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AMC

AMC ENTERTAINMENT HOLDINGS, INC.

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4413
SEC CIK
0001411579
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532

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2023 Filed Aug 28, 2023 23:14 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000078 · primary_doc.xml · derivative · entry 3

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,954

Underlying: CLASS A COMMON STOCK · 1,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:14 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 42,912 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000078 · primary_doc.xml · derivative · entry 2

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 4,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:14 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Exercise / conversionCLASS A COMMON STOCK 4,291 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000078 · primary_doc.xml · nonDerivative · entry 1

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F8 · balance_after: Includes 571 shares of Common Stock received by the Reporting Person on August 28, 2023 in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ.

F9 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 10,839 Common Shares issuable based upon continued service and 10,845 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 30,837 equity interests.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:50 UTC
CHAVARRIA CARLA CSVP CHIER HR OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 71,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000077 · primary_doc.xml · derivative · entry 8

CHAVARRIA CARLA C · CIK 0001595385 · SVP CHIER HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 71,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:50 UTC
CHAVARRIA CARLA CSVP CHIER HR OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 7,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000077 · primary_doc.xml · derivative · entry 7

CHAVARRIA CARLA C · CIK 0001595385 · SVP CHIER HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,166

Underlying: CLASS A COMMON STOCK · 7,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:50 UTC
CHAVARRIA CARLA CSVP CHIER HR OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 13,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000077 · primary_doc.xml · derivative · entry 6

CHAVARRIA CARLA C · CIK 0001595385 · SVP CHIER HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 13,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:50 UTC
CHAVARRIA CARLA CSVP CHIER HR OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,323 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000077 · primary_doc.xml · derivative · entry 5

CHAVARRIA CARLA C · CIK 0001595385 · SVP CHIER HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,646

Underlying: CLASS A COMMON STOCK · 1,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:50 UTC
CHAVARRIA CARLA CSVP CHIER HR OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 25,318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000077 · primary_doc.xml · derivative · entry 4

CHAVARRIA CARLA C · CIK 0001595385 · SVP CHIER HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 25,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:50 UTC
CHAVARRIA CARLA CSVP CHIER HR OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 2,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000077 · primary_doc.xml · derivative · entry 3

CHAVARRIA CARLA C · CIK 0001595385 · SVP CHIER HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,064

Underlying: CLASS A COMMON STOCK · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:50 UTC
CHAVARRIA CARLA CSVP CHIER HR OFFICER
Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 221,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000077 · primary_doc.xml · derivative · entry 2

CHAVARRIA CARLA C · CIK 0001595385 · SVP CHIER HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 22,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:50 UTC
CHAVARRIA CARLA CSVP CHIER HR OFFICER
Exercise / conversionCLASS A COMMON STOCK 22,122 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000077 · primary_doc.xml · nonDerivative · entry 1

CHAVARRIA CARLA C · CIK 0001595385 · SVP CHIER HR OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F8 · balance_after: Includes 2,925 shares of Common Stock received by the Reporting Person on August 28, 2023 in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ.

F9 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 18,876 Common Shares issuable based upon continued service and 18,878 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 84,743 equity interests.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:30 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 72,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000076 · primary_doc.xml · derivative · entry 8

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 72,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:30 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 7,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000076 · primary_doc.xml · derivative · entry 7

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,208

Underlying: CLASS A COMMON STOCK · 7,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:30 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 13,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000076 · primary_doc.xml · derivative · entry 6

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 13,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:30 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,323 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000076 · primary_doc.xml · derivative · entry 5

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,646

Underlying: CLASS A COMMON STOCK · 1,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:30 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 27,427 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000076 · primary_doc.xml · derivative · entry 4

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 27,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:30 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 2,743 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000076 · primary_doc.xml · derivative · entry 3

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,486

Underlying: CLASS A COMMON STOCK · 2,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:30 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 82,105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000076 · primary_doc.xml · derivative · entry 2

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 8,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:30 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Exercise / conversionCLASS A COMMON STOCK 8,210 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000076 · primary_doc.xml · nonDerivative · entry 1

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F8 · balance_after: Includes 1,071 shares of Common Stock received by the Reporting Person on August 28, 2023 in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ.

F9 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 19,340 Common Shares issuable based upon continued service and 19,342 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 55,996 equity interests.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:08 UTC
COPAKEN ELLENSVP MARKETING
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 36,061 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000075 · primary_doc.xml · derivative · entry 6

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 36,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F6 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:08 UTC
COPAKEN ELLENSVP MARKETING
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000075 · primary_doc.xml · derivative · entry 5

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,545

Underlying: CLASS A COMMON STOCK · 3,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F6 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:08 UTC
COPAKEN ELLENSVP MARKETING
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,889 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000075 · primary_doc.xml · derivative · entry 4

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 1,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F5 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:08 UTC
COPAKEN ELLENSVP MARKETING
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000075 · primary_doc.xml · derivative · entry 3

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378

Underlying: CLASS A COMMON STOCK · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F5 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:08 UTC
COPAKEN ELLENSVP MARKETING
Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 1,404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000075 · primary_doc.xml · derivative · entry 2

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:08 UTC
COPAKEN ELLENSVP MARKETING
Exercise / conversionCLASS A COMMON STOCK 140 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000075 · primary_doc.xml · nonDerivative · entry 1

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F7 · balance_after: Includes 18 shares of Common Stock received by the Reporting Person on August 28, 2023, in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ.

