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AMC

AMC ENTERTAINMENT HOLDINGS, INC.

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4413
SEC CIK
0001411579
Parsed reports
532

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 10, 2024 22:42 UTC
ARON ADAM MDirector · Chairman, President & CEO
Exercise / conversionClass A Common Stock 126,328 $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000004 · primary_doc.xml · nonDerivative · entry 1

ARON ADAM M · CIK 0001032673 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:56 UTC
COPAKEN ELLENSVP MARKETING
ConversionRESTRICTED STOCK UNITS · Derivative 1,847 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000004 · primary_doc.xml · derivative · entry 4

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,698

Underlying: CLASS A COMMON STOCK · 1,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, and August 11, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Perso's continued employment.

F2 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, and August 11, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Perso's continued employment.

F2 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, and August 11, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Perso's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:56 UTC
COPAKEN ELLENSVP MARKETING
ConversionRESTRICTED STOCK UNITS · Derivative 189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000004 · primary_doc.xml · derivative · entry 3

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189

Underlying: CLASS A COMMON STOCK · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 2, 2022, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.exercise_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 2, 2022, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.expiration_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 2, 2022, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:56 UTC
COPAKEN ELLENSVP MARKETING
Tax withholdingCLASS A COMMON STOCK 1,028 $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000004 · primary_doc.xml · nonDerivative · entry 2

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,307

F3 · security: Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-2 above.

F4 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 3,887 Common Shares issuable based upon continued service and 5,925 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 11,119 equity interests.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:56 UTC
COPAKEN ELLENSVP MARKETING
Exercise / conversionCLASS A COMMON STOCK 2,036 $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000004 · primary_doc.xml · nonDerivative · entry 1

COPAKEN ELLEN · CIK 0001990592 · SVP MARKETING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 2, 2022, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, and August 11, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Perso's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:43 UTC ConversionRESTRICTED STOCK UNITS · Derivative 10,272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000003 · primary_doc.xml · derivative · entry 5

Goodman Sean D. · CIK 0001663623 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,546

Underlying: CLASS A COMMON STOCK · 10,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:43 UTC ConversionRESTRICTED STOCK UNITS · Derivative 3,777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000003 · primary_doc.xml · derivative · entry 4

Goodman Sean D. · CIK 0001663623 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,779

Underlying: CLASS A COMMON STOCK · 3,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:43 UTC ConversionRESTRICTED STOCK UNITS · Derivative 13,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000003 · primary_doc.xml · derivative · entry 3

Goodman Sean D. · CIK 0001663623 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 13,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.exercise_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.expiration_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:43 UTC Tax withholdingCLASS A COMMON STOCK 13,571 $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000003 · primary_doc.xml · nonDerivative · entry 2

Goodman Sean D. · CIK 0001663623 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,267

F4 · security: Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above.

F5 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 24,325 Common Shares issuable based upon continued service and 51,875 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 118,467 equity interests.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:43 UTC Exercise / conversionCLASS A COMMON STOCK 27,553 $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000003 · primary_doc.xml · nonDerivative · entry 1

Goodman Sean D. · CIK 0001663623 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:32 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
ConversionRESTRICTED STOCK UNITS · Derivative 3,734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000002 · primary_doc.xml · derivative · entry 5

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,474

Underlying: CLASS A COMMON STOCK · 3,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:32 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
ConversionRESTRICTED STOCK UNITS · Derivative 1,323 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000002 · primary_doc.xml · derivative · entry 4

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,323

Underlying: CLASS A COMMON STOCK · 1,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:32 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
ConversionRESTRICTED STOCK UNITS · Derivative 5,486 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000002 · primary_doc.xml · derivative · entry 3

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 5,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.exercise_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.expiration_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:32 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Tax withholdingCLASS A COMMON STOCK 5,416 $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000002 · primary_doc.xml · nonDerivative · entry 2

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,441

F4 · security: Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above.

F5 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 8,797 Common Shares issuable based upon continued service and 19,341 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 50,579 equity interests.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:32 UTC
CONNOR KEVIN MSVP GENERAL COUNSEL & SEC
Exercise / conversionCLASS A COMMON STOCK 10,543 $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000002 · primary_doc.xml · nonDerivative · entry 1

CONNOR KEVIN M · CIK 0001227518 · SVP GENERAL COUNSEL & SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:26 UTC
ELLIS DANIEL EEVP, Chief Ops & Dev Officer
ConversionRestricted Stock Units · Derivative 4,695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000003 · primary_doc.xml · derivative · entry 5

ELLIS DANIEL E · CIK 0001207827 · EVP, Chief Ops & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,394

Underlying: Class A Common Stock · 4,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:26 UTC
ELLIS DANIEL EEVP, Chief Ops & Dev Officer
ConversionRestricted Stock Units · Derivative 1,699 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000003 · primary_doc.xml · derivative · entry 4

