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AMD

ADVANCED MICRO DEVICES INC

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2796
SEC CIK
0000002488
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2,069

Last 12 months

Inside the activity.

0 purchase rows · 212 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025020
Dec 2025013
Jan 202601
Feb 2026024
Mar 202609
Apr 202604
May 2026034
Jun 2026029
Jul 202601
Aug 2026046
Sep 2026031
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2013 Filed Nov 12, 2013 19:42 UTC
YAHIA AHMEDDirector
Tax withholdingCommon Stock 7,820 $3.28 $25,649.60
Disclosure

SEC source: 0001561348-13-000002 · edgar.xml · nonDerivative · entry 2

YAHIA AHMED · CIK 0001561348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,260

Read SEC document
November 07, 2013 Filed Nov 12, 2013 19:42 UTC
YAHIA AHMEDDirector
Exercise / conversionCommon Stock 30,080 $0.00 $0.00
Disclosure

SEC source: 0001561348-13-000002 · edgar.xml · nonDerivative · entry 1

YAHIA AHMED · CIK 0001561348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: 142,000,000 shares of common stock of Advanced Micro Devices, Inc. ("AMD") are beneficially owned by West Coast Hitech, L.P., a Cayman Islands limited partnership, of which West Coast Hitech G.P., Ltd., a Cayman Islands corporation and wholly-owned subsidiary of Mubadala Development Company PJSC ("Mubadala"), is the general partner. The shares include warrants to purchase an additional 35,000,000 shares of common stock of AMD at an exercise price of $0.01 per share held by West Coast Hitech L.P. The warrants are currently exercisable and have a ten-year term. The reporting person is the Executive Director of the Mubadala Industry business unit of Mubadala.

Read SEC document
November 07, 2013 Filed Mar 10, 2014 20:22 UTC
YAHIA AHMEDDirector
Exercise / conversionRestricted Stock Units · Derivative 30,080 $0.00 $0.00
Disclosure

SEC source: 0000947871-14-000137 · ss205386_4.xml · derivative · entry 3

YAHIA AHMED · CIK 0001561348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,080 shares

Expires 2019-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
November 07, 2013 Filed Mar 10, 2014 20:22 UTC
YAHIA AHMEDDirector
Tax withholdingCommon Stock 7,820 $3.28 $25,649.60
Disclosure

SEC source: 0000947871-14-000137 · ss205386_4.xml · nonDerivative · entry 2

YAHIA AHMED · CIK 0001561348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,260

Read SEC document
November 07, 2013 Filed Mar 10, 2014 20:22 UTC
YAHIA AHMEDDirector
Exercise / conversionCommon Stock 30,080 $0.00 $0.00
Disclosure

SEC source: 0000947871-14-000137 · ss205386_4.xml · nonDerivative · entry 1

YAHIA AHMED · CIK 0001561348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: 141,906,166 shares of common stock of Advanced Micro Devices, Inc. ("AMD") are beneficially owned by West Coast Hitech, L.P., a Cayman Islands limited partnership, of which West Coast Hitech G.P., Ltd., a Cayman Islands corporation and wholly owned subsidiary of Mubadala Development Company PJSC ("Mubadala"), is the general partner. The reporting person is the Executive Director of the Mubadala Industry business unit of Mubadala, and he disclaims beneficial ownership of the shares owned by West Coast Hitech, L.P.

Read SEC document
November 07, 2013 Filed Mar 19, 2014 21:11 UTC Amendment
YAHIA AHMEDDirector
Exercise / conversionCommon Stock 30,080 $0.00 $0.00
Disclosure

SEC source: 0001561348-14-000001 · edgar.xml · nonDerivative · entry 1

YAHIA AHMED · CIK 0001561348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 amends Forms 4 filed on November 12, 2013 and March 10, 2014. This information is being re-reported to gain access to the EDGAR filing system.

F2 · security: 141,906,166 shares of common stock of Advanced Micro Devices, Inc. ("AMD") are beneficially owned by West Coast Hitech, L.P., a Cayman Islands limited partnership, of which West Coast Hitech G.P., Ltd., a Cayman Islands corporation and wholly-owned subsidiary of Mubadala Development Company PJSC ("Mubadala"), is the general partner. The reporting person is the CEO, Technology and Industry business unit of Mubadala and he disclaims beneficial ownership of the shares owned by West Coast Hitech, L.P.

