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ADVANCED MICRO DEVICES INC

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2796
SEC CIK
0000002488
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2,069

Last 12 months

Inside the activity.

0 purchase rows · 212 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025020
Dec 2025013
Jan 202601
Feb 2026024
Mar 202609
Apr 202604
May 2026034
Jun 2026029
Jul 202601
Aug 2026046
Sep 2026031
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2020 Filed May 19, 2020 20:45 UTC
Denzel NoraDirector
Exercise / conversionRestricted Stock Units · Derivative 6,661 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000076 · wf-form4_158992108843314.xml · derivative · entry 2

Denzel Nora · CIK 0001418351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · derivative.exercise_date: The RSUs vest 100% on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest 100% on the first anniversary of the date of grant.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:45 UTC
Denzel NoraDirector
Exercise / conversionCommon Stock 6,661 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000076 · wf-form4_158992108843314.xml · nonDerivative · entry 1

Denzel Nora · CIK 0001418351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:47 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000077 · wf-form4_158992120301870.xml · derivative · entry 3

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F4 · derivative.exercise_date: The RSUs vest 100% on the first anniversary of the date of grant.

F4 · derivative.expiration_date: The RSUs vest 100% on the first anniversary of the date of grant.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:47 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000077 · wf-form4_158992120301870.xml · nonDerivative · entry 1

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 442 shares of common stock purchased under AMD's Employee Stock Purchase Plan, on May 8, 2020, in an exempt transaction.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:22 UTC
Papermaster Mark DChief Technology Officer & EVP
Exercise / conversionStock Option Grant · Derivative 43,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000002488-20-000079 · wf-form4_158992331645862.xml · derivative · entry 3

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,277

Underlying: Common Stock · 43,000 shares

Expires 2021-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests 33 1/3% on August 12, 2015 and 8 1/3% per quarter over the next eight following quarters.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:22 UTC
Papermaster Mark DChief Technology Officer & EVP
SaleCommon Stock 43,000 $53.71 $2,309,530.00
Disclosure

SEC source: 0000002488-20-000079 · wf-form4_158992331645862.xml · nonDerivative · entry 2

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,280

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $53.32 to $54.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:22 UTC
Papermaster Mark DChief Technology Officer & EVP
Exercise / conversionCommon Stock 43,000 $4.08 $175,440.00
Disclosure

SEC source: 0000002488-20-000079 · wf-form4_158992331645862.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

Read SEC document
May 13, 2020 Filed Feb 5, 2021 21:45 UTC
Su Lisa TDirector · President & CEO
GiftCommon Stock 24,188 $0.00 $0.00
Disclosure

SEC source: 0000002488-21-000021 · wf-form5_161256153690439.xml · nonDerivative · entry 1

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,682,852

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionStock Option · Derivative 62,764 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000002488-20-000070 · wf-form4_158948722950105.xml · derivative · entry 4

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,529

Underlying: Common Stock · 62,764 shares

Expires 2021-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests 33 1/3% on August 12, 2015 and 8 1/3% per quarter over the next eight following quarters.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
SaleCommon Stock 25,707 $56.06 $1,441,134.42
Disclosure

SEC source: 0000002488-20-000070 · wf-form4_158948722950105.xml · nonDerivative · entry 3

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,013

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

F4 · price: Transaction executed in multiple trades at prices ranging from $55.78 to $56.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
SaleCommon Stock 37,057 $55.42 $2,053,698.94
Disclosure

SEC source: 0000002488-20-000070 · wf-form4_158948722950105.xml · nonDerivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,720

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $54.77 to $55.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:14 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionCommon Stock 62,764 $4.08 $256,077.12
Disclosure

SEC source: 0000002488-20-000070 · wf-form4_158948722950105.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:19 UTC
Su Lisa TDirector · President & CEO
Exercise / conversionStock Option · Derivative 150,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000002488-20-000072 · wf-form4_158948755072575.xml · derivative · entry 5

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,999

Underlying: Common Stock · 150,000 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option vests 33 1/3% on October 8, 2015 and 8 1/3% per quarter over the next eight following quarters.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:19 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 39,547 $55.97 $2,213,445.59
Disclosure

SEC source: 0000002488-20-000072 · wf-form4_158948755072575.xml · nonDerivative · entry 4

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,603,670

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F5 · price: Transaction executed in multiple trades at prices ranging from $55.84 to $56.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:19 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 92,517 $55.43 $5,128,217.31
Disclosure

SEC source: 0000002488-20-000072 · wf-form4_158948755072575.xml · nonDerivative · entry 3

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,643,217

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F4 · price: Transaction executed in multiple trades at prices ranging from $54.84 to $55.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:19 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 17,936 $54.25 $973,028.00
Disclosure

SEC source: 0000002488-20-000072 · wf-form4_158948755072575.xml · nonDerivative · entry 2

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735,734

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $53.83 to $54.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:19 UTC
Su Lisa TDirector · President & CEO
Exercise / conversionCommon Stock 150,000 $2.80 $420,000.00
Disclosure

SEC source: 0000002488-20-000072 · wf-form4_158948755072575.xml · nonDerivative · entry 1