ELLIS DANIEL E · CIK 0001207827 · EVP, Chief Ops & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Class A Common Stock · 1,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:26 UTC
ELLIS DANIEL EEVP, Chief Ops & Dev Officer
ConversionRestricted Stock Units · Derivative 5,486 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000003 · primary_doc.xml · derivative · entry 3

ELLIS DANIEL E · CIK 0001207827 · EVP, Chief Ops & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.exercise_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.expiration_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:26 UTC
ELLIS DANIEL EEVP, Chief Ops & Dev Officer
Tax withholdingClass A Common Stock 5,985 $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000003 · primary_doc.xml · nonDerivative · entry 2

ELLIS DANIEL E · CIK 0001207827 · EVP, Chief Ops & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,200

F4 · security: Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above.

F5 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 11,095 Common Shares issuable based upon continued service and 22,978 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 58,273 equity interests.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 22:26 UTC
ELLIS DANIEL EEVP, Chief Ops & Dev Officer
Exercise / conversionClass A Common Stock 11,880 $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000003 · primary_doc.xml · nonDerivative · entry 1

ELLIS DANIEL E · CIK 0001207827 · EVP, Chief Ops & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 22:18 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
ConversionRESTRICTED STOCK UNITS · Derivative 4,695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000001 · primary_doc.xml · derivative · entry 5

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,394

Underlying: CLASS A COMMON STOCK · 4,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 22:18 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
ConversionRESTRICTED STOCK UNITS · Derivative 1,699 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000001 · primary_doc.xml · derivative · entry 4

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,701

Underlying: CLASS A COMMON STOCK · 1,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 22:18 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
ConversionRESTRICTED STOCK UNITS · Derivative 6,964 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000001 · primary_doc.xml · derivative · entry 3

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 6,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.exercise_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.expiration_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 22:18 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Tax withholdingCLASS A COMMON STOCK 6,863 $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000001 · primary_doc.xml · nonDerivative · entry 2

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,513

F4 · security: Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above.

F5 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 11,095 Common Shares issuable based upon continued service and 24,452 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 64,060 equity interests.

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January 02, 2024 Filed Jan 10, 2024 22:18 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM OFFICER
Exercise / conversionCLASS A COMMON STOCK 13,358 $0.00 $0.00
Disclosure

SEC source: 0001592354-24-000001 · primary_doc.xml · nonDerivative · entry 1

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 21:34 UTC
CHAVARRIA CARLA CSVP, Chief HR Officer
ConversionRestricted Stock Units · Derivative 3,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000002 · primary_doc.xml · derivative · entry 5

CHAVARRIA CARLA C · CIK 0001595385 · SVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,446

Underlying: Class A Common Stock · 3,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 21:34 UTC
CHAVARRIA CARLA CSVP, Chief HR Officer
ConversionRestricted Stock Units · Derivative 1,323 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000002 · primary_doc.xml · derivative · entry 4

CHAVARRIA CARLA C · CIK 0001595385 · SVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,323

Underlying: Class A Common Stock · 1,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 21:34 UTC
CHAVARRIA CARLA CSVP, Chief HR Officer
ConversionRestricted Stock Units · Derivative 5,064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000002 · primary_doc.xml · derivative · entry 3

CHAVARRIA CARLA C · CIK 0001595385 · SVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.exercise_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.expiration_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 21:34 UTC
CHAVARRIA CARLA CSVP, Chief HR Officer
Tax withholdingClass A Common Stock 5,193 $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000002 · primary_doc.xml · nonDerivative · entry 2

CHAVARRIA CARLA C · CIK 0001595385 · SVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,903

F4 · security: Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above.

F5 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 8,769 Common Shares issuable based upon continued service and 18,875 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 79,547 equity interests.

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January 02, 2024 Filed Jan 10, 2024 21:34 UTC
CHAVARRIA CARLA CSVP, Chief HR Officer
Exercise / conversionClass A Common Stock 10,107 $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000002 · primary_doc.xml · nonDerivative · entry 1

CHAVARRIA CARLA C · CIK 0001595385 · SVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 20:03 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
ConversionRESTRICTED STOCK UNITS · Derivative 2,123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000001 · primary_doc.xml · derivative · entry 5

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,250

Underlying: CLASS A COMMON STOCK · 2,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 20:03 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
ConversionRESTRICTED STOCK UNITS · Derivative 755 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000001 · primary_doc.xml · derivative · entry 4

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757

Underlying: CLASS A COMMON STOCK · 755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.exercise_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · derivative.expiration_date: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

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January 02, 2024 Filed Jan 10, 2024 20:03 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
ConversionRESTRICTED STOCK UNITS · Derivative 2,954 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000001 · primary_doc.xml · derivative · entry 3

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 2,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.exercise_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F1 · derivative.expiration_date: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
January 02, 2024 Filed Jan 10, 2024 20:03 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Tax withholdingCLASS A COMMON STOCK 2,939 $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000001 · primary_doc.xml · nonDerivative · entry 2

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,046

F4 · security: Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above.