Read SEC document
August 25, 2013 Filed Aug 27, 2013 22:17 UTC
READ RORY PDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 239,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528597-13-000003 · edgar.xml · derivative · entry 3

READ RORY P · CIK 0001528597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,000

Underlying: Common Stock · 239,000 shares

Expires 2018-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2013 Filed Aug 27, 2013 22:17 UTC
READ RORY PDirector · President and CEO
Tax withholdingCommon Stock 96,235 $3.65 $351,257.75
Disclosure

SEC source: 0001528597-13-000003 · edgar.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,295

Read SEC document
August 25, 2013 Filed Aug 27, 2013 22:17 UTC
READ RORY PDirector · President and CEO
Exercise / conversionCommon Stock 239,000 $0.00 $0.00
Disclosure

SEC source: 0001528597-13-000003 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:45 UTC
Papermaster Mark DSVP & Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 27,893 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000021 · edgar.xml · derivative · entry 3

Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,786

Underlying: Common Stock · 27,893 shares

Expires 2019-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:45 UTC
Papermaster Mark DSVP & Chief Technology Officer
Tax withholdingCommon Stock 10,482 $3.65 $38,259.30
Disclosure

SEC source: 0000002488-13-000021 · edgar.xml · nonDerivative · entry 2

Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,403

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:45 UTC
Papermaster Mark DSVP & Chief Technology Officer
Exercise / conversionCommon Stock 27,893 $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000021 · edgar.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:46 UTC
Su Lisa TSVP, GM Global Business Units
Exercise / conversionRestricted Stock Units · Derivative 27,893 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000022 · edgar.xml · derivative · entry 2

Su Lisa T · CIK 0001405109 · SVP, GM Global Business Units

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,786

Underlying: Common Stock · 27,893 shares

Expires 2019-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:46 UTC
Su Lisa TSVP, GM Global Business Units
Exercise / conversionCommon Stock 27,893 $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000022 · edgar.xml · nonDerivative · entry 1

Su Lisa T · CIK 0001405109 · SVP, GM Global Business Units

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:31 UTC
WOLIN HARRY ASVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 25,452 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001273666-13-000004 · edgar.xml · derivative · entry 3

WOLIN HARRY A · CIK 0001273666 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,905

Underlying: Common Stock · 25,452 shares

Expires 2019-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:31 UTC
WOLIN HARRY ASVP, General Counsel
Tax withholdingCommon Stock 6,961 $3.65 $25,407.65
Disclosure

SEC source: 0001273666-13-000004 · edgar.xml · nonDerivative · entry 2

WOLIN HARRY A · CIK 0001273666 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,133

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:31 UTC
WOLIN HARRY ASVP, General Counsel
Exercise / conversionCommon Stock 25,452 $0.00 $0.00
Disclosure

SEC source: 0001273666-13-000004 · edgar.xml · nonDerivative · entry 1

WOLIN HARRY A · CIK 0001273666 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:28 UTC
READ RORY PDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 90,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528597-13-000002 · edgar.xml · derivative · entry 3

READ RORY P · CIK 0001528597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,305

Underlying: Common Stock · 90,652 shares

Expires 2019-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:28 UTC
READ RORY PDirector · President and CEO
Tax withholdingCommon Stock 24,793 $3.65 $90,494.45
Disclosure

SEC source: 0001528597-13-000002 · edgar.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,530

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:28 UTC
READ RORY PDirector · President and CEO
Exercise / conversionCommon Stock 90,652 $0.00 $0.00
Disclosure

SEC source: 0001528597-13-000002 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 6,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001558880-13-000004 · edgar.xml · derivative · entry 4

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,946

Underlying: Common Stock · 6,973 shares

Expires 2019-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:24 UTC Tax withholdingCommon Stock 2,620 $3.65 $9,563.00
Disclosure

SEC source: 0001558880-13-000004 · edgar.xml · nonDerivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,415

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:24 UTC Exercise / conversionCommon Stock 6,973 $0.00 $0.00
Disclosure

SEC source: 0001558880-13-000004 · edgar.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:22 UTC
BYRNE JOHNSVP, CSO
Exercise / conversionRestricted Stock Units · Derivative 29,515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001555802-13-000004 · edgar.xml · derivative · entry 4

BYRNE JOHN · CIK 0001555802 · SVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,032

Underlying: Common Stock · 29,515 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:22 UTC
BYRNE JOHNSVP, CSO
Exercise / conversionRestricted Stock Units · Derivative 13,946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001555802-13-000004 · edgar.xml · derivative · entry 3

BYRNE JOHN · CIK 0001555802 · SVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,893

Underlying: Common Stock · 13,946 shares

Expires 2019-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:22 UTC
BYRNE JOHNSVP, CSO
Tax withholdingCommon Stock 11,886 $3.65 $43,383.90
Disclosure

SEC source: 0001555802-13-000004 · edgar.xml · nonDerivative · entry 2

BYRNE JOHN · CIK 0001555802 · SVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,910