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:10 UTC GrantRSU Award · Derivative 3,994 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000053 · wf-form4_158922779538410.xml · derivative · entry 1

HOUSEHOLDER JOSEPH A · CIK 0001361347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

Underlying: Common Stock · 3,994 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F2 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:12 UTC
Denzel NoraDirector
GrantRSU Award · Derivative 3,994 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000055 · wf-form4_158922794914409.xml · derivative · entry 1

Denzel Nora · CIK 0001418351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

Underlying: Common Stock · 3,994 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F2 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:16 UTC GrantRSU Award · Derivative 3,994 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000057 · wf-form4_158922815947028.xml · derivative · entry 1

DURCAN DERMOT MARK · CIK 0001202358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

Underlying: Common Stock · 3,994 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2020 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:18 UTC GrantRSU Award · Derivative 1,997 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000059 · wf-form4_158922831783665.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

Underlying: Common Stock · 1,997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2020 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:23 UTC GrantRSU Award · Derivative 5,991 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000061 · wf-form4_158922858378715.xml · derivative · entry 1

CALDWELL JOHN EDWARD · CIK 0001378427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,991

Underlying: Common Stock · 5,991 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2020 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:30 UTC GrantRSU Award · Derivative 3,994 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000063 · wf-form4_158922899840826.xml · derivative · entry 1

TALWALKAR ABHIJIT Y · CIK 0001316065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

Underlying: Common Stock · 3,994 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2020 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:34 UTC GrantRSU Award · Derivative 3,994 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000065 · wf-form4_158922927270922.xml · derivative · entry 1

MARREN JOHN W · CIK 0001180380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

Underlying: Common Stock · 3,994 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2020 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 20:18 UTC Exercise / conversionStock Option Grant · Derivative 37,500 $0.00 Strike: $2.61 $0.00
Disclosure

SEC source: 0000002488-20-000044 · wf-form4_158758671188987.xml · derivative · entry 4

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,678

Underlying: Common Stock · 37,500 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested 33 1/3% on November 15, 2015 and vests 8 1/3% per quarter over the next eight following quarters.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 20:18 UTC SaleCommon Stock 58,141 $57.23 $3,327,409.43
Disclosure

SEC source: 0000002488-20-000044 · wf-form4_158758671188987.xml · nonDerivative · entry 3

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,100

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

F4 · price: Transaction executed in multiple trades at prices ranging from $56.95 to $57.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 20:18 UTC SaleCommon Stock 16,859 $56.46 $951,859.14
Disclosure

SEC source: 0000002488-20-000044 · wf-form4_158758671188987.xml · nonDerivative · entry 2

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,241

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $55.94 to $56.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 20:18 UTC Exercise / conversionCommon Stock 37,500 $2.61 $97,875.00
Disclosure

SEC source: 0000002488-20-000044 · wf-form4_158758671188987.xml · nonDerivative · entry 1

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:52 UTC
Papermaster Mark DChief Technology Officer & EVP
Exercise / conversionStock Option Grant · Derivative 43,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000002488-20-000042 · wf-form4_158715670639978.xml · derivative · entry 3

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,277

Underlying: Common Stock · 43,000 shares

Expires 2021-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests 33 1/3% on August 12, 2015 and 8 1/3% per quarter over the next eight following quarters.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:52 UTC
Papermaster Mark DChief Technology Officer & EVP
SaleCommon Stock 43,000 $53.84 $2,315,120.00
Disclosure

SEC source: 0000002488-20-000042 · wf-form4_158715670639978.xml · nonDerivative · entry 2

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,280

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $53.44 to $54.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:52 UTC
Papermaster Mark DChief Technology Officer & EVP
Exercise / conversionCommon Stock 43,000 $4.08 $175,440.00
Disclosure

SEC source: 0000002488-20-000042 · wf-form4_158715670639978.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:08 UTC
Su Lisa TDirector · President & CEO
Exercise / conversionStock Option · Derivative 150,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000002488-20-000031 · wf-form4_158404369394439.xml · derivative · entry 5

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,999

Underlying: Common Stock · 150,000 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option vests 33 1/3% on October 8, 2015 and 8 1/3% per quarter over the next eight following quarters.

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March 10, 2020 Filed Mar 12, 2020 20:08 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 6,958 $45.30 $315,197.40
Disclosure

SEC source: 0000002488-20-000031 · wf-form4_158404369394439.xml · nonDerivative · entry 4

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,603,670

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F5 · price: Transaction executed in multiple trades at prices ranging from $45.25 to $45.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 10, 2020 Filed Mar 12, 2020 20:08 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 97,765 $44.75 $4,374,983.75
Disclosure

SEC source: 0000002488-20-000031 · wf-form4_158404369394439.xml · nonDerivative · entry 3

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,610,628

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F4 · price: Transaction executed in multiple trades at prices ranging from $44.25 to $45.24 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 10, 2020 Filed Mar 12, 2020 20:08 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 45,277 $43.95 $1,989,924.15
Disclosure

SEC source: 0000002488-20-000031 · wf-form4_158404369394439.xml · nonDerivative · entry 2

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,708,393

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $43.25 to $44.24 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 10, 2020 Filed Mar 12, 2020 20:08 UTC
Su Lisa TDirector · President & CEO
Exercise / conversionCommon Stock 150,000 $2.80 $420,000.00
Disclosure

SEC source: 0000002488-20-000031 · wf-form4_158404369394439.xml · nonDerivative · entry 1

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

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March 03, 2020 Filed Mar 5, 2020 21:45 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionStock Option · Derivative 62,764 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000002488-20-000029 · wf-form4_158344472577973.xml · derivative · entry 4

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,293

Underlying: Common Stock · 62,764 shares

Expires 2021-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests 33 1/3% on August 15, 2015 and 8 1/3% per quarter over the next eight following quarters.