F8 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 5,923 Common Shares issuable based upon continued service and 5,927 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 12,149 equity interests.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:44 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 90,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000074 · primary_doc.xml · derivative · entry 8

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 90,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:44 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 9,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000074 · primary_doc.xml · derivative · entry 7

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,089

Underlying: CLASS A COMMON STOCK · 9,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:44 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 17,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000074 · primary_doc.xml · derivative · entry 6

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:44 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000074 · primary_doc.xml · derivative · entry 5

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,400

Underlying: CLASS A COMMON STOCK · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:44 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 34,811 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000074 · primary_doc.xml · derivative · entry 4

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 34,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:44 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000074 · primary_doc.xml · derivative · entry 3

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,964

Underlying: CLASS A COMMON STOCK · 3,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:44 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 104,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000074 · primary_doc.xml · derivative · entry 2

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 10,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:44 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Exercise / conversionCLASS A COMMON STOCK 10,415 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000074 · primary_doc.xml · nonDerivative · entry 1

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F8 · balance_after: Includes 1,364 shares of Common Stock received by the Reporting Person on August 28, 2023 in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ.

F9 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 24,453 Common Shares issuable based upon continued service and 24,454 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 70,925 equity interests.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:18 UTC
ELLIS DANIEL EEVP, CHIEF OPS & DEV OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 90,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000073 · primary_doc.xml · derivative · entry 8

ELLIS DANIEL E · CIK 0001207827 · EVP, CHIEF OPS & DEV OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 90,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:18 UTC
ELLIS DANIEL EEVP, CHIEF OPS & DEV OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 9,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000073 · primary_doc.xml · derivative · entry 7

ELLIS DANIEL E · CIK 0001207827 · EVP, CHIEF OPS & DEV OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,089

Underlying: CLASS A COMMON STOCK · 9,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:18 UTC
ELLIS DANIEL EEVP, CHIEF OPS & DEV OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 17,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000073 · primary_doc.xml · derivative · entry 6

ELLIS DANIEL E · CIK 0001207827 · EVP, CHIEF OPS & DEV OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:18 UTC
ELLIS DANIEL EEVP, CHIEF OPS & DEV OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000073 · primary_doc.xml · derivative · entry 5

ELLIS DANIEL E · CIK 0001207827 · EVP, CHIEF OPS & DEV OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,400

Underlying: CLASS A COMMON STOCK · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:18 UTC
ELLIS DANIEL EEVP, CHIEF OPS & DEV OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 27,427 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000073 · primary_doc.xml · derivative · entry 4

ELLIS DANIEL E · CIK 0001207827 · EVP, CHIEF OPS & DEV OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 27,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:18 UTC
ELLIS DANIEL EEVP, CHIEF OPS & DEV OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 2,743 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000073 · primary_doc.xml · derivative · entry 3

ELLIS DANIEL E · CIK 0001207827 · EVP, CHIEF OPS & DEV OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,486

Underlying: CLASS A COMMON STOCK · 2,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:18 UTC
ELLIS DANIEL EEVP, CHIEF OPS & DEV OFFICER
Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 86,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000073 · primary_doc.xml · derivative · entry 2

ELLIS DANIEL E · CIK 0001207827 · EVP, CHIEF OPS & DEV OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 8,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:18 UTC
ELLIS DANIEL EEVP, CHIEF OPS & DEV OFFICER
Exercise / conversionCLASS A COMMON STOCK 8,674 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000073 · primary_doc.xml · nonDerivative · entry 1

ELLIS DANIEL E · CIK 0001207827 · EVP, CHIEF OPS & DEV OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F8 · balance_after: Includes 1,133 shares of Common Stock received by the Reporting Person on August 28, 2023 in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ.

F9 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 22,975 Common Shares issuable based upon continued service and 22,978 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 64,258 equity interests.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 20:47 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 197,975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000072 · primary_doc.xml · derivative · entry 8

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 197,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 20:47 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 19,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000072 · primary_doc.xml · derivative · entry 7

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,818

Underlying: CLASS A COMMON STOCK · 19,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 20:47 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 37,773 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000072 · primary_doc.xml · derivative · entry 6

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 37,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 20:47 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,778 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000072 · primary_doc.xml · derivative · entry 5

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,556

Underlying: CLASS A COMMON STOCK · 3,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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August 25, 2023 Filed Aug 28, 2023 20:47 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 67,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000072 · primary_doc.xml · derivative · entry 4

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 67,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

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August 25, 2023 Filed Aug 28, 2023 20:47 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000072 · primary_doc.xml · derivative · entry 3

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,504

Underlying: CLASS A COMMON STOCK · 6,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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August 25, 2023 Filed Aug 28, 2023 20:47 UTC Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 132,591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000072 · primary_doc.xml · derivative · entry 2

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 13,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

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August 25, 2023 Filed Aug 28, 2023 20:47 UTC Exercise / conversionCLASS A COMMON STOCK 13,259 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000072 · primary_doc.xml · nonDerivative · entry 1

Goodman Sean D. · CIK 0001663623 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F8 · balance_after: Includes 1,766 shares of Common Stock received by the Reporting Person on August 28, 2023 in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ.

F9 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 51,878 Common Shares issuable based upon continued service and 51,878 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 132,041 equity interests.

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August 25, 2023 Filed Aug 28, 2023 18:27 UTC Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 25,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000071 · primary_doc.xml · derivative · entry 2

KOCH HOWARD WINCHEL JR · CIK 0001623258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 2,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.