · derivative · entry 2

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,958

Underlying: Common Stock · 5,958 shares

Expires not disclosed

F2 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:06 UTC
Wojcik Thomas MChief Financial Officer
GrantStock Units · Derivative 4,922 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009926 · form4.xml · derivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,922

Underlying: Common Stock · 4,922 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects the initial tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2021 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F1 · derivative.exercise_date: Reflects the initial tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2021 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F1 · derivative.expiration_date: Reflects the initial tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2021 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 13:29 UTC PurchaseCommon Stock 2,500 $145.53 $363,825.00
Disclosure

SEC source: 0001127602-21-005101 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · price: Reflects the price paid for shares purchased on the open market.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 13:30 UTC
Horgen Jay C.Director · President and CEO
PurchaseCommon Stock 4,000 $136.23 $544,920.00
Disclosure

SEC source: 0001127602-21-004799 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,026

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $136.00 to $137.67. Specific transaction details will be provided to the SEC upon request.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:52 UTC GrantStock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004740 · form4.xml · derivative · entry 2

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

Underlying: Common Stock · 833 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:52 UTC GrantDirector Stock Option (Right to Buy) · Derivative 636 $0.00 Strike: $132.10 $0.00
Disclosure

SEC source: 0001127602-21-004740 · form4.xml · derivative · entry 1

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 636 shares

Expires 2028-02-08

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:49 UTC GrantStock Units · Derivative 985 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004733 · form4.xml · derivative · entry 2

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985

Underlying: Common Stock · 985 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:49 UTC GrantDirector Stock Option (Right to Buy) · Derivative 636 $0.00 Strike: $132.10 $0.00
Disclosure

SEC source: 0001127602-21-004733 · form4.xml · derivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 636 shares

Expires 2028-02-08

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:50 UTC GrantStock Units · Derivative 1,458 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004735 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock · 1,458 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:50 UTC GrantDirector Stock Option (Right to Buy) · Derivative 636 $0.00 Strike: $132.10 $0.00
Disclosure

SEC source: 0001127602-21-004735 · form4.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 636 shares

Expires 2028-02-08

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:48 UTC GrantStock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004727 · form4.xml · derivative · entry 2

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:48 UTC GrantDirector Stock Option (Right to Buy) · Derivative 636 $0.00 Strike: $132.10 $0.00
Disclosure

SEC source: 0001127602-21-004727 · form4.xml · derivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 636 shares

Expires 2028-02-08

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:46 UTC GrantStock Units · Derivative 883 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004724 · form4.xml · derivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 883

Underlying: Common Stock · 883 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:46 UTC GrantDirector Stock Option (Right to Buy) · Derivative 636 $0.00 Strike: $132.10 $0.00
Disclosure

SEC source: 0001127602-21-004724 · form4.xml · derivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 636 shares

Expires 2028-02-08

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:44 UTC GrantStock Units · Derivative 954 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004721 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Common Stock · 954 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:44 UTC GrantDirector Stock Option (Right to Buy) · Derivative 636 $0.00 Strike: $132.10 $0.00
Disclosure

SEC source: 0001127602-21-004721 · form4.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 636 shares

Expires 2028-02-08

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of March 5, 2022, 2023, 2024 and 2025.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:22 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionStock Units · Derivative 609 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000751 · form4.xml · derivative · entry 3

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

Underlying: Common Stock · 609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · balance_after: 1,387 restricted stock units (RSUs) previously reported as common stock are now being reported in Table II as derivative securities. The RSUs vest from 2022 to 2023.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:22 UTC
Billings David M.General Counsel and Secretary
Tax withholdingCommon Stock 973 $101.70 $98,954.10
Disclosure

SEC source: 0001127602-21-000751 · form4.xml · nonDerivative · entry 2

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,063

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:22 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionCommon Stock 609 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000751 · form4.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · balance_after: 1,387 restricted stock units (RSUs) previously reported as common stock are now being reported in Table II as derivative securities. The RSUs vest from 2022 to 2023.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:24 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionStock Units · Derivative 5,792 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000759 · form4.xml · derivative · entry 4

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,523

Underlying: Common Stock · 5,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · balance_after: 8,147 restricted stock units (RSUs) previously reported as common stock are now being reported in Table II as derivative securities. The RSUs vest from 2022 to 2023.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:24 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 8,286 $101.70 $842,686.20
Disclosure

SEC source: 0001127602-21-000759 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,026

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:24 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionCommon Stock 5,792 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000759 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · balance_after: 8,147 restricted stock units (RSUs) previously reported as common stock are now being reported in Table II as derivative securities. The RSUs vest from 2022 to 2023.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:07 UTC
Earle GlennDirector
Exercise / conversionStock Units · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000699 · form4.xml · derivative · entry 3

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Stock · 559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:07 UTC
Earle GlennDirector
Tax withholdingCommon Stock 43 $101.70 $4,373.10
Disclosure

SEC source: 0001127602-21-000699 · form4.xml · nonDerivative · entry 2

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,113

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

F3 · balance_after: Balance includes seven shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:07 UTC
Earle GlennDirector
Exercise / conversionCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000699 · form4.xml · nonDerivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:13 UTC Exercise / conversionStock Units · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000722 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