Read SEC document
August 09, 2013 Filed Aug 13, 2013 20:22 UTC
BYRNE JOHNSVP, CSO
Exercise / conversionCommon Stock 43,461 $0.00 $0.00
Disclosure

SEC source: 0001555802-13-000004 · edgar.xml · nonDerivative · entry 1

BYRNE JOHN · CIK 0001555802 · SVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2013 Filed Jul 24, 2013 23:39 UTC
Papermaster Mark DSVP & Chief Technology Officer
GrantPRSU Award · Derivative 225,000 $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000019 · edgar.xml · derivative · entry 3

Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.exercise_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.expiration_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F4 · derivative.underlying_shares: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

Read SEC document
July 22, 2013 Filed Jul 24, 2013 23:39 UTC
Papermaster Mark DSVP & Chief Technology Officer
GrantRSU Award · Derivative 112,500 $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000019 · edgar.xml · derivative · entry 2

Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2020-07-22

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: This award vests 1/3 on each of August 9, 2014, August 9, 2015 and August 9, 2016.

Read SEC document
July 22, 2013 Filed Jul 24, 2013 23:39 UTC
Papermaster Mark DSVP & Chief Technology Officer
GrantStock Option Grant · Derivative 270,497 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000002488-13-000019 · edgar.xml · derivative · entry 1

Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,497

Underlying: Common Stock · 270,497 shares

Expires 2020-07-22

F1 · derivative.exercise_date: This option vests 33 1/3% on June 17, 2014 and 8.33% per quarter over the next eight following quarters.

Read SEC document
July 22, 2013 Filed Jul 25, 2013 00:26 UTC
Su Lisa TSVP, GM Global Business Units
GrantPRSU Award · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000020 · edgar.xml · derivative · entry 3

Su Lisa T · CIK 0001405109 · SVP, GM Global Business Units

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.exercise_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.expiration_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F4 · derivative.underlying_shares: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

Read SEC document
July 22, 2013 Filed Jul 25, 2013 00:26 UTC
Su Lisa TSVP, GM Global Business Units
GrantRSU Award · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000020 · edgar.xml · derivative · entry 2

Su Lisa T · CIK 0001405109 · SVP, GM Global Business Units

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2020-07-22

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: This award vests 1/3 on each of August 9, 2014, August 9, 2015 and August 9, 2016.

Read SEC document
July 22, 2013 Filed Jul 25, 2013 00:26 UTC
Su Lisa TSVP, GM Global Business Units
GrantStock Option Grant · Derivative 300,553 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000002488-13-000020 · edgar.xml · derivative · entry 1

Su Lisa T · CIK 0001405109 · SVP, GM Global Business Units

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,553

Underlying: Common Stock · 300,553 shares

Expires 2020-07-22

F1 · derivative.exercise_date: This option vests 33 1/3% on June 17, 2014 and 8.33% per quarter over the next eight quarters.

Read SEC document
July 22, 2013 Filed Jul 24, 2013 23:32 UTC
WOLIN HARRY ASVP, GC & Secretary
GrantPRSU Award · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001273666-13-000003 · edgar.xml · derivative · entry 3

WOLIN HARRY A · CIK 0001273666 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 162,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.exercise_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.expiration_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F4 · derivative.underlying_shares: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

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July 22, 2013 Filed Jul 24, 2013 23:32 UTC
WOLIN HARRY ASVP, GC & Secretary
GrantRSU Award · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001273666-13-000003 · edgar.xml · derivative · entry 2

WOLIN HARRY A · CIK 0001273666 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 81,250 shares

Expires 2020-07-22

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: This award vests 1/3 on each of August 9, 2014, August 9, 2015 and August 9, 2016.

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July 22, 2013 Filed Jul 24, 2013 23:32 UTC
WOLIN HARRY ASVP, GC & Secretary
GrantStock Option Grant · Derivative 195,359 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001273666-13-000003 · edgar.xml · derivative · entry 1

WOLIN HARRY A · CIK 0001273666 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,359

Underlying: Common Stock · 195,359 shares

Expires 2020-07-22

F1 · derivative.exercise_date: This option vests 33 1/3% on June 17, 2014 and 8.33% per quarter over the next eight quarters.

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July 22, 2013 Filed Jul 24, 2013 23:29 UTC
READ RORY PDirector · President and CEO
GrantPRSU Award · Derivative 812,500 $0.00 $0.00
Disclosure

SEC source: 0001528597-13-000001 · edgar.xml · derivative · entry 3

READ RORY P · CIK 0001528597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,500

Underlying: Common Stock · 812,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.exercise_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.expiration_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F4 · derivative.underlying_shares: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

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July 22, 2013 Filed Jul 24, 2013 23:29 UTC
READ RORY PDirector · President and CEO
GrantRSU Award · Derivative 406,250 $0.00 $0.00
Disclosure

SEC source: 0001528597-13-000001 · edgar.xml · derivative · entry 2

READ RORY P · CIK 0001528597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,250

Underlying: Common Stock · 406,250 shares

Expires 2020-07-22

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: This award vests 1/3 on each of August 9, 2014, August 9, 2015 and August 9, 2016.