F5 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 5,007 Common Shares issuable based upon continued service and 10,843 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 27,896 equity interests.

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January 02, 2024 Filed Jan 10, 2024 20:03 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Exercise / conversionCLASS A COMMON STOCK 5,832 $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000001 · primary_doc.xml · nonDerivative · entry 1

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F2 · security: Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

F3 · security: Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:35 UTC
ARON ADAM MDirector · CEO, PRESIDENT CHAIRMAN
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 869,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000079 · primary_doc.xml · derivative · entry 8

ARON ADAM M · CIK 0001032673 · Director · CEO, PRESIDENT CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 869,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

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August 25, 2023 Filed Aug 28, 2023 23:35 UTC
ARON ADAM MDirector · CEO, PRESIDENT CHAIRMAN
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 86,912 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000079 · primary_doc.xml · derivative · entry 7

ARON ADAM M · CIK 0001032673 · Director · CEO, PRESIDENT CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,290

Underlying: CLASS A COMMON STOCK · 86,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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August 25, 2023 Filed Aug 28, 2023 23:35 UTC
ARON ADAM MDirector · CEO, PRESIDENT CHAIRMAN
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 179,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000079 · primary_doc.xml · derivative · entry 6

ARON ADAM M · CIK 0001032673 · Director · CEO, PRESIDENT CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 179,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:35 UTC
ARON ADAM MDirector · CEO, PRESIDENT CHAIRMAN
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 17,942 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000079 · primary_doc.xml · derivative · entry 5

ARON ADAM M · CIK 0001032673 · Director · CEO, PRESIDENT CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,884

Underlying: CLASS A COMMON STOCK · 17,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:35 UTC
ARON ADAM MDirector · CEO, PRESIDENT CHAIRMAN
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 316,458 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000079 · primary_doc.xml · derivative · entry 4

ARON ADAM M · CIK 0001032673 · Director · CEO, PRESIDENT CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 316,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:35 UTC
ARON ADAM MDirector · CEO, PRESIDENT CHAIRMAN
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 31,646 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000079 · primary_doc.xml · derivative · entry 3

ARON ADAM M · CIK 0001032673 · Director · CEO, PRESIDENT CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,292

Underlying: CLASS A COMMON STOCK · 31,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:35 UTC
ARON ADAM MDirector · CEO, PRESIDENT CHAIRMAN
Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 1,957,163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000079 · primary_doc.xml · derivative · entry 2

ARON ADAM M · CIK 0001032673 · Director · CEO, PRESIDENT CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 195,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:35 UTC
ARON ADAM MDirector · CEO, PRESIDENT CHAIRMAN
Exercise / conversionCLASS A COMMON STOCK 195,715 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000079 · primary_doc.xml · nonDerivative · entry 1

ARON ADAM M · CIK 0001032673 · Director · CEO, PRESIDENT CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F8 · balance_after: Does not include Common Shares issuable upon future vesting of equity grants, including 234,466 Common Shares issuable based upon continued service and 234,468 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 835,270 equity interests.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 16:45 UTC Exercise / conversionAMC PREFERRED EQUITY UNITS · Derivative 42,884 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000064 · primary_doc.xml · derivative · entry 2

PAWLUS KATHLEEN M · CIK 0001627839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 4,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 16:45 UTC Exercise / conversionCLASS A COMMON STOCK 4,288 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000064 · primary_doc.xml · nonDerivative · entry 1

PAWLUS KATHLEEN M · CIK 0001627839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:14 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 40,940 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000078 · primary_doc.xml · derivative · entry 8

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 40,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:14 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 4,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000078 · primary_doc.xml · derivative · entry 7

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,373

Underlying: CLASS A COMMON STOCK · 4,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F7 · derivative.expiration_date: One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:14 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 7,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000078 · primary_doc.xml · derivative · entry 6

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 7,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:14 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 756 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000078 · primary_doc.xml · derivative · entry 5

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512

Underlying: CLASS A COMMON STOCK · 756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F6 · derivative.exercise_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F6 · derivative.expiration_date: One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 23:14 UTC
COX CHRIS ASVP CHIEF ACCOUNTING OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 14,770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000078 · primary_doc.xml · derivative · entry 4

COX CHRIS A · CIK 0001197421 · SVP CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: AMC PREFERRED EQUITY UNITS · 14,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F4 · kind: Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting.

F5 · derivative.exercise_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F5 · derivative.expiration_date: The RSUs will be eligible to vest in January 2024, subject to continued employment.

F3 · derivative.underlying: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.