Underlying: Common Stock · 559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:13 UTC Exercise / conversionCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000722 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F2 · balance_after: Balance includes seven shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:18 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionStock Units · Derivative 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000737 · form4.xml · derivative · entry 3

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,041

Underlying: Common Stock · 2,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · balance_after: 11,115 restricted stock units (RSUs) previously reported as common stock are now being reported in Table II as derivative securities. The RSUs vest from 2022 to 2023.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:18 UTC
Wojcik Thomas MChief Financial Officer
Tax withholdingCommon Stock 6,785 $101.70 $690,034.50
Disclosure

SEC source: 0001127602-21-000737 · form4.xml · nonDerivative · entry 2

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,239

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:18 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionCommon Stock 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000737 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.

F2 · balance_after: 11,115 restricted stock units (RSUs) previously reported as common stock are now being reported in Table II as derivative securities. The RSUs vest from 2022 to 2023.

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January 01, 2021 Filed Jan 5, 2021 22:09 UTC Exercise / conversionStock Units · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000707 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,809

Underlying: Common Stock · 559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

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January 01, 2021 Filed Jan 5, 2021 22:09 UTC Exercise / conversionCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000707 · form4.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F2 · balance_after: Balance includes seven shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

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January 01, 2021 Filed Jan 5, 2021 22:04 UTC Exercise / conversionStock Units · Derivative 439 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000687 · form4.xml · derivative · entry 3

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,423

Underlying: Common Stock · 439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

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January 01, 2021 Filed Jan 5, 2021 22:04 UTC Tax withholdingCommon Stock 34 $101.70 $3,457.80
Disclosure

SEC source: 0001127602-21-000687 · form4.xml · nonDerivative · entry 2

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards.

F3 · balance_after: Balance includes four shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

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January 01, 2021 Filed Jan 5, 2021 22:04 UTC Exercise / conversionCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000687 · form4.xml · nonDerivative · entry 1

Yerburgh Karen · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2018-2024.

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October 27, 2020 Filed Oct 29, 2020 21:04 UTC GrantStock Units · Derivative 761 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-027663 · form4.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761

Underlying: Common Stock · 761 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F1 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F1 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

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October 27, 2020 Filed Oct 29, 2020 21:06 UTC GrantStock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-027665 · form4.xml · derivative · entry 2

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

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October 27, 2020 Filed Oct 29, 2020 21:06 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,029 $0.00 Strike: $76.89 $0.00
Disclosure

SEC source: 0001127602-20-027665 · form4.xml · derivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,029

Underlying: Common Stock · 2,029 shares

Expires 2027-10-27

F1 · derivative.exercise_date: This option is exercisable in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

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October 27, 2020 Filed Oct 29, 2020 21:03 UTC
Earle GlennDirector
GrantStock Units · Derivative 85 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-027660 · form4.xml · derivative · entry 1

Earle Glenn · CIK 0001639226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F1 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F1 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

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October 27, 2020 Filed Oct 29, 2020 21:01 UTC GrantStock Units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-027659 · form4.xml · derivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F1 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F1 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

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October 27, 2020 Filed Oct 29, 2020 20:59 UTC GrantStock Units · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-027656 · form4.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124

Underlying: Common Stock · 124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F1 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

F1 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of January 1, 2022, 2023, 2024 and 2025.

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September 15, 2020 Filed Sep 15, 2020 20:41 UTC PurchaseCommon Stock 1,000 $65.25 $65,250.00
Disclosure

SEC source: 0001127602-20-025113 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,069

F1 · price: Reflects the price paid for shares purchased on the open market.

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September 09, 2020 Filed Sep 10, 2020 12:06 UTC PurchaseCommon Stock 1,469 $68.46 $100,567.74
Disclosure

SEC source: 0001127602-20-024864 · form4.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469

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September 04, 2020 Filed Sep 8, 2020 12:01 UTC PurchaseCommon Stock 5,000 $70.16 $350,800.00
Disclosure

SEC source: 0001127602-20-024771 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $69.65 to $71.66. Specific transaction details will be provided to the SEC upon request.

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September 03, 2020 Filed Sep 3, 2020 20:35 UTC PurchaseCommon Stock 1,000 $71.99 $71,990.00
Disclosure

SEC source: 0001127602-20-024710 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,069

F1 · price: Reflects the price paid for shares purchased on the open market.

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September 01, 2020 Filed Sep 1, 2020 21:10 UTC
Horgen Jay C.Director · President and CEO
PurchaseCommon Stock 5,000 $67.90 $339,500.00
Disclosure

SEC source: 0001127602-20-024577 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,667

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $67.44 to $68.35. Specific transaction details will be provided to the SEC upon request.

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July 28, 2020 Filed Jul 31, 2020 00:08 UTC GrantStock Units · Derivative 2,342 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022344 · form4.xml · derivative · entry 2

Byrne Samuel T · CIK 0001474915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Underlying: Common Stock · 2,342 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

F2 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of August 15, 2021, 2022, 2023 and 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.