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July 22, 2013 Filed Jul 24, 2013 23:29 UTC
READ RORY PDirector · President and CEO
GrantStock Option Grant · Derivative 976,797 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001528597-13-000001 · edgar.xml · derivative · entry 1

READ RORY P · CIK 0001528597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,797

Underlying: Common Stock · 976,797 shares

Expires 2020-07-22

F1 · derivative.exercise_date: This option vests 33 1/3% on June 17, 2014 and 8.33% per quarter over the next eight quarters.

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July 22, 2013 Filed Jul 24, 2013 23:31 UTC
BYRNE JOHNSVP, CSO
GrantPRSU Award · Derivative 225,000 $0.00 $0.00
Disclosure

SEC source: 0001555802-13-000003 · edgar.xml · derivative · entry 3

BYRNE JOHN · CIK 0001555802 · SVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.exercise_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.expiration_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F4 · derivative.underlying_shares: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

Read SEC document
July 22, 2013 Filed Jul 24, 2013 23:31 UTC
BYRNE JOHNSVP, CSO
GrantStock Option Grant · Derivative 270,497 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001555802-13-000003 · edgar.xml · derivative · entry 1

BYRNE JOHN · CIK 0001555802 · SVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,497

Underlying: Common Stock · 270,497 shares

Expires 2020-07-22

F1 · derivative.exercise_date: This option vests 33 1/3% on June 17, 2014 and 8.33% per quarter over the next eight quarters.

Read SEC document
July 22, 2013 Filed Jul 24, 2013 23:40 UTC GrantPRSU Award · Derivative 212,500 $0.00 $0.00
Disclosure

SEC source: 0001558880-13-000003 · edgar.xml · derivative · entry 3

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,500

Underlying: Common Stock · 212,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.exercise_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F5 · derivative.expiration_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

F4 · derivative.underlying_shares: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile.

Read SEC document
July 22, 2013 Filed Jul 24, 2013 23:40 UTC GrantRSU Award · Derivative 106,250 $0.00 $0.00
Disclosure

SEC source: 0001558880-13-000003 · edgar.xml · derivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,250

Underlying: Common Stock · 106,250 shares

Expires 2020-07-22

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: This award vests 1/3 on each of August 9, 2014, August 9, 2015 and August 9, 2016.

Read SEC document
July 22, 2013 Filed Jul 24, 2013 23:40 UTC GrantStock Option Grant · Derivative 225,470 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001558880-13-000003 · edgar.xml · derivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,470

Underlying: Common Stock · 225,470 shares

Expires 2020-07-22

F1 · derivative.exercise_date: This option vests 33 1/3% on June 17, 2014 and 8.33% per quarter over the next eight quarters.

Read SEC document
May 20, 2013 Filed May 22, 2013 15:55 UTC Exercise / conversionRestricted Stock Units · Derivative 9,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000018 · edgar.xml · derivative · entry 2

BARNES W MICHAEL · CIK 0001268069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,377 shares

Expires 2017-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 20, 2013 Filed May 22, 2013 15:55 UTC Exercise / conversionCommon Stock 9,377 $0.00 $0.00
Disclosure

SEC source: 0000002488-13-000018 · edgar.xml · nonDerivative · entry 1

BARNES W MICHAEL · CIK 0001268069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2013 Filed May 22, 2013 15:57 UTC Exercise / conversionRestricted Stock Units · Derivative 9,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179702-13-000007 · edgar.xml · derivative · entry 2

EBERHART PAULETT · CIK 0001179702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,377 shares

Expires 2017-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2013 Filed May 22, 2013 15:57 UTC Exercise / conversionCommon Stock 9,377 $0.00 $0.00
Disclosure

SEC source: 0001179702-13-000007 · edgar.xml · nonDerivative · entry 1

EBERHART PAULETT · CIK 0001179702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2013 Filed May 22, 2013 15:56 UTC Exercise / conversionRestricted Stock Units · Derivative 18,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001403694-13-000006 · edgar.xml · derivative · entry 2

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,754 shares

Expires 2017-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2013 Filed May 22, 2013 15:56 UTC Exercise / conversionCommon Stock 18,754 $0.00 $0.00
Disclosure

SEC source: 0001403694-13-000006 · edgar.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.