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March 03, 2020 Filed Mar 5, 2020 21:45 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
SaleCommon Stock 3,736 $49.21 $183,848.56
Disclosure

SEC source: 0000002488-20-000029 · wf-form4_158344472577973.xml · nonDerivative · entry 3

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,013

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

F4 · price: Transaction executed in multiple trades at prices ranging from $49.14 to $49.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 03, 2020 Filed Mar 5, 2020 21:45 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
SaleCommon Stock 59,028 $48.79 $2,879,976.12
Disclosure

SEC source: 0000002488-20-000029 · wf-form4_158344472577973.xml · nonDerivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,749

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $48.11 to $49.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 03, 2020 Filed Mar 5, 2020 21:45 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionCommon Stock 62,764 $4.08 $256,077.12
Disclosure

SEC source: 0000002488-20-000029 · wf-form4_158344472577973.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

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March 02, 2020 Filed Mar 3, 2020 21:12 UTC Exercise / conversionStock Option Grant · Derivative 37,500 $0.00 Strike: $2.61 $0.00
Disclosure

SEC source: 0000002488-20-000027 · wf-form4_158326990427901.xml · derivative · entry 5

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,178

Underlying: Common Stock · 37,500 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option vested 33 1/3% on November 15, 2015 and vests 8 1/3% per quarter over the next eight following quarters.

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March 02, 2020 Filed Mar 3, 2020 21:12 UTC SaleCommon Stock 5,576 $47.24 $263,410.24
Disclosure

SEC source: 0000002488-20-000027 · wf-form4_158326990427901.xml · nonDerivative · entry 4

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,600

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

F5 · price: Transaction executed in multiple trades at prices ranging from $46.95 to $47.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 02, 2020 Filed Mar 3, 2020 21:12 UTC SaleCommon Stock 36,014 $46.32 $1,668,168.48
Disclosure

SEC source: 0000002488-20-000027 · wf-form4_158326990427901.xml · nonDerivative · entry 3

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,176

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

F4 · price: Transaction executed in multiple trades at prices ranging from $45.94 to $46.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 02, 2020 Filed Mar 3, 2020 21:12 UTC SaleCommon Stock 33,410 $45.50 $1,520,155.00
Disclosure

SEC source: 0000002488-20-000027 · wf-form4_158326990427901.xml · nonDerivative · entry 2

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,190

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $44.93 to $45.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 02, 2020 Filed Mar 3, 2020 21:12 UTC Exercise / conversionCommon Stock 37,500 $2.61 $97,875.00
Disclosure

SEC source: 0000002488-20-000027 · wf-form4_158326990427901.xml · nonDerivative · entry 1

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

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February 20, 2020 Filed Feb 24, 2020 21:16 UTC
GRASBY PAUL DARRENSVP & CSO, President EMEA
SaleCommon Stock 6,000 $58.49 $350,940.00
Disclosure

SEC source: 0000002488-20-000023 · wf-form4_158257895682941.xml · nonDerivative · entry 1

GRASBY PAUL DARREN · CIK 0001768248 · SVP & CSO, President EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,037

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

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February 20, 2020 Filed Feb 24, 2020 21:20 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionStock Option · Derivative 62,764 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000002488-20-000025 · wf-form4_158257919548983.xml · derivative · entry 3

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,057

Underlying: Common Stock · 62,764 shares

Expires 2021-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests 33 1/3% on August 15, 2015 and 8 1/3% per quarter over the next eight following quarters.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:20 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
SaleCommon Stock 62,764 $58.24 $3,655,375.36
Disclosure

SEC source: 0000002488-20-000025 · wf-form4_158257919548983.xml · nonDerivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,013

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $57.90 to $58.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 20, 2020 Filed Feb 24, 2020 21:20 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionCommon Stock 62,764 $4.08 $256,077.12
Disclosure

SEC source: 0000002488-20-000025 · wf-form4_158257919548983.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:43 UTC
GRASBY PAUL DARRENSVP & CSO, President EMEA
SaleCommon Stock 17,922 $54.90 $983,917.80
Disclosure

SEC source: 0000002488-20-000021 · wf-form4_158214858173080.xml · nonDerivative · entry 3

GRASBY PAUL DARREN · CIK 0001768248 · SVP & CSO, President EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,037

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting and settlement of the Reporting Person's Restricted Stock Units ("RSUs").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.